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Mitochondrial Disorders and
   Cerebral Folate Deficiency in
    Autism Spectrum Disorder




Richard E. Frye, M.D., Ph.D.
     Director of Autism Research
   Associate Professor of Pediatrics
     Arkansas Children’s Hospital
The Rise in Autism
    CDC estimates the prevalence of Autism Spectrum
    Disorder is as high as 7 per 1,000 or 1 in 150!




Debate over whether this is due to a shift in diagnosis
or a true rise in the number of cases. Does it matter??
Either way there are a lot of children that need care.
Autism Defined
The Etiology of Autism: More than Genetic Disorders


        Estimated Prevalence of Genetic Abnormalities
Cytogenetic Abnormalities               5%
Fragile X                               5%
Rett Syndrome (Females only)            5% (~1% overall)
Chromosomal Microarray                  10%
Total                                   21%

This leaves about 79%+ children with ASD without an
identified genetic diagnosis.

.




                     (Schaefer and Mendelson, Genetics in Medicine, 2008)
New Understanding of Autism
• Autism is defined as a collection of symptoms

• Symptoms of Autism are associated with
  underlying medical disorders in may cases

• In many cases, Autism is a multisystemic disorder
  with primary neurological manifestations.

• The rise in Autism cases is probably due to complex
  interactions between genetics, environment and
  the dynamics of physiological development.
Mitochondrial Dysfunction and Cerebral
 Folate Deficiency/Insufficiency is becoming
  recognized as highly prevalent in autism
              spectrum disorder
This talk will review
   – Evidence for Mitochondrial Dysfunction in Autism
     Spectrum Disorder
   – Biomarkers for mitochondrial dysfunction
   – Importance of cerebral folate deficiency/insufficiency
     and the folate receptor autoantibody
   – How cerebral folate deficiency/insufficiency is
     diagnosed and treated
Evidence for Mitochondrial
Disease and Dysfunction in
Autism Spectrum Disorder
Biomarkers of Abnormal
            Energy Metabolism
             in Children with
       Neurodevelopmental Disorders

    A review of metabolic studies from 133
      consecutive patients evaluated in a
         medically-based autism clinic

Examined a wide range of metabolic markers
 in children with autism including markers of
         fatty-acid oxidation disorders
6 Biomarkers Reviewed

4 Groups with high prevalence Identified

Lactate, Alanine-to-Lysine & Acyl-Carnitine 34.3%
                                with AST    53.0%
Acyl-Carnitine Elevation Group




3-hydroxy-3-methylglutaryl is a metabolite of Acetyl-CoA, the
starting point of the citric acid cycle. Suggests that the citric acid
cycle is working inefficiently. It can also be seen in 3-hydroxy-3-
methylglutaryl-CoA lyase deficiency but at much higher levels.
Muscle Biopsy of child with acyl-carnitine elevations
Altered brain phospholipid and acylcarnitine profiles in propionic acid
infused rodents: further development of a potential model of autism
spectrum disorders. J Neurochem. 2010 Apr;113(2):515-29.

Derrick MacFabe et al.
Defining Mitochondrial Disease
Several systematic criteria are used to diagnose mitochondrial
disease.

Here we consider the Morava et al. (2006) criteria which uses
the following findings:
I. Clinical
II. Metabolic and neuroimaging
III. Mitochondrial morphological

Patients are classified into 4 categories:
• Not likely (<=1)
• Possible (2-4 points)
• Probable (5-7 points)
• Definite (>=8 points).

•Score of 3+ suggests a muscle or skin biopsy should be done
I. Clinical signs and symptoms, 1 point/ symptom (max. 4 points)

                Probably associated      Might be associated       Probably not
                with ASD (% in ASD)      with ASD                  associated with ASD
A. Muscular     Muscle weakness          Abnormal EMG              Ophthalmoplegia†
(max. 2 points) (myopathies)             Exercise intolerance      Facies myopathica
                                         Rhabdomyolysis
B. CNS          Develop delay (100%)     Extrapyramidal signs      Stroke-like episode
(max. 2 points) Loss of skills (33%)     Myoclonus                 Migraine
                Seizures (25%)           Pyramidal signs           Cortical Blindness
                                                                   Brainstem abnormal
C. Multisystem GI tract (7-91.4%)        Heart                     Vision
(max. 3 points) Endocrine/growth         Kidney                    Hearing
                Familial (10.9%)                                   Hematological
                Neuropathy
† Scores 2 points. ‡ Scores 4 points.
EMG = electromyography

                                                                (Frye and Rossignol,
                                                                Ped Research, 2011)
II. Metabolic/imaging studies (max. 4 points)
Probably associated with ASD Might be associated           Probably not associated
(% in ASD)                       with ASD                  with ASD
Elevated lactate† (17.1- 76.6%) Elevated CSF lactate†      Ethylmalonic aciduria
Elevated L/P ratio (27.6%)       Elevated CSF protein      Leigh syndrome/MRI†
Elevated alanine† (36.0%)        Elevated CSF alanine      (0%)
Elevated lactate/MRS (11.1%) Urinary TA excretion†
                                 Stroke-like picture/MRI
† Scores 2 points. ‡ Scores 4 points.
L/P = lactate/pyruvate;
TA = tricarbon acid.;
CSF = Cerebrospinal fluid




                                                               (Frye and Rossignol,
                                                               Ped Research, 2011)
III. Mitochondria Morphology (max. 4 points)
Probably associated with      Might be associated with   Probably not associated
ASD (% in ASD)                ASD                        with ASD
Abnormal mitochondria/EM†                                COX-negative fibers‡
Reduced COX staining‡                                    Reduced SDH staining
Ragged red/blue fibers‡                                  SDH positive blood
                                                         vessels†
† Scores 2 points. ‡ Scores 4 points.
COX = cytochrome c oxidase; SDH = succinate dehydrogenase; EM = electron
microscopy




                                                              (Frye and Rossignol,
                                                              Ped Research, 2011)
Weissman et al 2008

       Review of 25 children
       diagnosed with autism
       eventually diagnosed with a
       mitochondrial disorder

       High rate of non-neurologic
       symptoms

       High rate of fatigability – 68%

       Unusual regression -- 60%
Morning Fasting      Suspect    Pyruvic Acid

             CO2               Mitochondrial CMA
         CMP LFTs                Disorder    MitoMet
                                             mtDNA point mutations
             Glucose                         Start Supplements
         Lactic Acid                           L-Carnitine (Carnitor)
         Amino Acids                           Ubiquinol (Douglas Labs)
         Ammonia                               B-Complex (Supra-Nu Thera)
         Acyl-Carnitine                                          No Diagnosis
         Creatine Kinase             If Lab
         Urine Organic Acids                   Muscle Biopsy
                                     Abnormal
                                                 Histology
 Suspect                             Repeat to
                                                 Electron Microscopy
Fatty Acid                           Confirm
                                                 Electron Transport Chain Studies
 Disorder                                        mtDNA Content Studies
       RBC Zinc & Copper, Biotin
                                                                  More Specific Diagnosis
       Triglyceride & Cholesterol Panel
       Urine Acyl-Glycine & Ketones             Testing of Specific Genes
                      No Diagnosis              mtDNA sequencing

       Skin Biopsy with Fatty-acid
       oxidation and electron transport                 Specific Therapy
       chain studies, MitoMet
A New Type of Mitochondrial Disorder:

     Complex IV Hyperfunction.
Electron Transport Chain Studies

   From 14 Children with ASD

   and Mitochondrial Disease

defined by Morava et al. criteria
Corrected ETC Function
Maximum Corrected ETC Function by Subject
Why Is
 Mitochondrial Disease
Associated with Autism?
Brain growth peaks just after the first year of life. Brain
growth requires energy. A deficit in energy during this
essential time may result in a failure in brain development
Mitochondrial Dysfunction

Environmental Toxins             Genetic Defects

             Increased Free Radicals




              Cell Damage and Death
Treatment of
Mitochondrial Disorders
Treatment of
Mitochondrial Disease
Treatment of
           Mitochondrial Disease
• Prevention of Regression
  – Avoid Dehydration
  – Avoid Fever
  – Avoid Viral Illness
  – Avoid Specific Drugs
Treatment of Mitochondrial Disease
 • Prevention of Regression




28 patients with ASD and mitochondrial disease.
17 individuals had a history of regression
71% (12 of 17) regressed with fever
24% (4 of 17) fever followed vaccination
Drug Interactions
• Antibiotics to avoid:                   • Antibiotics that are probably
    – Linezolid and other oxazolidinone     okay:
      antibiotics                             – Fluoroquinolones
    – Rifampin                                  (Ciprofloxacin, floxin, levaquin),
    – Tetracycline                            – Macrolides
    – Chloramphenicol                           (azithromycin, clarithromycin, ert
                                                hromycin)
    – Imipenem
                                              – Cephaloglycin,
    – Cephalogycin
                                              – Bactrim
    – Beta-lactam (penicillin and
      cephalosporin)

• Other substances to avoid :
    –   Alcohol
    –   Cigarette smoke
    –   monosodium glutamate
    –   Acetaminophen
    –   Antipsychotics
    –   Fasting
    –   Dehydration
    –   Sleep Deprivation
Preventive Strategies: Drug Interactions
Treatment of
         Mitochondrial Disease
• Diets
  – Ketogenic Diet
  – Modified Atkins Diet
  – Complex Carbohydrate Supplementation
Treatment of Mitochondrial Disease
• Secondary Effects of Mitochondrial Disorders
  – Gastrointestinal Dysfunction- Dysmotility
  – Thyroid Dysfunction
  – Adrenal Dysfunction
  – Immune System Dysfunction
  – Cardiovascular Dysfunction
  – Brain Dysfunction
     • Cerebral Folate Deficiency
     • Seizures
     • Neurotransmitter Deficiencies
        – Acetylcholine
        – Excitatory-Inhibitory Balance
Cerebral Folate Deficiency
Antibodies to the FR1 (Folate Receptor 1) block folate from
crossing the blood-brain barrier. Since this is an energy dependent
process disorder of energy metabolism will also reduce folate
transport into the central nervous system




                                       (Ramaekers and Quadros, in press)
Symptoms of Classic Cerebral Folate Deficiency




                                (Ramaekers et al., NEJM, 2005)
Conditions Associated with Autism and
                  Cerebral Folate Deficiency

Antibody Mediated Cerebral folate deficiency
• Infantile-onset cerebral folate deficiency
• Low-IQ autism with neurological deficits

Energy Mediated Cerebral Folate Deficiency syndromes
•Mitochondrial encephalopathies (deficits in mitochondrial
function)


Unknown Mechanisms (both mitochondrial and antibody?)
•Rett Syndrome
Ramaekers et al., 2007 Neuropediatrics 38(6):276-81
The Expanding Association between
             Autism and Cerebral Folate Deficiency
Wide Range of Children with Autism Spectrum Disorder




Energy Mediated Cerebral Folate Deficiency syndromes
• Mitochondrial Complex IV Hyperfunction
 (Frye and Naveux, Journal of Pediatric Neurology, 2012)
More than half of children with Autism Spectrum Disorder
 referred to two autism specialty clinics test positive for
        antibodies to the folate transporter (n=93)




                        Frye et al, Molecular Psychiatry, 2012
75% of children with Autism Spectrum Disorder referred to
two autism specialty clinics test positive for one of the two
            antibodies to the folate transporter




                         Frye et al, Molecular Psychiatry, 2012
44 children with Autism and Positive autoantibodies were
treated with 2mg/kg of folinic acid in an open-label fashion for
a mean of 4 months and compared to a wait list control group
of children with autism and positive autoantibodies.
Reduced central nervous system folate results in
decreased de novo purine synthesis which leads to
decrease tetrahydrobiopterin (BH4) production




                          (Ramaekers et al., Neurology, 2003)
Cerebral folate deficiency

Treatment: Folinic Acid 1-2mg/kg/day
Ramaekers et al., 2008 Dev Med Child Neurol 50(5):346-52
Ramaekers et al., 2008 Dev Med Child Neurol 50(5):346-52
Questions?

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Mitochondrial Disorders and Cerebral Folate Deficiency in Autism Spectrum Disorder

  • 1. Mitochondrial Disorders and Cerebral Folate Deficiency in Autism Spectrum Disorder Richard E. Frye, M.D., Ph.D. Director of Autism Research Associate Professor of Pediatrics Arkansas Children’s Hospital
  • 2. The Rise in Autism CDC estimates the prevalence of Autism Spectrum Disorder is as high as 7 per 1,000 or 1 in 150! Debate over whether this is due to a shift in diagnosis or a true rise in the number of cases. Does it matter?? Either way there are a lot of children that need care.
  • 3.
  • 5.
  • 6. The Etiology of Autism: More than Genetic Disorders Estimated Prevalence of Genetic Abnormalities Cytogenetic Abnormalities 5% Fragile X 5% Rett Syndrome (Females only) 5% (~1% overall) Chromosomal Microarray 10% Total 21% This leaves about 79%+ children with ASD without an identified genetic diagnosis. . (Schaefer and Mendelson, Genetics in Medicine, 2008)
  • 7. New Understanding of Autism • Autism is defined as a collection of symptoms • Symptoms of Autism are associated with underlying medical disorders in may cases • In many cases, Autism is a multisystemic disorder with primary neurological manifestations. • The rise in Autism cases is probably due to complex interactions between genetics, environment and the dynamics of physiological development.
  • 8. Mitochondrial Dysfunction and Cerebral Folate Deficiency/Insufficiency is becoming recognized as highly prevalent in autism spectrum disorder This talk will review – Evidence for Mitochondrial Dysfunction in Autism Spectrum Disorder – Biomarkers for mitochondrial dysfunction – Importance of cerebral folate deficiency/insufficiency and the folate receptor autoantibody – How cerebral folate deficiency/insufficiency is diagnosed and treated
  • 9. Evidence for Mitochondrial Disease and Dysfunction in Autism Spectrum Disorder
  • 10.
  • 11.
  • 12. Biomarkers of Abnormal Energy Metabolism in Children with Neurodevelopmental Disorders A review of metabolic studies from 133 consecutive patients evaluated in a medically-based autism clinic Examined a wide range of metabolic markers in children with autism including markers of fatty-acid oxidation disorders
  • 13. 6 Biomarkers Reviewed 4 Groups with high prevalence Identified Lactate, Alanine-to-Lysine & Acyl-Carnitine 34.3% with AST 53.0%
  • 14.
  • 15. Acyl-Carnitine Elevation Group 3-hydroxy-3-methylglutaryl is a metabolite of Acetyl-CoA, the starting point of the citric acid cycle. Suggests that the citric acid cycle is working inefficiently. It can also be seen in 3-hydroxy-3- methylglutaryl-CoA lyase deficiency but at much higher levels.
  • 16. Muscle Biopsy of child with acyl-carnitine elevations
  • 17. Altered brain phospholipid and acylcarnitine profiles in propionic acid infused rodents: further development of a potential model of autism spectrum disorders. J Neurochem. 2010 Apr;113(2):515-29. Derrick MacFabe et al.
  • 18.
  • 19. Defining Mitochondrial Disease Several systematic criteria are used to diagnose mitochondrial disease. Here we consider the Morava et al. (2006) criteria which uses the following findings: I. Clinical II. Metabolic and neuroimaging III. Mitochondrial morphological Patients are classified into 4 categories: • Not likely (<=1) • Possible (2-4 points) • Probable (5-7 points) • Definite (>=8 points). •Score of 3+ suggests a muscle or skin biopsy should be done
  • 20. I. Clinical signs and symptoms, 1 point/ symptom (max. 4 points) Probably associated Might be associated Probably not with ASD (% in ASD) with ASD associated with ASD A. Muscular Muscle weakness Abnormal EMG Ophthalmoplegia† (max. 2 points) (myopathies) Exercise intolerance Facies myopathica Rhabdomyolysis B. CNS Develop delay (100%) Extrapyramidal signs Stroke-like episode (max. 2 points) Loss of skills (33%) Myoclonus Migraine Seizures (25%) Pyramidal signs Cortical Blindness Brainstem abnormal C. Multisystem GI tract (7-91.4%) Heart Vision (max. 3 points) Endocrine/growth Kidney Hearing Familial (10.9%) Hematological Neuropathy † Scores 2 points. ‡ Scores 4 points. EMG = electromyography (Frye and Rossignol, Ped Research, 2011)
  • 21. II. Metabolic/imaging studies (max. 4 points) Probably associated with ASD Might be associated Probably not associated (% in ASD) with ASD with ASD Elevated lactate† (17.1- 76.6%) Elevated CSF lactate† Ethylmalonic aciduria Elevated L/P ratio (27.6%) Elevated CSF protein Leigh syndrome/MRI† Elevated alanine† (36.0%) Elevated CSF alanine (0%) Elevated lactate/MRS (11.1%) Urinary TA excretion† Stroke-like picture/MRI † Scores 2 points. ‡ Scores 4 points. L/P = lactate/pyruvate; TA = tricarbon acid.; CSF = Cerebrospinal fluid (Frye and Rossignol, Ped Research, 2011)
  • 22. III. Mitochondria Morphology (max. 4 points) Probably associated with Might be associated with Probably not associated ASD (% in ASD) ASD with ASD Abnormal mitochondria/EM† COX-negative fibers‡ Reduced COX staining‡ Reduced SDH staining Ragged red/blue fibers‡ SDH positive blood vessels† † Scores 2 points. ‡ Scores 4 points. COX = cytochrome c oxidase; SDH = succinate dehydrogenase; EM = electron microscopy (Frye and Rossignol, Ped Research, 2011)
  • 23.
  • 24.
  • 25. Weissman et al 2008 Review of 25 children diagnosed with autism eventually diagnosed with a mitochondrial disorder High rate of non-neurologic symptoms High rate of fatigability – 68% Unusual regression -- 60%
  • 26. Morning Fasting Suspect Pyruvic Acid CO2 Mitochondrial CMA CMP LFTs Disorder MitoMet mtDNA point mutations Glucose Start Supplements Lactic Acid L-Carnitine (Carnitor) Amino Acids Ubiquinol (Douglas Labs) Ammonia B-Complex (Supra-Nu Thera) Acyl-Carnitine No Diagnosis Creatine Kinase If Lab Urine Organic Acids Muscle Biopsy Abnormal Histology Suspect Repeat to Electron Microscopy Fatty Acid Confirm Electron Transport Chain Studies Disorder mtDNA Content Studies RBC Zinc & Copper, Biotin More Specific Diagnosis Triglyceride & Cholesterol Panel Urine Acyl-Glycine & Ketones Testing of Specific Genes No Diagnosis mtDNA sequencing Skin Biopsy with Fatty-acid oxidation and electron transport Specific Therapy chain studies, MitoMet
  • 27. A New Type of Mitochondrial Disorder: Complex IV Hyperfunction.
  • 28. Electron Transport Chain Studies From 14 Children with ASD and Mitochondrial Disease defined by Morava et al. criteria
  • 30. Maximum Corrected ETC Function by Subject
  • 31. Why Is Mitochondrial Disease Associated with Autism?
  • 32. Brain growth peaks just after the first year of life. Brain growth requires energy. A deficit in energy during this essential time may result in a failure in brain development
  • 33. Mitochondrial Dysfunction Environmental Toxins Genetic Defects Increased Free Radicals Cell Damage and Death
  • 36.
  • 37. Treatment of Mitochondrial Disease • Prevention of Regression – Avoid Dehydration – Avoid Fever – Avoid Viral Illness – Avoid Specific Drugs
  • 38. Treatment of Mitochondrial Disease • Prevention of Regression 28 patients with ASD and mitochondrial disease. 17 individuals had a history of regression 71% (12 of 17) regressed with fever 24% (4 of 17) fever followed vaccination
  • 39. Drug Interactions • Antibiotics to avoid: • Antibiotics that are probably – Linezolid and other oxazolidinone okay: antibiotics – Fluoroquinolones – Rifampin (Ciprofloxacin, floxin, levaquin), – Tetracycline – Macrolides – Chloramphenicol (azithromycin, clarithromycin, ert hromycin) – Imipenem – Cephaloglycin, – Cephalogycin – Bactrim – Beta-lactam (penicillin and cephalosporin) • Other substances to avoid : – Alcohol – Cigarette smoke – monosodium glutamate – Acetaminophen – Antipsychotics – Fasting – Dehydration – Sleep Deprivation
  • 41. Treatment of Mitochondrial Disease • Diets – Ketogenic Diet – Modified Atkins Diet – Complex Carbohydrate Supplementation
  • 42. Treatment of Mitochondrial Disease • Secondary Effects of Mitochondrial Disorders – Gastrointestinal Dysfunction- Dysmotility – Thyroid Dysfunction – Adrenal Dysfunction – Immune System Dysfunction – Cardiovascular Dysfunction – Brain Dysfunction • Cerebral Folate Deficiency • Seizures • Neurotransmitter Deficiencies – Acetylcholine – Excitatory-Inhibitory Balance
  • 44. Antibodies to the FR1 (Folate Receptor 1) block folate from crossing the blood-brain barrier. Since this is an energy dependent process disorder of energy metabolism will also reduce folate transport into the central nervous system (Ramaekers and Quadros, in press)
  • 45. Symptoms of Classic Cerebral Folate Deficiency (Ramaekers et al., NEJM, 2005)
  • 46. Conditions Associated with Autism and Cerebral Folate Deficiency Antibody Mediated Cerebral folate deficiency • Infantile-onset cerebral folate deficiency • Low-IQ autism with neurological deficits Energy Mediated Cerebral Folate Deficiency syndromes •Mitochondrial encephalopathies (deficits in mitochondrial function) Unknown Mechanisms (both mitochondrial and antibody?) •Rett Syndrome
  • 47. Ramaekers et al., 2007 Neuropediatrics 38(6):276-81
  • 48. The Expanding Association between Autism and Cerebral Folate Deficiency Wide Range of Children with Autism Spectrum Disorder Energy Mediated Cerebral Folate Deficiency syndromes • Mitochondrial Complex IV Hyperfunction (Frye and Naveux, Journal of Pediatric Neurology, 2012)
  • 49. More than half of children with Autism Spectrum Disorder referred to two autism specialty clinics test positive for antibodies to the folate transporter (n=93) Frye et al, Molecular Psychiatry, 2012
  • 50. 75% of children with Autism Spectrum Disorder referred to two autism specialty clinics test positive for one of the two antibodies to the folate transporter Frye et al, Molecular Psychiatry, 2012
  • 51. 44 children with Autism and Positive autoantibodies were treated with 2mg/kg of folinic acid in an open-label fashion for a mean of 4 months and compared to a wait list control group of children with autism and positive autoantibodies.
  • 52. Reduced central nervous system folate results in decreased de novo purine synthesis which leads to decrease tetrahydrobiopterin (BH4) production (Ramaekers et al., Neurology, 2003)
  • 53. Cerebral folate deficiency Treatment: Folinic Acid 1-2mg/kg/day
  • 54. Ramaekers et al., 2008 Dev Med Child Neurol 50(5):346-52
  • 55. Ramaekers et al., 2008 Dev Med Child Neurol 50(5):346-52