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Methodological choices in problem oriented adaptation research
1. Methodological choices in solution-oriented
adaptation research:
A diagnostic framework
Jochen Hinkel
Global Climate Forum (GCF)
Adaptation Futures Conference 2014
Fortaleza, 12 May 2014
3. Adaptation: One word standing for a
million things ..
● Diversity of adaptation situations
● A national government developing adaptation policy
● A co-operative maintaining a communal forest
● A farmer deciding on which crop variety to plant
● An agricultural extension service wanting to influence
farmers' cropping decisions
● ...
● Diversity of research approaches to adaptation
● Even greater diversity of words for calling these
adaptation
● Impact, vulnerability, resilience, risk ...
5. Approaches
ADAPTATION
NEEDS
Potential
capacity
↑
Indicators
↑
Economic resources,
technology, infrastructure
information & skills, institutions
↑
Social theory
World development
↓
Global greenhouse gases
↓
Global climate models
↓
Regionalisation
↓
Potential
Impacts
Possible measures
↓
Possible options
↓
Residual impacts
↓
Efficient, robust,
or flexible
options
Impact analysis
Capacity analysis
Decision analysis
Source: Hinkel and Bisaro (2014), modified from Dessai and Hulme (2004)
6. Approaches
ADAPTATION
NEEDS
PREFERRED
OPTIONS
Potential
capacity
↑
Indicators
↑
Economic resources,
technology, infrastructure
information & skills, institutions
↑
Social theory
World development
↓
Global greenhouse gases
↓
Global climate models
↓
Regionalisation
↓
Potential
Impacts
Possible measures
↓
Possible options
↓
Residual impacts
↓
Efficient, robust,
or flexible
options
Legitimate
options
↑
Deliberation
↑
Consensus seeking
↑
Stakeholders
Impact analysis
Capacity analysis
Decision analysis
Deliberative appraisal
Source: Hinkel and Bisaro (2014), modified from Dessai and Hulme (2004)
7. Approaches
POLICY
MEASURES
Culture, norms, Biophysical
Constitutional system
law
↓ ↓
Governance system
↓
Performance
ADAPTATION
NEEDS
PREFERRED
OPTIONS
Outcomes
↑
Behaviour
↑
Cognition
↑
Biophysical and social system;
culture, norms, constitutional law
Potential
capacity
↑
Indicators
↑
Economic resources,
technology, infrastructure
information & skills, institutions
↑
Social theory
World development
↓
Global greenhouse gases
↓
Global climate models
↓
Regionalisation
↓
Potential
Impacts
Possible measures
↓
Possible options
↓
Residual impacts
↓
Efficient, robust,
or flexible
options
Legitimate
options
↑
Deliberation
↑
Consensus seeking
↑
Stakeholders
Impact analysis
Capacity analysis
Institutional analysis
Behavioural analysis
Decision analysis
Deliberative appraisal
Source: Hinkel and Bisaro (2014), modified from Dessai and Hulme (2004)
8. Question
● Which approach is “most salient” in which
adaptation situation?
● “Most salient” from a solution-oriented research
perspective
● From a pure research perspective, all approaches
may be salient
● From a solution-oriented perspective, the “most
salient” approach is the one that offers the highest
leverage for advancing “real-world” adaptation
practise
11. Three types of adaptation situations
Type of adaptation
situation
Description
Private individual A private individual adapting in her
own interest.
Private collective A private collective actor adapting
in her own interest (e.g., an
organization, a community).
Public influencing
individual
A public actor adapting in public
interest and wanting to influence
individual action in her jurisdiction.
12. Five challenges faced
Challenges
Identifying the climate risk / adaptation needs
Identifying adaptation measures
Appraising adaptation options
Implementing adaptation actions
Monitoring and evaluation of adaptation
13. Five challenges faced
Challenges
Identifying the climate risk / adaptation needs
Identifying adaptation measures
Appraising adaptation options
Implementing adaptation actions
Monitoring and evaluation of adaptation
26. Conclusions
● We presented a diagnostic framework that provides
decision trees for supporting the methodological choices
to be made in solution-oriented adaptation research.
● Contributes towards a differentiated discussion on how
research may (or may not) support adaptation.
● Highlights the contributions that social science may
make to adaptation
● Behavioural and institutional research may help to identify
and possibly overcome adaptation barriers before they are
experienced in practise
27. Thanks
● PROVIA guidance on assessing climate change
vulnerability, impacts and adaptation
● www.provia-climatechange.org
● MEDIATION internet platform
● Online implementation of the diagnostic framework using click-
able decision trees, together with cases from research, policy
and practise that illustrate the approaches taken in diverse
adaptation situations.
● http://mediation-project.eu
● Hinkel and Bisaro (2014). Methodological choices in
solution-oriented adaptation research: A diagnostic
framework, Regional Environmental Change, in press.
● Jochen Hinkel, hinkel@globalclimateforum.org