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Methodological choices in solution-oriented
adaptation research:
A diagnostic framework
Jochen Hinkel
Global Climate Forum (GCF)
Adaptation Futures Conference 2014
Fortaleza, 12 May 2014
Point of departure
Adaptation: One word standing for a
million things ..
● Diversity of adaptation situations
● A national government developing adaptation policy
● A co-operative maintaining a communal forest
● A farmer deciding on which crop variety to plant
● An agricultural extension service wanting to influence
farmers' cropping decisions
● ...
● Diversity of research approaches to adaptation
● Even greater diversity of words for calling these
adaptation
● Impact, vulnerability, resilience, risk ...
Approaches
ADAPTATION
NEEDS
Potential
capacity
↑
Indicators
↑
Economic resources,
technology, infrastructure
information & skills, institutions
↑
Social theory
World development
↓
Global greenhouse gases
↓
Global climate models
↓
Regionalisation
↓
Potential
Impacts
Impact analysis
Capacity analysis
Source: Hinkel and Bisaro (2014), modified from Dessai and Hulme (2004)
Approaches
ADAPTATION
NEEDS
Potential
capacity
↑
Indicators
↑
Economic resources,
technology, infrastructure
information & skills, institutions
↑
Social theory
World development
↓
Global greenhouse gases
↓
Global climate models
↓
Regionalisation
↓
Potential
Impacts
Possible measures
↓
Possible options
↓
Residual impacts
↓
Efficient, robust,
or flexible
options
Impact analysis
Capacity analysis
Decision analysis
Source: Hinkel and Bisaro (2014), modified from Dessai and Hulme (2004)
Approaches
ADAPTATION
NEEDS
PREFERRED
OPTIONS
Potential
capacity
↑
Indicators
↑
Economic resources,
technology, infrastructure
information & skills, institutions
↑
Social theory
World development
↓
Global greenhouse gases
↓
Global climate models
↓
Regionalisation
↓
Potential
Impacts
Possible measures
↓
Possible options
↓
Residual impacts
↓
Efficient, robust,
or flexible
options
Legitimate
options
↑
Deliberation
↑
Consensus seeking
↑
Stakeholders
Impact analysis
Capacity analysis
Decision analysis
Deliberative appraisal
Source: Hinkel and Bisaro (2014), modified from Dessai and Hulme (2004)
Approaches
POLICY
MEASURES
Culture, norms, Biophysical
Constitutional system
law
↓ ↓
Governance system
↓
Performance
ADAPTATION
NEEDS
PREFERRED
OPTIONS
Outcomes
↑
Behaviour
↑
Cognition
↑
Biophysical and social system;
culture, norms, constitutional law
Potential
capacity
↑
Indicators
↑
Economic resources,
technology, infrastructure
information & skills, institutions
↑
Social theory
World development
↓
Global greenhouse gases
↓
Global climate models
↓
Regionalisation
↓
Potential
Impacts
Possible measures
↓
Possible options
↓
Residual impacts
↓
Efficient, robust,
or flexible
options
Legitimate
options
↑
Deliberation
↑
Consensus seeking
↑
Stakeholders
Impact analysis
Capacity analysis
Institutional analysis
Behavioural analysis
Decision analysis
Deliberative appraisal
Source: Hinkel and Bisaro (2014), modified from Dessai and Hulme (2004)
Question
● Which approach is “most salient” in which
adaptation situation?
● “Most salient” from a solution-oriented research
perspective
● From a pure research perspective, all approaches
may be salient
● From a solution-oriented perspective, the “most
salient” approach is the one that offers the highest
leverage for advancing “real-world” adaptation
practise
Results
Result
Three types of adaptation situations
Type of adaptation
situation
Description
Private individual A private individual adapting in her
own interest.
Private collective A private collective actor adapting
in her own interest (e.g., an
organization, a community).
Public influencing
individual
A public actor adapting in public
interest and wanting to influence
individual action in her jurisdiction.
Five challenges faced
Challenges
Identifying the climate risk / adaptation needs
Identifying adaptation measures
Appraising adaptation options
Implementing adaptation actions
Monitoring and evaluation of adaptation
Five challenges faced
Challenges
Identifying the climate risk / adaptation needs
Identifying adaptation measures
Appraising adaptation options
Implementing adaptation actions
Monitoring and evaluation of adaptation
Challenge 2:
Identifying adaptation measures
Challenge 2:
Identifying adaptation measures
Identifying adaptation options to
influence individual action
Identifying adaptation options to
influence individual action
Methods for Institutional analysis
Another example
Five challenges faced
Challenges
Identifying the climate risk / adaptation needs
Identifying adaptation measures
Appraising adaptation options
Implementing adaptation actions
Monitoring and evaluation of adaptation
Five challenges faced
Challenges
Identifying the climate risk / adaptation needs
Identifying adaptation measures
Appraising adaptation options
Implementing adaptation actions
Monitoring and evaluation of adaptation
Appraising adaptation options
Appraising adaptation options
Formal appraisal of options
Conclusions
Conclusions
● We presented a diagnostic framework that provides
decision trees for supporting the methodological choices
to be made in solution-oriented adaptation research.
● Contributes towards a differentiated discussion on how
research may (or may not) support adaptation.
● Highlights the contributions that social science may
make to adaptation
● Behavioural and institutional research may help to identify
and possibly overcome adaptation barriers before they are
experienced in practise
Thanks
● PROVIA guidance on assessing climate change
vulnerability, impacts and adaptation
● www.provia-climatechange.org
● MEDIATION internet platform
● Online implementation of the diagnostic framework using click-
able decision trees, together with cases from research, policy
and practise that illustrate the approaches taken in diverse
adaptation situations.
● http://mediation-project.eu
● Hinkel and Bisaro (2014). Methodological choices in
solution-oriented adaptation research: A diagnostic
framework, Regional Environmental Change, in press.
● Jochen Hinkel, hinkel@globalclimateforum.org

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Methodological choices in problem oriented adaptation research

  • 1. Methodological choices in solution-oriented adaptation research: A diagnostic framework Jochen Hinkel Global Climate Forum (GCF) Adaptation Futures Conference 2014 Fortaleza, 12 May 2014
  • 3. Adaptation: One word standing for a million things .. ● Diversity of adaptation situations ● A national government developing adaptation policy ● A co-operative maintaining a communal forest ● A farmer deciding on which crop variety to plant ● An agricultural extension service wanting to influence farmers' cropping decisions ● ... ● Diversity of research approaches to adaptation ● Even greater diversity of words for calling these adaptation ● Impact, vulnerability, resilience, risk ...
  • 4. Approaches ADAPTATION NEEDS Potential capacity ↑ Indicators ↑ Economic resources, technology, infrastructure information & skills, institutions ↑ Social theory World development ↓ Global greenhouse gases ↓ Global climate models ↓ Regionalisation ↓ Potential Impacts Impact analysis Capacity analysis Source: Hinkel and Bisaro (2014), modified from Dessai and Hulme (2004)
  • 5. Approaches ADAPTATION NEEDS Potential capacity ↑ Indicators ↑ Economic resources, technology, infrastructure information & skills, institutions ↑ Social theory World development ↓ Global greenhouse gases ↓ Global climate models ↓ Regionalisation ↓ Potential Impacts Possible measures ↓ Possible options ↓ Residual impacts ↓ Efficient, robust, or flexible options Impact analysis Capacity analysis Decision analysis Source: Hinkel and Bisaro (2014), modified from Dessai and Hulme (2004)
  • 6. Approaches ADAPTATION NEEDS PREFERRED OPTIONS Potential capacity ↑ Indicators ↑ Economic resources, technology, infrastructure information & skills, institutions ↑ Social theory World development ↓ Global greenhouse gases ↓ Global climate models ↓ Regionalisation ↓ Potential Impacts Possible measures ↓ Possible options ↓ Residual impacts ↓ Efficient, robust, or flexible options Legitimate options ↑ Deliberation ↑ Consensus seeking ↑ Stakeholders Impact analysis Capacity analysis Decision analysis Deliberative appraisal Source: Hinkel and Bisaro (2014), modified from Dessai and Hulme (2004)
  • 7. Approaches POLICY MEASURES Culture, norms, Biophysical Constitutional system law ↓ ↓ Governance system ↓ Performance ADAPTATION NEEDS PREFERRED OPTIONS Outcomes ↑ Behaviour ↑ Cognition ↑ Biophysical and social system; culture, norms, constitutional law Potential capacity ↑ Indicators ↑ Economic resources, technology, infrastructure information & skills, institutions ↑ Social theory World development ↓ Global greenhouse gases ↓ Global climate models ↓ Regionalisation ↓ Potential Impacts Possible measures ↓ Possible options ↓ Residual impacts ↓ Efficient, robust, or flexible options Legitimate options ↑ Deliberation ↑ Consensus seeking ↑ Stakeholders Impact analysis Capacity analysis Institutional analysis Behavioural analysis Decision analysis Deliberative appraisal Source: Hinkel and Bisaro (2014), modified from Dessai and Hulme (2004)
  • 8. Question ● Which approach is “most salient” in which adaptation situation? ● “Most salient” from a solution-oriented research perspective ● From a pure research perspective, all approaches may be salient ● From a solution-oriented perspective, the “most salient” approach is the one that offers the highest leverage for advancing “real-world” adaptation practise
  • 11. Three types of adaptation situations Type of adaptation situation Description Private individual A private individual adapting in her own interest. Private collective A private collective actor adapting in her own interest (e.g., an organization, a community). Public influencing individual A public actor adapting in public interest and wanting to influence individual action in her jurisdiction.
  • 12. Five challenges faced Challenges Identifying the climate risk / adaptation needs Identifying adaptation measures Appraising adaptation options Implementing adaptation actions Monitoring and evaluation of adaptation
  • 13. Five challenges faced Challenges Identifying the climate risk / adaptation needs Identifying adaptation measures Appraising adaptation options Implementing adaptation actions Monitoring and evaluation of adaptation
  • 16. Identifying adaptation options to influence individual action
  • 17. Identifying adaptation options to influence individual action
  • 20. Five challenges faced Challenges Identifying the climate risk / adaptation needs Identifying adaptation measures Appraising adaptation options Implementing adaptation actions Monitoring and evaluation of adaptation
  • 21. Five challenges faced Challenges Identifying the climate risk / adaptation needs Identifying adaptation measures Appraising adaptation options Implementing adaptation actions Monitoring and evaluation of adaptation
  • 26. Conclusions ● We presented a diagnostic framework that provides decision trees for supporting the methodological choices to be made in solution-oriented adaptation research. ● Contributes towards a differentiated discussion on how research may (or may not) support adaptation. ● Highlights the contributions that social science may make to adaptation ● Behavioural and institutional research may help to identify and possibly overcome adaptation barriers before they are experienced in practise
  • 27. Thanks ● PROVIA guidance on assessing climate change vulnerability, impacts and adaptation ● www.provia-climatechange.org ● MEDIATION internet platform ● Online implementation of the diagnostic framework using click- able decision trees, together with cases from research, policy and practise that illustrate the approaches taken in diverse adaptation situations. ● http://mediation-project.eu ● Hinkel and Bisaro (2014). Methodological choices in solution-oriented adaptation research: A diagnostic framework, Regional Environmental Change, in press. ● Jochen Hinkel, hinkel@globalclimateforum.org