The document summarizes the key ideas of relevance theory proposed by Dan Sperber and Deirdre Wilson. It argues that communication relies on implicit inferences rather than encoding and decoding of messages. Relevance theory states that hearers will process communications until they find meaning that satisfies their expectation of relevance, then will stop processing. It describes two methods of communication - coded, where messages are encoded and decoded, and ostensive-inferential, where the speaker conveys just enough information relying on the hearer to infer implicit meanings from the context. The theory is influenced by Grice's cooperative principle and maxims of conversation. Relevance is defined based on processing effort required and contextual effects or implications.
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3. The Relevance Theory
Relevance theory is a proposal by Dan
Sperber and Deirdre Wilson. It argues that
the "hearer/ reader/audience will search for
meaning in any given communication
situation and having found meaning that
fits their expectation of relevance, will stop
processing. It seeks to explain the second
method of communication: one that takes
into account implicit inferences.
4. Two methods of communication
1. Coded communication
2. Ostensive-inferential communication
5. Coded communication
It was almost universally assumed that
communication in general, and verbal
communication in particular, are achieved by
encoding an In this approach the speaker/
author encodes their thoughts and transmits
them to their audience. The audience receives
the encoded message and decodes it to arrive
at the meaning the speaker/author intended.
This can be visualized as follows: d decoding
messages.
7. Coded communication
In the case of verbal communication, the
observable signals would be the phonetic
representations of utterances, the
messages would be the thoughts that the
speaker wanted to convey, and the task of
pragmatics would be to discover the code
that hearers use to recover the intended
message from the observable signal.
8. Problem with Coded communication
It is certainly true that communication does not
necessarily involve the
use of a code. Consider (11):
a. Peter: Did you enjoy your skiing holiday?
b. Mary: (displays her leg in plaster)
Here, Mary clearly communicates that her skiing holiday
did not live up to expectations. Yet there is no code
which states that displaying one’s leg in plaster means
that one’s skiing holiday has not gone according to plan.
To account for such examples, some alternative to the
code model of communication is needed.
9. Inferential account of communication
The second way of conceiving how thoughts are
communicated is by the author/speaker only conveying as
much information as is needed in any given context, so
that the audience can recover their intended meaning from
what was said/written as well as from the context and
implications.
In this conceptual model, the author takes into
account the context of the communication and the mutual
cognitive environment between the author and the
audience. (That is what the author/speaker thinks that
audience already knows). They then say just enough to
communicate what they intend – relying on the audience
to fill in the details that they did not explicitly
communicate.
10. Inferential account of communication
Speaker's thought/intention ± context-mediated
information encoded transmitted
decoded ± context-mediated information
thought/intention understood by hearer (an
interpretive resemblance to the speaker's
intention).
11. Inferential account of communication
a. Peter: Did you enjoy your skiing holiday?
b. Mary: (displays her leg in plaster)
Mary provides evidence that she broke her leg on
holiday, and that as a result her holiday did not live up to
expectations. However, from a logical point of view this is
not the only hypothesis that Peter might have entertained.
He might have assumed, for example, that Mary broke her
leg before leaving, and as a result did not go on holiday at
all.
12. Difference between the two models
The previous example brings out a fundamental difference
between code and inferential models of communication.
According to the inferential model, the interpretation of
utterances, like the interpretation of evidence in general, is
always subject to risk. There are always alternative ways of
interpreting a given piece of evidence, even when all the
correct procedures for interpretation are applied. By contrast,
decoding procedures, when correctly applied to an undistorted
signal, guarantee the recovery not only of an interpretation, but
of the correct, i.e. the intended interpretation. Inferential
communication involves the formation and evaluation of
hypotheses about the communicator’s intentions.
13. Grice and Inference
Co-operative principle:
Make your contribution such as is required,
at the stage at which it occurs, by the accepted
purpose or direction of the talk exchange in
which you are engaged.
(Grice 1989:26)
14. Grice and Inference: Maxims of conversation
Quality:
Try to make your contribution one that is true.
(a) Do not say what you believe to be false.
(b) Do not say that for which you lack adequate
evidence.
Quantity:
(a) Make your contribution as informative as is
required (for the current purposes of the exchange).
(b) Do not make your contribution more informative
than is required.
(Grice 1989: 26-27)
15. Grice and Inference: Maxims of conversation
Relation:
Be relevant
Manner:
Be perspicuous.
(a) Avoid obscurity of expression.
(b) Avoid ambiguity.
(c) Be brief.
(d) Be orderly.
16. What is said and what is implicated
Peter: Can I borrow your car today?
Mary: I have to take Alfie to the GP.
What is said: Mary has to take Alfie to the GP.
What is implicated: Peter cannot borrow Mary’s
car.
17. Principles of relevance
Cognitive Principle of Relevance
Human cognition tends to be geared to the
maximization of relevance.
(Sperber & Wilson 1995, 260)
Communicative Principle of Relevance
Every act of ostensive communication
communicates a presumption of its own optimal
relevance
(Sperber and Wilson, 1995:260)
18. What is relevance?
Information is relevant to you if it interacts in
a certain way with your existing assumptions
about the world
(S & W. 1987: 41-42)
19. Defining relevance
Relevance is defined in terms of processing
effort and contextual effects
(a) Other things being equal, the greater the
contextual effects, the greater the
relevance.
(b) Other things being equal, the smaller the
processing effort, the greater the
relevance.
20. Cognitive Effects and Relevance
The standards governing inferential
communication have their source in some basic
facts about human cognition. Relevance, and the
maximization of relevance, is the key to human
cognition. Here are three examples of the type of
interaction we have in mind.
Contextual implication
Contextual strengthening
Contextual contradiction and elimination
21. Case A – contextual implication
You wake up with the following thought:
a. If it’s raining, we’ll stay at home.
You look out of the window and discover:
b. It’s raining.
In this case, from your existing assumption (a) and the
new information(b), you can deduce some further
information not deducible from either the existing
assumption or the new information alone:
c. I’ll stay at home.
We claim that new information is relevant in
any context in which it has contextual implications
, and the more contextual implications it has, the
more relevant it will be.
22. Case B – contextual strengthening
You wake up, hearing a pattering on the roof,
and form the hypothesis that:
(9) a. It’s raining.
You open your eyes, look out of the window,
and discover that:
(9)b. It IS raining.
New information is relevant in any
context in which it strengthens an existing
assumption; and the more assumptions it
strengthens, and the more it strengthens them,
the greater its relevance will be.
23. Case C – contextual contradiction and
elimination
You wake up, as in case B, hearing a pattering on the
roof, and form the hypothesis that:
a. It’s raining.
This time, when you open your eyes and look out of
the window,
you discover that the sound was made by leaves
falling on the roof and that actually:
b. It’s not raining.
We claim that new information is relevant in any
context in which it contradicts, and leads to the
elimination of, an existing assumption; and the
more assumptions it eliminates, and the stronger
they were, the more relevant it will be.
24. Conclusion
We have briefly sketched an explanatory
pragmatic theory based on a single principle of
relevance. Every act of inferential
communication creates a presumption of
optimal relevance, in the light of which
hypotheses about the communicator’s intention
can be evaluated. The presumption of relevance
has its source in universal human cognitive
mechanisms.