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Introduction
to HACCP

(Hazards Analysis Critical Control Point)

Genap 2010/2011
HACCP


Food safety in the early twenty-first century is an
international challenge requiring close cooperation
between countries in agreeing standards and in
setting up transnational surveillance systems.



The behavior of consumers has been gradually
changing. They currently require not only much
higher dietary quality, hygiene and health standards
in the products they purchase, but they also look for
certification and reassurance of products’ origins
(national or geographical) and production methods.
History of HACCP




Hazard Analysis and Critical Control Point
(HACCP) was developed in the 1960s in the
United States to ensure food safety for the first
manned National Aeronautics and Space
Administration space missions (NASA).
NASA required a ‘zero defect’ program to
guarantee safety in the foods astronauts
consumed in space.




Since then, HACCP principles have been
defined and endorsed in international food
standards (Codex Alimentarius Commission),
and in European and UK legislation.
Indonesia  SNI 1998
Pillsbury presented the HACCP system at a
national food protection conference in 1971
Chronology of Development of HACCP as a
Safety System in the Food Industry
1959. The Pillsbury Company develops concept for
NASA.
 1971. HACCP, as we presently know it, took form
at the US National Conference on Food Protection,
where risk assessment was combined with the
critical point concept (1st mention of HACCP).
 1972. The Pillsbury Company in the United


States began the application of its HACCP
concept to the manufacture of its consumer food
products. Pillsbury published the first
comprehensive treatise on HACCP in 1973.






1973. An HACCP system was adopted for the Low-Acid
Canned Food Regulations following the Bon Vivant
Vichyssoise Soup botulism incident, in which several
people died after eating the soup, due to botulism
poisoning.
1980. WHO/ICMSF report on HACCP.
1983 WHO Europe recommends HACCP.
1985. The Food and Nutrition Board of the National
Research Council/National Academy of Science
published two books recommending that HACCP be
used as a product safety system to ensure the
production of safe food and for the broad application to
various categories of non-canned food.






1989. The U.S. National Advisory Committee on
Microbiological Criteria for Food (NACMCF) developed
and approved a standardized and updated HACCP
system, endorsed by federal regulatory agencies
responsible for food safety.
1990s. The United Nations Codex Alimentarius
Commission Food Hygiene standard embraced HACCP
as an internationally accepted method for ensuring food
safety by identifying hazards and monitoring their Critical
Control Points in the process.
1997. Codex Document on HACCP principles and
application



1997 December. FDA’s Seafood HAACP
program becomes mandatory.
1998. FAO/WHO provide guidance for
regulatory assessment of HACCP

1998 January . HACCP becomes mandatory for
large meat and poultry manufacturers.
 1999 January . HACCP becomes mandatory for
small meat and poultry manufacturers.
 1999 May. A voluntary pilot study to test the
implementation, evaluation, monitoring, and
enforcement of the proposed National Conference
of Interstate Milk Shipment HACCP program.

1999 September. HACCP becomes mandatory
for frozen dessert manufacturers in the state of
Ohio.
 2000 January . HACCP becomes mandatory for
very small meat and poultry manufacturers.
 2002 January . The juice HACCP regulation
begins to be mandatory for processors, small
businesses, and very small businesses.





2003. FAO/WHO develop HACCP guidelines.
2004. EC 852/2004 requirement for all food
businesses to adopt HACCP principles in EU.




2006. Legal requirements to apply HACCP in
food businesses (other than primary production)
across EU
2006+. Increased worldwide use of HACCP in
food safety legislation
 The HACCP system has grown to become

the universally accepted method for food
safety assurance.

WHY ???
The need for an effective food safety
assurance method






Foodborne disease are a widespread public
health problem
Emergence of foodborne disease
Increased knowledge and awareness of the
serious and chronic health effects
New food technologies and processing methods
Increased awareness of the economic
consequences of foodborne disease
The need for an effective food safety
assurance method







Increase in the number of vulnerable people
Industrialization and mass production
Urbanization
Changing lifestyle
Increase tourism and international trade in
foodstuffs
Increase consumer awareness of food safety
HACCP Concept
ASSURING FOOD SAFETY
Emphasizing from end-product testing to
preventive control of critical aspects of producing
safe foods





Identifying potential food safety problems
Determining how and where these can be
controlled or prevented
Describing what to do and training the personnel
Implementation and recording




It is important to always remember that the
establishment of effective HACCP programs
involves primarily the application of good
common sense and preventive considerations to
address situations before they become
problems.
The emphasis is on prediction rather than
reaction, on getting the process right initially
rather than correcting it after problems have
occurred.
“Farm-To-Table”

Assurance throughout the food
chain
Stake holders involved in
HACCP
The objectives of application of the
HACCP system
Prevention of foodborne illness

Reduction of
costs
of food analysis

More efficient
QA
system

Protection of reputation

Reduction of
losses due to
product recall
Other Advantageous
Focuses on identifying and preventing hazards from
contaminating food, based on sound science.
 Permits more efficient and effective government
oversight, primarily because record keeping allows
investigators to see how well a firm is complying
with food safety laws over a period, rather than how
well it is doing on any given day.
 Helps food companies to compete more effectively
in the world market.
 Reduces barriers to international trade.

Guidelines for the application of
HACCP system:
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.

Assemble the HACCP team
Describe product
Identify intended use
Construct flow diagram
On-site verification of flow diagram
List all potential hazards, conduct a hazard analysis and
determine control measures
Determine CCPs
Establish critical limits for each CCP
Establish a monitoring system for each CCP
Establish corrective actions
Establish verification procedures
Establish record keeping and documentation
The 7 principles of HACCP
1. Conduct a hazard analysis
2. Determine the CCPs
3. Establish critical limit(s)
4. Establish a monitoring system
5. Establish corrective actions
6. Establish verification procedures
7. Establish documentation
Source: CODEX
1. Assemble the HACCP Team
A multi-disciplinary HACCP Team needs to
include knowledge of the following aspects :





Raw Materials
Specialist (Quality
Assurance/technical)
Operation activities
Engineering/equipment
technical knowledge of
HACCP






Process
Finished product
Hazard expertise
Environment (premises,
property, surroundings)
2. Describe the product


Describe the product giving detail of its composition,
physical/chemical structure, packaging, safety
information, processing treatments, storage and method
of distribution:
•
•
•
•
•
•
•
•
•
•
•

Product Name
Composition
End Product Characteristics
Method of Preservation
Packaging – Primary
Packaging – Shipping
Storage Conditions
Distribution Method
Shelf Life
Special Labeling
Customer Preparation
3. Identify the intended use




Identify the intended use of the product, its
target consumer with reference to sensitive
population
Five sensitive groups in the population
•
•
•
•
•

Elderly
Infants
Pregnant
Sick; and
Immunocompromised
4. Construct a process flow
diagram




Details of all process activities including inspections,
transportation, storage and delays in the process
Inputs into the process in terms of raw materials,
packaging, water and chemicals
Output from the process e.g. waste – packaging, raw
materials, product-in-progress, rework and rejected
products.
5. On site verification of the
process flow diagram


It should be done by all members of the HACCP
team during all stages and hours of operation.



Validate process flow diagram
•
•
•
•
•

By HACCP Team
Observe process flow
Sample activities
Interviews
Routine / non routine operations

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Introduction to HACCP Principles

  • 1. Introduction to HACCP (Hazards Analysis Critical Control Point) Genap 2010/2011
  • 2. HACCP  Food safety in the early twenty-first century is an international challenge requiring close cooperation between countries in agreeing standards and in setting up transnational surveillance systems.  The behavior of consumers has been gradually changing. They currently require not only much higher dietary quality, hygiene and health standards in the products they purchase, but they also look for certification and reassurance of products’ origins (national or geographical) and production methods.
  • 3. History of HACCP   Hazard Analysis and Critical Control Point (HACCP) was developed in the 1960s in the United States to ensure food safety for the first manned National Aeronautics and Space Administration space missions (NASA). NASA required a ‘zero defect’ program to guarantee safety in the foods astronauts consumed in space.
  • 4.   Since then, HACCP principles have been defined and endorsed in international food standards (Codex Alimentarius Commission), and in European and UK legislation. Indonesia  SNI 1998 Pillsbury presented the HACCP system at a national food protection conference in 1971
  • 5. Chronology of Development of HACCP as a Safety System in the Food Industry 1959. The Pillsbury Company develops concept for NASA.  1971. HACCP, as we presently know it, took form at the US National Conference on Food Protection, where risk assessment was combined with the critical point concept (1st mention of HACCP).  1972. The Pillsbury Company in the United  States began the application of its HACCP concept to the manufacture of its consumer food products. Pillsbury published the first comprehensive treatise on HACCP in 1973.
  • 6.     1973. An HACCP system was adopted for the Low-Acid Canned Food Regulations following the Bon Vivant Vichyssoise Soup botulism incident, in which several people died after eating the soup, due to botulism poisoning. 1980. WHO/ICMSF report on HACCP. 1983 WHO Europe recommends HACCP. 1985. The Food and Nutrition Board of the National Research Council/National Academy of Science published two books recommending that HACCP be used as a product safety system to ensure the production of safe food and for the broad application to various categories of non-canned food.
  • 7.    1989. The U.S. National Advisory Committee on Microbiological Criteria for Food (NACMCF) developed and approved a standardized and updated HACCP system, endorsed by federal regulatory agencies responsible for food safety. 1990s. The United Nations Codex Alimentarius Commission Food Hygiene standard embraced HACCP as an internationally accepted method for ensuring food safety by identifying hazards and monitoring their Critical Control Points in the process. 1997. Codex Document on HACCP principles and application
  • 8.   1997 December. FDA’s Seafood HAACP program becomes mandatory. 1998. FAO/WHO provide guidance for regulatory assessment of HACCP 1998 January . HACCP becomes mandatory for large meat and poultry manufacturers.  1999 January . HACCP becomes mandatory for small meat and poultry manufacturers.  1999 May. A voluntary pilot study to test the implementation, evaluation, monitoring, and enforcement of the proposed National Conference of Interstate Milk Shipment HACCP program. 
  • 9. 1999 September. HACCP becomes mandatory for frozen dessert manufacturers in the state of Ohio.  2000 January . HACCP becomes mandatory for very small meat and poultry manufacturers.  2002 January . The juice HACCP regulation begins to be mandatory for processors, small businesses, and very small businesses.    2003. FAO/WHO develop HACCP guidelines. 2004. EC 852/2004 requirement for all food businesses to adopt HACCP principles in EU.
  • 10.   2006. Legal requirements to apply HACCP in food businesses (other than primary production) across EU 2006+. Increased worldwide use of HACCP in food safety legislation
  • 11.  The HACCP system has grown to become the universally accepted method for food safety assurance. WHY ???
  • 12. The need for an effective food safety assurance method      Foodborne disease are a widespread public health problem Emergence of foodborne disease Increased knowledge and awareness of the serious and chronic health effects New food technologies and processing methods Increased awareness of the economic consequences of foodborne disease
  • 13.
  • 14.
  • 15. The need for an effective food safety assurance method       Increase in the number of vulnerable people Industrialization and mass production Urbanization Changing lifestyle Increase tourism and international trade in foodstuffs Increase consumer awareness of food safety
  • 16. HACCP Concept ASSURING FOOD SAFETY Emphasizing from end-product testing to preventive control of critical aspects of producing safe foods     Identifying potential food safety problems Determining how and where these can be controlled or prevented Describing what to do and training the personnel Implementation and recording
  • 17.   It is important to always remember that the establishment of effective HACCP programs involves primarily the application of good common sense and preventive considerations to address situations before they become problems. The emphasis is on prediction rather than reaction, on getting the process right initially rather than correcting it after problems have occurred.
  • 20. The objectives of application of the HACCP system Prevention of foodborne illness Reduction of costs of food analysis More efficient QA system Protection of reputation Reduction of losses due to product recall
  • 21. Other Advantageous Focuses on identifying and preventing hazards from contaminating food, based on sound science.  Permits more efficient and effective government oversight, primarily because record keeping allows investigators to see how well a firm is complying with food safety laws over a period, rather than how well it is doing on any given day.  Helps food companies to compete more effectively in the world market.  Reduces barriers to international trade. 
  • 22. Guidelines for the application of HACCP system: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. Assemble the HACCP team Describe product Identify intended use Construct flow diagram On-site verification of flow diagram List all potential hazards, conduct a hazard analysis and determine control measures Determine CCPs Establish critical limits for each CCP Establish a monitoring system for each CCP Establish corrective actions Establish verification procedures Establish record keeping and documentation
  • 23. The 7 principles of HACCP 1. Conduct a hazard analysis 2. Determine the CCPs 3. Establish critical limit(s) 4. Establish a monitoring system 5. Establish corrective actions 6. Establish verification procedures 7. Establish documentation Source: CODEX
  • 24. 1. Assemble the HACCP Team A multi-disciplinary HACCP Team needs to include knowledge of the following aspects :     Raw Materials Specialist (Quality Assurance/technical) Operation activities Engineering/equipment technical knowledge of HACCP     Process Finished product Hazard expertise Environment (premises, property, surroundings)
  • 25. 2. Describe the product  Describe the product giving detail of its composition, physical/chemical structure, packaging, safety information, processing treatments, storage and method of distribution: • • • • • • • • • • • Product Name Composition End Product Characteristics Method of Preservation Packaging – Primary Packaging – Shipping Storage Conditions Distribution Method Shelf Life Special Labeling Customer Preparation
  • 26. 3. Identify the intended use   Identify the intended use of the product, its target consumer with reference to sensitive population Five sensitive groups in the population • • • • • Elderly Infants Pregnant Sick; and Immunocompromised
  • 27. 4. Construct a process flow diagram    Details of all process activities including inspections, transportation, storage and delays in the process Inputs into the process in terms of raw materials, packaging, water and chemicals Output from the process e.g. waste – packaging, raw materials, product-in-progress, rework and rejected products.
  • 28. 5. On site verification of the process flow diagram  It should be done by all members of the HACCP team during all stages and hours of operation.  Validate process flow diagram • • • • • By HACCP Team Observe process flow Sample activities Interviews Routine / non routine operations

Editor's Notes

  1. International Commission on Microbiological Specifications for Foods (ICMSF)