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HEALTH POLICY AND ETHICS
Facilitating HIV Disclosure
Facilitating HIV Disclosure Across Diverse Settings: A Review
Carla Makhlouf Obermeyer, DSc, Parijat Baijal, MA, and
Elisabetta Pegurri, MSc
HIV status disclosure is cen-
tral to debates about HIV be-
cause of its potential for HIV
prevention and its links to pri-
vacy and confidentiality as hu-
man-rights issues.
Our review of the HIV-dis-
closure literature found that
few people keep their status
completely secret; disclosure
tends to be iterative and to be
higher in high-income coun-
tries; gender shapes disclosure
motivations and reactions; in-
voluntary disclosure and low
levels of partner disclosure
highlight the difficulties faced
by health workers; the mean-
ing and process of disclosure
differ across settings; stigmati-
zation increases fears of disclo-
sure; and the ethical dilemmas
resulting from competing
values concerning confidenti-
ality influence the extent to
which disclosure can be facil-
itated.
Our results suggest that
structural changes, including
making more services avail-
able, could facilitate HIV dis-
closure as much as individual
approaches and counseling
do. (Am J Public Health. 2011;
101:1011–1023. doi:10.2105/
AJPH.2010.300102)
THE TOPIC OF HIV STATUS
disclosure is central to debates
about HIV, because of its links to
confidentiality and privacy as hu-
man-rights issues and its potential
role in prevention.1 Disclosure is
also considered a way to ‘‘open up’’
the HIV epidemic2 and hence is
a crucial step toward ending stigma
and discrimination against people
living with HIV and AIDS
(PLWHA). Recognizing its impor-
tance, a number of researchers
have reviewed the literature on
disclosure by women,3 by men,4 or
by parents to children.5 Others
have reviewed what is known
about the factors associated with
disclosure, including the connec-
tions among stigma, disclosure, and
social support for PLWHA6; the
links among disclosure, personal
identity, and relationships7; and
client and provider experiences
with HIV partner counseling and
referral.8 We sought to comple-
ment existing reviews by including
available information on low- and
middle-income countries, which are
poorly represented in all but 1 of
the extant literature reviews, and by
focusing on the role of health ser-
vices and health care providers in
HIV disclosure.
Recently, increased attention to
transmission within serodiscordant
couples has highlighted the po-
tential role of disclosure as a way
to encourage prevention.9 More-
over, as countries scale up HIV
testing, counseling, and treatment,
better evidence is needed to inform
laws and policies, particularly re-
garding how best to facilitate dis-
closure while protecting medical
confidentiality. Ongoing debates
about mandatory disclosure to
partners, health workers’ role in
disclosing without patients’ consent,
and the criminalization of HIV
transmission raise important ques-
tions about the place of disclosure
in the fight against HIV and about
the human-rights dimension of dis-
closure policies. These debates
also underscore the need for a
careful review of the evidence on
disclosure, an examination of in-
dividual motivations and experi-
ences around disclosure, an as-
sessment of the role of health
workers, and a better understand-
ing of the societal determinants
and consequences of disclosure in
diverse settings.
METHODS
We conducted an electronic
search of databases for journal
articles and abstracts, focusing on
HIV disclosure by adults living
with HIV. Disclosure is defined
here as the process of revealing
a person’s HIV status, whether
positive or negative. HIV status is
usually disclosed voluntarily by
the index person, but it can also be
revealed by others with or without
the index person’s consent. We
conducted the search in PubMed,
PsychINFO, Social Sciences Cita-
tion Index, and the regional data-
bases of the World Health Orga-
nization, including African Index
Medicus, Eastern Mediterranean,
Latin America, and Index Medicus
for South-East Asia Region. The
search used the keywords ‘‘disclo-
s(ure), notif(ication)’’ and ‘‘HIV or
AIDS.’’ The search retrieved a to-
tal of 3463 titles published be-
tween January 1997 and October
2008. After a scan of titles and
abstracts, we retained 231 sources,
including 15 abstracts from the
2008 International AIDS Confer-
ence and 11 reviews or commen-
taries.
We included sources in this re-
view if they were original studies
or literature reviews that had
appeared in peer-reviewed publi-
cations and if they reported on the
levels or process of disclosure (to
whom, when, and how), the de-
terminants of and reasons for dis-
closure, and the consequences of
and incidents associated with dis-
closure, such as life events, risk
behavior, stigma, and discrimina-
tion. Articles that focused exclu-
sively on children’s HIV status
were excluded, but we refer to
children if their parents disclosed
to them. We consulted the
June 2011, Vol 101, No. 6 | American Journal of Public Health
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regional databases of the World
Health Organization to find arti-
cles about resource-limited set-
tings. This review also drew on
related reviews of the literature on
HIV testing, stigma, treatment, and
prevention by Obermeyer et al.10,11
Studies published after October
2008 were not included in the
tabulations, although they may be
cited in the discussion.
Table 1 presents the character-
istics of the studies included in this
review. Of the 231 articles in-
cluded, more than two thirds (157
studies) came from high-income
countries, mainly the United
States. Most studies in low- and
middle-income countries (49 out
of 76) were from sub-Saharan
Africa. A total of 98 studies were
conducted among heterosexual
adults of both sexes, 49 specifi-
cally among women, and 35
among men who have sex with
men, of which 31 were conducted
in the United States.
Most of these studies (134 of
231) were based on quantitative
surveys, and they provide fre-
quencies on different aspects of
disclosure. However, a consider-
able number (74 studies) used
qualitative methods, including
in-depth interviews and focus-
group discussions, and some (11
studies) combined questionn-
aires with qualitative methods,
often to explore the relational
context of disclosure and how
individuals coped with their HIV
status.
LEVELS AND PATTERNS OF
DISCLOSURE
Table 2 summarizes the results
of studies on levels and patterns of
disclosure in general as well as
disclosure to specific categories of
people, such as sexual partners,
family members, and friends.
Overall, a striking finding of this
review was that the majority of
people disclosed their HIV status
to someone. The levels of reported
disclosure to anyone, as shown in
Table 2, ranged mostly from
about two thirds to about three
fourths of respondents, with a few
lower rates in sub-Saharan Africa.
Three studies explicitly refered to
involuntary disclosure, but the rest
were concerned with voluntary
disclosure exist, suggesting that
most people willingly disclosed
their HIV status.
The frequencies summarized in
Table 2 indicate that gender dif-
ferences in levels and patterns of
disclosure exist. Women (as
mothers and sisters) were more
frequently mentioned than were
men as recipients of disclo-
sure. Only a few studies have in-
vestigated gender differences
in HIV-positive disclosure rates
to partners, and the findings have
been mixed. Some found no
gender differences, as in Ethio-
pia103,104 and Mali,105 or higher
disclosure rates by HIV-positive
men (84%) than HIV-positive
women (78%).71 Several found
higher rates by women, as in
Burkina Faso and Mali,105 South
Africa,73 and the United States.17
Regardless of whether there were
significant gender differences in
disclosure rates, most studies docu-
mented substantial gender differ-
ences in the contexts of, barriers
to, and outcomes of disclosure.
Other differences in disclosure
frequency had to do with HIV
status and to whom status was
TABLE 1—Characteristics of Studies on Disclosure of HIV
Status, January 1997–October 2008
Populations Sampled
Countries
Adults, Both
Genders
Heterosexual
Men Only
Men Who Have
Sex With Men
Women Only,
Including PMTCT
Injection
Drug Users
Parents’ Disclosure
to Children Total
High income
United States 41 6
a
31
a
22 10 23 133
United Kingdom 4 . . . 2 1 . . . . . . 7
Western Europeb 7 . . . . . . . . . 1 2 10
Australia 4 . . . . . . . . . . . . . . . 4
Canada 1 . . . . . . 1 . . . . . . 2
Saudi Arabia 1 . . . . . . . . . . . . . . . 1
Low and middle income
Sub-Saharan Africa 25 . . . 1 20 . . . 3 49
Asia 12 1 . . . 5 2 . . . 20
Eastern Europe 1 . . . . . . . . . . . . . . . 1
Latin America, Caribbean 2 1 1 . . . . . . . . . 4
Total 98 8 35 49 13 28 231c
Note. PMTCT = prevention of mother-to-child transmission.
Ellipses indicate that no studies were reviewed from that
country or region.
aMarks and Crepaz12 includes both homosexual and
heterosexual men.
bWestern Europe does not include the United Kingdom.
cMedley et al.3 covers both Africa and Asia; Grinstead et al.13
covers both Africa and Latin America.
HEALTH POLICY AND ETHICS
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TABLE 2—Studies (n = 96) on Levels and Patterns of HIV
Status Disclosure, January 1997–October 2008
Population (Location) No. of Studies Disclosure to Anybody, %
Disclosure to Sexual Partners, % Disclosure to Family, %
Disclosure to Friends, %
United States (n = 46)
Adults14–23 10 82 56–81 (casual partners 25;
main partners 74)
70–87 (77–79 to mothers;
47–65 to fathers)
26–88
Parent to children
24–34,a,b
11 30–75 to parents;
32–62 to children
Men
35–36
2 53–60
Women37–45 9 96–100 68–92 60–84 (66–81 to mothers;
25–51 to fathers)
28–83
MSM12,17,46–55,c 12 80–97 54–80 (38-42
casual partners)
50 (37–67 to mothers;
23–47 to fathers)
85
Injection drug users
56,57
2 61–86
Europe (n = 10)
Adults (France,
58–60
Russian Federation,
61
Sweden,
62
United Kingdom
63–65
)
8 85–97 88–97 53–77 57–79
Parent to children (Belgium66) 1 10 to children
Women (United Kingdom67) 1 81
Sub-Saharan Africa (n = 26)
Adults (Burkina Faso,68 Ethiopia,69 Kenya13,d,
Nigeria,
70
South Africa,
71–74
Uganda,
75
Tanzania,
76,77
Zambia
78
)
12 22–96 28–91 (65 by men;
73 by women)
60–75 6–43
Parent to children (South Africa,
79
Uganda
80
) 2 44–50
e
Women (Burkina Faso,
81,82
Côte d’Ivoire,
83
Kenya,84,85 Malawi,86 South Africa,87–89
Tanzania90–92)
12 22–94
(46 HIV + ; 97 HIV–)
17–90 (64 HIV + ;
80 HIV–)
20–22 15
Asia (n = 8)
Adults (China,93 India94–96,f) 4 (35 involuntary;
65 voluntary)
70 (100 by women;
65 by men)
78 7
Men (Taiwan
97
) 1 72
Women (India,
98
Thailand
99
) 2 37–84 34 family or friends 34 family or friends
Injection drug users (Vietnam
100
) 1 0 (no respondents
disclosed)e
Caribbean (n = 1)
Adults (French Antilles/Guyana101) 1 70 85 56
Reviews (n = 5)
Adults
7,8,102
3 68–97 22–86 (70-92 LIC; 44–67 HIC) 61–86
Men
4
1 67–88
Women
3
1 17–86
Note. HIC = high-income countries; LIC = low-income
countries; MSM = men who have sex with men. For multiple
studies on a country or population, the table presents the range
of disclosure rates
(minimum and maximum) reported in the studies.
aEmlet also reported that adults aged 50 years or older
disclosed their HIV status to those in their social networks less
frequently than younger adults did.34
b
Two statistics are included: the percentage of parents who
reported disclosing to children and the percentage of children
who were told by their parents.
c
The study by Marks and Crepaz of HIV-positive men
(homosexual, bisexual, and heterosexual) is counted under
MSM, who represent the majority of the study sample.
12
Similarly, the Weinhardt
et al. study of MSM, women, and heterosexual men is counted
under MSM, who represent the majority of the study sample.
17
dGrinstead et al. covers Kenya, Tanzania, and Trinidad, but it is
listed under Africa and counted once under Kenya.13
eIncludes data from studies with fewer than 25 participants.
fIn Mulye et al., patients’ spouses (23%) and relatives (2%–
12%) knew patients’ HIV status after it was disclosed to
patients in their presence.94
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HEALTH POLICY AND ETHICS
disclosed. Studies that included
information on HIV status almost
always reported that disclosure
was lower when HIV status was
positive. Disclosure to relatives
was higher than was disclosure to
friends. Partner disclosure varied
greatly, but it was generally lower
with casual partners than it was
with steady partners.
Some studies explored sociode-
mographic factors that influence
disclosure, principally residence
and ethnicity. For example, re-
search in South Africa found
higher disclosure rates in urban
settings than in rural settings.106 In
the United Kingdom, studies found
that African men were less likely
than were White men to tell their
partners about their HIV infection
(66% vs 86%, respectively63) and
were less likely than were White
men to disclose to relatives, part-
ners, or work colleagues.64 Simi-
larly, a study in French Antilles and
French Guyana found that non-
French citizens were less likely to
disclose to a steady partner than were
French citizens,101 and studies in the
United States found that African
Americans disclosed less often than
did European Americans.34,107
Such results suggest that indi-
viduals from racial/ethnic minor-
ity groups have greater concerns
about stigmatization if they dis-
close their status. Socioeconomic
factors and access to resources
also appear to play an important
role. In the South African study
mentioned earlier,106 urban com-
munities with higher disclosure
rates had more institutional sources
of support, including nongovern-
mental organizations and hospitals.
Research from Nigeria and among
migrants from Africa in Sweden
revealed that more educated re-
spondents disclosed more often
than did their less educated coun-
terparts.62,70 Similarly, a study
from India found a higher rate of
disclosure to partners by literate
respondents compared with illiter-
ate respondents (86% vs 44%, re-
spectively96). Conversely, low-wage
employment and economic vul-
nerability reduced disclosure by
Tanzanian women,91 Dominican
male sex workers,108 and Canadian
female sex workers.109 Such results
suggest that economic and social
disadvantage make disclosure more
difficult. This finding is consistent
with the frequencies in Table 2,
which tended to be higher in
higher-income countries (the
United States and Europe), whereas
levels in developing countries of
Africa, Asia, and the Caribbean
showed much greater variation.
VARIATIONS IN THE
CONCEPT AND PROCESS
OF DISCLOSURE
We found that different pro-
cesses have been subsumed under
the concept of disclosure, under-
scoring the need for researchers to
clarify more consistently how dis-
closure is measured. Quantitative
studies have shown large differ-
ences in disclosure frequencies
depending on what information
was given and by whom, whether
HIV status was positive or nega-
tive, and whether that status was
disclosed to 1 or more persons, to
anyone, to sexual partners, to
friends, or to family. Qualitative
studies, on the other hand, have
raised questions about the multi-
ple dimensions and meanings of
disclosure.
Disclosure is not always volun-
tary, an issue raised primarily
(though not exclusively) in studies
conducted outside Europe and the
United States. Varga et al.88
reported that in South Africa, 32%
of disclosure to family members
was involuntary. Similarly, in India,
35% of male and female respon-
dents reported that their HIV status
had been disclosed without con-
sent,95 and relatives sometimes
found out a person’s HIV status
when it was disclosed in their pres-
ence by someone else.94
Research has found large vari-
ations in the amount of informa-
tion that people reveal. For exam-
ple, only about half of respondents
in a study from India disclosed
the exact nature of their illness
to those around them; others pre-
ferred partial disclosure or re-
ferred to a less stigmatizing illness,
such as fever, heart problems, or
general illness.95 A US study found
that 54% of respondents reported
having received full disclosure.15
Parents tended to disclose partially
to their young children and more
fully to their adolescent children.110
Rather than being a one-time
event, as it is sometimes assumed
to be, disclosure is often a gradual
process of disclosing to an in-
creasing number of others in one’s
networks over time. For example,
a study among homosexual and
bisexual men in the United King-
dom found that immediately after
diagnosis, respondents were more
likely to opt for nondisclosure,
but later they used disclosure as
a mechanism for coping with the
disease.111 In a study in South
Africa, many HIV-positive men and
women waited substantial periods
of time before disclosing to their
partners, including 15% who
waited more than a year.71 Among
a sample of gay Latino men in the
United States, half disclosed to
someone on the day they found out,
and another 15% disclosed within
a few days, but about 20% did not
tell anyone for 1 year or more.54
Among a sample of HIV-positive
pregnant women in Tanzania, dis-
closure to a partner increased from
22% within 2 months of diagnosis
to 40% after nearly 4 years.91
Other studies among heterosexual
men and women, young people,
and attendees of an outpatient HIV
clinic found that disclosure had
a positive association with the
length of time since diagno-
sis15,20,34,65,112 and with disease
progression.19,74,113
Some qualitative studies ex-
plored differences among those
who disclose and those who do
not, such as the criteria motivating
decisions, the process of commu-
nication, and coping styles. The
results of these studies tended to
converge around certain key
points: selective disclosure is the
most frequent strategy, a minority
of people fall in the ‘‘never dis-
close’’ or ‘‘always disclose’’ cate-
gories, disclosure decisions have
to be made repeatedly, and dis-
closure decisions change over
time.7,41,114---117 Other qualitative
studies have provided insight into
the process whereby individuals
weigh the risks (fear of abandon-
ment and discrimination) and ben-
efits (need for support) of disclosure
before making a decision.118 These
studies underscore the importance
of relationships, trust, emotions,
perceptions of self, and perceptions
of HIV status. Most of these studies
were conducted in the United
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HEALTH POLICY AND ETHICS
States, tended to emphasize the
psychological aspects of disclosure,
and focused on individual factors
and processes, but some considered
the social context of disclosure in
Africa,77,106 and others analyzed
the connections between the
choices made by individuals and
the ethical debates and social poli-
cies around HIV disclosure.119
ATTITUDES, REACTIONS,
AND BEHAVIORS AFTER
DISCLOSURE
Much has been written about
the stigma associated with disclo-
sure of HIV-positive status. Fear of
stigma is thought to discourage
disclosure, and disclosure has of-
ten been considered a proxy
measure for stigma, because peo-
ple living with HIV are more likely
to disclose in low-stigma contexts,
where they expect fewer nega-
tive consequences.120 Conversely,
there is a vast literature on dis-
crimination (sometimes defined as
enacted stigma) faced by those
whose HIV status is disclosed by
others, often without their consent.
Women are thought to face spe-
cial barriers related to fears of
stigma, as documented in numerous
sources.3,41,42,76,84,90,92,99,115,121---123
Research has drawn attention to
negative consequences of disclosure,
such as disrupted relationships with
families and communities124,125;
isolation, criticism, and ostracism
by family members68,126; abuse,
violence, divorce, or separation
from partners; and rejection by
friends.43,84,89,127
However, it has been difficult to
document the causal link between
HIV disclosure and adverse
events, in part because baseline
rates of negative experiences such
as violence are often unknown,
and because HIV-positive individ-
uals who eventually face negative
reactions often come from disad-
vantaged groups that are already
at high risk for violence.128 For
example, although some evidence
suggests that women with risk fac-
tors such as a history of drug use
are more likely to experience neg-
ative social and physical conse-
quences when their infection be-
comes known,43,129 violence was
not significantly higher among a
sample of HIV-positive women
compared with demographically and
behaviorally similar HIV-negative
women in the United States.130
Nevertheless, evidence indicates
that fear of stigma, discrimination,
and violence decreases willingness
to disclose HIV status in many
settings.3,115,121,125,131---138
Reviews of the literature have
shown that reactions to disclosure
ranged from negative to neutral to
supportive, and that negative re-
actions from family, friends, em-
ployers, and the community were
relatively low––about 3% to 15%
of cases.3,8,43,96,129 Studies in di-
verse contexts have documented
high levels of supportive reactions
to HIV-positive persons.68,119,139,140
For example, nearly half of the HIV-
positive women in the often-cited
study from Tanzania90 reported
that their partners were supportive,
as did 73% of women in a Kenyan
study.84 Studies in South Africa
found that reactions to disclosure
included trust, support, and under-
standing,74 and that 19% of disclo-
sures resulted in kindness and 70%
in no change of attitude.89 A posi-
tive correlation between disclosure
and social support has been
documented in a meta-analysis6 as
well as in studies from contexts as
varied as Greece, Kenya, South
Africa, Tanzania, Trinidad, and the
United States.13,18,44,71,90,139,141
However, these results must be
interpreted in light of differences in
types of populations and levels of
disclosure. Reactions of support are
more likely where HIV-positive in-
dividuals are not seen as responsi-
ble for getting HIV, whereas those
seen as having been infected be-
cause of their own behavior may
face negative reactions. In addition,
low disclosure and high support
may indicate that individuals are
careful not to disclose their HIV
status if they expect negative re-
actions.92
Studies have also examined the
behavioral outcomes of disclosure,
including its possible effect on
safer sex. Disclosure of HIV-posi-
tive status to partners has been
associated with safer sexual prac-
tices in the United States,17,21,142,143
France,60 and Cameroon.144 Simi-
larly, a study in South Africa found
that condom use was higher (57%)
among women who disclosed
their status than it was among those
who did not (38%).73 Unprotected
sex was also more frequent among
groups of men who have sex
with men, heterosexual men, and
women who did not disclose than
it was among those in each cate-
gory who did.145 Other risk be-
haviors, such as having multiple
sexual partners, have also been
associated with nondisclosure, as
documented in a review.4 Studies
among injection drug users and
men who have sex with men in the
United States revealed that sexual
risk behaviors were highest among
inconsistent disclosers, followed by
nondisclosers; consistent disclosers
reported fewer sexual risk behav-
iors, although the evidence was not
always unequivocal.51,56
Indeed, not all studies have
found an association between
disclosure and safer behav-
iors.12,22,50,55,146,147 The difficulties
of documenting effects and estab-
lishing the direction of causality are
common to studies of prevention in
general, and we found a literature
review on disclosure that reported
contradictory results, with positive
effects sometimes limited to a sub-
group of participants, such as HIV-
negative partners or nonprimary
partners.148 These inconsistent re-
sults may be partly attributable to
confounding factors such as alcohol
or drug consumption, which in-
crease risk-taking regardless of dis-
closure. In addition, because safer
sex requires explicit discussions be-
yond simply disclosing HIV sta-
tus,35 the effect of disclosure needs
to be considered in relation to other
behaviors and attitudes.
DISCLOSURE, HEALTH
SERVICES, AND HEALTH
PROVIDERS
The influence of health services
on disclosure has not been sys-
tematically examined, but we can
piece together information on 3
interrelated questions: first,
whether staff at health facilities
contribute to reducing stigma and
discrimination, thus normalizing
HIV; second, whether they en-
courage disclosure by HIV-posi-
tive persons and promote testing
and referral of partners and family
members; and third, whether they
are prepared to counsel and sup-
port those who are tested, to
June 2011, Vol 101, No. 6 | American Journal of Public Health
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HEALTH POLICY AND ETHICS
facilitate voluntary disclosure and
support.
The extent to which health fa-
cilities promote disclosure de-
pends in part on whether they
provide a supportive context for
the difficult experience of being
HIV positive. Evidence suggests
that health facilities sometimes fall
short in this regard. Discrimination
against HIV-positive individuals
was reported to occur when health
workers treat them differently,
use excessive precautions, or
withhold appropriate care.149---151
Fears of being treated poorly were
reported more frequently by
women than men. In Australian
health facilities, more women than
men reported fearing discrimina-
tion in the form of avoidance of
treatment, extra precautions, and
confidentiality problems, and in
Kenyan maternity wards, health
workers expressed anxiety when
caring for women who may have
been HIV positive and admitted
that they used ‘‘extra care’’ in han-
dling them; such situations contrib-
uted to delays and suboptimal care,
such as reluctance to take HIV
tests or to give birth at health
facilities.152---154 These studies also
reported that stigma and discrimi-
nation are declining.
Another indication of how dis-
closure is linked to health services
comes from studies that examined
its connection with adherence to
antiretroviral therapy. Initiatives
to provide antiretroviral therapy
sometimes require that patients
disclose to a supportive individual
in their network, on the basis of
a large body of evidence indicating
that disclosure facilitates initiation
of and adherence to antiretro-
viral therapy, whereas worries
about disclosure contribute to se-
crecy and missed medica-
tions.88,155---160 Most studies on the
subject focus on adherence, and
more information is needed about
the process of disclosure when it
is a condition for antiretroviral
therapy.
Health facilities are often ill
equipped to reassure PLWHA that
they will be treated well, and
health workers may not have the
training to counsel patients or the
competence to judge how to dis-
close patients’ HIV status or to
whom it should be disclosed.161,162
For example, a study from Vietnam
found that health workers felt so
uncomfortable discussing HIV with
patients that they avoided giving
women their HIV test results di-
rectly; instead, they relied on the
official notification system, which
informs local district officials about
the HIV status of people living in
their catchment area without pa-
tients’ consent.163 This nonconfi-
dential process sometimes has seri-
ous social, economic, and health
consequences for HIV-positive
women and their children.
In addition, health workers
sometimes communicate test re-
sults to individuals other than
HIV-positive patients, as docu-
mented in numerous settings. For
example, in a comparative study in
India, Indonesia, the Philippines,
and Thailand, 34% of HIV-posi-
tive respondents reported that
health care workers had revealed
their HIV status to someone else
without their consent.151 One In-
dian study found that 61% of
women reported that family mem-
bers were given test results without
the patient being consulted164; an-
other found that 35% of
respondents (male and female)
reported that their HIV status was
disclosed to friends or relatives
without their consent (in 75% of
cases the disclosure was made by
health workers).95 Similarly, a study
in China found that health pro-
viders often informed family mem-
bers of an HIV diagnosis before
informing the patient.165 One study
suggested that privacy breaches by
health workers in India were more
frequent for female clients and in
the private sector.161
Involuntary disclosure by
health workers has been attrib-
uted in part to circumstances at
health facilities, which often lack
private spaces and where it is
difficult to manage patient files
without compromising confidenti-
ality. More importantly, however,
the issue of involuntary disclosure
by health workers highlights the
difficulty of balancing medical
confidentiality with the need to
facilitate disclosure to those
around an HIV-positive person.
Health workers are supposed to
encourage testing of partners and
family members and to promote
disclosure to mobilize support for
treatment and prevention, but
these objectives are often incom-
patible with guaranteeing absolute
patient confidentiality.
The difficulty of promoting
partner disclosure is manifested
in the low rates of partner refer-
ral.21,82,90,166 A review of 15 studies
from sub-Saharan Africa and Asia
found that partner disclosure by
HIV-positive women ranged from
17% to 80%, with lower rates
generally reported by women
tested during antenatal care, com-
pared with women undergoing
voluntary HIV testing and
counseling.3 This finding suggests
that the mode of testing makes
a difference to HIV disclosure, but
also that women’s vulnerability
during pregnancy increases their
reluctance to disclose.11 For exam-
ple, only 23% of partners of HIV-
positive women attending a pro-
gram on prevention of mother-to-
child transmission in Côte d’Ivoire
were subsequently tested for
HIV.83 Only 17% of HIV-positive
pregnant women in a study in
Tanzania reported their test results
to their partners.92 The fact that
69% of partners who agreed
to test were seropositive under-
scores the missed opportunity for
prevention.
Some studies suggest that HIV-
positive health workers find dis-
closure difficult because they
worry that they may be stigma-
tized or that a positive diagnosis
will mean they have failed as
a role model. These fears may
hamper their own ability to be
tested, to disclose, and to promote
testing, as documented among
health workers in Kenya162 and
Malawi.167
Despite these difficulties, some
studies have shown that health
workers can help people cope with
disclosure and its aftermath. In
Sweden, contact with counselors
increased the probability of disclo-
sure by immigrant African families,
filling a gap in their disrupted social
network.62 In a study in China,
good relations between patients
and providers led to positive health
outcomes after disclosure, particu-
larly when families were unsup-
portive because of HIV-related
stigma.165 More evidence is needed
to demonstrate how health workers
can support HIV disclosure.
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HEALTH POLICY AND ETHICS
SOCIAL CONTEXT OF
DISCLOSURE
Although frequencies and sta-
tistical associations provide useful
information about levels of dis-
closure and their possible deter-
minants, they also raise questions
about differences in the meaning
of disclosure, the consequences of
disclosure, and the roles of health
providers in different sociocultural
settings. The evidence suggests
that social context influences key
dimensions of disclosure, in par-
ticular the notion of support, the
role of the family, and the values
surrounding disclosure.
Qualitative studies that examine
individual experiences have
shown that disclosure is closely
related to expectations of support.
These studies have also shown
that disclosure is higher when in-
dividuals hope to receive help
from those around them, and it is
lower when they expect blame
and discrimination. As a lengthy,
potentially fatal illness, HIV infec-
tion represents a possible rupture
of the rules of reciprocity that are
the basis of social interactions,
and a potential drain on resources
for those around the ill person.168
That is why, in diverse contexts––
such as the Dominican Republic,
Malawi, and Tanzania––individuals
thinking about disclosure try to
predict how others will react,
based on the disclosers’ perceived
responsibility for the infection and
on the quality of their relationships
with those around them.76,77,86,133
Emotional support is important
everywhere, but in low-resource
settings where services are defi-
cient and individuals need mate-
rial support from their families and
communities, there are stronger in-
centives to disclose. At the same
time, however, there are also more
risks in disclosing in these settings,
precisely because PLWHA are
explicitly or implicitly making im-
mediate or future demands on
those around them. Hence, a sub-
tle difference can be discerned
when comparing both qualitative
and quantitative studies in re-
source-rich settings to those in re-
source-poor settings. Respondents
in resource-rich settings, such as
the United States and France,
tended to describe disclosure as a
way to obtain psychological sup-
port and relief from the stress of
harboring a secret,18,58,102 whereas
those in resource-poor settings,
such as China, India, Kenya, Nigeria,
and South Africa, mentioned ex-
pectations of financial and social
support,70,72,169 emotional and ma-
terial support,95 and help with
medical care and counseling.93
Social context also shapes the
extent to which disclosure deci-
sions are made by others beyond
the individual, as documented in
both quantitative and qualitative
research. In settings where ade-
quate health services and social
services are lacking and kinship
bonds continue to be strong, fam-
ilies and communities may be seen
as having responsibilities toward
ill individuals and therefore as
having a right to be informed about
an HIV-positive result.93,125,147 If,
as in India, close involvement of the
family is thought to be in the best
interest of the patient, then a
health worker’s breach of confi-
dence can be seen as choosing to
conform to local social norms
rather than to national stan-
dards.161 In many settings,
physicians are thought to have the
authority to decide on disclosure, as
documented in a comparative study
in Asia and the Middle East, where
80% of Saudi physicians reported
that they would disclose a patient’s
HIV status to their family without
his or her consent.170 Practitioners
often think they know better than
poor or uneducated clients, partic-
ularly women, and they involve
families as a way of recognizing
hierarchies within families that lead
some members to make health de-
cisions on behalf of others.95,171 A
qualitative study from Lesotho
found that when health workers
kept patients’ HIV status strictly
confidential, family caregivers
sometimes lacked crucial informa-
tion needed to secure appropriate
medical care.172
Thus, the social context of dis-
closure may define 2 competing
sets of values: those designed to
respect patients’ privacy and con-
fidentiality, and those meant to
assist and protect those around the
patient. Health workers may be
caught between these conflicting
values and may feel that they
should provide information to
family members, either to rally
support for an HIV-positive per-
son or because they feel some
responsibility to those around that
person if patients themselves re-
fuse to disclose.173
The legal context also influ-
ences the extent of disclosure and
its consequences. A number of
countries have enacted laws or
formulated policies to encourage
disclosure or to mandate disclo-
sure to partners. This has hap-
pened in the United States,174,175
Canada,176 Singapore,177 and
countries of west and central
Africa.178,179 In addition, manda-
tory premarital HIV testing and so-
called ‘‘beneficial disclosure,’’ which
allows health workers to disclose
patients’ status without their con-
sent, are being discussed in African
countries.180,181 Elsewhere, as in
some countries of the Middle East
and north Africa, the majority of
HIV testing appears to be manda-
tory, with no guidance on disclo-
sure.182 These situations raise
a number of ethical and legal issues
that are beyond the scope of this
article and about which much has
been written. Here, it is important to
note that the legal context has an
impact on institutional support for
disclosure at health facilities in the
form of guidelines, protocols, pro-
grams, and other resources that
enable health workers to help
around disclosure. The legal con-
text also affects individuals’ per-
ceived incentives and motivations
for disclosure.
As a process of sharing infor-
mation about a sensitive topic,
HIV status disclosure takes on
different meanings in different
contexts. The absence of exact
equivalents for the term ‘‘disclo-
sure’’ in languages other than
English testifies to the different
connotations it can have (e.g., re-
vealing a secret, admitting guilt, or
simply stating a medical fact).
These complex meanings are
linked to moral and ethical valua-
tions. The ethical and moral di-
mensions of deeply personal
choices around sex and dis-
closure have been highlighted in a
thoughtful US study,119 and com-
parable analyses are sorely needed
to better understand the reality of
moral challenges and how they are
addressed in other settings. It has
June 2011, Vol 101, No. 6 | American Journal of Public Health
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HEALTH POLICY AND ETHICS
been claimed that a policy focused
on individual rights, confidentiality,
and professional counseling dis-
tances the family and community
from their role in providing HIV
support173 and may be incompati-
ble with traditional notions of col-
lective family responsibility.165
The tension between the ethics
of individualism and communal-
ism is beyond the scope of this
article, but it is clear that the
difficulties of disclosure reflect the
potential conflict between com-
peting ethical values. Some au-
thors argue that the right of sexual
partners to be informed and pro-
tected is as important as the pri-
vacy of PLWHA183 and that when
respect for confidentiality increases
the risks to third parties, then rou-
tine third-party disclosure may be
the lesser of the evils.184 Managing
the value conflict underlying rec-
ommendations about disclosure rep-
resents an important challenge for
all the actors involved––individual
partners, health workers, and
policymakers.41
CONCLUSIONS
The studies on disclosure that
we have reviewed here show that,
first, although disclosure is diffi-
cult, few people keep their HIV
status completely secret. Levels of
disclosure are generally high, but
lower levels are documented
among certain populations, partic-
ularly women tested during pre-
natal care. This finding suggests
that attention should be directed
to these groups to better under-
stand circumstances that favor or
hinder disclosure. Second, not all
studies on disclosure disaggregate
results by respondents’ HIV status;
but this information is essential,
because HIV-positive status is
consistently linked to lower dis-
closure rates, a point that under-
scores the prevention implications
of lower disclosure among those
more likely to transmit the infec-
tion. Third, disclosure is more
uniformly high in the high-income
countries of Europe and the
United States, and frequency var-
iations are wider in low- and mid-
dle-income countries. These dif-
ferences likely reflect differential
availability of and access to re-
sources to deal with HIV and its
consequences. Fourth, women
appear to disclose, and to receive
disclosure, more frequently than
do men, but married and preg-
nant women encounter special
difficulties with partner disclo-
sure. Further research should
seek to identify those specific
gender-related factors that may
facilitate disclosure and mitigate
its negative consequences.
Analyses of disclosure as a pro-
cess show that decisions regarding
what information to disclose, to
whom, and when are iterative and
selective, such that partial and
gradual disclosure to a growing
number of people is more com-
mon than is one-time full disclo-
sure to all; also, disclosure to
sexual partners is often more dif-
ficult than to others. The implica-
tions of these results are clear:
partner disclosure deserves special
attention, given its consequences
for transmission; initiatives to
support disclosure need to be on-
going, rather than focusing on
a single point in time; and coun-
seling cannot be the same at all
stages but should consider evolving
motivations and consequences.
A main goal of this review was
to assess the extent to which
health facilities and health work-
ers facilitated disclosure. We
found that health worker facilita-
tion of disclosure was limited by
the potential for discrimination at
health facilities, the limited coun-
seling abilities of many health
workers, and health workers’ own
fears and concerns regarding HIV.
The relatively high frequencies
of health workers disclosing peo-
ple’s HIV status without their
consent and the low levels of
partner disclosure, particularly in
less developed countries, testify to
the difficult balance between en-
couraging disclosure and keeping
HIV status confidential. Health
workers on the front lines need
support as they negotiate these
complicated situations.
At the same time, however,
a number of reports indicate that
health workers can help with dis-
closure, provided that they are
supported in multiple ways. There
have been calls to give nurses
a role in assisting women with
their disclosure decisions,115 to
support community- or home-based
HIV care programs,185 to facilitate
couple counseling, and to promote
disclosure while reducing the risk of
discrimination and violence against
women. The successes reported
by some programs suggest promis-
ing possibilities, such as strength-
ening health workers’ communica-
tion skills and increasing their
perceived self-efficacy, providing
ongoing support for women
working through disclosure deci-
sions, and mediating disclosure
through counselors in the clinic or
through friends or family mem-
bers outside the clinic.186 In
Rwanda, a package of strategies––
including systematic couple coun-
seling and community-based cam-
paigns––seems to have overcome
some barriers to disclosure and has
increased the uptake of HIV testing
by male partners of pregnant
women from 7% in 1999 to 84%
in 2009.187 Further evidence is
needed to identify the optimal
combination of interventions that
would support health workers’ ef-
forts to facilitate disclosure while
ensuring that disclosure is used as
the basis for mobilizing support
for those who need it.
We also found differences in
the meaning of disclosure across
settings. Although emotional fac-
tors related to relationships and
trust influenced motivations to
disclose everywhere, respon-
dents from resource-rich settings
put a somewhat greater emphasis
on psychological relief, whereas
those in resource-poor settings
more often referred to needs for
material support and caregiving as
a reason for disclosing. These mo-
tivations may change with in-
creased access to free treatment,
however, as individuals have less
need to disclose to their families to
obtain material support and have
greater access to support groups.
Thus, the meaning of disclosure
may shift from divulging a secret to
sharing a new identity built on
serostatus.
The ethical dilemmas resulting
from competing values––the con-
fidentiality of patient informa-
tion versus the need to inform
and protect others around the
PLWHA––are especially marked
in contexts in which family and
community remain important
structures and in which relatives
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6
HEALTH POLICY AND ETHICS
and community members are
expected to play a major role in
medical decision-making, care
giving, and material support for
PLWHA. Cross-cultural compari-
sons of what constitutes commu-
nities and of the values attached to
consent and confidentiality show
a great deal of variation.188---190 A
better understanding of how confi-
dentiality is perceived in different
cultural contexts can help identify
areas of flexibility that can be used
to facilitate disclosure where
appropriate. Support for disclosure
cannot wait for a resolution of
the ethical dilemmas around confi-
dentiality, but the debates around
disclosure and the policies that
are formulated to promote it
should, at a minimum, be in-
formed by evidence on how in-
dividuals in the field address
these situations.
Research also confirms the re-
ciprocal connections among
stigma, social support, and disclo-
sure. Expectations of support are
a crucial factor in the decisions of
PLWHA to disclose, and reactions
to these disclosures are, in part,
influenced by the sacrifices that
may be required from those
around them. Stigmatization in-
creases these potential sacrifices,
and support services reduce them.
Thus, fears around disclosure re-
flect available levels of resources
and social support. Taken to-
gether, these results suggest that
structural changes––including
making more services available
to support PLWHA, their families,
and communities––could be as
important as individual ap-
proaches or the provision of
counseling. j
About the Authors
Carla Makhlouf Obermeyer is with the
Department of HIV/AIDS, World Health
Organization, Geneva, Switzerland. Parijat
Baijal is with the Global Fund to Fight
AIDS, Tuberculosis and Malaria, Geneva,
Switzerland. Elisabetta Pegurri is with
UNAIDS, Geneva, Switzerland.
Correspondence should be sent to Carla
Makhlouf Obermeyer, Department of
HIV/AIDS, World Health Organization,
20 Ave Appia, 1211 Geneva, Switzerland
(e-mail: [email protected]). Reprints
can be ordered at http://www.ajph.org by
clicking the ‘‘Reprints/Eprints’’ button.
This article was accepted December 9,
2010.
Note. The views expressed here are those
of the authors and do not represent those of
the World Health Organization; the Global
Fund to Fight AIDS, Tuberculosis and
Malaria; or UNAIDS.
Contributors
C. M. Obermeyer conceptualized the
study, coordinated the analyses, and led
the writing of the article. P. Baijal and E.
Pegurri conducted the searches, summa-
rized the results, and participated in
writing the article.
Human Participant Protection
No protocol approval was necessary be-
cause the study did not involve any
human research participants.
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seropositivity in Nairobi, Kenya. AIDS
Behav. 2007;11(5):687---697.
170. Mobeireek AF, Al-Kassimi F, Al-
Zahrani K, et al. Information disclosure
and decision-making: the Middle East
versus the Far East and the West. J Med
Ethics. 2008;34(4):225---229.
171. Kielmann K, Shinde S, Datye V,
Karvande SS. ‘‘We never say this in front
of the patient directly’’: passive testing and
indirect disclosure of HIV test results in
high-prevalence settings in India. Paper
presented at: 17th International AIDS
Conference; August 3---8, 2008; Mexico
City, Mexico. Abstract THPE0912.
172. Makoae MG, Jubber K. Confidenti-
ality or continuity? Family caregivers’
experiences with care for HIV/AIDS pa-
tients in home-based care in Lesotho.
SAHARA J. 2008;5(1):36---46.
173. Seidel G. Confidentiality and HIV
status in Kwazulu-Natal, South Africa:
implications, resistances and challenges.
Health Policy Plan. 1996;11(4):418---427.
174. Galletly CL, Dickson-Gomez J. HIV
seropositive status disclosure to prospec-
tive sex partners and criminal laws that
require it: perspectives of persons living
with HIV. Int J STD AIDS. 2009;20(9):
613---618.
175. Galletly CL, Pinkerton SD. Prevent-
ing HIV transmission via HIV exposure
laws: applying logic and mathematical
modeling to compare statutory ap-
proaches to penalizing undisclosed expo-
sure to HIV. J Law Med Ethics. 2008;
36(3):577---584.
176. Symington A. Criminalization con-
fusion and concerns: the decade since the
Cuerrier decision. HIV AIDS Policy Law
Rev. 2009;14(1):1, 5---10.
177. Singapore to inform spouses of HIV
patients. Reuters. July 15, 2005.
178. Sanon P, Kabore S, Wilen J, Smith SJ,
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179. Uganda: proposed bill would crimi-
nalize HIV transmission, force partners to
reveal HIV-positive status. HIV AIDS
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robi, Kenya: National AIDS and STD
Control Programme of Kenya, Kenya
Ministry of Health; 2004.
181. Jack A. We need privacy, but not
secrecy. Financial Times. August 8, 2005.
182. Hermez J, Petrak J, Karkouri M,
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183. Dixon-Mueller R. The sexual ethics
of HIV testing and the rights and respon-
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184. Masiye F, Ssekubugu R. Routine
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186. Maman S, Medley A. Gender Di-
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187. Republic of Rwanda. UNGASS
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June 2011, Vol 101, No. 6 | American Journal of Public Health
Obermeyer et al. | Peer Reviewed | Health Policy and Ethics |
1023
HEALTH POLICY AND ETHICS
Copyright of American Journal of Public Health is the property
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By Amy D.
Leonard, Christine
M. Markham,
Thanh Bui,
Ross Shegog and
Mary E. Paul
Amy D. Leonard is a
research coordinator,
and Mary E. Paul is
associate professor,
both in the Depart-
ment of Allergy and
Immunology, Texas
Children’s Hospital,
Baylor College of
Medicine, Houston.
Christine M.
Markham and Ross
Shegog are assistant
professors, and Thanh
Bui is a doctoral stu-
dent, all at the Center
for Health Promo-
tion and Prevention
Research, School
of Public Health,
University of Texas
Health Science Center
at Houston.
110 Perspectives on Sexual and Reproductive Health
Lowering the Risk of Secondary HIV Transmission: Insights
From HIV-Positive Youth and Health Care Providers
CONTEXT: Both perinatally and behaviorally infected HIV-
positive youth engage in sexually risky behaviors, and a
better understanding of the perceptions of these youth and of
health care providers regarding disclosure of HIV status
and risk reduction would aid in the development of behavioral
interventions for such youth.
METHODS: In spring 2007, some 20 HIV-positive inner-city
youth (aged 13–24) and 15 health care providers who
work with HIV-infected youth participated in in-depth,
semistructured interviews. Youth were recruited at an HIV
clinic, AIDS clinics and an AIDS service organization, and had
received care from participating providers. Detailed
contextual and thematic discourse analysis was performed on
interview transcriptions.
RESULTS: Eighteen of the 20 youth had disclosed their HIV
status to another individual at least once. Eleven reported
being sexually active, and three of these had been perinatally
infected. Qualitative analysis revealed four subthemes
related to disclosure: stigma and emotions, trust issues, reasons
for disclosing and strategies for addressing disclo-
sure. Five subthemes were identifi ed related to sexual risk
reduction: dating challenges, attitudes toward condom use,
self-effi cacy for condom use negotiation, pregnancy attitudes
and sexual risk reduction strategies. Providers reported
that access to more engaging and interactive educational tools
within the clinic setting could enhance their risk
reduction counseling with HIV-positive youth.
CONCLUSIONS: HIV-positive youth experience multiple
challenges regarding disclosure and sexual risk reduction,
and health care providers need innovative tools that can be used
in clinic settings to improve adolescents’ skills in
reducing risky sexual behavior.
Perspectives on Sexual and Reproductive Health, 2010,
42(2):110–116, doi: 10.1363/4211010
Improvements in the medical management of HIV have
reduced the rate of perinatal transmission from mothers
to their children, and 91% of U.S. children with perina-
tally acquired HIV survive into adolescence and young
adulthood.1 Nevertheless, youth continue to acquire HIV
through risky behaviors such as unprotected sex and
injection-drug use. The Centers for Disease Control and
Prevention (CDC) estimates that at least half of all new HIV
infections in the United States are among people younger
than 25 and are largely due to these two risk behaviors.1
The extended survival of perinatally infected youth, com-
bined with rising numbers of behaviorally infected youth,
presents health care providers with the critical challenge of
providing HIV-positive youth with information and meth-
ods to prevent secondary HIV transmission.
Successes in HIV medical management have not been
matched by successes in behavioral interventions to cur-
tail risky behaviors among HIV-positive youth. Despite
researchers’ advanced understanding of the pathophysiol-
ogy and transmission of HIV, as well as the use of clinic-
based education relating to risk reduction, the translation
of relevant health messages into behavioral practice remains
fl awed, as HIV-positive youth continue to engage in risky
behaviors.2–6 In one study, 43% of HIV-positive youth
reported not using a condom at last intercourse.2 A small
number of behavioral interventions for HIV-positive youth
have been rigorously evaluated, but the assessment of their
effectiveness has been hampered by poor attendance.5,7,8
To fully understand the challenges of preventing sec-
ondary HIV transmission among youth, the experiences of
both HIV-positive youth and health care providers need to
be explored. Although quantitative studies9–11 have exam-
ined the attitudes and perceptions of such youth toward
sexual risk reduction and disclosure of their HIV status,
qualitative data to inform the development of interventions
have been limited.12,13 Furthermore, little is known about
providers’ attitudes toward risk reduction and disclosure
among HIV-positive youth.14 The present study explores
the views of health care providers and HIV-positive youth
about disclosure and sexual risk reduction, and suggests
how prevention efforts and clinical behavioral interven-
tions might be strengthened.
METHODS
This study was conducted in spring 2007 as a forma-
tive component for the development and evaluation of
a computer-based clinical intervention for HIV-positive
youth. Purposive sampling was used to recruit youth
participants at a pediatric HIV clinic, AIDS clinics and a
local AIDS service organization. Case managers referred
Volume 42, Number 2, June 2010 111
potential participants to the study coordinator. To be eli-
gible, participants had to be HIV-positive and aged 13–24
(the age-group defi ned as adolescents by the CDC15). Prior
to the interview, informed consent was obtained from par-
ents and adolescents. For participants who were younger
than 18 and not emancipated, their assent and consent
from one parent were obtained. Youth completed a survey
that assessed gender, age, race or ethnicity, HIV status and
mode of infection. Health care providers were recruited by
personal contact; to be eligible, providers had to have more
than a year of pediatric HIV-positive care experience.
In-depth interviews were conducted with the youth at
the clinic or agency from which they were recruited, and
with the providers in private offi ces at their hospital or
clinic. All interviews were recorded and transcribed ver-
batim; each interview lasted approximately one hour, and
the youth received a $10 gift certifi cate at its completion.
The interviews followed a semistructured format with
open-ended probes, and focused on the two principal
themes of interest: disclosure of HIV status and sexual risk
reduction. The interview guide was developed by a panel
consisting of a pediatric HIV specialist, a health educa-
tor experienced with HIV-positive youth and behavioral
scientists experienced in adolescent HIV prevention. To
enhance rapport with the youth, interviewers progressed
from less sensitive to more sensitive topics. Regardless of
personal experiences, respondents were asked to report
any thoughts or opinions they had about HIV disclosure
or sexual risk reduction.
Detailed contextual and thematic discourse analysis
was performed with the aid of ATLAS.ti, version 5.2.20,
software. Transcriptions were entered into the computer
program, and the text was analyzed using constant com-
parative and thematic analysis. For each transcription,
at least two investigators independently performed the
coding and categorized codes into themes and sub-
themes, which were then compared and contrasted
for interrater reliability. Results of youth and provider
groups were compared to evaluate trends that emerged
from the data.
RESULTS
Thirty-fi ve interviews were conducted: 20 with HIV-
positive youth (fi ve males, 15 females)* and 15 with health
care providers. Twelve youth (four males, eight females)
had been infected perinatally, and eight (one male, seven
females) behaviorally. Participants were 17 years old, on
average; 16 identifi ed themselves as black, three as Latino
and one as white. The provider sample consisted of three
pediatricians, two obstetrician-gynecologists, three nurse
practitioners, one nurse and six social workers. Although
it was not an inclusion criterion, all youth participants had
received medical care from the health care providers tak-
ing part in this research.
Eighteen of the 20 youth had disclosed their HIV status
to another individual at least once, though not necessarily
to a sexual partner. Of the 11 who reported being sexually
active, three had been perinatally infected. Responses from
both youth and health care providers revealed a number
of common subthemes regarding the principal themes of
disclosure and sexual risk reduction.
Disclosure
�Stigma and emotions. When asked “What is the most
diffi cult thing about living with HIV?” more than a third of
the youth responded that it was not being able to disclose
their status. A 19-year-old behaviorally infected black
male stated that the biggest burden related to HIV was
“keeping it a secret, because the people I hang around talk
about [HIV] a lot.” Some youth said keeping their HIV
status a secret was a barrier to obtaining the emotional
support they desperately desired. Expressing the feelings
of several youth, one adolescent commented:
“I was so scared. I was like, worried, and I was kind of
nervous. I didn’t know what to say, how exactly to say it
and how to put it. … I got mixed feelings that day [I dis-
closed]. I swear I thought I was sick. I was just, like, oh my
God.”—18-year-old perinatally infected Hispanic female
Health care providers also believed that nondisclosure
was the most diffi cult thing for youth living with HIV.
Providers noted that many youth associated nondisclosure
with societal stigma. A pediatrician explained:
“Because of stigma, they don’t get much community
support like other chronic diseases. [HIV is] not like
cancer, [where] at the convenience store there’s a picture
of the child and they’re collecting donations.”
In addition, some providers attributed nondisclosure to
an adolescent’s acceptance or internalizing of the disease.
As one pediatrician stated, “I think it becomes really
diffi cult for many of them to adjust to that transition of
‘I’m a teen, I am HIV-positive,’ and that whole societal
piece of the [stigma].”
Both youth and providers said that fear of a negative
reaction prevented youth from disclosing their HIV sta-
tus. One 15-year-old perinatally infected black female
recalled hearing, “Oh, don’t touch this person, because
you are going to have AIDS,” or “Don’t touch that,
because you’re going to catch AIDS and die.” Trepidation
over possible gossip or rejection was cited by the major-
ity of youth and providers as barriers to disclosure. One
pediatrician reported, “There’s that question of, ‘If I tell
him now, will he leave?’ And for [youth] who’ve tried,
they have found that that is exactly what happened.”
Another 15-year-old perinatally infected black female
explained her fear of gossip: “Because people are [stu-
pid]. They talk too much. … Like, if I tell my friend, my
friend goes to tell her friend, and she tells her friends,
[and] it gets around.”
*The gender distribution of our sample refl ects that of HIV-
infected indi-
viduals of this age in the local study area (source: Houston
Department
of Health and Human Services, Bureau of Epidemiology, AIDS:
summary
of Houston/Harris County cases, 2009,
<http://www.houstontx.gov/
health/HIV-STD/1stQRT2009.pdf>, accessed July 29, 2009).
Lowering Secondary HIV Transmission Among HIV-Positive
Youth
112 Perspectives on Sexual and Reproductive Health
•Trust issues. Health care providers reported emphasizing
trust issues when discussing disclosure with their patients.
A nurse practitioner explained:
“They really have to feel like they trust the person with
that information. … But I advise them not to tell some-
body that might turn around and try to hurt them, …
because it’s a big piece of information to give anybody.”
Youth also emphasized the importance of trusting a
person before disclosing, but “trust” emerged as a vague,
undefi ned concept. Only one youth offered a defi nition:
“loyalty, respect and honor.” The majority appeared unsure
about how to handle disclosure, even with someone they
knew they “could trust.” A few participants described
methods of gauging a person’s reaction before they dis-
closed their status. For example, one youth explained:
“First I would ask them, ‘Well, what do you think about
HIV?’ … If they tell me, ‘Oh, I don’t like to hang out with
[HIV-positive] people and everything,’ I just stay back.
And I’m like, ‘Oh, I’m not going to tell them.’ If they give
me another [answer], like ‘Oh, no matter if somebody has
that; I’ll be his friend,’ or ‘I’ll be there for him,’ I’ll be like,
‘Oh. Well, I have HIV.’”—16-year-old behaviorally infected
Hispanic female
�Disclosure reasons. Fourteen of the 18 youth who had
disclosed their HIV status said they desired a closer rela-
tionship with another person, and described their postdis-
closure relationship as more open than before. All providers
reported spending time with their adolescent patients
discussing the pros and cons of disclosure. Providers’
responses revealed that they encouraged disclosure so that
the youth would have someone to talk with to lessen their
isolation, would have someone to assist with medication
reminders and would ensure that their potential sexual
partners were aware of the importance of using condoms.
When asked to describe a disclosure incident, eight youth
described disclosure to a friend, six to a signifi cant other
and four to a family member. All youth who had disclosed
their HIV status reported at least one compassionate reac-
tion. Half agreed that this supportive experience encouraged
them to consider future disclosure. Only two participants
recounted a negative reaction to their disclosure, including
a 19-year-old behaviorally infected black female, who said:
“He told me he loved me so much, he wanted to marry me.
Then I told him [my HIV status]. He walked away. [Now],
he just treats me like an outsider.” These two participants
said the negative reactions would not prevent them from
disclosing again, but they would be more selective in whom
they would tell.
Other youth described the medical and emotional ben-
efi ts of disclosure. For example:
“Now [my friend] protects me. She’s like my guard. …
She tries to keep me from certain things. Like when she
knows someone’s sick, she’s like, ‘Don’t go by them.’ …
She’s like another person that tells me to take my medi-
cine.”—14-year-old perinatally infected black female
Some youth indicated that another reason to disclose
was to warn others of the risk of infection:
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HEALTH POLICY AND ETHICSFacilitating HIV DisclosureFac.docx

  • 1. HEALTH POLICY AND ETHICS Facilitating HIV Disclosure Facilitating HIV Disclosure Across Diverse Settings: A Review Carla Makhlouf Obermeyer, DSc, Parijat Baijal, MA, and Elisabetta Pegurri, MSc HIV status disclosure is cen- tral to debates about HIV be- cause of its potential for HIV prevention and its links to pri- vacy and confidentiality as hu- man-rights issues. Our review of the HIV-dis- closure literature found that few people keep their status completely secret; disclosure tends to be iterative and to be higher in high-income coun-
  • 2. tries; gender shapes disclosure motivations and reactions; in- voluntary disclosure and low levels of partner disclosure highlight the difficulties faced by health workers; the mean- ing and process of disclosure differ across settings; stigmati- zation increases fears of disclo- sure; and the ethical dilemmas resulting from competing values concerning confidenti- ality influence the extent to which disclosure can be facil- itated. Our results suggest that structural changes, including making more services avail-
  • 3. able, could facilitate HIV dis- closure as much as individual approaches and counseling do. (Am J Public Health. 2011; 101:1011–1023. doi:10.2105/ AJPH.2010.300102) THE TOPIC OF HIV STATUS disclosure is central to debates about HIV, because of its links to confidentiality and privacy as hu- man-rights issues and its potential role in prevention.1 Disclosure is also considered a way to ‘‘open up’’ the HIV epidemic2 and hence is a crucial step toward ending stigma and discrimination against people living with HIV and AIDS (PLWHA). Recognizing its impor- tance, a number of researchers have reviewed the literature on disclosure by women,3 by men,4 or by parents to children.5 Others have reviewed what is known about the factors associated with disclosure, including the connec- tions among stigma, disclosure, and social support for PLWHA6; the links among disclosure, personal
  • 4. identity, and relationships7; and client and provider experiences with HIV partner counseling and referral.8 We sought to comple- ment existing reviews by including available information on low- and middle-income countries, which are poorly represented in all but 1 of the extant literature reviews, and by focusing on the role of health ser- vices and health care providers in HIV disclosure. Recently, increased attention to transmission within serodiscordant couples has highlighted the po- tential role of disclosure as a way to encourage prevention.9 More- over, as countries scale up HIV testing, counseling, and treatment, better evidence is needed to inform laws and policies, particularly re- garding how best to facilitate dis- closure while protecting medical confidentiality. Ongoing debates about mandatory disclosure to partners, health workers’ role in disclosing without patients’ consent, and the criminalization of HIV transmission raise important ques- tions about the place of disclosure in the fight against HIV and about the human-rights dimension of dis- closure policies. These debates also underscore the need for a
  • 5. careful review of the evidence on disclosure, an examination of in- dividual motivations and experi- ences around disclosure, an as- sessment of the role of health workers, and a better understand- ing of the societal determinants and consequences of disclosure in diverse settings. METHODS We conducted an electronic search of databases for journal articles and abstracts, focusing on HIV disclosure by adults living with HIV. Disclosure is defined here as the process of revealing a person’s HIV status, whether positive or negative. HIV status is usually disclosed voluntarily by the index person, but it can also be revealed by others with or without the index person’s consent. We conducted the search in PubMed, PsychINFO, Social Sciences Cita- tion Index, and the regional data- bases of the World Health Orga- nization, including African Index Medicus, Eastern Mediterranean, Latin America, and Index Medicus for South-East Asia Region. The search used the keywords ‘‘disclo- s(ure), notif(ication)’’ and ‘‘HIV or AIDS.’’ The search retrieved a to-
  • 6. tal of 3463 titles published be- tween January 1997 and October 2008. After a scan of titles and abstracts, we retained 231 sources, including 15 abstracts from the 2008 International AIDS Confer- ence and 11 reviews or commen- taries. We included sources in this re- view if they were original studies or literature reviews that had appeared in peer-reviewed publi- cations and if they reported on the levels or process of disclosure (to whom, when, and how), the de- terminants of and reasons for dis- closure, and the consequences of and incidents associated with dis- closure, such as life events, risk behavior, stigma, and discrimina- tion. Articles that focused exclu- sively on children’s HIV status were excluded, but we refer to children if their parents disclosed to them. We consulted the June 2011, Vol 101, No. 6 | American Journal of Public Health Obermeyer et al. | Peer Reviewed | Health Policy and Ethics | 1011 regional databases of the World Health Organization to find arti- cles about resource-limited set-
  • 7. tings. This review also drew on related reviews of the literature on HIV testing, stigma, treatment, and prevention by Obermeyer et al.10,11 Studies published after October 2008 were not included in the tabulations, although they may be cited in the discussion. Table 1 presents the character- istics of the studies included in this review. Of the 231 articles in- cluded, more than two thirds (157 studies) came from high-income countries, mainly the United States. Most studies in low- and middle-income countries (49 out of 76) were from sub-Saharan Africa. A total of 98 studies were conducted among heterosexual adults of both sexes, 49 specifi- cally among women, and 35 among men who have sex with men, of which 31 were conducted in the United States. Most of these studies (134 of 231) were based on quantitative surveys, and they provide fre- quencies on different aspects of disclosure. However, a consider- able number (74 studies) used qualitative methods, including in-depth interviews and focus-
  • 8. group discussions, and some (11 studies) combined questionn- aires with qualitative methods, often to explore the relational context of disclosure and how individuals coped with their HIV status. LEVELS AND PATTERNS OF DISCLOSURE Table 2 summarizes the results of studies on levels and patterns of disclosure in general as well as disclosure to specific categories of people, such as sexual partners, family members, and friends. Overall, a striking finding of this review was that the majority of people disclosed their HIV status to someone. The levels of reported disclosure to anyone, as shown in Table 2, ranged mostly from about two thirds to about three fourths of respondents, with a few lower rates in sub-Saharan Africa. Three studies explicitly refered to involuntary disclosure, but the rest were concerned with voluntary disclosure exist, suggesting that most people willingly disclosed their HIV status. The frequencies summarized in Table 2 indicate that gender dif-
  • 9. ferences in levels and patterns of disclosure exist. Women (as mothers and sisters) were more frequently mentioned than were men as recipients of disclo- sure. Only a few studies have in- vestigated gender differences in HIV-positive disclosure rates to partners, and the findings have been mixed. Some found no gender differences, as in Ethio- pia103,104 and Mali,105 or higher disclosure rates by HIV-positive men (84%) than HIV-positive women (78%).71 Several found higher rates by women, as in Burkina Faso and Mali,105 South Africa,73 and the United States.17 Regardless of whether there were significant gender differences in disclosure rates, most studies docu- mented substantial gender differ- ences in the contexts of, barriers to, and outcomes of disclosure. Other differences in disclosure frequency had to do with HIV status and to whom status was TABLE 1—Characteristics of Studies on Disclosure of HIV Status, January 1997–October 2008 Populations Sampled
  • 10. Countries Adults, Both Genders Heterosexual Men Only Men Who Have Sex With Men Women Only, Including PMTCT Injection Drug Users Parents’ Disclosure to Children Total High income United States 41 6 a 31 a 22 10 23 133
  • 11. United Kingdom 4 . . . 2 1 . . . . . . 7 Western Europeb 7 . . . . . . . . . 1 2 10 Australia 4 . . . . . . . . . . . . . . . 4 Canada 1 . . . . . . 1 . . . . . . 2 Saudi Arabia 1 . . . . . . . . . . . . . . . 1 Low and middle income Sub-Saharan Africa 25 . . . 1 20 . . . 3 49 Asia 12 1 . . . 5 2 . . . 20 Eastern Europe 1 . . . . . . . . . . . . . . . 1 Latin America, Caribbean 2 1 1 . . . . . . . . . 4 Total 98 8 35 49 13 28 231c Note. PMTCT = prevention of mother-to-child transmission. Ellipses indicate that no studies were reviewed from that country or region. aMarks and Crepaz12 includes both homosexual and heterosexual men. bWestern Europe does not include the United Kingdom. cMedley et al.3 covers both Africa and Asia; Grinstead et al.13 covers both Africa and Latin America. HEALTH POLICY AND ETHICS 1012 | Health Policy and Ethics | Peer Reviewed | Obermeyer et al. American Journal of Public Health | June 2011, Vol 101, No. 6
  • 12. TABLE 2—Studies (n = 96) on Levels and Patterns of HIV Status Disclosure, January 1997–October 2008 Population (Location) No. of Studies Disclosure to Anybody, % Disclosure to Sexual Partners, % Disclosure to Family, % Disclosure to Friends, % United States (n = 46) Adults14–23 10 82 56–81 (casual partners 25; main partners 74) 70–87 (77–79 to mothers; 47–65 to fathers) 26–88 Parent to children 24–34,a,b 11 30–75 to parents; 32–62 to children Men 35–36 2 53–60 Women37–45 9 96–100 68–92 60–84 (66–81 to mothers;
  • 13. 25–51 to fathers) 28–83 MSM12,17,46–55,c 12 80–97 54–80 (38-42 casual partners) 50 (37–67 to mothers; 23–47 to fathers) 85 Injection drug users 56,57 2 61–86 Europe (n = 10) Adults (France, 58–60 Russian Federation, 61 Sweden, 62 United Kingdom 63–65 ) 8 85–97 88–97 53–77 57–79
  • 14. Parent to children (Belgium66) 1 10 to children Women (United Kingdom67) 1 81 Sub-Saharan Africa (n = 26) Adults (Burkina Faso,68 Ethiopia,69 Kenya13,d, Nigeria, 70 South Africa, 71–74 Uganda, 75 Tanzania, 76,77 Zambia 78 ) 12 22–96 28–91 (65 by men; 73 by women) 60–75 6–43 Parent to children (South Africa, 79 Uganda
  • 15. 80 ) 2 44–50 e Women (Burkina Faso, 81,82 Côte d’Ivoire, 83 Kenya,84,85 Malawi,86 South Africa,87–89 Tanzania90–92) 12 22–94 (46 HIV + ; 97 HIV–) 17–90 (64 HIV + ; 80 HIV–) 20–22 15 Asia (n = 8) Adults (China,93 India94–96,f) 4 (35 involuntary; 65 voluntary) 70 (100 by women; 65 by men) 78 7
  • 16. Men (Taiwan 97 ) 1 72 Women (India, 98 Thailand 99 ) 2 37–84 34 family or friends 34 family or friends Injection drug users (Vietnam 100 ) 1 0 (no respondents disclosed)e Caribbean (n = 1) Adults (French Antilles/Guyana101) 1 70 85 56 Reviews (n = 5) Adults 7,8,102 3 68–97 22–86 (70-92 LIC; 44–67 HIC) 61–86 Men 4 1 67–88
  • 17. Women 3 1 17–86 Note. HIC = high-income countries; LIC = low-income countries; MSM = men who have sex with men. For multiple studies on a country or population, the table presents the range of disclosure rates (minimum and maximum) reported in the studies. aEmlet also reported that adults aged 50 years or older disclosed their HIV status to those in their social networks less frequently than younger adults did.34 b Two statistics are included: the percentage of parents who reported disclosing to children and the percentage of children who were told by their parents. c The study by Marks and Crepaz of HIV-positive men (homosexual, bisexual, and heterosexual) is counted under MSM, who represent the majority of the study sample. 12 Similarly, the Weinhardt et al. study of MSM, women, and heterosexual men is counted under MSM, who represent the majority of the study sample. 17 dGrinstead et al. covers Kenya, Tanzania, and Trinidad, but it is listed under Africa and counted once under Kenya.13 eIncludes data from studies with fewer than 25 participants. fIn Mulye et al., patients’ spouses (23%) and relatives (2%– 12%) knew patients’ HIV status after it was disclosed to
  • 18. patients in their presence.94 June 2011, Vol 101, No. 6 | American Journal of Public Health Obermeyer et al. | Peer Reviewed | Health Policy and Ethics | 1013 HEALTH POLICY AND ETHICS disclosed. Studies that included information on HIV status almost always reported that disclosure was lower when HIV status was positive. Disclosure to relatives was higher than was disclosure to friends. Partner disclosure varied greatly, but it was generally lower with casual partners than it was with steady partners. Some studies explored sociode- mographic factors that influence disclosure, principally residence and ethnicity. For example, re- search in South Africa found higher disclosure rates in urban settings than in rural settings.106 In the United Kingdom, studies found that African men were less likely than were White men to tell their partners about their HIV infection (66% vs 86%, respectively63) and were less likely than were White men to disclose to relatives, part- ners, or work colleagues.64 Simi-
  • 19. larly, a study in French Antilles and French Guyana found that non- French citizens were less likely to disclose to a steady partner than were French citizens,101 and studies in the United States found that African Americans disclosed less often than did European Americans.34,107 Such results suggest that indi- viduals from racial/ethnic minor- ity groups have greater concerns about stigmatization if they dis- close their status. Socioeconomic factors and access to resources also appear to play an important role. In the South African study mentioned earlier,106 urban com- munities with higher disclosure rates had more institutional sources of support, including nongovern- mental organizations and hospitals. Research from Nigeria and among migrants from Africa in Sweden revealed that more educated re- spondents disclosed more often than did their less educated coun- terparts.62,70 Similarly, a study from India found a higher rate of disclosure to partners by literate respondents compared with illiter- ate respondents (86% vs 44%, re- spectively96). Conversely, low-wage employment and economic vul- nerability reduced disclosure by
  • 20. Tanzanian women,91 Dominican male sex workers,108 and Canadian female sex workers.109 Such results suggest that economic and social disadvantage make disclosure more difficult. This finding is consistent with the frequencies in Table 2, which tended to be higher in higher-income countries (the United States and Europe), whereas levels in developing countries of Africa, Asia, and the Caribbean showed much greater variation. VARIATIONS IN THE CONCEPT AND PROCESS OF DISCLOSURE We found that different pro- cesses have been subsumed under the concept of disclosure, under- scoring the need for researchers to clarify more consistently how dis- closure is measured. Quantitative studies have shown large differ- ences in disclosure frequencies depending on what information was given and by whom, whether HIV status was positive or nega- tive, and whether that status was disclosed to 1 or more persons, to anyone, to sexual partners, to friends, or to family. Qualitative studies, on the other hand, have raised questions about the multi- ple dimensions and meanings of
  • 21. disclosure. Disclosure is not always volun- tary, an issue raised primarily (though not exclusively) in studies conducted outside Europe and the United States. Varga et al.88 reported that in South Africa, 32% of disclosure to family members was involuntary. Similarly, in India, 35% of male and female respon- dents reported that their HIV status had been disclosed without con- sent,95 and relatives sometimes found out a person’s HIV status when it was disclosed in their pres- ence by someone else.94 Research has found large vari- ations in the amount of informa- tion that people reveal. For exam- ple, only about half of respondents in a study from India disclosed the exact nature of their illness to those around them; others pre- ferred partial disclosure or re- ferred to a less stigmatizing illness, such as fever, heart problems, or general illness.95 A US study found that 54% of respondents reported having received full disclosure.15 Parents tended to disclose partially to their young children and more fully to their adolescent children.110
  • 22. Rather than being a one-time event, as it is sometimes assumed to be, disclosure is often a gradual process of disclosing to an in- creasing number of others in one’s networks over time. For example, a study among homosexual and bisexual men in the United King- dom found that immediately after diagnosis, respondents were more likely to opt for nondisclosure, but later they used disclosure as a mechanism for coping with the disease.111 In a study in South Africa, many HIV-positive men and women waited substantial periods of time before disclosing to their partners, including 15% who waited more than a year.71 Among a sample of gay Latino men in the United States, half disclosed to someone on the day they found out, and another 15% disclosed within a few days, but about 20% did not tell anyone for 1 year or more.54 Among a sample of HIV-positive pregnant women in Tanzania, dis- closure to a partner increased from 22% within 2 months of diagnosis to 40% after nearly 4 years.91 Other studies among heterosexual men and women, young people,
  • 23. and attendees of an outpatient HIV clinic found that disclosure had a positive association with the length of time since diagno- sis15,20,34,65,112 and with disease progression.19,74,113 Some qualitative studies ex- plored differences among those who disclose and those who do not, such as the criteria motivating decisions, the process of commu- nication, and coping styles. The results of these studies tended to converge around certain key points: selective disclosure is the most frequent strategy, a minority of people fall in the ‘‘never dis- close’’ or ‘‘always disclose’’ cate- gories, disclosure decisions have to be made repeatedly, and dis- closure decisions change over time.7,41,114---117 Other qualitative studies have provided insight into the process whereby individuals weigh the risks (fear of abandon- ment and discrimination) and ben- efits (need for support) of disclosure before making a decision.118 These studies underscore the importance of relationships, trust, emotions, perceptions of self, and perceptions of HIV status. Most of these studies were conducted in the United 1014 | Health Policy and Ethics | Peer Reviewed | Obermeyer et
  • 24. al. American Journal of Public Health | June 2011, Vol 101, No. 6 HEALTH POLICY AND ETHICS States, tended to emphasize the psychological aspects of disclosure, and focused on individual factors and processes, but some considered the social context of disclosure in Africa,77,106 and others analyzed the connections between the choices made by individuals and the ethical debates and social poli- cies around HIV disclosure.119 ATTITUDES, REACTIONS, AND BEHAVIORS AFTER DISCLOSURE Much has been written about the stigma associated with disclo- sure of HIV-positive status. Fear of stigma is thought to discourage disclosure, and disclosure has of- ten been considered a proxy measure for stigma, because peo- ple living with HIV are more likely to disclose in low-stigma contexts, where they expect fewer nega- tive consequences.120 Conversely, there is a vast literature on dis- crimination (sometimes defined as enacted stigma) faced by those
  • 25. whose HIV status is disclosed by others, often without their consent. Women are thought to face spe- cial barriers related to fears of stigma, as documented in numerous sources.3,41,42,76,84,90,92,99,115,121---123 Research has drawn attention to negative consequences of disclosure, such as disrupted relationships with families and communities124,125; isolation, criticism, and ostracism by family members68,126; abuse, violence, divorce, or separation from partners; and rejection by friends.43,84,89,127 However, it has been difficult to document the causal link between HIV disclosure and adverse events, in part because baseline rates of negative experiences such as violence are often unknown, and because HIV-positive individ- uals who eventually face negative reactions often come from disad- vantaged groups that are already at high risk for violence.128 For example, although some evidence suggests that women with risk fac- tors such as a history of drug use are more likely to experience neg- ative social and physical conse- quences when their infection be- comes known,43,129 violence was
  • 26. not significantly higher among a sample of HIV-positive women compared with demographically and behaviorally similar HIV-negative women in the United States.130 Nevertheless, evidence indicates that fear of stigma, discrimination, and violence decreases willingness to disclose HIV status in many settings.3,115,121,125,131---138 Reviews of the literature have shown that reactions to disclosure ranged from negative to neutral to supportive, and that negative re- actions from family, friends, em- ployers, and the community were relatively low––about 3% to 15% of cases.3,8,43,96,129 Studies in di- verse contexts have documented high levels of supportive reactions to HIV-positive persons.68,119,139,140 For example, nearly half of the HIV- positive women in the often-cited study from Tanzania90 reported that their partners were supportive, as did 73% of women in a Kenyan study.84 Studies in South Africa found that reactions to disclosure included trust, support, and under- standing,74 and that 19% of disclo- sures resulted in kindness and 70% in no change of attitude.89 A posi- tive correlation between disclosure
  • 27. and social support has been documented in a meta-analysis6 as well as in studies from contexts as varied as Greece, Kenya, South Africa, Tanzania, Trinidad, and the United States.13,18,44,71,90,139,141 However, these results must be interpreted in light of differences in types of populations and levels of disclosure. Reactions of support are more likely where HIV-positive in- dividuals are not seen as responsi- ble for getting HIV, whereas those seen as having been infected be- cause of their own behavior may face negative reactions. In addition, low disclosure and high support may indicate that individuals are careful not to disclose their HIV status if they expect negative re- actions.92 Studies have also examined the behavioral outcomes of disclosure, including its possible effect on safer sex. Disclosure of HIV-posi- tive status to partners has been associated with safer sexual prac- tices in the United States,17,21,142,143 France,60 and Cameroon.144 Simi- larly, a study in South Africa found that condom use was higher (57%) among women who disclosed
  • 28. their status than it was among those who did not (38%).73 Unprotected sex was also more frequent among groups of men who have sex with men, heterosexual men, and women who did not disclose than it was among those in each cate- gory who did.145 Other risk be- haviors, such as having multiple sexual partners, have also been associated with nondisclosure, as documented in a review.4 Studies among injection drug users and men who have sex with men in the United States revealed that sexual risk behaviors were highest among inconsistent disclosers, followed by nondisclosers; consistent disclosers reported fewer sexual risk behav- iors, although the evidence was not always unequivocal.51,56 Indeed, not all studies have found an association between disclosure and safer behav- iors.12,22,50,55,146,147 The difficulties of documenting effects and estab- lishing the direction of causality are common to studies of prevention in general, and we found a literature review on disclosure that reported contradictory results, with positive effects sometimes limited to a sub- group of participants, such as HIV- negative partners or nonprimary
  • 29. partners.148 These inconsistent re- sults may be partly attributable to confounding factors such as alcohol or drug consumption, which in- crease risk-taking regardless of dis- closure. In addition, because safer sex requires explicit discussions be- yond simply disclosing HIV sta- tus,35 the effect of disclosure needs to be considered in relation to other behaviors and attitudes. DISCLOSURE, HEALTH SERVICES, AND HEALTH PROVIDERS The influence of health services on disclosure has not been sys- tematically examined, but we can piece together information on 3 interrelated questions: first, whether staff at health facilities contribute to reducing stigma and discrimination, thus normalizing HIV; second, whether they en- courage disclosure by HIV-posi- tive persons and promote testing and referral of partners and family members; and third, whether they are prepared to counsel and sup- port those who are tested, to June 2011, Vol 101, No. 6 | American Journal of Public Health Obermeyer et al. | Peer Reviewed | Health Policy and Ethics | 1015
  • 30. HEALTH POLICY AND ETHICS facilitate voluntary disclosure and support. The extent to which health fa- cilities promote disclosure de- pends in part on whether they provide a supportive context for the difficult experience of being HIV positive. Evidence suggests that health facilities sometimes fall short in this regard. Discrimination against HIV-positive individuals was reported to occur when health workers treat them differently, use excessive precautions, or withhold appropriate care.149---151 Fears of being treated poorly were reported more frequently by women than men. In Australian health facilities, more women than men reported fearing discrimina- tion in the form of avoidance of treatment, extra precautions, and confidentiality problems, and in Kenyan maternity wards, health workers expressed anxiety when caring for women who may have been HIV positive and admitted that they used ‘‘extra care’’ in han- dling them; such situations contrib- uted to delays and suboptimal care,
  • 31. such as reluctance to take HIV tests or to give birth at health facilities.152---154 These studies also reported that stigma and discrimi- nation are declining. Another indication of how dis- closure is linked to health services comes from studies that examined its connection with adherence to antiretroviral therapy. Initiatives to provide antiretroviral therapy sometimes require that patients disclose to a supportive individual in their network, on the basis of a large body of evidence indicating that disclosure facilitates initiation of and adherence to antiretro- viral therapy, whereas worries about disclosure contribute to se- crecy and missed medica- tions.88,155---160 Most studies on the subject focus on adherence, and more information is needed about the process of disclosure when it is a condition for antiretroviral therapy. Health facilities are often ill equipped to reassure PLWHA that they will be treated well, and health workers may not have the training to counsel patients or the competence to judge how to dis- close patients’ HIV status or to
  • 32. whom it should be disclosed.161,162 For example, a study from Vietnam found that health workers felt so uncomfortable discussing HIV with patients that they avoided giving women their HIV test results di- rectly; instead, they relied on the official notification system, which informs local district officials about the HIV status of people living in their catchment area without pa- tients’ consent.163 This nonconfi- dential process sometimes has seri- ous social, economic, and health consequences for HIV-positive women and their children. In addition, health workers sometimes communicate test re- sults to individuals other than HIV-positive patients, as docu- mented in numerous settings. For example, in a comparative study in India, Indonesia, the Philippines, and Thailand, 34% of HIV-posi- tive respondents reported that health care workers had revealed their HIV status to someone else without their consent.151 One In- dian study found that 61% of women reported that family mem- bers were given test results without the patient being consulted164; an- other found that 35% of
  • 33. respondents (male and female) reported that their HIV status was disclosed to friends or relatives without their consent (in 75% of cases the disclosure was made by health workers).95 Similarly, a study in China found that health pro- viders often informed family mem- bers of an HIV diagnosis before informing the patient.165 One study suggested that privacy breaches by health workers in India were more frequent for female clients and in the private sector.161 Involuntary disclosure by health workers has been attrib- uted in part to circumstances at health facilities, which often lack private spaces and where it is difficult to manage patient files without compromising confidenti- ality. More importantly, however, the issue of involuntary disclosure by health workers highlights the difficulty of balancing medical confidentiality with the need to facilitate disclosure to those around an HIV-positive person. Health workers are supposed to encourage testing of partners and family members and to promote disclosure to mobilize support for treatment and prevention, but these objectives are often incom- patible with guaranteeing absolute
  • 34. patient confidentiality. The difficulty of promoting partner disclosure is manifested in the low rates of partner refer- ral.21,82,90,166 A review of 15 studies from sub-Saharan Africa and Asia found that partner disclosure by HIV-positive women ranged from 17% to 80%, with lower rates generally reported by women tested during antenatal care, com- pared with women undergoing voluntary HIV testing and counseling.3 This finding suggests that the mode of testing makes a difference to HIV disclosure, but also that women’s vulnerability during pregnancy increases their reluctance to disclose.11 For exam- ple, only 23% of partners of HIV- positive women attending a pro- gram on prevention of mother-to- child transmission in Côte d’Ivoire were subsequently tested for HIV.83 Only 17% of HIV-positive pregnant women in a study in Tanzania reported their test results to their partners.92 The fact that 69% of partners who agreed to test were seropositive under- scores the missed opportunity for prevention. Some studies suggest that HIV-
  • 35. positive health workers find dis- closure difficult because they worry that they may be stigma- tized or that a positive diagnosis will mean they have failed as a role model. These fears may hamper their own ability to be tested, to disclose, and to promote testing, as documented among health workers in Kenya162 and Malawi.167 Despite these difficulties, some studies have shown that health workers can help people cope with disclosure and its aftermath. In Sweden, contact with counselors increased the probability of disclo- sure by immigrant African families, filling a gap in their disrupted social network.62 In a study in China, good relations between patients and providers led to positive health outcomes after disclosure, particu- larly when families were unsup- portive because of HIV-related stigma.165 More evidence is needed to demonstrate how health workers can support HIV disclosure. 1016 | Health Policy and Ethics | Peer Reviewed | Obermeyer et al. American Journal of Public Health | June 2011, Vol 101, No. 6 HEALTH POLICY AND ETHICS
  • 36. SOCIAL CONTEXT OF DISCLOSURE Although frequencies and sta- tistical associations provide useful information about levels of dis- closure and their possible deter- minants, they also raise questions about differences in the meaning of disclosure, the consequences of disclosure, and the roles of health providers in different sociocultural settings. The evidence suggests that social context influences key dimensions of disclosure, in par- ticular the notion of support, the role of the family, and the values surrounding disclosure. Qualitative studies that examine individual experiences have shown that disclosure is closely related to expectations of support. These studies have also shown that disclosure is higher when in- dividuals hope to receive help from those around them, and it is lower when they expect blame and discrimination. As a lengthy, potentially fatal illness, HIV infec- tion represents a possible rupture of the rules of reciprocity that are the basis of social interactions, and a potential drain on resources
  • 37. for those around the ill person.168 That is why, in diverse contexts–– such as the Dominican Republic, Malawi, and Tanzania––individuals thinking about disclosure try to predict how others will react, based on the disclosers’ perceived responsibility for the infection and on the quality of their relationships with those around them.76,77,86,133 Emotional support is important everywhere, but in low-resource settings where services are defi- cient and individuals need mate- rial support from their families and communities, there are stronger in- centives to disclose. At the same time, however, there are also more risks in disclosing in these settings, precisely because PLWHA are explicitly or implicitly making im- mediate or future demands on those around them. Hence, a sub- tle difference can be discerned when comparing both qualitative and quantitative studies in re- source-rich settings to those in re- source-poor settings. Respondents in resource-rich settings, such as the United States and France, tended to describe disclosure as a way to obtain psychological sup- port and relief from the stress of
  • 38. harboring a secret,18,58,102 whereas those in resource-poor settings, such as China, India, Kenya, Nigeria, and South Africa, mentioned ex- pectations of financial and social support,70,72,169 emotional and ma- terial support,95 and help with medical care and counseling.93 Social context also shapes the extent to which disclosure deci- sions are made by others beyond the individual, as documented in both quantitative and qualitative research. In settings where ade- quate health services and social services are lacking and kinship bonds continue to be strong, fam- ilies and communities may be seen as having responsibilities toward ill individuals and therefore as having a right to be informed about an HIV-positive result.93,125,147 If, as in India, close involvement of the family is thought to be in the best interest of the patient, then a health worker’s breach of confi- dence can be seen as choosing to conform to local social norms rather than to national stan- dards.161 In many settings, physicians are thought to have the authority to decide on disclosure, as documented in a comparative study in Asia and the Middle East, where
  • 39. 80% of Saudi physicians reported that they would disclose a patient’s HIV status to their family without his or her consent.170 Practitioners often think they know better than poor or uneducated clients, partic- ularly women, and they involve families as a way of recognizing hierarchies within families that lead some members to make health de- cisions on behalf of others.95,171 A qualitative study from Lesotho found that when health workers kept patients’ HIV status strictly confidential, family caregivers sometimes lacked crucial informa- tion needed to secure appropriate medical care.172 Thus, the social context of dis- closure may define 2 competing sets of values: those designed to respect patients’ privacy and con- fidentiality, and those meant to assist and protect those around the patient. Health workers may be caught between these conflicting values and may feel that they should provide information to family members, either to rally support for an HIV-positive per- son or because they feel some responsibility to those around that person if patients themselves re- fuse to disclose.173
  • 40. The legal context also influ- ences the extent of disclosure and its consequences. A number of countries have enacted laws or formulated policies to encourage disclosure or to mandate disclo- sure to partners. This has hap- pened in the United States,174,175 Canada,176 Singapore,177 and countries of west and central Africa.178,179 In addition, manda- tory premarital HIV testing and so- called ‘‘beneficial disclosure,’’ which allows health workers to disclose patients’ status without their con- sent, are being discussed in African countries.180,181 Elsewhere, as in some countries of the Middle East and north Africa, the majority of HIV testing appears to be manda- tory, with no guidance on disclo- sure.182 These situations raise a number of ethical and legal issues that are beyond the scope of this article and about which much has been written. Here, it is important to note that the legal context has an impact on institutional support for disclosure at health facilities in the form of guidelines, protocols, pro- grams, and other resources that enable health workers to help around disclosure. The legal con- text also affects individuals’ per-
  • 41. ceived incentives and motivations for disclosure. As a process of sharing infor- mation about a sensitive topic, HIV status disclosure takes on different meanings in different contexts. The absence of exact equivalents for the term ‘‘disclo- sure’’ in languages other than English testifies to the different connotations it can have (e.g., re- vealing a secret, admitting guilt, or simply stating a medical fact). These complex meanings are linked to moral and ethical valua- tions. The ethical and moral di- mensions of deeply personal choices around sex and dis- closure have been highlighted in a thoughtful US study,119 and com- parable analyses are sorely needed to better understand the reality of moral challenges and how they are addressed in other settings. It has June 2011, Vol 101, No. 6 | American Journal of Public Health Obermeyer et al. | Peer Reviewed | Health Policy and Ethics | 1017 HEALTH POLICY AND ETHICS been claimed that a policy focused on individual rights, confidentiality,
  • 42. and professional counseling dis- tances the family and community from their role in providing HIV support173 and may be incompati- ble with traditional notions of col- lective family responsibility.165 The tension between the ethics of individualism and communal- ism is beyond the scope of this article, but it is clear that the difficulties of disclosure reflect the potential conflict between com- peting ethical values. Some au- thors argue that the right of sexual partners to be informed and pro- tected is as important as the pri- vacy of PLWHA183 and that when respect for confidentiality increases the risks to third parties, then rou- tine third-party disclosure may be the lesser of the evils.184 Managing the value conflict underlying rec- ommendations about disclosure rep- resents an important challenge for all the actors involved––individual partners, health workers, and policymakers.41 CONCLUSIONS The studies on disclosure that we have reviewed here show that, first, although disclosure is diffi- cult, few people keep their HIV status completely secret. Levels of
  • 43. disclosure are generally high, but lower levels are documented among certain populations, partic- ularly women tested during pre- natal care. This finding suggests that attention should be directed to these groups to better under- stand circumstances that favor or hinder disclosure. Second, not all studies on disclosure disaggregate results by respondents’ HIV status; but this information is essential, because HIV-positive status is consistently linked to lower dis- closure rates, a point that under- scores the prevention implications of lower disclosure among those more likely to transmit the infec- tion. Third, disclosure is more uniformly high in the high-income countries of Europe and the United States, and frequency var- iations are wider in low- and mid- dle-income countries. These dif- ferences likely reflect differential availability of and access to re- sources to deal with HIV and its consequences. Fourth, women appear to disclose, and to receive disclosure, more frequently than do men, but married and preg- nant women encounter special difficulties with partner disclo- sure. Further research should seek to identify those specific
  • 44. gender-related factors that may facilitate disclosure and mitigate its negative consequences. Analyses of disclosure as a pro- cess show that decisions regarding what information to disclose, to whom, and when are iterative and selective, such that partial and gradual disclosure to a growing number of people is more com- mon than is one-time full disclo- sure to all; also, disclosure to sexual partners is often more dif- ficult than to others. The implica- tions of these results are clear: partner disclosure deserves special attention, given its consequences for transmission; initiatives to support disclosure need to be on- going, rather than focusing on a single point in time; and coun- seling cannot be the same at all stages but should consider evolving motivations and consequences. A main goal of this review was to assess the extent to which health facilities and health work- ers facilitated disclosure. We found that health worker facilita- tion of disclosure was limited by the potential for discrimination at health facilities, the limited coun- seling abilities of many health workers, and health workers’ own
  • 45. fears and concerns regarding HIV. The relatively high frequencies of health workers disclosing peo- ple’s HIV status without their consent and the low levels of partner disclosure, particularly in less developed countries, testify to the difficult balance between en- couraging disclosure and keeping HIV status confidential. Health workers on the front lines need support as they negotiate these complicated situations. At the same time, however, a number of reports indicate that health workers can help with dis- closure, provided that they are supported in multiple ways. There have been calls to give nurses a role in assisting women with their disclosure decisions,115 to support community- or home-based HIV care programs,185 to facilitate couple counseling, and to promote disclosure while reducing the risk of discrimination and violence against women. The successes reported by some programs suggest promis- ing possibilities, such as strength- ening health workers’ communica- tion skills and increasing their perceived self-efficacy, providing ongoing support for women working through disclosure deci- sions, and mediating disclosure
  • 46. through counselors in the clinic or through friends or family mem- bers outside the clinic.186 In Rwanda, a package of strategies–– including systematic couple coun- seling and community-based cam- paigns––seems to have overcome some barriers to disclosure and has increased the uptake of HIV testing by male partners of pregnant women from 7% in 1999 to 84% in 2009.187 Further evidence is needed to identify the optimal combination of interventions that would support health workers’ ef- forts to facilitate disclosure while ensuring that disclosure is used as the basis for mobilizing support for those who need it. We also found differences in the meaning of disclosure across settings. Although emotional fac- tors related to relationships and trust influenced motivations to disclose everywhere, respon- dents from resource-rich settings put a somewhat greater emphasis on psychological relief, whereas those in resource-poor settings more often referred to needs for material support and caregiving as a reason for disclosing. These mo- tivations may change with in- creased access to free treatment,
  • 47. however, as individuals have less need to disclose to their families to obtain material support and have greater access to support groups. Thus, the meaning of disclosure may shift from divulging a secret to sharing a new identity built on serostatus. The ethical dilemmas resulting from competing values––the con- fidentiality of patient informa- tion versus the need to inform and protect others around the PLWHA––are especially marked in contexts in which family and community remain important structures and in which relatives 1018 | Health Policy and Ethics | Peer Reviewed | Obermeyer et al. American Journal of Public Health | June 2011, Vol 101, No. 6 HEALTH POLICY AND ETHICS and community members are expected to play a major role in medical decision-making, care giving, and material support for PLWHA. Cross-cultural compari- sons of what constitutes commu- nities and of the values attached to consent and confidentiality show a great deal of variation.188---190 A
  • 48. better understanding of how confi- dentiality is perceived in different cultural contexts can help identify areas of flexibility that can be used to facilitate disclosure where appropriate. Support for disclosure cannot wait for a resolution of the ethical dilemmas around confi- dentiality, but the debates around disclosure and the policies that are formulated to promote it should, at a minimum, be in- formed by evidence on how in- dividuals in the field address these situations. Research also confirms the re- ciprocal connections among stigma, social support, and disclo- sure. Expectations of support are a crucial factor in the decisions of PLWHA to disclose, and reactions to these disclosures are, in part, influenced by the sacrifices that may be required from those around them. Stigmatization in- creases these potential sacrifices, and support services reduce them. Thus, fears around disclosure re- flect available levels of resources and social support. Taken to- gether, these results suggest that structural changes––including making more services available to support PLWHA, their families, and communities––could be as
  • 49. important as individual ap- proaches or the provision of counseling. j About the Authors Carla Makhlouf Obermeyer is with the Department of HIV/AIDS, World Health Organization, Geneva, Switzerland. Parijat Baijal is with the Global Fund to Fight AIDS, Tuberculosis and Malaria, Geneva, Switzerland. Elisabetta Pegurri is with UNAIDS, Geneva, Switzerland. Correspondence should be sent to Carla Makhlouf Obermeyer, Department of HIV/AIDS, World Health Organization, 20 Ave Appia, 1211 Geneva, Switzerland (e-mail: [email protected]). Reprints can be ordered at http://www.ajph.org by clicking the ‘‘Reprints/Eprints’’ button. This article was accepted December 9, 2010. Note. The views expressed here are those of the authors and do not represent those of the World Health Organization; the Global Fund to Fight AIDS, Tuberculosis and Malaria; or UNAIDS. Contributors C. M. Obermeyer conceptualized the study, coordinated the analyses, and led the writing of the article. P. Baijal and E. Pegurri conducted the searches, summa- rized the results, and participated in
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  • 77. der differences in patterns of HIV service use in a national sample of HIV-positive Australians. AIDS Care. 2008;20(5): 547---552. 153. Turan JM, Miller S, Bukusi EA, Sande J, Cohen CR. HIV/AIDS and ma- ternity care in Kenya: how fears of stigma and discrimination affect uptake and provision of labor and delivery services. AIDS Care. 2008;20(8):938---945. 154. Mill JE. Shrouded in secrecy: break- ing the news of HIV infection to Ghanaian women. J Transcult Nurs. 2003;14(1): 6---16. 155. Ammassari A, Trotta MP, Murri R, et al. Correlates and predictors of adher- ence to highly active antiretroviral ther- apy: overview of published literature. J Acquir Immune Defic Syndr. 2002; 31(suppl 3):S123---S127. 156. Stirratt MJ, Remien RH, Smith A, Copeland OQ, Dolezal C, Krieger D. The role of HIV serostatus disclosure in anti- retroviral medication adherence. AIDS Behav. 2006;10(5):483---493. 157. Klitzman RL, Kirshenbaum SB, Dodge B, et al. Intricacies and inter- relationships between HIV disclosure and HAART: a qualitative study. AIDS Care. 2004;16(5):628---640.
  • 78. 158. Nam SL, Fielding K, Avalos A, Dickinson D, Gaolathe T, Geissler PW. The relationship of acceptance or denial of HIV- status to antiretroviral adherence among adult HIV patients in urban Botswana. Soc Sci Med. 2008;67(2):301---310. 159. Aggleton P, Wood K, Malcolm A, Parker R. HIV-Related Stigma, Discrimi- nation and Human Rights Violations: Case Studies of Successful Programmes. Geneva, Switzerland: UNAIDS; 2005. 160. Mukherjee JS, Ivers L, Leandre F, Farmer P, Behforouz H. Antiretroviral therapy in resource-poor settings: de- creasing barriers to access and promoting adherence. J Acquir Immune Defic Syndr. 2006;43(suppl 1):S123---S126. 161. Datye V, Kielmann K, Sheikh K, et al. Private practitioners’ communications with patients around HIV testing in Pune, India. Health Policy Plan. 2006;21(5): 343---352. 162. Turan JM, Bukusi EA, Cohen CR, Sande J, Miller S. Effects of HIV/AIDS on maternity care providers in Kenya. J Obstet Gynecol Neonatal Nurs. 2008; 37(5):588---595. 163. Oosterhoff P, Hardon AP, Nguyen TA, Pham NY, Wright P. Dealing with a positive result: routine HIV testing of pregnant women in Vietnam. AIDS Care.
  • 79. 2008;20(6):654---659. 164. Apte S, Kulkarni S, Kulkarni V, Parchure R, Darak S, Jori V. Patterns of disclosure in HIV-infected women detected during pregnancy and their consequences on experiences of stigma. Paper presented at: 17th International AIDS Conference; August 3---8, 2008; Mexico City, Mexico. Abstract WEAD0306. 1022 | Health Policy and Ethics | Peer Reviewed | Obermeyer et al. American Journal of Public Health | June 2011, Vol 101, No. 6 HEALTH POLICY AND ETHICS 165. Chen WT, Starks H, Shiu CS, et al. Chinese HIV-positive patients and their healthcare providers: contrasting Confu- cian versus Western notions of secrecy and support. ANS Adv Nurs Sci. 2007; 30(4):329---342. 166. Heyward WL, Batter VL, Malulu M, et al. Impact of HIV counseling and testing among child-bearing women in Kinshasa, Zaire. AIDS. 1993;7(12):1633---1637. 167. Namakhoma I, Bongololo G, Nyirenda L, et al. Negotiating multiple barriers: health workers’ access to coun- selling and testing in Malawi. AIDS Care. 2010;22(S1):68---76.
  • 80. 168. Sliep Y, Poggenpoel M, Gmeiner A. The experience of HIV reactive patients in rural Malawi––part I. Curationis. 2001; 24(3):56---65. 169. Miller AN, Rubin DL. Motivations and methods for self-disclosure of HIV seropositivity in Nairobi, Kenya. AIDS Behav. 2007;11(5):687---697. 170. Mobeireek AF, Al-Kassimi F, Al- Zahrani K, et al. Information disclosure and decision-making: the Middle East versus the Far East and the West. J Med Ethics. 2008;34(4):225---229. 171. Kielmann K, Shinde S, Datye V, Karvande SS. ‘‘We never say this in front of the patient directly’’: passive testing and indirect disclosure of HIV test results in high-prevalence settings in India. Paper presented at: 17th International AIDS Conference; August 3---8, 2008; Mexico City, Mexico. Abstract THPE0912. 172. Makoae MG, Jubber K. Confidenti- ality or continuity? Family caregivers’ experiences with care for HIV/AIDS pa- tients in home-based care in Lesotho. SAHARA J. 2008;5(1):36---46. 173. Seidel G. Confidentiality and HIV status in Kwazulu-Natal, South Africa: implications, resistances and challenges. Health Policy Plan. 1996;11(4):418---427.
  • 81. 174. Galletly CL, Dickson-Gomez J. HIV seropositive status disclosure to prospec- tive sex partners and criminal laws that require it: perspectives of persons living with HIV. Int J STD AIDS. 2009;20(9): 613---618. 175. Galletly CL, Pinkerton SD. Prevent- ing HIV transmission via HIV exposure laws: applying logic and mathematical modeling to compare statutory ap- proaches to penalizing undisclosed expo- sure to HIV. J Law Med Ethics. 2008; 36(3):577---584. 176. Symington A. Criminalization con- fusion and concerns: the decade since the Cuerrier decision. HIV AIDS Policy Law Rev. 2009;14(1):1, 5---10. 177. Singapore to inform spouses of HIV patients. Reuters. July 15, 2005. 178. Sanon P, Kabore S, Wilen J, Smith SJ, Galvao J. Advocating prevention over punishment: the risks of HIV criminali- zation in Burkina Faso. Reprod Health Matters. 2009;17(34):146---153. 179. Uganda: proposed bill would crimi- nalize HIV transmission, force partners to reveal HIV-positive status. HIV AIDS Policy Law Rev. 2009;14(1):27---28.
  • 82. 180. Kenya Ministry of Health. Guidelines for HIV Testing in Clinical Settings. Nai- robi, Kenya: National AIDS and STD Control Programme of Kenya, Kenya Ministry of Health; 2004. 181. Jack A. We need privacy, but not secrecy. Financial Times. August 8, 2005. 182. Hermez J, Petrak J, Karkouri M, Riedner G. A review of HIV testing and counseling policies and practices in the Eastern Mediterranean Region. AIDS. 2010;24(suppl 2):S25---S32. 183. Dixon-Mueller R. The sexual ethics of HIV testing and the rights and respon- sibilities of partners. Stud Fam Plann. 2007;38(4):284---296. 184. Masiye F, Ssekubugu R. Routine third party disclosure of HIV results to identifiable sexual partners in sub- Saharan Africa. Theor Med Bioeth. 2008;29(5):341---348. 185. Ncama BP. Acceptance and disclo- sure of HIV status through an integrated community/home-based care program in South Africa. Int Nurs Rev. 2007;54(4): 391---397. 186. Maman S, Medley A. Gender Di- mensions of HIV Status Disclosure to Sex- ual Partners: Rates, Barriers and Outcomes. Geneva, Switzerland: World Health Or-
  • 83. ganization; 2004. 187. Republic of Rwanda. UNGASS Country Progress Report, Rwanda, Janu- ary 2008---December 2009. Kigali, Rwanda: Republic of Rwanda; 2010. 188. MacQueen KM, McLellan E, Metzger DS, et al. What is community? An evi- dence-based definition for participatory public health. Am J Public Health. 2001;91(12):1929---1938. 189. Marshall P. The relevance of culture for informed consent in US-funded in- ternational health research. In: Dickens BM, ed. Ethical and Policy Issues in In- ternational Research: Clinical Trials in Developing Countries.Vol. 2. Bethesda, MD: National Bioethics Advisory Com- mission; 2001:C1---C38. 190. Obermeyer CM. Ethical guidelines for HIV research: a contextual imple- mentation process. J Int Bioethique. 2004;15(1):95---104, 134---135. June 2011, Vol 101, No. 6 | American Journal of Public Health Obermeyer et al. | Peer Reviewed | Health Policy and Ethics | 1023 HEALTH POLICY AND ETHICS
  • 84. Copyright of American Journal of Public Health is the property of American Public Health Association and its content may not be copied or emailed to multiple sites or posted to a listserv without the copyright holder's express written permission. However, users may print, download, or email articles for individual use. By Amy D. Leonard, Christine M. Markham, Thanh Bui, Ross Shegog and Mary E. Paul Amy D. Leonard is a research coordinator, and Mary E. Paul is associate professor, both in the Depart- ment of Allergy and Immunology, Texas Children’s Hospital, Baylor College of Medicine, Houston. Christine M.
  • 85. Markham and Ross Shegog are assistant professors, and Thanh Bui is a doctoral stu- dent, all at the Center for Health Promo- tion and Prevention Research, School of Public Health, University of Texas Health Science Center at Houston. 110 Perspectives on Sexual and Reproductive Health Lowering the Risk of Secondary HIV Transmission: Insights From HIV-Positive Youth and Health Care Providers CONTEXT: Both perinatally and behaviorally infected HIV- positive youth engage in sexually risky behaviors, and a better understanding of the perceptions of these youth and of health care providers regarding disclosure of HIV status and risk reduction would aid in the development of behavioral interventions for such youth. METHODS: In spring 2007, some 20 HIV-positive inner-city youth (aged 13–24) and 15 health care providers who work with HIV-infected youth participated in in-depth, semistructured interviews. Youth were recruited at an HIV clinic, AIDS clinics and an AIDS service organization, and had
  • 86. received care from participating providers. Detailed contextual and thematic discourse analysis was performed on interview transcriptions. RESULTS: Eighteen of the 20 youth had disclosed their HIV status to another individual at least once. Eleven reported being sexually active, and three of these had been perinatally infected. Qualitative analysis revealed four subthemes related to disclosure: stigma and emotions, trust issues, reasons for disclosing and strategies for addressing disclo- sure. Five subthemes were identifi ed related to sexual risk reduction: dating challenges, attitudes toward condom use, self-effi cacy for condom use negotiation, pregnancy attitudes and sexual risk reduction strategies. Providers reported that access to more engaging and interactive educational tools within the clinic setting could enhance their risk reduction counseling with HIV-positive youth. CONCLUSIONS: HIV-positive youth experience multiple challenges regarding disclosure and sexual risk reduction, and health care providers need innovative tools that can be used in clinic settings to improve adolescents’ skills in reducing risky sexual behavior. Perspectives on Sexual and Reproductive Health, 2010, 42(2):110–116, doi: 10.1363/4211010 Improvements in the medical management of HIV have reduced the rate of perinatal transmission from mothers to their children, and 91% of U.S. children with perina- tally acquired HIV survive into adolescence and young adulthood.1 Nevertheless, youth continue to acquire HIV through risky behaviors such as unprotected sex and injection-drug use. The Centers for Disease Control and Prevention (CDC) estimates that at least half of all new HIV infections in the United States are among people younger
  • 87. than 25 and are largely due to these two risk behaviors.1 The extended survival of perinatally infected youth, com- bined with rising numbers of behaviorally infected youth, presents health care providers with the critical challenge of providing HIV-positive youth with information and meth- ods to prevent secondary HIV transmission. Successes in HIV medical management have not been matched by successes in behavioral interventions to cur- tail risky behaviors among HIV-positive youth. Despite researchers’ advanced understanding of the pathophysiol- ogy and transmission of HIV, as well as the use of clinic- based education relating to risk reduction, the translation of relevant health messages into behavioral practice remains fl awed, as HIV-positive youth continue to engage in risky behaviors.2–6 In one study, 43% of HIV-positive youth reported not using a condom at last intercourse.2 A small number of behavioral interventions for HIV-positive youth have been rigorously evaluated, but the assessment of their effectiveness has been hampered by poor attendance.5,7,8 To fully understand the challenges of preventing sec- ondary HIV transmission among youth, the experiences of both HIV-positive youth and health care providers need to be explored. Although quantitative studies9–11 have exam- ined the attitudes and perceptions of such youth toward sexual risk reduction and disclosure of their HIV status, qualitative data to inform the development of interventions have been limited.12,13 Furthermore, little is known about providers’ attitudes toward risk reduction and disclosure among HIV-positive youth.14 The present study explores the views of health care providers and HIV-positive youth about disclosure and sexual risk reduction, and suggests how prevention efforts and clinical behavioral interven- tions might be strengthened.
  • 88. METHODS This study was conducted in spring 2007 as a forma- tive component for the development and evaluation of a computer-based clinical intervention for HIV-positive youth. Purposive sampling was used to recruit youth participants at a pediatric HIV clinic, AIDS clinics and a local AIDS service organization. Case managers referred Volume 42, Number 2, June 2010 111 potential participants to the study coordinator. To be eli- gible, participants had to be HIV-positive and aged 13–24 (the age-group defi ned as adolescents by the CDC15). Prior to the interview, informed consent was obtained from par- ents and adolescents. For participants who were younger than 18 and not emancipated, their assent and consent from one parent were obtained. Youth completed a survey that assessed gender, age, race or ethnicity, HIV status and mode of infection. Health care providers were recruited by personal contact; to be eligible, providers had to have more than a year of pediatric HIV-positive care experience. In-depth interviews were conducted with the youth at the clinic or agency from which they were recruited, and with the providers in private offi ces at their hospital or clinic. All interviews were recorded and transcribed ver- batim; each interview lasted approximately one hour, and the youth received a $10 gift certifi cate at its completion. The interviews followed a semistructured format with open-ended probes, and focused on the two principal themes of interest: disclosure of HIV status and sexual risk reduction. The interview guide was developed by a panel consisting of a pediatric HIV specialist, a health educa-
  • 89. tor experienced with HIV-positive youth and behavioral scientists experienced in adolescent HIV prevention. To enhance rapport with the youth, interviewers progressed from less sensitive to more sensitive topics. Regardless of personal experiences, respondents were asked to report any thoughts or opinions they had about HIV disclosure or sexual risk reduction. Detailed contextual and thematic discourse analysis was performed with the aid of ATLAS.ti, version 5.2.20, software. Transcriptions were entered into the computer program, and the text was analyzed using constant com- parative and thematic analysis. For each transcription, at least two investigators independently performed the coding and categorized codes into themes and sub- themes, which were then compared and contrasted for interrater reliability. Results of youth and provider groups were compared to evaluate trends that emerged from the data. RESULTS Thirty-fi ve interviews were conducted: 20 with HIV- positive youth (fi ve males, 15 females)* and 15 with health care providers. Twelve youth (four males, eight females) had been infected perinatally, and eight (one male, seven females) behaviorally. Participants were 17 years old, on average; 16 identifi ed themselves as black, three as Latino and one as white. The provider sample consisted of three pediatricians, two obstetrician-gynecologists, three nurse practitioners, one nurse and six social workers. Although it was not an inclusion criterion, all youth participants had received medical care from the health care providers tak- ing part in this research. Eighteen of the 20 youth had disclosed their HIV status to another individual at least once, though not necessarily
  • 90. to a sexual partner. Of the 11 who reported being sexually active, three had been perinatally infected. Responses from both youth and health care providers revealed a number of common subthemes regarding the principal themes of disclosure and sexual risk reduction. Disclosure �Stigma and emotions. When asked “What is the most diffi cult thing about living with HIV?” more than a third of the youth responded that it was not being able to disclose their status. A 19-year-old behaviorally infected black male stated that the biggest burden related to HIV was “keeping it a secret, because the people I hang around talk about [HIV] a lot.” Some youth said keeping their HIV status a secret was a barrier to obtaining the emotional support they desperately desired. Expressing the feelings of several youth, one adolescent commented: “I was so scared. I was like, worried, and I was kind of nervous. I didn’t know what to say, how exactly to say it and how to put it. … I got mixed feelings that day [I dis- closed]. I swear I thought I was sick. I was just, like, oh my God.”—18-year-old perinatally infected Hispanic female Health care providers also believed that nondisclosure was the most diffi cult thing for youth living with HIV. Providers noted that many youth associated nondisclosure with societal stigma. A pediatrician explained: “Because of stigma, they don’t get much community support like other chronic diseases. [HIV is] not like cancer, [where] at the convenience store there’s a picture of the child and they’re collecting donations.” In addition, some providers attributed nondisclosure to
  • 91. an adolescent’s acceptance or internalizing of the disease. As one pediatrician stated, “I think it becomes really diffi cult for many of them to adjust to that transition of ‘I’m a teen, I am HIV-positive,’ and that whole societal piece of the [stigma].” Both youth and providers said that fear of a negative reaction prevented youth from disclosing their HIV sta- tus. One 15-year-old perinatally infected black female recalled hearing, “Oh, don’t touch this person, because you are going to have AIDS,” or “Don’t touch that, because you’re going to catch AIDS and die.” Trepidation over possible gossip or rejection was cited by the major- ity of youth and providers as barriers to disclosure. One pediatrician reported, “There’s that question of, ‘If I tell him now, will he leave?’ And for [youth] who’ve tried, they have found that that is exactly what happened.” Another 15-year-old perinatally infected black female explained her fear of gossip: “Because people are [stu- pid]. They talk too much. … Like, if I tell my friend, my friend goes to tell her friend, and she tells her friends, [and] it gets around.” *The gender distribution of our sample refl ects that of HIV- infected indi- viduals of this age in the local study area (source: Houston Department of Health and Human Services, Bureau of Epidemiology, AIDS: summary of Houston/Harris County cases, 2009, <http://www.houstontx.gov/ health/HIV-STD/1stQRT2009.pdf>, accessed July 29, 2009).
  • 92. Lowering Secondary HIV Transmission Among HIV-Positive Youth 112 Perspectives on Sexual and Reproductive Health •Trust issues. Health care providers reported emphasizing trust issues when discussing disclosure with their patients. A nurse practitioner explained: “They really have to feel like they trust the person with that information. … But I advise them not to tell some- body that might turn around and try to hurt them, … because it’s a big piece of information to give anybody.” Youth also emphasized the importance of trusting a person before disclosing, but “trust” emerged as a vague, undefi ned concept. Only one youth offered a defi nition: “loyalty, respect and honor.” The majority appeared unsure about how to handle disclosure, even with someone they knew they “could trust.” A few participants described methods of gauging a person’s reaction before they dis- closed their status. For example, one youth explained: “First I would ask them, ‘Well, what do you think about HIV?’ … If they tell me, ‘Oh, I don’t like to hang out with [HIV-positive] people and everything,’ I just stay back. And I’m like, ‘Oh, I’m not going to tell them.’ If they give me another [answer], like ‘Oh, no matter if somebody has that; I’ll be his friend,’ or ‘I’ll be there for him,’ I’ll be like, ‘Oh. Well, I have HIV.’”—16-year-old behaviorally infected Hispanic female �Disclosure reasons. Fourteen of the 18 youth who had disclosed their HIV status said they desired a closer rela-
  • 93. tionship with another person, and described their postdis- closure relationship as more open than before. All providers reported spending time with their adolescent patients discussing the pros and cons of disclosure. Providers’ responses revealed that they encouraged disclosure so that the youth would have someone to talk with to lessen their isolation, would have someone to assist with medication reminders and would ensure that their potential sexual partners were aware of the importance of using condoms. When asked to describe a disclosure incident, eight youth described disclosure to a friend, six to a signifi cant other and four to a family member. All youth who had disclosed their HIV status reported at least one compassionate reac- tion. Half agreed that this supportive experience encouraged them to consider future disclosure. Only two participants recounted a negative reaction to their disclosure, including a 19-year-old behaviorally infected black female, who said: “He told me he loved me so much, he wanted to marry me. Then I told him [my HIV status]. He walked away. [Now], he just treats me like an outsider.” These two participants said the negative reactions would not prevent them from disclosing again, but they would be more selective in whom they would tell. Other youth described the medical and emotional ben- efi ts of disclosure. For example: “Now [my friend] protects me. She’s like my guard. … She tries to keep me from certain things. Like when she knows someone’s sick, she’s like, ‘Don’t go by them.’ … She’s like another person that tells me to take my medi- cine.”—14-year-old perinatally infected black female Some youth indicated that another reason to disclose was to warn others of the risk of infection: