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Good Clinical Practices 
Dr. Fardan Qadeer 
JR I, Department of Pharmacology 
Moderator: Dr. Ali Ahmad 
Head Dept. of Pharmacology
Basic Research 
Disease 
Recovery 
Drug Recovery 
Preclinical 
Development 
Clinical Trials Manufacturing 
Not regulated 
GLP 
GCP 
GMP
Drug discovery and development 
PRE CLINICAL TRIAL CLINICAL TRIAL 
HUMANS 
Adverse 
Effect 
Ethical 
issues 
Drug Toxicity
Phase I 
• Checking for 
safety 
• 10-20 
healthy 
volunteers 
• Unexpected 
side effects 
may occurs 
Phase II 
• Checking for 
efficacy 
• ~ 200 
samples 
• How good is 
the 
intervention 
• If not good, 
normally 
detect here 
Phase III 
• Checking 
effectiveness 
• ~ 1000s 
samples 
• Looking for 
rare side 
effect 
Phase IV 
• Test long 
term safety 
• Real patients 
• Involve 
untested 
group of 
people
Good Clinical Practices (GCP) is an 
international ethical & scientific 
quality standard for designing, 
conducting, recording & reporting 
trials that involve the participation of 
human subjects. 
It ensures the 
RIGHTS 
SAFETY 
WELL BEING 
Designing 
Clinical Trials 
or Studies 
Conducting 
Monitoring 
Recording 
Reporting 
Analysis
HISTORICAL BACKGROUND 
Nuremberg Code, 1946 
Kefauver Amendments, 1962 – Thalidomide 
Declaration of Helsinki, 1964 
National Research Act, 1974 - Tuskegee Syphilis Study 
(1932-1972) 
Belmont Report, 1979
Nuremberg Code:1946 
German Physicians conducted medical experiments on prisoners of war 
without their consent in during the time of Nazi rule. 
Most of the participants of these experiments died or were permanently 
crippled.
• In December 9, 1946 - American military 
tribunal opened criminal proceedings 
against 23 leading German physicians and 
administrators for crimes against humanity 
– 16 of them were found guilty 
• The Nuremberg Code was established in 
1948, stating that "The voluntary consent 
of the human participant is absolutely 
essential," 
• It did not carry the force of law, but the 
Nuremberg Code was the first 
international document which 
advocated voluntary participation 
and informed consent.
Kefauver Amendments-1960 
• Thalidomide was as a sedative 
during pregnancy in Europe but 
was not approved by US FDA 
• This lead to deformities in foetus 
• 1962 US Senate hearings Kefauver 
Amendments passed into law - 
For the first time, drug 
manufacturers were required to 
prove to the FDA the 
effectiveness of their products 
before marketing them
Declaration of Helsinki-1964 
• World Medical Association - recommendations guiding medical doctors in 
biomedical research involving human participants 
1. Research with humans should be based on the results from laboratory and 
animal experimentation 
2. Research protocols should be reviewed by an independent committee prior 
to initiation 
3. Informed consent from research participants is necessary 
4. Research should be conducted by medically/scientifically qualified 
individuals 
5. Risks should not exceed benefits 
• Revised - 1975, 1983, 1989, 1996, 2000, 2002, 2004, 2008
Tuskegee Syphilis Study- 1932 to 1972 
• The US Public Health Services conducted a Syphilis Study 
on 600 low income African-American individuals 
• During this study many people died of syphilis 
• Stopped in 1973 by the U.S. Department of Health, 
Education, and Welfare 
• 1974 National Research Act passed - National Commission 
for the Protection of Human Subjects of Biomedical and 
Behavioural Research established 
• The commission produce Belmont Report (1979)
Belmont Report-1979 
National Commission for the Protection of Human Subjects of Biomedical and Behavioural Research
Key points: 
• To make sure the study is approved by an IRB 
• Get informed consent from the patient 
• Be sure that the patient understands the full extent to the experiment, and if not contact the 
study coordinator 
• Make sure the patient wasn't coerced into doing the experiment by means of threatening or 
bullying 
• Be careful of other effects of the clinical trial that was not mentioned, and report it to the 
proper study coordinator 
• Support the privacy of the patients identity, their motivation to join or refuse the experiment. 
• Ensure all patients get at the least, minimal care needed
ICH 
• The International Conference on Harmonisation of Technical 
Requirements for Registration of Pharmaceuticals for Human 
Use (ICH) is a joint initiative the experts in pharmaceutical industry 
of Europe, Japan and the United States to discuss scientific and 
technical aspects of pharmaceutical product registration. 
• 1980s-The European Union began 
harmonising regulatory 
requirements. 
• 1989- Europe, Japan, and the United 
States began creating plans for 
harmonisation; 
• 1990-ICH was created in April 1990 
at a meeting in Brussels
Harmonisation would lead to a more economical use of human, animal 
and material resources, and the elimination of unnecessary delay in the 
global development and availability of new medicines while 
maintaining safeguards on quality, safety, and efficacy, and regulatory 
obligations to protect public health. 
Co sponsors 
Observers 
Non voting member 
coordinates its technical input to ICH through its 
Scientific and Regulatory Section 
Steering Committee
Drug Regulatory authority of India is also 
invited in ICH bi-annual meetings. 
• DRH representatives participate in the 
Global Cooperation session of the ICH 
Steering Committee (SC) to discuss 
capacity-building and share 
experience/challenges on the 
implementation of ICH Guidelines. 
• Representatives also listen to ICH technical 
topics discussed by the SC during meetings 
and are invited to nominate technical 
experts in Expert Working 
Groups/Implementation Working Groups to 
contribute to the development of ICH 
Guidelines.
Principles of ICH GCP 
• 2.1 Clinical trials should be conducted in accordance with the 
ethical principles that have their origin in the Declaration of 
Helsinki, and that are consistent with GCP and the applicable 
regulatory requirement(s). 
• 2.2 Before a trial is initiated, foreseeable risks and 
inconveniences should be weighed against the anticipated 
benefit for the individual trial subject and society. A trial 
should be initiated and continued only if the anticipated 
benefits justify the risks.
• 2.3 The rights, safety, and well-being of the trial 
subjects are the most important considerations and 
should prevail over interests of science and society. 
• 2.4 The available nonclinical and clinical information 
on an investigational product should be adequate to 
support the proposed clinical trial.
• 2.5 Clinical trials should be scientifically sound, and 
described in a clear, detailed protocol. 
• 2.6 A trial should be conducted in compliance with the 
protocol that has received prior institutional review 
board (IRB)/independent ethics committee (IEC) 
approval/favourable opinion.
• 2.7 The medical care given to, and medical decisions made 
on behalf of, subjects should always be the responsibility of a 
qualified physician or, when appropriate, of a qualified 
dentist. 
• 2.8 Each individual involved in conducting a trial should be 
qualified by education, training, and experience to perform 
his or her respective task(s).
• 2.9 Freely given informed consent should be obtained 
from every subject prior to clinical trial participation. 
• 2.10 All clinical trial information should be recorded, 
handled, and stored in a way that allows its accurate 
reporting, interpretation and verification.
• 2.11 The confidentiality of records that could identify subjects 
should be protected, respecting the privacy and confidentiality 
rules in accordance with the applicable regulatory 
requirement(s). 
• 2.12 Investigational products should be manufactured, handled, 
and stored in accordance with applicable good manufacturing 
practice (GMP). They should be used in accordance with the 
approved protocol. 
• 2.13 Systems with procedures that assure the quality of every 
aspect of the trial should be implemented.
GCP in India 
The Main regulatory laws operating in India are the Drug and 
Cosmetics Act (1940) and the Drugs and Cosmetics Rules 
(1945). 
SCHEDULE Y 
Import and/ or 
manufacture of 
new drugs 
Clinical 
trials
The latest amendment in Schedule Y says: 
• The clinical trial Sponsor is responsible for implementing and 
maintaining quality assurance systems to ensure that the clinical trial 
is conduced and data generated, documented and reported in 
compliance with the protocol and GCP Guidelines
Pre-requisites for the study 
Investigational Pharmaceutical Product 
Pre-Clinical supporting data 
Protocol 
Ethical & Safety Considerations 
Record Keeping 
and Data 
Handling 
Statistics 
Responsibilities 
Sponsor 
The Monitor 
Investigator 
Quality 
Assurance 
All research involving 
human subjects should 
be conducted in 
accordance with the 
ethical principles 
contained in the current 
revision of Declaration 
of Helsinki
Principles of essentiality 
• Whereby, the research entailing the use of human subjects is considered to be absolutely essential after a 
due consideration of all alternatives 
Principles of voluntariness, informed consent and community agreement 
• Full information about the study 
• Written and informed consent 
• Risk and harm arising from the study 
• Right to withdraw from the study voluntarily 
Principles of non-exploitation 
• Involvement in the research or experiment; and, irrespective of the social and economic condition or 
status, or literacy or educational levels attained by the research subjects 
Principles of privacy and confidentiality 
• The identity and records of the human subjects of the research or experiment are as far as possible kept 
confidential
Principles of precaution and risk minimisation 
• It ensures that the research subject and those affected by it are put to the minimum risk, suffer from no 
irreversible adverse effects and, generally, benefit from and by the research or experiment. 
Principles of professional competence 
• The research is conducted at all times by competent and qualified persons 
Principles of accountability and transparency 
• The research or experiment will be conducted in a fair, honest, impartial and transparent manner 
Principles of the maximisation of the public interest and of distributive justice 
• The research or experiment and its subsequent applicative use are conducted and used to benefit all 
human kind
Principles of institutional arrangements 
• All arrangements should be made in a bonafide and transparent manner; 
• Ensure that research reports, materials and data connected with the research are duly preserved and archived. 
Principles of public domain 
• The research is brought into the public domain so that its results are generally made known through scientific and other 
publications 
Principles of totality of responsibility 
• whereby the professional and moral responsibility, for the due observance of all the principles, guidelines 
or prescriptions laid down generally or in respect of the research or experiment 
Principles of compliance 
• there is a general and positive duty on all persons, conducting, associated or connected with any research 
entailing the use of a human subject to ensure that both the letter and the spirit of these guidelines
• “Let not hatred of any people keep you from dealing justly. Deal justly, 
that is nearer to your duty. Observe your duty to God. Lo! God is 
Informed of what ye do." (Quran 5.8)

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Good clinical practices(GCP)

  • 1. Good Clinical Practices Dr. Fardan Qadeer JR I, Department of Pharmacology Moderator: Dr. Ali Ahmad Head Dept. of Pharmacology
  • 2. Basic Research Disease Recovery Drug Recovery Preclinical Development Clinical Trials Manufacturing Not regulated GLP GCP GMP
  • 3. Drug discovery and development PRE CLINICAL TRIAL CLINICAL TRIAL HUMANS Adverse Effect Ethical issues Drug Toxicity
  • 4. Phase I • Checking for safety • 10-20 healthy volunteers • Unexpected side effects may occurs Phase II • Checking for efficacy • ~ 200 samples • How good is the intervention • If not good, normally detect here Phase III • Checking effectiveness • ~ 1000s samples • Looking for rare side effect Phase IV • Test long term safety • Real patients • Involve untested group of people
  • 5. Good Clinical Practices (GCP) is an international ethical & scientific quality standard for designing, conducting, recording & reporting trials that involve the participation of human subjects. It ensures the RIGHTS SAFETY WELL BEING Designing Clinical Trials or Studies Conducting Monitoring Recording Reporting Analysis
  • 6. HISTORICAL BACKGROUND Nuremberg Code, 1946 Kefauver Amendments, 1962 – Thalidomide Declaration of Helsinki, 1964 National Research Act, 1974 - Tuskegee Syphilis Study (1932-1972) Belmont Report, 1979
  • 7. Nuremberg Code:1946 German Physicians conducted medical experiments on prisoners of war without their consent in during the time of Nazi rule. Most of the participants of these experiments died or were permanently crippled.
  • 8. • In December 9, 1946 - American military tribunal opened criminal proceedings against 23 leading German physicians and administrators for crimes against humanity – 16 of them were found guilty • The Nuremberg Code was established in 1948, stating that "The voluntary consent of the human participant is absolutely essential," • It did not carry the force of law, but the Nuremberg Code was the first international document which advocated voluntary participation and informed consent.
  • 9. Kefauver Amendments-1960 • Thalidomide was as a sedative during pregnancy in Europe but was not approved by US FDA • This lead to deformities in foetus • 1962 US Senate hearings Kefauver Amendments passed into law - For the first time, drug manufacturers were required to prove to the FDA the effectiveness of their products before marketing them
  • 10. Declaration of Helsinki-1964 • World Medical Association - recommendations guiding medical doctors in biomedical research involving human participants 1. Research with humans should be based on the results from laboratory and animal experimentation 2. Research protocols should be reviewed by an independent committee prior to initiation 3. Informed consent from research participants is necessary 4. Research should be conducted by medically/scientifically qualified individuals 5. Risks should not exceed benefits • Revised - 1975, 1983, 1989, 1996, 2000, 2002, 2004, 2008
  • 11. Tuskegee Syphilis Study- 1932 to 1972 • The US Public Health Services conducted a Syphilis Study on 600 low income African-American individuals • During this study many people died of syphilis • Stopped in 1973 by the U.S. Department of Health, Education, and Welfare • 1974 National Research Act passed - National Commission for the Protection of Human Subjects of Biomedical and Behavioural Research established • The commission produce Belmont Report (1979)
  • 12. Belmont Report-1979 National Commission for the Protection of Human Subjects of Biomedical and Behavioural Research
  • 13. Key points: • To make sure the study is approved by an IRB • Get informed consent from the patient • Be sure that the patient understands the full extent to the experiment, and if not contact the study coordinator • Make sure the patient wasn't coerced into doing the experiment by means of threatening or bullying • Be careful of other effects of the clinical trial that was not mentioned, and report it to the proper study coordinator • Support the privacy of the patients identity, their motivation to join or refuse the experiment. • Ensure all patients get at the least, minimal care needed
  • 14. ICH • The International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use (ICH) is a joint initiative the experts in pharmaceutical industry of Europe, Japan and the United States to discuss scientific and technical aspects of pharmaceutical product registration. • 1980s-The European Union began harmonising regulatory requirements. • 1989- Europe, Japan, and the United States began creating plans for harmonisation; • 1990-ICH was created in April 1990 at a meeting in Brussels
  • 15. Harmonisation would lead to a more economical use of human, animal and material resources, and the elimination of unnecessary delay in the global development and availability of new medicines while maintaining safeguards on quality, safety, and efficacy, and regulatory obligations to protect public health. Co sponsors Observers Non voting member coordinates its technical input to ICH through its Scientific and Regulatory Section Steering Committee
  • 16. Drug Regulatory authority of India is also invited in ICH bi-annual meetings. • DRH representatives participate in the Global Cooperation session of the ICH Steering Committee (SC) to discuss capacity-building and share experience/challenges on the implementation of ICH Guidelines. • Representatives also listen to ICH technical topics discussed by the SC during meetings and are invited to nominate technical experts in Expert Working Groups/Implementation Working Groups to contribute to the development of ICH Guidelines.
  • 17.
  • 18. Principles of ICH GCP • 2.1 Clinical trials should be conducted in accordance with the ethical principles that have their origin in the Declaration of Helsinki, and that are consistent with GCP and the applicable regulatory requirement(s). • 2.2 Before a trial is initiated, foreseeable risks and inconveniences should be weighed against the anticipated benefit for the individual trial subject and society. A trial should be initiated and continued only if the anticipated benefits justify the risks.
  • 19. • 2.3 The rights, safety, and well-being of the trial subjects are the most important considerations and should prevail over interests of science and society. • 2.4 The available nonclinical and clinical information on an investigational product should be adequate to support the proposed clinical trial.
  • 20. • 2.5 Clinical trials should be scientifically sound, and described in a clear, detailed protocol. • 2.6 A trial should be conducted in compliance with the protocol that has received prior institutional review board (IRB)/independent ethics committee (IEC) approval/favourable opinion.
  • 21. • 2.7 The medical care given to, and medical decisions made on behalf of, subjects should always be the responsibility of a qualified physician or, when appropriate, of a qualified dentist. • 2.8 Each individual involved in conducting a trial should be qualified by education, training, and experience to perform his or her respective task(s).
  • 22. • 2.9 Freely given informed consent should be obtained from every subject prior to clinical trial participation. • 2.10 All clinical trial information should be recorded, handled, and stored in a way that allows its accurate reporting, interpretation and verification.
  • 23. • 2.11 The confidentiality of records that could identify subjects should be protected, respecting the privacy and confidentiality rules in accordance with the applicable regulatory requirement(s). • 2.12 Investigational products should be manufactured, handled, and stored in accordance with applicable good manufacturing practice (GMP). They should be used in accordance with the approved protocol. • 2.13 Systems with procedures that assure the quality of every aspect of the trial should be implemented.
  • 24. GCP in India The Main regulatory laws operating in India are the Drug and Cosmetics Act (1940) and the Drugs and Cosmetics Rules (1945). SCHEDULE Y Import and/ or manufacture of new drugs Clinical trials
  • 25. The latest amendment in Schedule Y says: • The clinical trial Sponsor is responsible for implementing and maintaining quality assurance systems to ensure that the clinical trial is conduced and data generated, documented and reported in compliance with the protocol and GCP Guidelines
  • 26. Pre-requisites for the study Investigational Pharmaceutical Product Pre-Clinical supporting data Protocol Ethical & Safety Considerations Record Keeping and Data Handling Statistics Responsibilities Sponsor The Monitor Investigator Quality Assurance All research involving human subjects should be conducted in accordance with the ethical principles contained in the current revision of Declaration of Helsinki
  • 27. Principles of essentiality • Whereby, the research entailing the use of human subjects is considered to be absolutely essential after a due consideration of all alternatives Principles of voluntariness, informed consent and community agreement • Full information about the study • Written and informed consent • Risk and harm arising from the study • Right to withdraw from the study voluntarily Principles of non-exploitation • Involvement in the research or experiment; and, irrespective of the social and economic condition or status, or literacy or educational levels attained by the research subjects Principles of privacy and confidentiality • The identity and records of the human subjects of the research or experiment are as far as possible kept confidential
  • 28. Principles of precaution and risk minimisation • It ensures that the research subject and those affected by it are put to the minimum risk, suffer from no irreversible adverse effects and, generally, benefit from and by the research or experiment. Principles of professional competence • The research is conducted at all times by competent and qualified persons Principles of accountability and transparency • The research or experiment will be conducted in a fair, honest, impartial and transparent manner Principles of the maximisation of the public interest and of distributive justice • The research or experiment and its subsequent applicative use are conducted and used to benefit all human kind
  • 29. Principles of institutional arrangements • All arrangements should be made in a bonafide and transparent manner; • Ensure that research reports, materials and data connected with the research are duly preserved and archived. Principles of public domain • The research is brought into the public domain so that its results are generally made known through scientific and other publications Principles of totality of responsibility • whereby the professional and moral responsibility, for the due observance of all the principles, guidelines or prescriptions laid down generally or in respect of the research or experiment Principles of compliance • there is a general and positive duty on all persons, conducting, associated or connected with any research entailing the use of a human subject to ensure that both the letter and the spirit of these guidelines
  • 30. • “Let not hatred of any people keep you from dealing justly. Deal justly, that is nearer to your duty. Observe your duty to God. Lo! God is Informed of what ye do." (Quran 5.8)

Editor's Notes

  1. Dr. karl brandit
  2. German-contargan Phocomelia Used in leprosy and Multiple myeloma
  3. Three basic ethical principals Autonomy/respect for persons (Individuals should be treated as autonomous agents & Persons with diminished autonomy are entitled to protection) Beneficence (Human participants should not be harmed & Research should maximize possible benefits and minimize possible risks) and Justice (benefits and risks of research must be distributed fairly)
  4. EU-Europian union EFPIA-Europian fredaration of pharmaceutical industry and associations, situated in Brusells consists of 31 national pharmaceutical companies and associated who carry out drug research MHLW-ministry of health and labour welfare japan JPMA-japan Pharmacutical manufacturing asso. FDA-it is the wrlds largest drug regulatory authority EFTA-European free trade assoc. IFPMA-Int. frederation of pharmaceutical menuacturing asso PhRMA-Pharamacutical research and manufacturer of America
  5. Sponser-responsible for selecting the investigator and the institution The monitor is the principal communication link between the sponsor and the investigator and is appointed by the sponsor.  Investigator-qualified by the mci. Familiar with the safety and efficacy guidelines