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THE FIRST
AMENDMENT



             2013
Congress shall make no law
respecting an establishment of religion,
or prohibiting the free exercise thereof;
or abridging the freedom of speech, or of
the press; or the right of the people
peaceably to assemble, and to petition
the Government for a redress of
grievances.
                                   1791
What Does the First
        Amendment Protect?

   Congress may not establish a religion
   Free exercise of religion
   Freedom of speech
   Freedom of the press
   Right to assemble
   Right to petition government
Origins of the First Amendment


   Government attempts to limit free
    expression
       1275 -- De Scandalis Magnatum
       Star Chamber
       British Licensing Acts
       Stamp Act in 1712
Prosecutions for seditious libel

   promoting ill opinions of the
    government and advocating change
   hundreds convicted (seventeenth and
    eighteenth centuries)
   fines, imprisonment, whipping, pillory
   some publications critical of the king
    punished as treason
The Pillory
Punishment was not pleasant . .
             .
In 1663, William Twyn, for printing a book
that endorsed the right of revolution, was
held to have encompassed [imagined]
the king’s death; Twyn was sentenced to
be hanged, cut down while still alive, and
then emasculated, disemboweled,
quartered, and beheaded--the standard
punishment for treason.
     Leonard Levy
Protests Against Government
              Licensing
   John Milton – 1644 Areopagitica
Areopagitica
    For the Liberty of Unlicensed
               Printing
   had marital difficulties
   wanted to publish unlicensed pamphlets
    about divorce
   book had little effect when first published
   but call for freedom of expression left its
    mark over time
Give me liberty to
know, to utter, and to
argue freely according to
conscience, above all
liberties.
The Power of Truth

   Let truth and falsehood grapple . . .
   In a free and open encounter, truth would
    always win.
   Regulations of communication injures truth
    by doubting the strength of truth.
Meanwhile in America . . .
   Licensing in Massachusetts -- 1662
   Pennsylvania and Virginia also had
    licensing
   1639 - 1776 -- lots of prosecutions

   John Peter Zenger - 1735
Zenger trial
John Peter Zenger

   publisher of New York Weekly Journal
   first independent political paper published
    in America
   opposed New York Governor William
    Crosby
   editor of paper, James Alexander, wrote
    most of critical material
   Zenger was jailed for seditious libel
One objectionable passage . . .
We see men’s deeds destroyed, judges
arbitrarily displaced, new courts created without
consent of the legislature by which it seems to
me trial by jury is taken away when a Governor
pleases, and men of known estates denied
their votes contrary of the received practice, the
best expositor of any law. Who is there then in
that Province that can call anything his own, or
enjoy any liberty, longer than those in the
administration will condescend to let them do
it?
Zenger trial . . .

   Andrew Hamilton defended Zenger.
   Admitted publication but argued, to jury,
    that statements about the governor were
    true.
   Truth is now a defense to libel cases, but
    wasn’t a defense then.
   Clear sign America on own legal path.
If all printers were determined not
to print anything till they were
sure it would offend nobody, there
would be very little printed.
                   Benjamin Franklin
First Amendment
   Was third amendment at first, but two that
    preceded it were not adopted.
    One of first ten amendments adopted.
   Written chiefly by James Madison.
   Consulted speech clauses in various state
    constitutions.
   Framers had broad disagreement over what
    “freedom of speech” meant in various
    situations.
Original Amendments Proposed
   Number of Representatives in Congress
   27th Amendment (1992)
        "No law varying the compensation for
    the services of the Senators and
    Representatives shall take effect until an
    election of Representatives shall have
    intervened."
Interpreting the
        First Amendment . . .

   Precedent
   Weigh competing interests
   Consider public policy
   Ponder language of amendment
   Consider history of First Amendment
Why freedom of speech . . .
   Social reasons
   Individualistic reasons
Social Reasons
   Discovery of truth
   Participation in democracy
   Check on government
   Social stability
Individualistic Reasons
   Natural law
   Individual self-fulfillment
Nature of First Amendment
          protection . . .

   Liberty vs. government power.
   Few First Amendment cases in first 100
    years of existence.
   Viewed only to prevent federal actions
    against freedom of expression.
   Supreme Court agreed with that view in
    1833 case.
Extension of First Amendment.
   14th Amendment -- 1868 -- post-Civil War
   1925 Supreme Court case

      14th Amendment page 1     14th Amendment page 2
No State shall make or
enforce any law which shall
abridge the privileges or
immunities of citizens of the
United States; nor shall any
State deprive any person of life,
liberty, or property, without due
process of law.
                         1868
For present purposes we may and do
assume that freedom of speech and of the
press--which are protected by the 1st
Amendment from abridgment by
Congress--are among the fundamental
personal rights and "liberties" protected by
the due process clause of the 14th
Amendment from impairment by the
states.
                  Gitlow v. New York
                  268 U.S. 652, 666 (1925)
Defining the First Amendment

   protections not absolute
   not all speech protected
   not all speech protected in same
    manner
   Supreme Court has “fleshed out”
    meaning of First Amendment over the
    years by applying it to specific factual
    situations -- i.e., to cases
How to Analyze a First
             Amendment Case
   Is government action involved?
   Does the law, etc. of the government impede
    expression?
   What type of speech is it?
       unprotected
       speech plus, commercial, broadcast
       all other -- or “political speech”
Unprotected Speech

 Clear and Present Danger
  (Incitement)
 Fighting Words

 False Commercial Speech

 Defamation

 Obscenity

 Child Pornography
Unprotected Speech

 Minimum Scrutiny (lowest level)
 A rational basis for the regulation is

  required.
     government action must be rationally
      related to any government interest and
      not overbroad
     rational basis required by due process

      clauses of Fifth and Fourteenth
      Amendments
Commercial, Broadcast,
      Symbolic Speech
   Commercial speech -- advertising
       speech intended to generate
        marketplace transactions
   Broadcast -- free, over the air radio
    and television
   Symbolic -- burning the flag, protest
    marches
Commercial, Broadcast &
                 Symbolic
 Intermediate Scrutiny
 Substantial Interest required

       government action must be narrowly
        tailored to advance a substantial
        government interest
         smooth operation of a government program
         protecting community order and tranquility

         safeguarding private economic interests

         indirectly promoting public health

         upholding basic notions of morality
Political Speech
   All other speech
Political Speech

   Strict Scrutiny
   Compelling Government Interest
       government action must be narrowly
        tailored to advance a compelling
        government interest
          protecting nation’s very existence
          safeguarding life or limb

          shielding children from lasting emotional harm
Applications
Megahuge Company allows
employees to use the company’s
    e-mail system to announce
opportunities for volunteer service
projects, except for political parties
     or causes. If you work for
     Megahuge, are your First
Amendment rights being violated?
Erie (PA) statute makes it a
    misdemeanor to appear in
     public place “in a state of
               nudity”
   dancing is “protectable expression ”
    under the First Amendment
   what about nude dancing?
The FCC restricts the
    maximum time that
broadcasters may allocate to
    commercials during
   programming directed
primarily to children on both
   commercial and cable
          television.
First Amendment Issue
   Is government action involved?
   Does the law impede expression?
   What type of speech is it?
       Unprotected - minimum scrutiny, rational
        basis
       Commercial, Broadcast, Symbolic -
        intermediate scrutiny substantial interest
       Political - strict scrutiny, compelling interest
   Narrowly tailored to advance interest?
Time, Place, Manner
              Regulations
   restrictions on marches, picketing, etc.
Time, Place, Manner
               Regulations
   Intermediate Scrutiny
   Substantial Government Interest
   Content neutral -- only time, place, manner
   no room for administrative discretion
   applied consistently across board
   ample alternatives for communication of
    message
   Tests known as “standard of judicial review”
Challenges
 vague

 overbroad

 “chilling
          effect” on free flow of
  information
 negative impact on “marketplace of

  ideas”
Freedom of the Press
Gathering the News

 generally no First Amendment
 right to get or receive information
Prior Restraints Prohibited
   Near v. Minnesota
What About “Dangerous
      Speech”?
   The First Amendment does not
    protect speech that creates a
    “clear and present danger.”

   What is a “clear and present
    danger”?
Schenck v. United States
The Facts
   World War I
   distributed flyer urging men to “assert
    [their] opposition to the draft”
   proposed peaceful resistance
   charged with conspiracy to violate the
    Espionage Act of 1917
        attempting to cause insubordination in the military
        obstructing recruitment
Holding
   conviction was constitutional
   nation was at war
   during wartime, more restrictions of
    speech are permissible
   created the “clear and present danger
    standard”
   "The question in every case is whether the
    words used are used in such
    circumstances and are of such a nature as
    to create a clear and present danger that
    they will bring about the substantive evils
    that Congress has a right to prevent. ”

   shouting “fire” in a crowded theater
Another Espionage Act case . . .
   Abrams v. United States (1919)
   conviction upheld
   Justice Holmes dissent
      “. . . the best test of truth is the power of the
      thought to get itself accepted in the
      competition of the market, and that truth is the
      only ground upon which their wishes safely
      can be carried out.”
 The First Amendment does
 not protect “fighting words.”

 What   are “fighting words”?
Chaplinsky v. New Hampshire
   The complaint charged that appellant, "with
    force and arms, in a certain public place in said
    city of Rochester, to wit, on the public sidewalk
    on the easterly side of Wakefield Street, near
    unto the entrance of the City Hall, did unlawfully
    repeat, the words following, addressed to the
    complainant, that is to say, 'You are a God
    damned racketeer' and 'a damned Fascist and
    the whole government of Rochester are Fascists
    or agents of Fascists,' the same being offensive,
    derisive and annoying words and names."
   1942
   conviction upheld
   Fighting Words doctrine still recognized
   But only “use” has been Chaplinsky

   those which by their very utterance inflict
    injury or tend to incite an immediate
    breach of the peace
More recently . . .
   personally abusive epithets which, when
    addressed to the ordinary citizen, are, as a
    matter of common knowledge, inherently likely to
    provoke violent reactions
       Cohen v. California (1971)
       words must be directed to an individual, not a group


   reasonably incite the average person to retaliate
       City of Garfield Heights v. Yaro (Ohio App. 1999)
The Current Standard
Brandenburg v. Ohio

   does    the expression advocate the use of
    illegal force or violence?
   is it directed toward actually inciting such
    illegal conduct?
   would the advised conduct be imminent,
    or immediate?
   is the expression actually likely to
    produce that illegal conduct?
Speech that Threatens National Security


New York Times v. United States
United States v. The Progressive, Inc.

Wartime Access Restrictions
        JB Pictures, Inc. v. DOD
Speech & Personal Injury
   In general: may be liable for injury if conduct
    negligent

   Negligence -- failure to exercise reasonable
    care or due care
       legal duty is owed (always exists where is a
        reasonably foreseeable risk of direct harm)
       legal duty is breached (the negligent conduct)
       breach was proximate cause of resulting injury
As a general rule, publishers and
broadcasters are not considered
liable for harm caused to
individuals by advertised products
and services.
Are we certain we know what
            speech is?


   Cohen v. California

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First amendment 2013

  • 2.
  • 3. Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances. 1791
  • 4. What Does the First Amendment Protect?  Congress may not establish a religion  Free exercise of religion  Freedom of speech  Freedom of the press  Right to assemble  Right to petition government
  • 5. Origins of the First Amendment  Government attempts to limit free expression  1275 -- De Scandalis Magnatum  Star Chamber  British Licensing Acts  Stamp Act in 1712
  • 6. Prosecutions for seditious libel  promoting ill opinions of the government and advocating change  hundreds convicted (seventeenth and eighteenth centuries)  fines, imprisonment, whipping, pillory  some publications critical of the king punished as treason
  • 8. Punishment was not pleasant . . . In 1663, William Twyn, for printing a book that endorsed the right of revolution, was held to have encompassed [imagined] the king’s death; Twyn was sentenced to be hanged, cut down while still alive, and then emasculated, disemboweled, quartered, and beheaded--the standard punishment for treason. Leonard Levy
  • 9. Protests Against Government Licensing  John Milton – 1644 Areopagitica
  • 10. Areopagitica For the Liberty of Unlicensed Printing  had marital difficulties  wanted to publish unlicensed pamphlets about divorce  book had little effect when first published  but call for freedom of expression left its mark over time
  • 11. Give me liberty to know, to utter, and to argue freely according to conscience, above all liberties.
  • 12. The Power of Truth  Let truth and falsehood grapple . . .  In a free and open encounter, truth would always win.  Regulations of communication injures truth by doubting the strength of truth.
  • 13. Meanwhile in America . . .  Licensing in Massachusetts -- 1662  Pennsylvania and Virginia also had licensing  1639 - 1776 -- lots of prosecutions  John Peter Zenger - 1735
  • 15. John Peter Zenger  publisher of New York Weekly Journal  first independent political paper published in America  opposed New York Governor William Crosby  editor of paper, James Alexander, wrote most of critical material  Zenger was jailed for seditious libel
  • 16.
  • 17. One objectionable passage . . . We see men’s deeds destroyed, judges arbitrarily displaced, new courts created without consent of the legislature by which it seems to me trial by jury is taken away when a Governor pleases, and men of known estates denied their votes contrary of the received practice, the best expositor of any law. Who is there then in that Province that can call anything his own, or enjoy any liberty, longer than those in the administration will condescend to let them do it?
  • 18. Zenger trial . . .  Andrew Hamilton defended Zenger.  Admitted publication but argued, to jury, that statements about the governor were true.  Truth is now a defense to libel cases, but wasn’t a defense then.  Clear sign America on own legal path.
  • 19.
  • 20. If all printers were determined not to print anything till they were sure it would offend nobody, there would be very little printed. Benjamin Franklin
  • 21. First Amendment  Was third amendment at first, but two that preceded it were not adopted.  One of first ten amendments adopted.  Written chiefly by James Madison.  Consulted speech clauses in various state constitutions.  Framers had broad disagreement over what “freedom of speech” meant in various situations.
  • 22. Original Amendments Proposed  Number of Representatives in Congress  27th Amendment (1992) "No law varying the compensation for the services of the Senators and Representatives shall take effect until an election of Representatives shall have intervened."
  • 23. Interpreting the First Amendment . . .  Precedent  Weigh competing interests  Consider public policy  Ponder language of amendment  Consider history of First Amendment
  • 24. Why freedom of speech . . .  Social reasons  Individualistic reasons
  • 25. Social Reasons  Discovery of truth  Participation in democracy  Check on government  Social stability
  • 26. Individualistic Reasons  Natural law  Individual self-fulfillment
  • 27. Nature of First Amendment protection . . .  Liberty vs. government power.  Few First Amendment cases in first 100 years of existence.  Viewed only to prevent federal actions against freedom of expression.  Supreme Court agreed with that view in 1833 case.
  • 28. Extension of First Amendment.  14th Amendment -- 1868 -- post-Civil War  1925 Supreme Court case 14th Amendment page 1 14th Amendment page 2
  • 29. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law. 1868
  • 30. For present purposes we may and do assume that freedom of speech and of the press--which are protected by the 1st Amendment from abridgment by Congress--are among the fundamental personal rights and "liberties" protected by the due process clause of the 14th Amendment from impairment by the states. Gitlow v. New York 268 U.S. 652, 666 (1925)
  • 31. Defining the First Amendment  protections not absolute  not all speech protected  not all speech protected in same manner  Supreme Court has “fleshed out” meaning of First Amendment over the years by applying it to specific factual situations -- i.e., to cases
  • 32. How to Analyze a First Amendment Case  Is government action involved?  Does the law, etc. of the government impede expression?  What type of speech is it?  unprotected  speech plus, commercial, broadcast  all other -- or “political speech”
  • 33. Unprotected Speech  Clear and Present Danger (Incitement)  Fighting Words  False Commercial Speech  Defamation  Obscenity  Child Pornography
  • 34. Unprotected Speech  Minimum Scrutiny (lowest level)  A rational basis for the regulation is required.  government action must be rationally related to any government interest and not overbroad  rational basis required by due process clauses of Fifth and Fourteenth Amendments
  • 35. Commercial, Broadcast, Symbolic Speech  Commercial speech -- advertising  speech intended to generate marketplace transactions  Broadcast -- free, over the air radio and television  Symbolic -- burning the flag, protest marches
  • 36. Commercial, Broadcast & Symbolic  Intermediate Scrutiny  Substantial Interest required  government action must be narrowly tailored to advance a substantial government interest  smooth operation of a government program  protecting community order and tranquility  safeguarding private economic interests  indirectly promoting public health  upholding basic notions of morality
  • 37. Political Speech  All other speech
  • 38. Political Speech  Strict Scrutiny  Compelling Government Interest  government action must be narrowly tailored to advance a compelling government interest  protecting nation’s very existence  safeguarding life or limb  shielding children from lasting emotional harm
  • 40. Megahuge Company allows employees to use the company’s e-mail system to announce opportunities for volunteer service projects, except for political parties or causes. If you work for Megahuge, are your First Amendment rights being violated?
  • 41. Erie (PA) statute makes it a misdemeanor to appear in public place “in a state of nudity”  dancing is “protectable expression ” under the First Amendment  what about nude dancing?
  • 42. The FCC restricts the maximum time that broadcasters may allocate to commercials during programming directed primarily to children on both commercial and cable television.
  • 43. First Amendment Issue  Is government action involved?  Does the law impede expression?  What type of speech is it?  Unprotected - minimum scrutiny, rational basis  Commercial, Broadcast, Symbolic - intermediate scrutiny substantial interest  Political - strict scrutiny, compelling interest  Narrowly tailored to advance interest?
  • 44. Time, Place, Manner Regulations  restrictions on marches, picketing, etc.
  • 45. Time, Place, Manner Regulations  Intermediate Scrutiny  Substantial Government Interest  Content neutral -- only time, place, manner  no room for administrative discretion  applied consistently across board  ample alternatives for communication of message  Tests known as “standard of judicial review”
  • 46. Challenges  vague  overbroad  “chilling effect” on free flow of information  negative impact on “marketplace of ideas”
  • 47. Freedom of the Press
  • 48. Gathering the News  generally no First Amendment right to get or receive information
  • 49. Prior Restraints Prohibited  Near v. Minnesota
  • 51. The First Amendment does not protect speech that creates a “clear and present danger.”  What is a “clear and present danger”?
  • 53. The Facts  World War I  distributed flyer urging men to “assert [their] opposition to the draft”  proposed peaceful resistance  charged with conspiracy to violate the Espionage Act of 1917  attempting to cause insubordination in the military  obstructing recruitment
  • 54. Holding  conviction was constitutional  nation was at war  during wartime, more restrictions of speech are permissible  created the “clear and present danger standard”
  • 55. "The question in every case is whether the words used are used in such circumstances and are of such a nature as to create a clear and present danger that they will bring about the substantive evils that Congress has a right to prevent. ”  shouting “fire” in a crowded theater
  • 56. Another Espionage Act case . . .  Abrams v. United States (1919)  conviction upheld  Justice Holmes dissent “. . . the best test of truth is the power of the thought to get itself accepted in the competition of the market, and that truth is the only ground upon which their wishes safely can be carried out.”
  • 57.  The First Amendment does not protect “fighting words.”  What are “fighting words”?
  • 58. Chaplinsky v. New Hampshire  The complaint charged that appellant, "with force and arms, in a certain public place in said city of Rochester, to wit, on the public sidewalk on the easterly side of Wakefield Street, near unto the entrance of the City Hall, did unlawfully repeat, the words following, addressed to the complainant, that is to say, 'You are a God damned racketeer' and 'a damned Fascist and the whole government of Rochester are Fascists or agents of Fascists,' the same being offensive, derisive and annoying words and names."
  • 59. 1942  conviction upheld
  • 60. Fighting Words doctrine still recognized  But only “use” has been Chaplinsky  those which by their very utterance inflict injury or tend to incite an immediate breach of the peace
  • 61. More recently . . .  personally abusive epithets which, when addressed to the ordinary citizen, are, as a matter of common knowledge, inherently likely to provoke violent reactions  Cohen v. California (1971)  words must be directed to an individual, not a group  reasonably incite the average person to retaliate  City of Garfield Heights v. Yaro (Ohio App. 1999)
  • 62. The Current Standard Brandenburg v. Ohio  does the expression advocate the use of illegal force or violence?  is it directed toward actually inciting such illegal conduct?  would the advised conduct be imminent, or immediate?  is the expression actually likely to produce that illegal conduct?
  • 63. Speech that Threatens National Security New York Times v. United States United States v. The Progressive, Inc. Wartime Access Restrictions  JB Pictures, Inc. v. DOD
  • 64. Speech & Personal Injury  In general: may be liable for injury if conduct negligent  Negligence -- failure to exercise reasonable care or due care  legal duty is owed (always exists where is a reasonably foreseeable risk of direct harm)  legal duty is breached (the negligent conduct)  breach was proximate cause of resulting injury
  • 65. As a general rule, publishers and broadcasters are not considered liable for harm caused to individuals by advertised products and services.
  • 66. Are we certain we know what speech is?  Cohen v. California

Editor's Notes

  1. http://www.courts.state.ny.us/history/Zenger_order.htm