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BIOTECHNOLOGY
Unit VI
Fermentation technology and biotechnological products :
• Fermentation methods and general requirements
• Study of media
• Equipments
• Sterilisation methods
• Aeration process
• Stirring
• large scale production fermenter design and its various controls
PRESENTED BY: SHYAM BASS
LOVELY SCHOOL OF PHARMACEUTICAL SCIENCES
B.SC BIOTECHNOLOGY (HONS) , B.PHARMA
INTRODUCTION
• The science of Fermentation is called ZYMOLOGY.

• Fermentation means any process that converts larger molecules into smaller and
simpler molecules using micro-organisms I.e. it is a metabolic anaerobic process
that converts Sugars(larger molecules) to acids , gases , alcohol or any metabolic
by-product.

• Thus in biotechnology Fermentation is a process sin which micro-organisms are
grown in large quantiles by providing them favourable conditions which converts
Organic complex substances to simpler compounds.

• Fermentation also occur in oxygen starved muscle cells , as in case of Lactic acid
Fermentation.
Production of Fermented Foods by Bacteria and Yeast (Saccharomyces)
OBJECTIVES OF FERMENTATION PROCESS
The major objectives of fermentation are:

• To produce large amount of microbial cells or Biomass (Large microbial colonies).

• To produce microbial enzymes(e.g- proteases ,invertase etc).

• To produce microbial metabolites (e.g-microbial metabolite of Glucose are Lactic
acid , Ethanol etc.

• To produce recombinant products(e.g- productions of several vaccines).
Objectives of fermentation process
BASIC STEPS OF FERMENTATION PROCESS AND GENERAL REQUIREMENTS
The basic steps for fermentation process are:

1. Formulation of fermentation media: it is chemically a cell culture media which is
a mixture of molecules used for cellular metabolism and growth. e.g. Carbon
source, energy source, oxygen, nitrogen etc.

2. Sterilisation: sterilisation of fermentation media, Fermenters and other
equipments.

3. Inoculum formation: production of an active , pure culture In sufficient quantity
to inoculate into the production vessel.

4. Fermentation: growth of the micro-organism in the production fermenter under
optimum conditions for formation of by-products.

5. Extraction and purification of the product.
Figure shows the upstream

fermentation process
BASIC STEPS OF FERMENTATION PROCESS AND GENERAL REQUIREMENTS
The general requirements for fermentation process are:

1. Fermentation medium
2. Inoculum
3. Fermenter
4. Sterilisation
5. Growth of organism
6. Extraction and purification
METHODS OF FERMENTATION PROCESS
Three Methods
Of
Fermentation process
Batch
Fermentation
process
Continuous
Fermentation
process
Solid state
Fermentation
process
• Batch fermentation: Batch culture is a closed culture system which contains
limited amount of nutrients.

• Continuous fermentation: it is open culture system where nutrients are
continuously added to fermenter and product is continuously removed at same
rate.

• Solid state fermentation: the fermentation medium is in the solid state , here the
micro-organisms are grown on solid substratum in the absence or near absence of
free water.
STUDY OF MEDIUM
Fermentation medium:
• Medium with nutritional and hormonal requirements of cells in optimum
concentration.

• Small modifications in the medium could change cell line stability, product quality,
and yield. 

Composition of media: 

=>Carbon source-dextrin, glucose, starch etc

=>Nitrogen source-yeast extract, soybean meal, cotton seed meal etc.

=>Inorganic salts-ammonium salts, ammonium nitrate etc.

=>Vegetable/Animal fat-soybean oil, linseed oil etc.

=>Growth regulators - Vitamin B12

=>Trace elements-zinc, copper etc.

=>Buffers-to maintain pH eg calcium carbonate etc

=>Oxygen etc
Inoculum:
• It is the pure bacterial cell culture that is introduced to the medium .

• The cell then grows in the medium , conducting metabolism.
Fermenter:
• A Fermenter is a device that accomplishes the fermentation process by the help of
certain microorganisms, and thus it also refers as “Biofermenter or Bioreactor“. it
is equipped with all the elements that are necessary to carry out the commercial
production of substances like antibiotics, enzymes, beverages etc. in many
industries.
EQUIPMENTS
BASIC DESIGN OF FERMENTER
EQUIPMENTS
VARIOUS COMPONENTS OF AN IDEAL FERMENTER WITH THEIR PURPOSES
EQUIPMENTS
Specific parts of fermenters are:

1-Body: It is important to select the material that can with stand repeated steam
sterilisetion cycles .

e.g. Glass : advantages-

• gives smooth surface

• Non toxic

• Corrosion proof

• Easy to examine the interior part of vessel during fermentation process.

• Steel: As per AISI(American Iron and Steel Institute) -Steel alloys are those
counting less than 4% chromium while Stainless steel are those contacting more
than 4% chromium.

• Fro making of fermenter body mostly stainless steels are preferred 

• Steel coated with glass/phenolic epoxy can also be used.

2- Seal: to seal top plate and vessel to prevent air leakage.

Types are : 

• Gasket seal- can be used to seal glass and metal

• Lip seal- for joining of glass to metal

• O-ring seal-for joining of metal to metal or glass to metal.
EQUIPMENTS
3-Agitator: (Impellers)

The agitator is required for mixing of bulk fluid , gas phase mixing , air dispersion,
oxygen transfer etc to maintain uniform environment.

Types of agitator are as follows:
a)

b)

c)

d)
EQUIPMENTS
4-Baffles: There are normally 4 baffles incorporated into of vessel of fermenter of all
sized to prevent vortex (swril effect) or to improve proper aeration efficiency.

Baffles are metal strips which are radially attached to the fermenter wall.
Four baffles in the fermentation vessel
5-Spargers: The air introducing device in the fermenter is the Spargers. The different
types of sparers are:

• Orifice spargers

• Porous spargers

• Nozzle spargers
Sparger giving out air forming bubbles in the liquid Sparger device
TYPES OF FERMENTER
Types
of fermenter
Stirred tank
Bioreactor
Packed bed
Bioreactor
Fluidised bed
Bioreactor
Continuous Stirred tank bioreactor: In the CSTR, with one or extra agitator, fermentation broth is continuously
stirred and the composition is identical and homogeneous to that for outgoing flow into the reactor.Application of the
CSTR is constant flow of the gas throughout the liquid that normally contains a diluted solution of basic nutrients for
the organism to develop and survive on.
Airlift bioreactor: Airlift fermenter is also recognised as tower reactor. An airlift fermenter vessel is cylindrical in
shape in which air is presented at the bottom of receptacle which arises through the column to the medium. It
capable of using for free or together with immobilised cells that are suitable for bacteria, yeast, fungi and animal and
plant cells. These type of the fermenter does not have agitation system, but contents in the vessel is agitated with the
air introduced from the bottom.
Packed bed bioreactor: Packed bed bioreactor is well known as fixed bed bioreactor. It is normally used in
wastewater engineering with biofilms attached.
Fluidised bed bioreactor: This type of reactor contains packed bed with small size particles which moves the
fluid. The minor particle size accelerates higher rate of oxygen transfer, mass transfer, higher mixing rates and
nutrients to the cells. FBB has many advantages over other type of reactor so in current years use of this type of
reactor has increased. Fluidized bed reactor are developed for the biological system has cells as biocatalyst that are
three phase system (liquid, solid and gas).
Bubble column
Bioreactor
Membrane
Bioreactor
Airlift
Bioreactor
STERILISATION METHODS
• Heat sterilisation is the most commonly used for sterilisation of media or vessels.

• Medium is sterilised at high heat and high pressure .

• Medium can be sterilised by Filtration, Radiation, chemical treatment or heat.
STERILISATION METHODS
• Heat: For sterilization, the type of heat, time of application and temperature required to
ensure destruction of all microorganisms must always be considered. Endospores of
bacteria are the most thermo-resistant of all cells so their destruction usually
guarantees sterility.

• Boiling: Boiling is done at >100˚C for 20-30 min. It kills everything except for some
endospores. To kill endospores and therefore perfectly sterilize the solution, very long
boiling is required. 

• Autoclaving: Autoclaving is the process of using steam under pressure in an autoclave
or pressure cooker. It involves heating at 121˚C for 15-20 min under 15 psi pressure
and can be used to sterilize almost anything. 

• Dry Heat (Hot Air Oven): The process involves heating at 160˚C for 2 hours or at 170˚C
for 1 hour. It is used for glassware, metal and objects that will not melt. 

• Sterilization in industry-scale fermenters (or bioreactors) is more complex. Steam is
used to sterilize fermentation media sterilisation is the most commonly used for
sterilisation of media or vessels.
AERATION PROCESS
• Aeration refers to the process of introducing air to increase oxygen concentration
into liquids.

• Aeration may performed by bubbling air through liquid , spraying the liquid or by
agitation of liquid.

• Sparger is a device which is installed into the vessel to introduce air into the the
fermentation mixture.

• The structural components of aeration are :the agitator and sparger .

• The majorities of fermentation processes are aerobic and, therefore, require the
provision of oxygen, Therefore, a microbial culture must be supplied with oxygen
during growth at a rate sufficient to satisfy the organism’s demand.

• The agitator (impeller)-The main aim of the agitator is to provide homogenous
environment all over the fermenter. It is also used for mixing of different phases,
oxygen and heat transport.
AERATION PROCESS
• The aeration system (sparger) -A sparger is a tool used for introducing air into the
fermentation medium. 

• Three basic types of sparger 

• 1. The porous sparger, 

• 2. The orifice sparger (a perforated pipe) and 

• 3. The nozzle sparger (an open or partially closed pipe). 

• Porous Sparger :The porous sparger is mainly used for laboratory scale. It is made
up of sintered glass, ceramics or metal. 

• Orifice Sparger :In small stirred fermenters the perforated pipes were arranged below
the impeller in the form of crosses or rings (ring sparger). 

• Nozzle Sparger :Most modern mechanically stirred fermenter designs from
laboratory to industrial scale have a single open or partially closed pipe as a sparger
to provide the stream of air bubbles.
STIRRING PROCESS
• Mixing is an essential part of fermentation processes.

• 

• There are two sources of fluid-mixing energy in a fermentation process; mixing
impellers provide circulation of fluids through the tank, and the expansion and
velocity of air passing through a fermentor imparts fluid motion.

• The major steps in fermentation ,includes the stirring or mixing as major process
like:

• —Gas-liquid steps- physical dispersion of air in tank or oxygen transfer from gas to
liquid 

• —Liquid-Solid steps-oxygen transferred from liquid to solid which effects the growth
of organism.

• —Blending steps-Blending of solids and liquids throughout entire vessel. And
homogenous mixing of oxygen throughout vessel.

• —Heat transfer.
LARGE SCALE PRODUCTION FERMENTER DESIGN AND ITS VARIOUS CONTROLS
An Industrial Aerobic Fermenter
LARGE SCALE PRODUCTION FERMENTER DESIGN AND ITS VARIOUS CONTROLS
Controlling Devices for Environmental Factor:
• In any microbial fermentation, it is necessary not only to measure growth and
product formation but also to control the process by altering environmental
parameters as the process proceeds.

• For this purpose, various devices are used in a fermentor. Environmental factors that
are frequently controlled includes temperature, oxygen concentration, pH, cells
mass, levels of key nutrients, and product concentration.

Hazard assessment systems
• A  hazard assessment  is the  process  used to identify,  assess, and control
workplace hazards and the risks to worker health and safety.

• As per the system the process organisms have been allocated to a specific hazard
group, so that specific steps can be taken to control the harmful effect to those
organisms.

• E.g- the hazard group organisms used on large scale , require to follow the
guidelines of GILSP(Good Industrial Large Scale Practice), so that the processes in
this category should be done aseptically to avoid any harm.
LARGE SCALE PRODUCTION FERMENTER DESIGN AND ITS VARIOUS CONTROLS
Use of Computer in the controlling process of fermentation: 

• Computer technology has produced a remarkable impact in fermentation work in
recent years and the computers are used to model fermentation processes in
industrial fermentors. 

• Integration of computers into fermentation systems is based on the computers
capacity for process monitoring, data acquisition, data storage, and error-detection.
THANK YOU
PRESENTED BY: SHYAM BASS
LOVELY SCHOOL OF PHARMACEUTICAL SCIENCES
B.SC BIOTECHNOLOGY (HONS) , B.PHARMA

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UNIT 6 Fermentation technology, Fermenters, Study of Media, types of fermentation, Methods of Fermentation (6th Sem B.Pharma Pharmaceutical Biotechnology)

  • 1. BIOTECHNOLOGY Unit VI Fermentation technology and biotechnological products : • Fermentation methods and general requirements • Study of media • Equipments • Sterilisation methods • Aeration process • Stirring • large scale production fermenter design and its various controls PRESENTED BY: SHYAM BASS LOVELY SCHOOL OF PHARMACEUTICAL SCIENCES B.SC BIOTECHNOLOGY (HONS) , B.PHARMA
  • 2. INTRODUCTION • The science of Fermentation is called ZYMOLOGY. • Fermentation means any process that converts larger molecules into smaller and simpler molecules using micro-organisms I.e. it is a metabolic anaerobic process that converts Sugars(larger molecules) to acids , gases , alcohol or any metabolic by-product. • Thus in biotechnology Fermentation is a process sin which micro-organisms are grown in large quantiles by providing them favourable conditions which converts Organic complex substances to simpler compounds. • Fermentation also occur in oxygen starved muscle cells , as in case of Lactic acid Fermentation. Production of Fermented Foods by Bacteria and Yeast (Saccharomyces)
  • 3. OBJECTIVES OF FERMENTATION PROCESS The major objectives of fermentation are: • To produce large amount of microbial cells or Biomass (Large microbial colonies). • To produce microbial enzymes(e.g- proteases ,invertase etc). • To produce microbial metabolites (e.g-microbial metabolite of Glucose are Lactic acid , Ethanol etc. • To produce recombinant products(e.g- productions of several vaccines). Objectives of fermentation process
  • 4. BASIC STEPS OF FERMENTATION PROCESS AND GENERAL REQUIREMENTS The basic steps for fermentation process are: 1. Formulation of fermentation media: it is chemically a cell culture media which is a mixture of molecules used for cellular metabolism and growth. e.g. Carbon source, energy source, oxygen, nitrogen etc. 2. Sterilisation: sterilisation of fermentation media, Fermenters and other equipments. 3. Inoculum formation: production of an active , pure culture In sufficient quantity to inoculate into the production vessel. 4. Fermentation: growth of the micro-organism in the production fermenter under optimum conditions for formation of by-products. 5. Extraction and purification of the product. Figure shows the upstream fermentation process
  • 5. BASIC STEPS OF FERMENTATION PROCESS AND GENERAL REQUIREMENTS The general requirements for fermentation process are: 1. Fermentation medium 2. Inoculum 3. Fermenter 4. Sterilisation 5. Growth of organism 6. Extraction and purification
  • 6. METHODS OF FERMENTATION PROCESS Three Methods Of Fermentation process Batch Fermentation process Continuous Fermentation process Solid state Fermentation process • Batch fermentation: Batch culture is a closed culture system which contains limited amount of nutrients. • Continuous fermentation: it is open culture system where nutrients are continuously added to fermenter and product is continuously removed at same rate. • Solid state fermentation: the fermentation medium is in the solid state , here the micro-organisms are grown on solid substratum in the absence or near absence of free water.
  • 7. STUDY OF MEDIUM Fermentation medium: • Medium with nutritional and hormonal requirements of cells in optimum concentration. • Small modifications in the medium could change cell line stability, product quality, and yield. Composition of media: =>Carbon source-dextrin, glucose, starch etc =>Nitrogen source-yeast extract, soybean meal, cotton seed meal etc. =>Inorganic salts-ammonium salts, ammonium nitrate etc. =>Vegetable/Animal fat-soybean oil, linseed oil etc. =>Growth regulators - Vitamin B12 =>Trace elements-zinc, copper etc. =>Buffers-to maintain pH eg calcium carbonate etc =>Oxygen etc Inoculum: • It is the pure bacterial cell culture that is introduced to the medium . • The cell then grows in the medium , conducting metabolism.
  • 8. Fermenter: • A Fermenter is a device that accomplishes the fermentation process by the help of certain microorganisms, and thus it also refers as “Biofermenter or Bioreactor“. it is equipped with all the elements that are necessary to carry out the commercial production of substances like antibiotics, enzymes, beverages etc. in many industries. EQUIPMENTS BASIC DESIGN OF FERMENTER
  • 9. EQUIPMENTS VARIOUS COMPONENTS OF AN IDEAL FERMENTER WITH THEIR PURPOSES
  • 10. EQUIPMENTS Specific parts of fermenters are: 1-Body: It is important to select the material that can with stand repeated steam sterilisetion cycles . e.g. Glass : advantages- • gives smooth surface • Non toxic • Corrosion proof • Easy to examine the interior part of vessel during fermentation process. • Steel: As per AISI(American Iron and Steel Institute) -Steel alloys are those counting less than 4% chromium while Stainless steel are those contacting more than 4% chromium. • Fro making of fermenter body mostly stainless steels are preferred • Steel coated with glass/phenolic epoxy can also be used. 2- Seal: to seal top plate and vessel to prevent air leakage. Types are : • Gasket seal- can be used to seal glass and metal • Lip seal- for joining of glass to metal • O-ring seal-for joining of metal to metal or glass to metal.
  • 11. EQUIPMENTS 3-Agitator: (Impellers) The agitator is required for mixing of bulk fluid , gas phase mixing , air dispersion, oxygen transfer etc to maintain uniform environment. Types of agitator are as follows: a) b) c) d)
  • 12. EQUIPMENTS 4-Baffles: There are normally 4 baffles incorporated into of vessel of fermenter of all sized to prevent vortex (swril effect) or to improve proper aeration efficiency. Baffles are metal strips which are radially attached to the fermenter wall. Four baffles in the fermentation vessel 5-Spargers: The air introducing device in the fermenter is the Spargers. The different types of sparers are: • Orifice spargers • Porous spargers • Nozzle spargers Sparger giving out air forming bubbles in the liquid Sparger device
  • 13. TYPES OF FERMENTER Types of fermenter Stirred tank Bioreactor Packed bed Bioreactor Fluidised bed Bioreactor Continuous Stirred tank bioreactor: In the CSTR, with one or extra agitator, fermentation broth is continuously stirred and the composition is identical and homogeneous to that for outgoing flow into the reactor.Application of the CSTR is constant flow of the gas throughout the liquid that normally contains a diluted solution of basic nutrients for the organism to develop and survive on. Airlift bioreactor: Airlift fermenter is also recognised as tower reactor. An airlift fermenter vessel is cylindrical in shape in which air is presented at the bottom of receptacle which arises through the column to the medium. It capable of using for free or together with immobilised cells that are suitable for bacteria, yeast, fungi and animal and plant cells. These type of the fermenter does not have agitation system, but contents in the vessel is agitated with the air introduced from the bottom. Packed bed bioreactor: Packed bed bioreactor is well known as fixed bed bioreactor. It is normally used in wastewater engineering with biofilms attached. Fluidised bed bioreactor: This type of reactor contains packed bed with small size particles which moves the fluid. The minor particle size accelerates higher rate of oxygen transfer, mass transfer, higher mixing rates and nutrients to the cells. FBB has many advantages over other type of reactor so in current years use of this type of reactor has increased. Fluidized bed reactor are developed for the biological system has cells as biocatalyst that are three phase system (liquid, solid and gas). Bubble column Bioreactor Membrane Bioreactor Airlift Bioreactor
  • 14. STERILISATION METHODS • Heat sterilisation is the most commonly used for sterilisation of media or vessels. • Medium is sterilised at high heat and high pressure . • Medium can be sterilised by Filtration, Radiation, chemical treatment or heat.
  • 15. STERILISATION METHODS • Heat: For sterilization, the type of heat, time of application and temperature required to ensure destruction of all microorganisms must always be considered. Endospores of bacteria are the most thermo-resistant of all cells so their destruction usually guarantees sterility. • Boiling: Boiling is done at >100˚C for 20-30 min. It kills everything except for some endospores. To kill endospores and therefore perfectly sterilize the solution, very long boiling is required. • Autoclaving: Autoclaving is the process of using steam under pressure in an autoclave or pressure cooker. It involves heating at 121˚C for 15-20 min under 15 psi pressure and can be used to sterilize almost anything. • Dry Heat (Hot Air Oven): The process involves heating at 160˚C for 2 hours or at 170˚C for 1 hour. It is used for glassware, metal and objects that will not melt. • Sterilization in industry-scale fermenters (or bioreactors) is more complex. Steam is used to sterilize fermentation media sterilisation is the most commonly used for sterilisation of media or vessels.
  • 16. AERATION PROCESS • Aeration refers to the process of introducing air to increase oxygen concentration into liquids. • Aeration may performed by bubbling air through liquid , spraying the liquid or by agitation of liquid. • Sparger is a device which is installed into the vessel to introduce air into the the fermentation mixture. • The structural components of aeration are :the agitator and sparger . • The majorities of fermentation processes are aerobic and, therefore, require the provision of oxygen, Therefore, a microbial culture must be supplied with oxygen during growth at a rate sufficient to satisfy the organism’s demand. • The agitator (impeller)-The main aim of the agitator is to provide homogenous environment all over the fermenter. It is also used for mixing of different phases, oxygen and heat transport.
  • 17. AERATION PROCESS • The aeration system (sparger) -A sparger is a tool used for introducing air into the fermentation medium. • Three basic types of sparger • 1. The porous sparger, • 2. The orifice sparger (a perforated pipe) and • 3. The nozzle sparger (an open or partially closed pipe). • Porous Sparger :The porous sparger is mainly used for laboratory scale. It is made up of sintered glass, ceramics or metal. • Orifice Sparger :In small stirred fermenters the perforated pipes were arranged below the impeller in the form of crosses or rings (ring sparger). • Nozzle Sparger :Most modern mechanically stirred fermenter designs from laboratory to industrial scale have a single open or partially closed pipe as a sparger to provide the stream of air bubbles.
  • 18. STIRRING PROCESS • Mixing is an essential part of fermentation processes. • • There are two sources of fluid-mixing energy in a fermentation process; mixing impellers provide circulation of fluids through the tank, and the expansion and velocity of air passing through a fermentor imparts fluid motion. • The major steps in fermentation ,includes the stirring or mixing as major process like: • —Gas-liquid steps- physical dispersion of air in tank or oxygen transfer from gas to liquid • —Liquid-Solid steps-oxygen transferred from liquid to solid which effects the growth of organism. • —Blending steps-Blending of solids and liquids throughout entire vessel. And homogenous mixing of oxygen throughout vessel. • —Heat transfer.
  • 19. LARGE SCALE PRODUCTION FERMENTER DESIGN AND ITS VARIOUS CONTROLS An Industrial Aerobic Fermenter
  • 20. LARGE SCALE PRODUCTION FERMENTER DESIGN AND ITS VARIOUS CONTROLS Controlling Devices for Environmental Factor: • In any microbial fermentation, it is necessary not only to measure growth and product formation but also to control the process by altering environmental parameters as the process proceeds. • For this purpose, various devices are used in a fermentor. Environmental factors that are frequently controlled includes temperature, oxygen concentration, pH, cells mass, levels of key nutrients, and product concentration. Hazard assessment systems • A  hazard assessment  is the  process  used to identify,  assess, and control workplace hazards and the risks to worker health and safety. • As per the system the process organisms have been allocated to a specific hazard group, so that specific steps can be taken to control the harmful effect to those organisms. • E.g- the hazard group organisms used on large scale , require to follow the guidelines of GILSP(Good Industrial Large Scale Practice), so that the processes in this category should be done aseptically to avoid any harm.
  • 21. LARGE SCALE PRODUCTION FERMENTER DESIGN AND ITS VARIOUS CONTROLS Use of Computer in the controlling process of fermentation: • Computer technology has produced a remarkable impact in fermentation work in recent years and the computers are used to model fermentation processes in industrial fermentors. • Integration of computers into fermentation systems is based on the computers capacity for process monitoring, data acquisition, data storage, and error-detection.
  • 22. THANK YOU PRESENTED BY: SHYAM BASS LOVELY SCHOOL OF PHARMACEUTICAL SCIENCES B.SC BIOTECHNOLOGY (HONS) , B.PHARMA