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FEDERATED
ARCHITECTURE
What is Federated Architecture
Federated architecture (FA) is a pattern in enterprise architecture that allows interoperability and information
sharing between semi‐autonomous de‐centrally organized entities, information technology systems and
applications.
The purpose of using the Federated Architectural pattern in NDHB is essential for enhancing the security and
privacy of the personal and sensitive information of the citizens while ensuring interoperability and technological
flexibility and independence.
Ideally suited to the conditions prevalent in a federal set up like India and includes both public and private health
facilities and institutions.
Principles of Federated Architecture
All digital health data and applications are held at 3 levels – National, State and Facility levels, in a decentralized
manner.
Patient data is held at the Point of Care or at the closest possible physical location.
Citizen shall be in full control of the ‘processing of health data’ relating to him/ her.
Systems of Record (SoR) shall hold the primary data and all other IT systems, applications or entities will have access
to it only through links, subject to the applicable permissions and consent.
Large facilities and government health departments shall be data fiduciaries. Small facilities which do not have the
capacity/ infrastructure can take the services of licensed health data repositories, who will perform the role of data
processors.
The data fiduciary managing the data and the data processor holding and processing the same shall be responsible
for the data protection obligations and compliances under the applicable laws.
Proposed Federated Architecture in NDHB
Federated Architecture in NDHB
Anonymization and Consent Management are best done at the point of care.
All the building blocks relating to data at all levels are marked as “SOR”, to indicate that they are the ‘System of
Record’.
Each health data type (including master and transaction data) is maintained at one level only, to ensure uniqueness
and consistency.
EMR maintained at facility level and EHR as longitudinal record of patient across facilities is maintained as collection
of links to the primary data (EMRs)
The systems for allocation and management of UHID are maintained centrally at the national level. (Central
registries)
Health records relating to individuals (EMR/EHR) are not kept or maintained at the national level.
A repository of standards, APIs, metadata and data dictionaries is maintained at the national level. All entities
(especially the architects, system analysts and developers) may source (download) their requirements from this
repository.
Building Blocks -NDHB
Building Blocks – NDHB – Infrastructure Layer 1
Health‐Cloud (H‐Cloud)
The Health‐Cloud builds on the MeitY initiative of Government Community Cloud (GCC) with stronger security and
privacy policies and infrastructure. Key data hub management services of the Blueprint must be deployed on the
H‐Cloud.
Secure Health Networks
Blueprint should be built to work on public networks by default. Wherever access to sensitive or aggregated data is
involved, secure connectivity may be used. For specific applications like Tele‐health, Tele‐radiology that require
strong data links to systems like PACS low latency, high bandwidth network systems may be specially designed.
Security and Privacy Operations Centre (SOC)
All events on the Health‐Cloud and the Health Network need to be under 24x7 security surveillance ensuring every
data byte is highly secure through a SOC.
The SOC will monitor all access to private data, review consent artefacts, audit services for privacy compliance
The government community cloud infrastructure, as defined by MeitY, should be adopted for hosting of data
building blocks in Level 1 (National) and Level 2 (State).
Hybrid cloud for all other levels.
Building Blocks – NDHB – Data Hubs Layer 2
Data Hubs provide the fundamental building blocks that manage the key entities and standardized master data
required for any health ecosystem transaction.
Health Data dictionary and Registeries
Facility, Provider ,Person,Payor ,Health Worker Registries, Master Data (MDDS Code directories and value sets)
Unique Health Identifier (UHID)
In order to issue the UHID, the system must collect certain basic details including demographic and location,
family/relationship, and contact details.
Ability to update contact information easily is the key.
The relevant FHIR specifications for recording personal details must be followed.
Electronic Health Records (EHR)
A federated system with multiple market players working on a national interoperable standard for sharing of health
data is preferred.
Health care providers are expected to identify the individual (through UHID) and insert a medical record into the
person’s EHR after providing care.
The content in the EHR will need to allow for change, from basic content with very little metadata to a strongly
structured content that meets the standards ( - eObjects)
National Interoperability framework to exchange patient aggregated records with a patient authorized explicit
consent.
Building Blocks – NDHB – Technology Layer 3
Health DigiLocker (PHR)
•Standards‐based interoperability specification to enable creation of EHR ecosystem.
•When a medical record needs to be issued, only a reference link is shared with the locker ecosystem
•Small clinics / hospitals are expected to subscribe to the authorized repository providers who can integrate with the
Health Locker to be able to participate in this ecosystem.
•The health lockers enable creation of a longitudinal health record from the various links it stores and provide the
EHR to the providers who need the same.
The Health Locker system should enable processing the requests for correction of health data and also for the citizen to
exercise his/her ‘right to be forgotten’ – Consent Revocation
Health Information Exchange
•Data exchange by open API and other data exchange mechanisms.
•Responsible for authentication and authorization of all data exchange requests and if authorized, routing the requests
to the providing applications.
•Cross channel capabilities and seamless user experience.
Health Analytics
Analytics data can be aggregated using either a subscription model or a push model where the data is sent mandatorily
to one or more government‐controlled analytics systems.
GIS Visualization
to answer queries such as finding the nearest hospital with a required specialty? Or plotting of disease incidence in a
geographic area etc.
Building Blocks – NDHB – Technology Layer 3
Anonymizer
•Anonymizer (Irreversible) and Deidentification (Reversible)
•Anonymizer shall have all the capabilities required, namely, Anonymization, De‐identification and reidentification
•including encryption and decryption as needed.
•The Anonymizer takes data from the Health Locker and/or other health data sets, removes all personally identifiable
information to protect privacy and provides the anonymized data to the seeker.
• Tools available should anonymize both structured and un‐structured data.
• Anonymizer systems shall allow the Government or authorized agencies to access the health records of
•the citizens in critical cases like monitoring of notified diseases etc.
Consent Manager
•Consent shall be obtained at the primary source of its capture and retention, mostly at the facility level, before
collection of data and before its processing and /or sharing.
•Explicit Consent model
•Patient can revoke consent
•Consent manager as service
Building Blocks – NDHB – Application & Access Delivery
Building Block Layer 3 and 4
Application Block
The three layers described earlier are expected to provide open APIs that can be used by a wide variety of applications
across the health sector – both by public and private providers.
Telemedicine to be given priority given the low patient doctor ratio in the country.
Access and Delivery
• Call centers – offering telephonic support related to health services to all citizens
• India Health Portal – multilingual portal offering health digital services (on a common platform).
•Social Media Apps – for emergency management, community based services etc.
•IVR services
Unified Health Communication Center
•The UHCC consists of a response team and also has the ability to constantly monitor disease surveillance and outbreak
response.
•The UHCC shall be consuming information from all other components (internal as well as external), will run
analytics on that information and generate alerts and visualizations as required. It shall also deploy artificial intelligence
and machine learning technologies.
THANKS!
Dr Pankaj Gupta
Head – ACCESS Health Digital
digital.health@accessh.org
Twitter: @pankajguptadr, @accesshdigital
LinkedIn: drpankajgupta, accesshdigital

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Federated architecture

  • 2. What is Federated Architecture Federated architecture (FA) is a pattern in enterprise architecture that allows interoperability and information sharing between semi‐autonomous de‐centrally organized entities, information technology systems and applications. The purpose of using the Federated Architectural pattern in NDHB is essential for enhancing the security and privacy of the personal and sensitive information of the citizens while ensuring interoperability and technological flexibility and independence. Ideally suited to the conditions prevalent in a federal set up like India and includes both public and private health facilities and institutions.
  • 3. Principles of Federated Architecture All digital health data and applications are held at 3 levels – National, State and Facility levels, in a decentralized manner. Patient data is held at the Point of Care or at the closest possible physical location. Citizen shall be in full control of the ‘processing of health data’ relating to him/ her. Systems of Record (SoR) shall hold the primary data and all other IT systems, applications or entities will have access to it only through links, subject to the applicable permissions and consent. Large facilities and government health departments shall be data fiduciaries. Small facilities which do not have the capacity/ infrastructure can take the services of licensed health data repositories, who will perform the role of data processors. The data fiduciary managing the data and the data processor holding and processing the same shall be responsible for the data protection obligations and compliances under the applicable laws.
  • 5. Federated Architecture in NDHB Anonymization and Consent Management are best done at the point of care. All the building blocks relating to data at all levels are marked as “SOR”, to indicate that they are the ‘System of Record’. Each health data type (including master and transaction data) is maintained at one level only, to ensure uniqueness and consistency. EMR maintained at facility level and EHR as longitudinal record of patient across facilities is maintained as collection of links to the primary data (EMRs) The systems for allocation and management of UHID are maintained centrally at the national level. (Central registries) Health records relating to individuals (EMR/EHR) are not kept or maintained at the national level. A repository of standards, APIs, metadata and data dictionaries is maintained at the national level. All entities (especially the architects, system analysts and developers) may source (download) their requirements from this repository.
  • 7. Building Blocks – NDHB – Infrastructure Layer 1 Health‐Cloud (H‐Cloud) The Health‐Cloud builds on the MeitY initiative of Government Community Cloud (GCC) with stronger security and privacy policies and infrastructure. Key data hub management services of the Blueprint must be deployed on the H‐Cloud. Secure Health Networks Blueprint should be built to work on public networks by default. Wherever access to sensitive or aggregated data is involved, secure connectivity may be used. For specific applications like Tele‐health, Tele‐radiology that require strong data links to systems like PACS low latency, high bandwidth network systems may be specially designed. Security and Privacy Operations Centre (SOC) All events on the Health‐Cloud and the Health Network need to be under 24x7 security surveillance ensuring every data byte is highly secure through a SOC. The SOC will monitor all access to private data, review consent artefacts, audit services for privacy compliance The government community cloud infrastructure, as defined by MeitY, should be adopted for hosting of data building blocks in Level 1 (National) and Level 2 (State). Hybrid cloud for all other levels.
  • 8. Building Blocks – NDHB – Data Hubs Layer 2 Data Hubs provide the fundamental building blocks that manage the key entities and standardized master data required for any health ecosystem transaction. Health Data dictionary and Registeries Facility, Provider ,Person,Payor ,Health Worker Registries, Master Data (MDDS Code directories and value sets) Unique Health Identifier (UHID) In order to issue the UHID, the system must collect certain basic details including demographic and location, family/relationship, and contact details. Ability to update contact information easily is the key. The relevant FHIR specifications for recording personal details must be followed. Electronic Health Records (EHR) A federated system with multiple market players working on a national interoperable standard for sharing of health data is preferred. Health care providers are expected to identify the individual (through UHID) and insert a medical record into the person’s EHR after providing care. The content in the EHR will need to allow for change, from basic content with very little metadata to a strongly structured content that meets the standards ( - eObjects) National Interoperability framework to exchange patient aggregated records with a patient authorized explicit consent.
  • 9. Building Blocks – NDHB – Technology Layer 3 Health DigiLocker (PHR) •Standards‐based interoperability specification to enable creation of EHR ecosystem. •When a medical record needs to be issued, only a reference link is shared with the locker ecosystem •Small clinics / hospitals are expected to subscribe to the authorized repository providers who can integrate with the Health Locker to be able to participate in this ecosystem. •The health lockers enable creation of a longitudinal health record from the various links it stores and provide the EHR to the providers who need the same. The Health Locker system should enable processing the requests for correction of health data and also for the citizen to exercise his/her ‘right to be forgotten’ – Consent Revocation Health Information Exchange •Data exchange by open API and other data exchange mechanisms. •Responsible for authentication and authorization of all data exchange requests and if authorized, routing the requests to the providing applications. •Cross channel capabilities and seamless user experience. Health Analytics Analytics data can be aggregated using either a subscription model or a push model where the data is sent mandatorily to one or more government‐controlled analytics systems. GIS Visualization to answer queries such as finding the nearest hospital with a required specialty? Or plotting of disease incidence in a geographic area etc.
  • 10. Building Blocks – NDHB – Technology Layer 3 Anonymizer •Anonymizer (Irreversible) and Deidentification (Reversible) •Anonymizer shall have all the capabilities required, namely, Anonymization, De‐identification and reidentification •including encryption and decryption as needed. •The Anonymizer takes data from the Health Locker and/or other health data sets, removes all personally identifiable information to protect privacy and provides the anonymized data to the seeker. • Tools available should anonymize both structured and un‐structured data. • Anonymizer systems shall allow the Government or authorized agencies to access the health records of •the citizens in critical cases like monitoring of notified diseases etc. Consent Manager •Consent shall be obtained at the primary source of its capture and retention, mostly at the facility level, before collection of data and before its processing and /or sharing. •Explicit Consent model •Patient can revoke consent •Consent manager as service
  • 11. Building Blocks – NDHB – Application & Access Delivery Building Block Layer 3 and 4 Application Block The three layers described earlier are expected to provide open APIs that can be used by a wide variety of applications across the health sector – both by public and private providers. Telemedicine to be given priority given the low patient doctor ratio in the country. Access and Delivery • Call centers – offering telephonic support related to health services to all citizens • India Health Portal – multilingual portal offering health digital services (on a common platform). •Social Media Apps – for emergency management, community based services etc. •IVR services Unified Health Communication Center •The UHCC consists of a response team and also has the ability to constantly monitor disease surveillance and outbreak response. •The UHCC shall be consuming information from all other components (internal as well as external), will run analytics on that information and generate alerts and visualizations as required. It shall also deploy artificial intelligence and machine learning technologies.
  • 12. THANKS! Dr Pankaj Gupta Head – ACCESS Health Digital digital.health@accessh.org Twitter: @pankajguptadr, @accesshdigital LinkedIn: drpankajgupta, accesshdigital