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FACE RECOGNITION USING PRINCIPAL
COMPONENT ANALYSIS WITH MEDIAN
FOR NORMALIZATION ON A
HETEROGENEOUS DATA SET
G. Shree Devi1, M. Munir Ahamed Rabbani2, A. Jaya3
Department of Computer Applications,
B.S Abdur Rahman University, Tamil Nadu, India
1

shreedevi@bsauniv.ac.in
2
marabbani@gmail.com
3
jaya@bsauniv.ac.in

ABSTRACT
Recognizing Faces helps to name the various subjects present in the image. This work focuses
on labeling faces on an image which includes faces of humans being of various age group
(heterogeneous set ). Principal component analysis concentrates on finds the mean of the data
set and subtracts the mean value from the data set with an intention to normalize that data.
Normalization with respect to image is the removal of common features from the data set. This
work brings in the novel idea of deploying the median another measure of central tendency for
normalization rather than mean. The above work was implemented using matlab. Results show
that Median is the best measure for normalization for a heterogeneous data set which gives
raise to outliers.

KEYWORDS
Normalization, median, outliers, heterogeneous.

1. INTRODUCTION
1.1. Face recognition
Face recognition is the major biometric measure which has wide range of applications. The
various categories of applications include Face ID, Access Controls, Security, Surveillance, Law
Enforcement and Human Computer Interactions and so on[7]. Automatic face recognition is
existing today, but requires more refinement to meet the existing and growing challenges in the
Information era. For example when recognizing faces in an airport or any entry restricted areas,
subjects using the system could be from different age groups, different nation and we could even
consider animals like cat or dog. So, this paper concentrates on considering the images taken in
an unconstrained real time environment where the subjects could be a baby, old man, young man,
Natarajan Meghanathan et al. (Eds) : ITCSE, ICDIP, ICAIT - 2013
pp. 147–153, 2013. © CS & IT-CSCP 2013

DOI : 10.5121/csit.2013.3915
148

Computer Science & Information Technology (CS & IT)

middle aged man or human from different parts(heterogeneous data set) of the world whose face
carry few common details compared to human from the same nation(homogeneous data set).
Figure 1.1 shows few subjects which are considered for face recognition.

Figure 1.1 Heterogeneous data set

1.2. Principal Component Analysis(PCA):
The Eigenfaces method is a very proven method which was introduced by Turk and Pentland
1991. Eigen faces method is based on Principal Component Analysis technique for data
reduction and feature extraction
extraction[8]. Principal component analysis (PCA) is probably the most
popular multivariate statistical technique and it is used by almost all scientific disciplines
disciplines[11]. Its
goal is to extract the important information from the image and to express this information as a
information
set of new orthogonal variables called principal components . It can be used for feature
components[8].
extraction, compression, classification, and dimension reduction et cetera. The aim of this paper
fication,
is to introduce a modification is the Principal component analysis technique which is vital in the
duce
Principal
normalization of the input data set and leads to a construction of well defined eigenfaces which is
subsequently used for Face recognition in a heterogeneous data set[9].
The remaining paper is organized as follows: Related work is discussed in Section 2 and
Proposed method in Section 3. Experimental results are shown in Section 4 and Conclusion is
C
given in Section 5.

2. RELATED WORK
Principal Component analysis PCA has been widely investigated and has become one of the
most successful approaches in face recognition[5]. Principal component analysis (PCA), also
known as Karhunen-Loeve expansion or Hotelling Transformation, is a classical feature
Loeve
extraction and data representation technique widely used in the areas of pattern recognition and
on
computer vision[6]. Principal Component Analysis (PCA) is one of the most successful
techniques that have been used in image recognition and compression.
The paper titled Face recognition using PCA, eigenface and ANN (Artificial Neural Networks)
has shown 97.018% of accuracy on Olivetti and Oracle Research Laboratory (ORL) face
database [1]. In A Discriminative Model for Age Invariant Face Recognition by Zhifeng Li et al,
by
Computer Science & Information Technology (CS & IT)

149

PCA is performed on the training set, after extracting the SIFT (Scale in variant feature
transformation ) or MLBP (Multi - Scale local binary patterns ) and all the eigenvectors with nonzero eigenvalues are used as the candidates for constructing random PCA subspaces [2]. In the
paper Face recognition using Pca, Lda and Ica approaches on colored images, experimental
results have shown that PCA out performs LDA( Linear Discriminant Analysis and
ICA(Independent Component Analysis)[3]. In Combined face and gait recognition using alpha
matte preprocessing principal component analysis (PCA) followed by multiple discriminant
analysis (MDA) to reduce the size of the feature vector. A combination of PCA and MDA,
results in the best recognition performance[4]. Using principal-component analysis (PCA), many
face recognition techniques have been developed: namely eigenfaces [Turk and Pentland 1991],
which use a nearest- neighbor classifier and feature-line-based methods, which replace the pointto-point distance with the distance between a point and the feature line linking two stored sample
points [Li and Lu 1999] are developed and deployed.

3. PROPOSED METHOD
Input to the Face recognition system is set of faces. The data set considered comprises of faces
belonging to various regions in the globe and subjects of young age, babies and old aged people.
This heterogeneous data set is taken with an assumption that all the images considered are of the
same size 140X175. The figure 1.1 shows the sample images considered for recognition.
The original PCA algorithm subtract the mean value from each input data. Mean is a single
value which gives the central tendency of measure. Measures of central tendency are sometimes
called measures of central location. The mean, median and mode are all valid measures of central
tendency, but under different conditions, some measures of central tendency become more
appropriate to use than others. The mean is only representative if the distribution of the data is
symmetric, otherwise it may be heavily influenced by outlying (outliers) measurements. In such
conditions median is always best representative of the centre of the data. Mathematically the
median is preferred over the mean (or mode) when our data is skewed (i.e., the frequency
distribution for our data is skewed)[7] . The measure asymmetric of a distribution is called
skewness.
3.1 Steps in Principal Component Analysis using Median for Normalization:
1. The First step is to construct a training data set with M images of same size.
2. Convert the RGB image to a Gray Scale image.
3. Convert each face 2-Dimensional image data into a face vector of 1 Dimension by
concatenating each row to the 1st row in a chronological order.
The Figure 3.1 shows the intensity value of the pixels for the images considered where each row
represents face vector of one person in the data set.
150

Computer Science & Information Technology (CS & IT)

Figure 3.1- Face vectors representing the pixel intensity values.

4. Steps for Normalization
4.1 Construct a Matrix T with each row containing the face information of one person in the
data set.
4.2 Calculate the Median vector Md, for T column wise.
The following Screen Shot shows that the values are not symmetric and calculation of the
skewness. Skewness being the measure for the degree of asymmetry of a distribution is
calculated to determine whether mean or median is to be used The Screen shot reveal that
used.
Skewness value corresponding to the column considered is +ve (1.5132). Similarly the skewness
of each column is considered and show either a negative or positive value hence median is
considered over the mean.

5. Subtract the Median vector Md for the corresponding column with each column value. The
result obtained is normalized matrix N which is represented by Ø. Normalization in image is to
remove the common features from each face and each face is left with unique features.
Computer Science & Information Technology (CS & IT)

151

i.e., Ni = Ti- Md
6. Next proceed with the Calculation of the EigenVector and EigenValues, EigenValues are
obtained from the Covariance matrix C the normalized matrix Ni. The Covariance matrix C is
calculated using the formula
C= (Ni) (Ni)T
7. Now proceed with the calculation of the eigen values and the eigenvectors using [V,D] =
eig(C).
8. Select K < M eigen vectors corresponding to the greatest eigen values in the matrix D.This K
eigen vectors are used to reconstruct all the M faces in the Training set.
9. The eigenvectors are also called as eigen faces must be of the original dimensionality of the
face vectors. So map the eigen vector in lower dimensional space to the corresponding
eigenvector in the higher dimensional space.Suppose Ui, Vi are the eigen vector in higher
dimensional space and lower dimensional space then
Ui = A . Vi
10. Steps for reconstruction of the faces in the heterogeneous data set.
Final Data = Ui x Ni
Ni = (Final Data)T X Ui
Original data set = (Final Data)T X Ui+ Md
11. Recognition
For recognition express each image in the training set as a linear combination of the eigenfaces
plus the median image. When considering the linear combination of the eigenfaces calculate the
weight associated with each eigenface. The weight determine the proportion of contribution of
the specific eigenface towards the reconstruction of the original face. Once the weight vector for
all the images in the data set is determine, to recognize the unknown face, we have repeat the
step1 to step5 of the above specified algorithm. Then try the represent the unknown face as a
combination of the already constructed eigenfaces and determine the weight vector. If the weight
vector for the unknown face is one among the weight vector of the data set already considered
then we declare the face as a known face other vice versa.

4. EXPERIMENTAL RESULTS
Table 1 shows the heterogeneous images considered for appling pca using median for
normalization, The median image obtained and the reconstructed image are shown
152

Computer Science & Information Technology (CS & IT)
Table 1. Input images, median image and reconstructed image
.
Input Images

Median Image

Reconstructed
image from the
eigen faces

5. CONCLUSION
From the experimental results it is clear that face reconstruction with the eigenface after
eigenfaces
normalizing the data set using Median as a Central Measure is efficient on a Heterogeneous data
set. Recognition follows effectively as subsequent step after the reconstruction. Future work will
be to concentrate on methodology for determining the weight vector which is impact apply PCA
for Face recognition.

REFERENCES
[1]
[2]
[3]
[4]
[5]
[6]
[7]
[8]

Agrawal, H. ; Jain, N. ; Kumar. M. (2010) "Face Recognition using Principle Component Analysis,
Eigenface and Neural Network", International Conference on Signal Acquisition an Processing
and
published in IEEE Computer Society, pp 310 -314.
Zhifeng Li, Member, Unsang Park, Member, and Anil K. Jain, (2011) "A Discriminative Model for
Age Invariant Face Recognition", IEEE Transactions on information forensics and security, V 6,
Vol.
No. 3, September pp 1028 -1037.
1037.
Önsen TOYGAR1, Adnan ACAN2, (2003) " Face recognition using PCA, LDA and ICA approaches
on colored images" Journal of electrical & electronics engineering Vol. No. :: 3 : 1 pp (735
(735-743).
Hofmann, M.Schmidt, S.M., Rajagopalan, A.N. Rigoll. G (2012), "Combined face and gait
,
recognition using alpha matte preprocessing" , Proceedings 5th IAPR International Conference on
Biometrics (ICB).
A. Pentland, (2000), “Looking at People: Sensing for Ubiquitous and Wearable Computing,”, IEEE
Trans. Pattern Analysis and Machine Intelligence, Vol. 22, No. 1, pp. 107
107-119.
Jian Yang, David Zhang, Senior Member , Alejandro F. Frangi, and Jing yu Yang, (2004), "TwoJing-yu
"Two
Dimensional PCA: A New Approach to Appearance
Appearance-Based Face Representation and Recognition" ,
ace
Transactions on pattern analysis and machine intelligence, Vol. 26, No. 1, pp 131 –137.
137.
Handbook of Face Recognition edited by Stan Z. Li, Anil K. Jain.
Matthew Turk and Alex Pentland, (1991) " Eigen faces method", Journal of Cognitive NeuroScience
method",
Vol 3, No. 1 .
Computer Science & Information Technology (CS & IT)
[9]

153

Patrik Kamencay, Martina Zachariasova, Robert Hudec, Roman Jarina, Miroslav Benco, Jan Hlubik,
(2013) " A Novel Approach to Face Recognition using Image Segmentation Based on SPCA-KNN
Method", Radio Engineering Vol 22, No1.
[10] M A Rabbani and C. Chellappan, (2007) "A Different Approach to Appearance –based Statistical
Method for Face Recognition Using Median", IJCSNS International Journal of Computer Science
and Network Security Vol 7, No. 4, pp : 262-267
[11] A tutorial on Principal Components Analysis Lindsay I Smith February 26, 2002
www.cs.otago.ac.nz/cosc453/student_tutorials/principal_components.pdf.

AUTHORS
G. Shreedevi presents working as Assistant Professor(Sr.Grade) in the Department of
Computer Applications, B. S Abdur Rahman University. Pursuing Ph. D in Image
Processing under the able guidance of Dr. Munir Ahamed Rabbani.

Dr.M.Munir Ahamed Rabbani Professor Department of Computer Applications, B. S
Abdur Rahman . Completed his Ph. D in Area of Image Processing. Posses rich
International Experience in the Field of Teaching and Research.

Dr. Jaya Professor, Department of Computer Application, B. S. Abdur Rahman
University. Completed Ph. D in area of Artificial Intelligence.

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FACE RECOGNITION USING PRINCIPAL COMPONENT ANALYSIS WITH MEDIAN FOR NORMALIZATION ON A HETEROGENEOUS DATA SET

  • 1. FACE RECOGNITION USING PRINCIPAL COMPONENT ANALYSIS WITH MEDIAN FOR NORMALIZATION ON A HETEROGENEOUS DATA SET G. Shree Devi1, M. Munir Ahamed Rabbani2, A. Jaya3 Department of Computer Applications, B.S Abdur Rahman University, Tamil Nadu, India 1 shreedevi@bsauniv.ac.in 2 marabbani@gmail.com 3 jaya@bsauniv.ac.in ABSTRACT Recognizing Faces helps to name the various subjects present in the image. This work focuses on labeling faces on an image which includes faces of humans being of various age group (heterogeneous set ). Principal component analysis concentrates on finds the mean of the data set and subtracts the mean value from the data set with an intention to normalize that data. Normalization with respect to image is the removal of common features from the data set. This work brings in the novel idea of deploying the median another measure of central tendency for normalization rather than mean. The above work was implemented using matlab. Results show that Median is the best measure for normalization for a heterogeneous data set which gives raise to outliers. KEYWORDS Normalization, median, outliers, heterogeneous. 1. INTRODUCTION 1.1. Face recognition Face recognition is the major biometric measure which has wide range of applications. The various categories of applications include Face ID, Access Controls, Security, Surveillance, Law Enforcement and Human Computer Interactions and so on[7]. Automatic face recognition is existing today, but requires more refinement to meet the existing and growing challenges in the Information era. For example when recognizing faces in an airport or any entry restricted areas, subjects using the system could be from different age groups, different nation and we could even consider animals like cat or dog. So, this paper concentrates on considering the images taken in an unconstrained real time environment where the subjects could be a baby, old man, young man, Natarajan Meghanathan et al. (Eds) : ITCSE, ICDIP, ICAIT - 2013 pp. 147–153, 2013. © CS & IT-CSCP 2013 DOI : 10.5121/csit.2013.3915
  • 2. 148 Computer Science & Information Technology (CS & IT) middle aged man or human from different parts(heterogeneous data set) of the world whose face carry few common details compared to human from the same nation(homogeneous data set). Figure 1.1 shows few subjects which are considered for face recognition. Figure 1.1 Heterogeneous data set 1.2. Principal Component Analysis(PCA): The Eigenfaces method is a very proven method which was introduced by Turk and Pentland 1991. Eigen faces method is based on Principal Component Analysis technique for data reduction and feature extraction extraction[8]. Principal component analysis (PCA) is probably the most popular multivariate statistical technique and it is used by almost all scientific disciplines disciplines[11]. Its goal is to extract the important information from the image and to express this information as a information set of new orthogonal variables called principal components . It can be used for feature components[8]. extraction, compression, classification, and dimension reduction et cetera. The aim of this paper fication, is to introduce a modification is the Principal component analysis technique which is vital in the duce Principal normalization of the input data set and leads to a construction of well defined eigenfaces which is subsequently used for Face recognition in a heterogeneous data set[9]. The remaining paper is organized as follows: Related work is discussed in Section 2 and Proposed method in Section 3. Experimental results are shown in Section 4 and Conclusion is C given in Section 5. 2. RELATED WORK Principal Component analysis PCA has been widely investigated and has become one of the most successful approaches in face recognition[5]. Principal component analysis (PCA), also known as Karhunen-Loeve expansion or Hotelling Transformation, is a classical feature Loeve extraction and data representation technique widely used in the areas of pattern recognition and on computer vision[6]. Principal Component Analysis (PCA) is one of the most successful techniques that have been used in image recognition and compression. The paper titled Face recognition using PCA, eigenface and ANN (Artificial Neural Networks) has shown 97.018% of accuracy on Olivetti and Oracle Research Laboratory (ORL) face database [1]. In A Discriminative Model for Age Invariant Face Recognition by Zhifeng Li et al, by
  • 3. Computer Science & Information Technology (CS & IT) 149 PCA is performed on the training set, after extracting the SIFT (Scale in variant feature transformation ) or MLBP (Multi - Scale local binary patterns ) and all the eigenvectors with nonzero eigenvalues are used as the candidates for constructing random PCA subspaces [2]. In the paper Face recognition using Pca, Lda and Ica approaches on colored images, experimental results have shown that PCA out performs LDA( Linear Discriminant Analysis and ICA(Independent Component Analysis)[3]. In Combined face and gait recognition using alpha matte preprocessing principal component analysis (PCA) followed by multiple discriminant analysis (MDA) to reduce the size of the feature vector. A combination of PCA and MDA, results in the best recognition performance[4]. Using principal-component analysis (PCA), many face recognition techniques have been developed: namely eigenfaces [Turk and Pentland 1991], which use a nearest- neighbor classifier and feature-line-based methods, which replace the pointto-point distance with the distance between a point and the feature line linking two stored sample points [Li and Lu 1999] are developed and deployed. 3. PROPOSED METHOD Input to the Face recognition system is set of faces. The data set considered comprises of faces belonging to various regions in the globe and subjects of young age, babies and old aged people. This heterogeneous data set is taken with an assumption that all the images considered are of the same size 140X175. The figure 1.1 shows the sample images considered for recognition. The original PCA algorithm subtract the mean value from each input data. Mean is a single value which gives the central tendency of measure. Measures of central tendency are sometimes called measures of central location. The mean, median and mode are all valid measures of central tendency, but under different conditions, some measures of central tendency become more appropriate to use than others. The mean is only representative if the distribution of the data is symmetric, otherwise it may be heavily influenced by outlying (outliers) measurements. In such conditions median is always best representative of the centre of the data. Mathematically the median is preferred over the mean (or mode) when our data is skewed (i.e., the frequency distribution for our data is skewed)[7] . The measure asymmetric of a distribution is called skewness. 3.1 Steps in Principal Component Analysis using Median for Normalization: 1. The First step is to construct a training data set with M images of same size. 2. Convert the RGB image to a Gray Scale image. 3. Convert each face 2-Dimensional image data into a face vector of 1 Dimension by concatenating each row to the 1st row in a chronological order. The Figure 3.1 shows the intensity value of the pixels for the images considered where each row represents face vector of one person in the data set.
  • 4. 150 Computer Science & Information Technology (CS & IT) Figure 3.1- Face vectors representing the pixel intensity values. 4. Steps for Normalization 4.1 Construct a Matrix T with each row containing the face information of one person in the data set. 4.2 Calculate the Median vector Md, for T column wise. The following Screen Shot shows that the values are not symmetric and calculation of the skewness. Skewness being the measure for the degree of asymmetry of a distribution is calculated to determine whether mean or median is to be used The Screen shot reveal that used. Skewness value corresponding to the column considered is +ve (1.5132). Similarly the skewness of each column is considered and show either a negative or positive value hence median is considered over the mean. 5. Subtract the Median vector Md for the corresponding column with each column value. The result obtained is normalized matrix N which is represented by Ø. Normalization in image is to remove the common features from each face and each face is left with unique features.
  • 5. Computer Science & Information Technology (CS & IT) 151 i.e., Ni = Ti- Md 6. Next proceed with the Calculation of the EigenVector and EigenValues, EigenValues are obtained from the Covariance matrix C the normalized matrix Ni. The Covariance matrix C is calculated using the formula C= (Ni) (Ni)T 7. Now proceed with the calculation of the eigen values and the eigenvectors using [V,D] = eig(C). 8. Select K < M eigen vectors corresponding to the greatest eigen values in the matrix D.This K eigen vectors are used to reconstruct all the M faces in the Training set. 9. The eigenvectors are also called as eigen faces must be of the original dimensionality of the face vectors. So map the eigen vector in lower dimensional space to the corresponding eigenvector in the higher dimensional space.Suppose Ui, Vi are the eigen vector in higher dimensional space and lower dimensional space then Ui = A . Vi 10. Steps for reconstruction of the faces in the heterogeneous data set. Final Data = Ui x Ni Ni = (Final Data)T X Ui Original data set = (Final Data)T X Ui+ Md 11. Recognition For recognition express each image in the training set as a linear combination of the eigenfaces plus the median image. When considering the linear combination of the eigenfaces calculate the weight associated with each eigenface. The weight determine the proportion of contribution of the specific eigenface towards the reconstruction of the original face. Once the weight vector for all the images in the data set is determine, to recognize the unknown face, we have repeat the step1 to step5 of the above specified algorithm. Then try the represent the unknown face as a combination of the already constructed eigenfaces and determine the weight vector. If the weight vector for the unknown face is one among the weight vector of the data set already considered then we declare the face as a known face other vice versa. 4. EXPERIMENTAL RESULTS Table 1 shows the heterogeneous images considered for appling pca using median for normalization, The median image obtained and the reconstructed image are shown
  • 6. 152 Computer Science & Information Technology (CS & IT) Table 1. Input images, median image and reconstructed image . Input Images Median Image Reconstructed image from the eigen faces 5. CONCLUSION From the experimental results it is clear that face reconstruction with the eigenface after eigenfaces normalizing the data set using Median as a Central Measure is efficient on a Heterogeneous data set. Recognition follows effectively as subsequent step after the reconstruction. Future work will be to concentrate on methodology for determining the weight vector which is impact apply PCA for Face recognition. REFERENCES [1] [2] [3] [4] [5] [6] [7] [8] Agrawal, H. ; Jain, N. ; Kumar. M. (2010) "Face Recognition using Principle Component Analysis, Eigenface and Neural Network", International Conference on Signal Acquisition an Processing and published in IEEE Computer Society, pp 310 -314. Zhifeng Li, Member, Unsang Park, Member, and Anil K. Jain, (2011) "A Discriminative Model for Age Invariant Face Recognition", IEEE Transactions on information forensics and security, V 6, Vol. No. 3, September pp 1028 -1037. 1037. Önsen TOYGAR1, Adnan ACAN2, (2003) " Face recognition using PCA, LDA and ICA approaches on colored images" Journal of electrical & electronics engineering Vol. No. :: 3 : 1 pp (735 (735-743). Hofmann, M.Schmidt, S.M., Rajagopalan, A.N. Rigoll. G (2012), "Combined face and gait , recognition using alpha matte preprocessing" , Proceedings 5th IAPR International Conference on Biometrics (ICB). A. Pentland, (2000), “Looking at People: Sensing for Ubiquitous and Wearable Computing,”, IEEE Trans. Pattern Analysis and Machine Intelligence, Vol. 22, No. 1, pp. 107 107-119. Jian Yang, David Zhang, Senior Member , Alejandro F. Frangi, and Jing yu Yang, (2004), "TwoJing-yu "Two Dimensional PCA: A New Approach to Appearance Appearance-Based Face Representation and Recognition" , ace Transactions on pattern analysis and machine intelligence, Vol. 26, No. 1, pp 131 –137. 137. Handbook of Face Recognition edited by Stan Z. Li, Anil K. Jain. Matthew Turk and Alex Pentland, (1991) " Eigen faces method", Journal of Cognitive NeuroScience method", Vol 3, No. 1 .
  • 7. Computer Science & Information Technology (CS & IT) [9] 153 Patrik Kamencay, Martina Zachariasova, Robert Hudec, Roman Jarina, Miroslav Benco, Jan Hlubik, (2013) " A Novel Approach to Face Recognition using Image Segmentation Based on SPCA-KNN Method", Radio Engineering Vol 22, No1. [10] M A Rabbani and C. Chellappan, (2007) "A Different Approach to Appearance –based Statistical Method for Face Recognition Using Median", IJCSNS International Journal of Computer Science and Network Security Vol 7, No. 4, pp : 262-267 [11] A tutorial on Principal Components Analysis Lindsay I Smith February 26, 2002 www.cs.otago.ac.nz/cosc453/student_tutorials/principal_components.pdf. AUTHORS G. Shreedevi presents working as Assistant Professor(Sr.Grade) in the Department of Computer Applications, B. S Abdur Rahman University. Pursuing Ph. D in Image Processing under the able guidance of Dr. Munir Ahamed Rabbani. Dr.M.Munir Ahamed Rabbani Professor Department of Computer Applications, B. S Abdur Rahman . Completed his Ph. D in Area of Image Processing. Posses rich International Experience in the Field of Teaching and Research. Dr. Jaya Professor, Department of Computer Application, B. S. Abdur Rahman University. Completed Ph. D in area of Artificial Intelligence.