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Study Designs:
Observational Studies &
Randomized Controlled
Trials
Day 1
Ashish Advani, PharmD
1
Objectives
Students should be able to:
 Describe the hierarchy of drug literature
and identify general limitations of primary,
secondary, and tertiary literature
2
Categories of Drug Literature
Primary literature
• Evaluative
• Descriptive
Secondary literature
Tertiary literature
Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program.
Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202.
3
Self Assessment
 How would you categorize a meta analysis
or systematic review article?
 Primary literature
 Secondary literature
 Tertiary literature
4
Primary Literature→ Evaluative→
 Experimental
studies
 Clinical trial
 Pharmaceutical
research
 Educational
assessment
 Observational
studies
 Case control
 Cohort
 Follow-up
 Cross-sectional
Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program.
Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202.
5
 Case report
 Pharmaceutical practice
 Clinical series
 Program
 Population
Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program.
Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202.
Primary Literature→ Descriptive→
6
Limitations of Primary Literature
Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program.
Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202.
 Bias
 Author
 Subject
 Journal
 Results only applicable to similar population with
same inclusion and exclusion criteria
 Results could be due to chance
 Retrospective studies only show association
7
Limitations of Primary Literature
Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program.
Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202.
 Bias
 Author
 Subject
 Journal
 Results only applicable to similar population with
same inclusion and exclusion criteria
 Results could be due to chance
 Retrospective studies only show association
8
Limitations of Primary Literature
Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program.
Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202.
 Bias
 Author
 Subject
 Journal
 Results only applicable to similar population with
same inclusion and exclusion criteria
 Results could be due to chance
 Retrospective studies only show association
9
Limitations of Primary Literature
Journal (Publication Bias)
FDATrial Data JournalsTrial Data
Possibility for drug companies to:
(1) not report data
(2) selectively report data
FDA= Food and Drug Administration
10
Limitations of Primary Literature
Journal (Publication Bias)
 1994-1996 Zoloft® study published in
May 2007 finding that drug was no
better than placebo
 Zoloft® went off patent in summer 2006
 1997 published Prozac® study had no
mention of suicide, however according
to FDA report…
http://www.fda.gov/cderfoi/nda/2003/18936S064_Prozac%20Pulvules_medr.pdf
Freidman, MJ. J Clin Psychiatry. 2007; 68 (5): 711-720.
Emslie, GJ. Arch Gen Psychiatry. 1997; 54 (11): 1031-1037.
11
Limitations of Primary Literature
Journal (Publication Bias)
 Trial registration
 International Committee of Medical Journal Editors (2005)
 FDA Revitalization Act (September 2007)
Drazen, J. NEJM. 2007; 357 (17): 1756-1757.
http://clinicaltrials.gov/show/NCT00220636
Clinicaltrials.gov Linked Journal Publication
Hellerstein DJ. Prog Neuropsychopharmecol Bio Psychiatry. 2004; 28 (8): 1347-1348.
12
Limitations of Primary Literature
Journal (Publication Bias)
 “Selective Publication of Antidepressant Trials and
Its Influence on Apparent Efficacy”
 Identified phase 2 and phase 3 studies for 12
antidepressants approved by FDA from 1987-2004
(12,564 adult patients) Compared with matched
data from journal articles, if published
 Extracted:
 Efficacy data on all randomized, double-blind, placebo-
controlled studies
 FDA regulatory decisions on data→ positive, negative,
or questionable
Turner, EH. NEJM. 2008; 358 (3): 252-260.
13
Limitations of Primary Literature
Journal (Publication Bias)
Studies (74 total)
Patients (N=12,564)
11 (15%) 23 (31%)
40 (54%)
1,843 (15%)
3,449 (27%)
7,272 (58%)
Turner, EH. NEJM. 2008; 358 (3): 252-260.
14
Limitations of Primary Literature
Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program.
Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202.
 Bias
 Author
 Subject
 Journal
 Results only applicable to similar population with
same inclusion and exclusion criteria
 Results could be due to chance
 Retrospective studies only show association
15
Limitations of Primary Literature
Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program.
Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202.
 Bias
 Author
 Subject
 Journal
 Results only applicable to similar population with
same inclusion and exclusion criteria
 Results could be due to chance
 Retrospective studies only show association
16
17
Self Assessment
 Which limitation from this presentation applies here?
18

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Evidence-Based Medicine: Study Designs

  • 1. Study Designs: Observational Studies & Randomized Controlled Trials Day 1 Ashish Advani, PharmD 1
  • 2. Objectives Students should be able to:  Describe the hierarchy of drug literature and identify general limitations of primary, secondary, and tertiary literature 2
  • 3. Categories of Drug Literature Primary literature • Evaluative • Descriptive Secondary literature Tertiary literature Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program. Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202. 3
  • 4. Self Assessment  How would you categorize a meta analysis or systematic review article?  Primary literature  Secondary literature  Tertiary literature 4
  • 5. Primary Literature→ Evaluative→  Experimental studies  Clinical trial  Pharmaceutical research  Educational assessment  Observational studies  Case control  Cohort  Follow-up  Cross-sectional Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program. Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202. 5
  • 6.  Case report  Pharmaceutical practice  Clinical series  Program  Population Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program. Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202. Primary Literature→ Descriptive→ 6
  • 7. Limitations of Primary Literature Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program. Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202.  Bias  Author  Subject  Journal  Results only applicable to similar population with same inclusion and exclusion criteria  Results could be due to chance  Retrospective studies only show association 7
  • 8. Limitations of Primary Literature Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program. Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202.  Bias  Author  Subject  Journal  Results only applicable to similar population with same inclusion and exclusion criteria  Results could be due to chance  Retrospective studies only show association 8
  • 9. Limitations of Primary Literature Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program. Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202.  Bias  Author  Subject  Journal  Results only applicable to similar population with same inclusion and exclusion criteria  Results could be due to chance  Retrospective studies only show association 9
  • 10. Limitations of Primary Literature Journal (Publication Bias) FDATrial Data JournalsTrial Data Possibility for drug companies to: (1) not report data (2) selectively report data FDA= Food and Drug Administration 10
  • 11. Limitations of Primary Literature Journal (Publication Bias)  1994-1996 Zoloft® study published in May 2007 finding that drug was no better than placebo  Zoloft® went off patent in summer 2006  1997 published Prozac® study had no mention of suicide, however according to FDA report… http://www.fda.gov/cderfoi/nda/2003/18936S064_Prozac%20Pulvules_medr.pdf Freidman, MJ. J Clin Psychiatry. 2007; 68 (5): 711-720. Emslie, GJ. Arch Gen Psychiatry. 1997; 54 (11): 1031-1037. 11
  • 12. Limitations of Primary Literature Journal (Publication Bias)  Trial registration  International Committee of Medical Journal Editors (2005)  FDA Revitalization Act (September 2007) Drazen, J. NEJM. 2007; 357 (17): 1756-1757. http://clinicaltrials.gov/show/NCT00220636 Clinicaltrials.gov Linked Journal Publication Hellerstein DJ. Prog Neuropsychopharmecol Bio Psychiatry. 2004; 28 (8): 1347-1348. 12
  • 13. Limitations of Primary Literature Journal (Publication Bias)  “Selective Publication of Antidepressant Trials and Its Influence on Apparent Efficacy”  Identified phase 2 and phase 3 studies for 12 antidepressants approved by FDA from 1987-2004 (12,564 adult patients) Compared with matched data from journal articles, if published  Extracted:  Efficacy data on all randomized, double-blind, placebo- controlled studies  FDA regulatory decisions on data→ positive, negative, or questionable Turner, EH. NEJM. 2008; 358 (3): 252-260. 13
  • 14. Limitations of Primary Literature Journal (Publication Bias) Studies (74 total) Patients (N=12,564) 11 (15%) 23 (31%) 40 (54%) 1,843 (15%) 3,449 (27%) 7,272 (58%) Turner, EH. NEJM. 2008; 358 (3): 252-260. 14
  • 15. Limitations of Primary Literature Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program. Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202.  Bias  Author  Subject  Journal  Results only applicable to similar population with same inclusion and exclusion criteria  Results could be due to chance  Retrospective studies only show association 15
  • 16. Limitations of Primary Literature Smith, GH, Norton LL, Ferrill, MJ. Evaluating Drug Literature. ASHP Clinical Skills Program. Bethesda, MD: American Society of Hospital Pharmacists, Inc.; 1995: p. 1-202.  Bias  Author  Subject  Journal  Results only applicable to similar population with same inclusion and exclusion criteria  Results could be due to chance  Retrospective studies only show association 16
  • 17. 17 Self Assessment  Which limitation from this presentation applies here?
  • 18. 18