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Evaluations of SEAPs: strengths and weaknesses 
MAYORS IN ACTION 
1st centralised training session 
Genova, 26 March 2014 
Giulia Melica 
European Commission – Joint Research Centre
1.The role of the JRC in the Covenant of Mayors 
2.The evaluation of SEAPs by the JRC 
3.Some common weaknesses of SEAPs 
4.CTCs and the grouped SEAP analysis 
Outline
1. The role of the JRC in the Covenant of Mayors
JRC - Robust Science for Policy Making 
As a Directorate-General of the European Commission, the JRC provides customer-driven 
scientific and technical support 
to Community policy making 
Supporting citizen’s security, health and environmental protection, safety of food and chemicals, alternative energies, nuclear safety, econometrics, prospective technologies…
Scientific-technical support to the development, implementation and monitoring of the CoM Development of the guidebook “How to develop a Sustainable Energy Action Plan (SEAP)” Monitoring the CoM implementation, including the development of a specific template & instructions for signatories Evaluation of submitted SEAPs, with feedback to Covenant cities Operation of the technical helpdesk service 
The role of the JRC in the CoM 
The team: Paolo Bertoldi (IET), Alessandro Cerutti (IES), Krasimira Ganisheva (IES), Andreea Iancu (IES), Albana Kona (IET), Giulia Melica (IET), Silvia Rivas (IET), Paolo Zancanella (IET) 
NB: In addition, the CoM Office in Brussels is in charge of: general coordination, promotion (website etc), networking, administrative support, technical helpdesk (with JRC), etc.
SEAPs over time (EU and beyond) 
Some figures on SEAPs submitted 
As of 26th March 2014 
SEAPs 
Inhabitants 
3466 
>144.4 million 
2% 
5% 
5% 
21% 
67% 
> 500,000 inhab 
100,001 - 500,000 
50,001 - 100,000 
10,001 - 5,000 
< 5,000 inhab 
Most of the SEAPs come from municipalities <5,000 inhabitants!
2. The evaluation of SEAPs by the JRC
A threefold document 
Political document: it shows how CoM signatories want to achieve 
their target: detailed measures and long term strategies 
Technical document: based on the results of the BEI, it allows to 
identify the most appropriate actions 
Communication and promotion instrument: a clear and structured 
document for citizens and stakeholders 
Example: SEAP of Genova 
What is a SEAP?
The SEAP Evaluation Process 
SEAP Submission 
Simple & essential criteria based on the CoM commitments 
Eligibility Check and Analysis of Data 
Detailed Feedback Report 
Semi automatic analysis tool with about 100 verification points 
Accepted SEAPs 
Not Accepted SEAPs 
Key data published 
on the website 
> 3400 SEAPs submitted!
SEAP analysis criteria 
1.The SEAP must be approved by the municipal council or equivalent body 
2.The SEAP must contain a clear reference to the CO2 reduction objective by 2020 (20% as a min.) 
3.The results of BEI must be provided 
4.The SEAP must include a set of actions in the key sectors of activity 
5.The SEAP template must be correctly filled-in 
6.The data provided must be coherent and complete 
The SEAP template must reflect the content of the document officially approved by the Council 
IMPORTANT: SEAPs that do not comply with all the above criteria cannot be accepted 
Eligibility check 
Data coherence check
Sectors / Fields of action 
Municipal 
√ 
Residential 
√ 
Tertiary 
√ 
Transport 
√ 
Local energy production 
Recommended 
Land use planning 
Recommended 
Public procurement 
Recommended 
Working with the citizens and stakeholders 
Recommended 
Industries (excl. ETS sector) 
Optional 
Other sectors 
See SEAP guidebook 
4 KEY SECTORS whose inclusion is highly recommended 
To be eligible, SEAPs must include: 
BEI, covering at least 3 out of 4 key sectors 
A list of concrete measures, covering at least the municipal sector and one or more other key sectors 
2/2 
More on criteria 3 and 4
The Signatory will receive a Feedback Report, including the results of the analysis and concrete recommendations and/or suggestions on how to improve the SEAP. 
Feedback report
3. Some common weaknesses of SEAPs
Lack of clarity on the commitment The SEAP does not set a firm target to 2020, but indicates that a certain emission reduction (even >20%) can be achieved via the implementation of the actions. The SEAP relies to a great extent on the expected population growth to achieve a certain per capita reduction target. The increase in emissions that will occur due to the increase in population is not taken into account. 
Regarding the target 
Recommendation: 20% is already an ambitious reduction target! Make sure that the actions that your local authority can implement are leading at least to -20% and are focusing on the key sectors of activity. If you estimate a population increase in 2020, try to assess first how the emissions levels will be in a scenario without SEAP.
The data collection and elaboration process is not well documented. Risk that future MEIs are not fully consistent with the BEI. Most of the data are collected via a top-down approach. The efforts done by the local authority cannot be fully captured by subsequent inventories. 
Regarding the BEI 
Recommendation: Clearly describe the data collection and elaboration process to obtain the BEI (if not in the SEAP, at least in an annex). Make sure to use bottom up data at least for the most common energy carriers used in your territory.
SEAP measures are focussing mostly on energy production from RES Vague description of measures (e.g. 'energy efficiency in buildings' or 'modal shift') All the actions are related to citizens and stakeholders involvement A significant share of CO2 reduction is expected in not energy-related sectors 
Regarding the actions [1] 
Recommendation: Make sure that at least half of the CO2 reduction in 2020 is associated with energy savings. For energy production, give priority to small domestic plants. Be specific, provide quantitative information on your measures. Include as many actions as possible whose impact can be measured. The reduction expected in other sectors can complement the reduction expected in CoM key sectors, but should indicatively represent not more than 1-2 percentage points of CO2 reduction.
None of the actions in the SEAP are planned in details (responsibilities not assigned, costs are not assessed, possible financing sources are not well identified, progress indicators are not defined…) Most of the actions are to be implemented by private actors, without a clear involvement of the local administration. 
Regarding the actions [2] 
Recommendation: Make sure that at least some actions to be implemented in the short term are planned in their details. Develop a long term strategy, where the vision of the city for the future is defined by the city itself (including the citizens and the local stakeholders).
4. CTCs and the grouped SEAP analysis 
18
Some CTCs take over the responsibility to develop SEAPs for their signatories 
Emission inventories are based on the same data sources and common approach 
Priority areas of intervention are the same 
Impact estimates in 2020 are calculated in a similar way 
19 
The support offered by a CTC on SEAP drafting is very relevant for small signatories, which otherwise would not be able to fulfil the minimum CoM requirements. 
The involvement of a CTC also allows including rural or mountain areas in sustainable energy planning.
A CTC-grouped SEAP analysis 
The approach can be applied in the following cases: 
1.The CTC has fully drafted the SEAPs for its signatories 
2.The CTC has not directly developed the SEAPs, but confirms that they can be assessed via a grouped approach, since they have a similar structure 
In the second case, the CTC performs first an eligibility check of each SEAP and informs the JRC on the outcome. 
20
A CTC-grouped SEAP analysis 
Instead of analysing all the submitted SEAPs, the JRC can analyse some reference SEAPs (per population range) and the common methodology. 
The feedback provided on the common methodology and reference SEAPs will then be transmitted and applied by the CTC to all the other signatories. 
21 
Interested CTCs can get in touch with the JRC for more insight on this approach.
Thank you! 
Giulia Melica +39 0332 78 3587 Giulia.MELICA@ec.europa.eu Joint Research Centre (JRC) Institute for Energy and Transport (IET) Ispra - Italy http://iet.jrc.ec.europa.eu/ Institute for Environment and Sustainability (IES) http://ies.jrc.ec.europa.eu/ http://www.jrc.ec.europa.eu

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Evaluations of SEAPs: strengths and weaknesses - Melica

  • 1. www.jrc.ec.europa.eu Serving society Stimulating innovation Supporting legislation Evaluations of SEAPs: strengths and weaknesses MAYORS IN ACTION 1st centralised training session Genova, 26 March 2014 Giulia Melica European Commission – Joint Research Centre
  • 2. 1.The role of the JRC in the Covenant of Mayors 2.The evaluation of SEAPs by the JRC 3.Some common weaknesses of SEAPs 4.CTCs and the grouped SEAP analysis Outline
  • 3. 1. The role of the JRC in the Covenant of Mayors
  • 4. JRC - Robust Science for Policy Making As a Directorate-General of the European Commission, the JRC provides customer-driven scientific and technical support to Community policy making Supporting citizen’s security, health and environmental protection, safety of food and chemicals, alternative energies, nuclear safety, econometrics, prospective technologies…
  • 5. Scientific-technical support to the development, implementation and monitoring of the CoM Development of the guidebook “How to develop a Sustainable Energy Action Plan (SEAP)” Monitoring the CoM implementation, including the development of a specific template & instructions for signatories Evaluation of submitted SEAPs, with feedback to Covenant cities Operation of the technical helpdesk service The role of the JRC in the CoM The team: Paolo Bertoldi (IET), Alessandro Cerutti (IES), Krasimira Ganisheva (IES), Andreea Iancu (IES), Albana Kona (IET), Giulia Melica (IET), Silvia Rivas (IET), Paolo Zancanella (IET) NB: In addition, the CoM Office in Brussels is in charge of: general coordination, promotion (website etc), networking, administrative support, technical helpdesk (with JRC), etc.
  • 6. SEAPs over time (EU and beyond) Some figures on SEAPs submitted As of 26th March 2014 SEAPs Inhabitants 3466 >144.4 million 2% 5% 5% 21% 67% > 500,000 inhab 100,001 - 500,000 50,001 - 100,000 10,001 - 5,000 < 5,000 inhab Most of the SEAPs come from municipalities <5,000 inhabitants!
  • 7. 2. The evaluation of SEAPs by the JRC
  • 8. A threefold document Political document: it shows how CoM signatories want to achieve their target: detailed measures and long term strategies Technical document: based on the results of the BEI, it allows to identify the most appropriate actions Communication and promotion instrument: a clear and structured document for citizens and stakeholders Example: SEAP of Genova What is a SEAP?
  • 9. The SEAP Evaluation Process SEAP Submission Simple & essential criteria based on the CoM commitments Eligibility Check and Analysis of Data Detailed Feedback Report Semi automatic analysis tool with about 100 verification points Accepted SEAPs Not Accepted SEAPs Key data published on the website > 3400 SEAPs submitted!
  • 10. SEAP analysis criteria 1.The SEAP must be approved by the municipal council or equivalent body 2.The SEAP must contain a clear reference to the CO2 reduction objective by 2020 (20% as a min.) 3.The results of BEI must be provided 4.The SEAP must include a set of actions in the key sectors of activity 5.The SEAP template must be correctly filled-in 6.The data provided must be coherent and complete The SEAP template must reflect the content of the document officially approved by the Council IMPORTANT: SEAPs that do not comply with all the above criteria cannot be accepted Eligibility check Data coherence check
  • 11. Sectors / Fields of action Municipal √ Residential √ Tertiary √ Transport √ Local energy production Recommended Land use planning Recommended Public procurement Recommended Working with the citizens and stakeholders Recommended Industries (excl. ETS sector) Optional Other sectors See SEAP guidebook 4 KEY SECTORS whose inclusion is highly recommended To be eligible, SEAPs must include: BEI, covering at least 3 out of 4 key sectors A list of concrete measures, covering at least the municipal sector and one or more other key sectors 2/2 More on criteria 3 and 4
  • 12. The Signatory will receive a Feedback Report, including the results of the analysis and concrete recommendations and/or suggestions on how to improve the SEAP. Feedback report
  • 13. 3. Some common weaknesses of SEAPs
  • 14. Lack of clarity on the commitment The SEAP does not set a firm target to 2020, but indicates that a certain emission reduction (even >20%) can be achieved via the implementation of the actions. The SEAP relies to a great extent on the expected population growth to achieve a certain per capita reduction target. The increase in emissions that will occur due to the increase in population is not taken into account. Regarding the target Recommendation: 20% is already an ambitious reduction target! Make sure that the actions that your local authority can implement are leading at least to -20% and are focusing on the key sectors of activity. If you estimate a population increase in 2020, try to assess first how the emissions levels will be in a scenario without SEAP.
  • 15. The data collection and elaboration process is not well documented. Risk that future MEIs are not fully consistent with the BEI. Most of the data are collected via a top-down approach. The efforts done by the local authority cannot be fully captured by subsequent inventories. Regarding the BEI Recommendation: Clearly describe the data collection and elaboration process to obtain the BEI (if not in the SEAP, at least in an annex). Make sure to use bottom up data at least for the most common energy carriers used in your territory.
  • 16. SEAP measures are focussing mostly on energy production from RES Vague description of measures (e.g. 'energy efficiency in buildings' or 'modal shift') All the actions are related to citizens and stakeholders involvement A significant share of CO2 reduction is expected in not energy-related sectors Regarding the actions [1] Recommendation: Make sure that at least half of the CO2 reduction in 2020 is associated with energy savings. For energy production, give priority to small domestic plants. Be specific, provide quantitative information on your measures. Include as many actions as possible whose impact can be measured. The reduction expected in other sectors can complement the reduction expected in CoM key sectors, but should indicatively represent not more than 1-2 percentage points of CO2 reduction.
  • 17. None of the actions in the SEAP are planned in details (responsibilities not assigned, costs are not assessed, possible financing sources are not well identified, progress indicators are not defined…) Most of the actions are to be implemented by private actors, without a clear involvement of the local administration. Regarding the actions [2] Recommendation: Make sure that at least some actions to be implemented in the short term are planned in their details. Develop a long term strategy, where the vision of the city for the future is defined by the city itself (including the citizens and the local stakeholders).
  • 18. 4. CTCs and the grouped SEAP analysis 18
  • 19. Some CTCs take over the responsibility to develop SEAPs for their signatories Emission inventories are based on the same data sources and common approach Priority areas of intervention are the same Impact estimates in 2020 are calculated in a similar way 19 The support offered by a CTC on SEAP drafting is very relevant for small signatories, which otherwise would not be able to fulfil the minimum CoM requirements. The involvement of a CTC also allows including rural or mountain areas in sustainable energy planning.
  • 20. A CTC-grouped SEAP analysis The approach can be applied in the following cases: 1.The CTC has fully drafted the SEAPs for its signatories 2.The CTC has not directly developed the SEAPs, but confirms that they can be assessed via a grouped approach, since they have a similar structure In the second case, the CTC performs first an eligibility check of each SEAP and informs the JRC on the outcome. 20
  • 21. A CTC-grouped SEAP analysis Instead of analysing all the submitted SEAPs, the JRC can analyse some reference SEAPs (per population range) and the common methodology. The feedback provided on the common methodology and reference SEAPs will then be transmitted and applied by the CTC to all the other signatories. 21 Interested CTCs can get in touch with the JRC for more insight on this approach.
  • 22. Thank you! Giulia Melica +39 0332 78 3587 Giulia.MELICA@ec.europa.eu Joint Research Centre (JRC) Institute for Energy and Transport (IET) Ispra - Italy http://iet.jrc.ec.europa.eu/ Institute for Environment and Sustainability (IES) http://ies.jrc.ec.europa.eu/ http://www.jrc.ec.europa.eu