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What Must Be Done
Next: Prioritizing
Immediate Actions
NIAA Antibiotic Stewardship Symposium
Herndon, VA; Nov. 2, 2017
Lonnie King, DVM, MS, MPA, DACVPM
Emeritus Professor and Dean
College of Veterinary Medicine
The Ohio State University
AMR is an Exceptionally Complex Problem
“When one tugs at a single thing in nature, he/she
finds that it is attached to the rest of the world.”
- John Muir (Naturalist)
Transmission of Resistance
Multiple Domains of One Health
Horizontal and vertical
Within species
Across species
Environmental
Food
Water
Multiple human settings
Attribution
The Critical Need for Immediate Actions
Potential loss of momentum/urgency – can easily be
overtaken by other circumstances/crises
Avoid “paralysis by analysis” – about 200,000 articles
is enough knowledge to take action
Budget climate may not be conducive in near future
Leverage building collaboration across One Health
domains – an improving relationship
“When it is all said and done; much more gets said
than done” – well founded truism
“Culture will eat strategy for lunch”! True aphorism;
can action be embedded into culture and sustained
Recommendations
To Combat Antibiotic
Resistance
Appropriate
Use of
Antibiotics in
Animal
Agriculture
UAgricultureu
Effective
Global
Coordination
Strong
Federal
Leadership
Effective
Surveillance
and
Response
Improving
Stewardship
Programs
Economic
Incentives to
Develop
Antibiotics
New
Antibiotics
Fundamental
Research
National Action Plan to Combat AMR Bacteria
1. Slow the emergence of resistant bacteria and
prevent the spread of resistant infections
(stewardship)
2. Strengthen national One Health surveillance
3. Advance the development and use of rapid and
innovative diagnostic tests to ID and characterize
resistant bacteria
4. Accelerate basic and applied research for new
antibiotics, vaccines and other therapeutics
5. Improve global capacity and collaboration
Positive Steps and Activities
Global attention – G-20;
UN; WHO
Responses to FDA
Guidance
One Health emphasis
Improved dialogue
U.S. CARB national
plan
Commodity response
CARB-X
Learning from each
other
Global AMR plans
mandated
VFD/VCPR
PACCARB
Establishing Priorities by
Importance and Time Frames
Tier 1 – activities that meet established criteria and
can be delivered immediately or in the very short
term (6 months)
Tier 2 – critical needs and activities that can be
delivered in mid term (1-3 years)
Tier 3 – also important activities but delivered on a
longer term basis (3-5 years and longer)
If possible and depending on resources, the activities
within these tiers should be concurrent and not
sequential. All the activities should be prioritized,
measurable and adaptive depending on results
Criteria for Prioritization
1. Number of Animals involved - impact
2. Costs and ROI
3. Feasibility and Practicality
4. Evidence-based
5. Ease of acceptance and overcoming barriers
6. Implementable/scalable
7. Win-Win-Win – improving one health domains
8. Can be accomplished immediately or in a
relatively short term for Tier 1 actions
9. Accelerate positive outcomes and usable results
Tier 1 Priority Actions
• Establish using key elements
• Implement and build on existing
quality assurance programs
Stewardship
• National leadership and attention
• Model curriculum
• Make issue personal and relevant
• Impact from things you care about
Awareness,
Education and
Communication
• Health Management Programs
• Vaccines
Infection
Prevention
Tier 1 Priority Actions
• Create either at university or within a
public agency (USDA)
• Public-private-partnership
• National portfolio of activities
National
Institute for
Innovation,
Policy and
Research
• Counter market failure for new drugs
– push and pull incentives
• Delinking model – use vs payment
Changing
Business Model
Stewardship
Stewardship is a commitment to always use
antibiotics only when necessary to prevent or treat
disease, to choose the right antibiotic, and to
administer them with the right dose, for the right
period of time, and using the right route of
administration in every case.
The result is optimizing clinical outcomes while
minimizing unintended consequences such as
toxicity, selection of pathogens and emergence of
resistance. Past efforts implementing stewardship
programs in hospitals have been shown to be
effective, improve results and reduce health costs.
CDC’s Core Elements of Hospital Stewardship
Outpatient antibiotic usage rates by region, 2010
Northeast
830
Midwest
868
West
638
South
936
National rates
258 million courses
(833/1000 population)
Source: LA Hicks et al.
NEJM 2013; 368:1461.
Behavior: Issues of Prescribing
Emotional, social, biased, fast and automatic
Increasing Rx use: time pressure/decision fatigue
Influence of patient’s satisfaction survey (Yelp report)
Bias toward over-treatment; “Just to be safe”
Perception of patient’s demand for antibiotics
CMS payments to hospitals – based on stewardship
Direct education not too impactful on stewardship
Structural Animal Health Planning – Netherlands 3 yr
“Ikea Principle” – need bottom-up not just top-down;
cognitive bias and value for products we create
Evidence that Stewardship Can Work
Interventions:
1. Suggested alternatives – computer pop-ups
2. Accountability justification – rationale on charts
3. Peer comparisons – “top performer”
Benefits – decreasing costs and resistance;
improved outcomes and patient-focused
Hospital “playbooks” –flexible; apply core elements
Meta-analysis (32 large studies (Baur) – stewardship
associated with 51% reduction in MDR gram-neg
pathogens; most effective when combined with
infection control plans
Awareness, Education and Communication
Compelling evidence to act – e.g. McNeil Report
National Leadership and messaging – create a high
profile social issue; e.g. HIV; clean water; tobacco
Model curriculum – multiple levels and sites
Make personal and socialize; security at risk
Add voices beyond health: policy, economics, social
sciences
Counter potential loss of sense of urgency
Unified concept based on shared interests
AMR difficult to understand – simplify; less science
The Deadly Impact of No Action
Jim McNeill Report (UK)
From 700,000 deaths/yr today to 10,000,000 in 2050
Global costs estimated to be $100 trillion/yr in 2050
Developing world would be hit the hardest
Up to 50% of human antibiotics are used unnecessarily or
inappropriately (CDC estimate)
U.S. illnesses currently estimated at 2.25 million and 37,000
deaths; $20-35 billion excess healthcare costs; $35 billion
loss of productivity and 8 million additional hospital days;
estimated to cost between $18-29K extra per patient
Infection Prevention
- Sanitation and hygiene
- Biosecurity and infection control
- Health Management – ventilation, weaning age,
farm traffic, non-drug additives
- Improve the host immune response
- Re-conceptualize bacteria – good vs bad
- Environmental risk reduction
- Build on existing practices: quality assurance, etc. and can
be combined with food safety
- Effective vaccine timing and delivery
- More than reducing antibiotic use but cost savings as well
- Transportation strategies
Animal Agriculture Institute for
Innovation, Policy and Research
Create and fund Institute (USDA) to support research
across species with an emphasis on immunology
and vaccine development; assist in education at
various levels; provide for key field studies to
conduct, evaluate and create DB of efficacy studies
on alternative products (PACCARB – Sept. 2017)
Create a university-based research organization
(URO) to coordinate research, educational and
outreach programs to address AMR(2015):
(Recommendation from APLU-AAVMC Task Force
Both emphasized PPP; national coordination; inter-
professional work and One Health as foundation
Animal Agriculture Institute for
Innovation, Policy and Research
National focus and leadership on this critical issue
Avoiding duplication
Establishing a national priority and portfolio of action
Would include AMR issues for companion animals
Easier to fund and support as a collaborative and not
just competitive model
Should have a One Health foundation
Would work best as a public-private-partnership
Needs strong support from public and human health
Innovation, experimentation and scale up
Changing the Business Model
for Producing New Antibiotic
Push Incentives: R&D support; reduced regulatory
burden; and, extending market exclusivity
Pull Incentives: balancing the cost of new antibiotics
with effective stewardship and the need to us less.
The real value in antibiotics is likely not using them.
Some pull models are: premium price model; market
entry reward model; insurance model; NPV ($100M)
– revenue over lifetime combining total costs with
demand and revenues. E.g. CARB-X
The decision is an immediate action not drug devel.
Innovation and change in animal ag business model;
recovering the new costs of rearing L/S and poultry
Prioritization of Actions
Criteria
Actions Timeline Cost Scalability
Feasibility
Evidence
Based
Impact Barriers
Stewardship Immediate,
ST
YES +++ HIGH Behavioral,
Standardization,
Regulatory
Awareness,
Education &
Communication
Immediate,
ST
YES ++ MEDIUM Leadership,
University Support
Institute Decision for
Funding, ST
Possible with
partnering
++ MEDIUM Cost Leadership
Infection
Prevention
Immediate,
ST
YES +++ HIGH Producer Costs
Business Model Decision to
Change, ST
Implement,
MT
Possible +
_
LOW &
HIGH
High Cost, High
Return, Public
Funds?
Tier 2 Priority Actions
• Alternatives for antibiotics
• Host response
• Horizontal transmission
• diagnostics
R & D
• Data from all 3 One Health DomainsOne Health
Surveillance
• FDA Guidance and VFD – proof of
concept
• Infection Prevention effectiveness
• Stewardship measures/comparisons
• Longitudinal baseline studies
•
Field Studies to
Measure
Effectiveness
Research
• Expand fundamental research relevant to developing new
antibiotics and alternatives to treat bacterial infections
• Develop alternatives to antibiotics in agriculture and
opportunities and methods to build host
resistance/immunity vaccines; monoclonals; phage
therapy; small molecules; natural products; probiotics
• Improve the fundamental understanding of AMR and
dynamics of horizontal and vertical transfer
• Need for research and study designs to measure success;
do the FDA guidance work? Evidence/metrics for change
• Testing the success of on-farm infection prevention actions
• Linking studies with microbiome and metagenomic
research at the One Health level
Research (cont.)
• Need for research in the social and behavior
sciences
• Studies to determine the success of stewardship
programs and their sustainability
• Basic research and understanding of AMR should
involve interdisciplinary teams and not just
medicine and integrate with federal partners
• Research is needed to better understand the role
of our environment in the development and
distribution of resistant organisms
Tier 3 Priority Actions
• Collaborate with international
agencies
• Share information and best practices
Global
Integration and
Cooperation
• Microbiome Studies
• Co-selection factors of resistance
• Environmental role and interventions
Basic Research
• Important but long term time horizonNew Antibiotics
Barriers and Concerns
to be Addressed
Loss of momentum
Leadership
Relevance/personalized
and non-scientific
communications
Accountability
Incorporating
companion animals
Behavior modification
Guiding coalition
Metrics – what gets
measured gets done
Consensus of action
Costs to animal health
Antibiotic-free vs
judicious use:consumer
competitive space
Burden of disease
measure: to be included
Sustainable funding
Difficult But Necessary Reconciliations
Does antibiotic use correlate directly to resistance?
Commitment to developing new antibiotics vs.
implementing stewardship programs to reduce use
Rapid and substantial increase in livestock/poultry
globally with more antibiotic use in developing world
Profound crisis yet without a “public face”; abstract
“Mencken solution” – “connexity” – difficult to plan
and implement solutions which may also be complex
Reducing the use of antibiotics vs reducing the need
Reducing antibiotics vs. reducing resistance
Understanding/appreciating societal benefits
Ensuring Transformational Success
(John Kotter)
1. Creating a real sense of urgency
2. Creating a powerful enough guiding coalition
3. Establishing a clear and compelling vision
4. Communicating the vision (10 X more than
believe)
5. Removing obstacles and empowering others
6. Planning and achieving short term wins
7. Not declaring victory too soon
8. Anchoring change in organizational culture

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Dr. Lonnie King - One Health Antibiotic Stewardship - What MUST Be Done Next: Prioritizing Immediate Actions

  • 1. What Must Be Done Next: Prioritizing Immediate Actions NIAA Antibiotic Stewardship Symposium Herndon, VA; Nov. 2, 2017 Lonnie King, DVM, MS, MPA, DACVPM Emeritus Professor and Dean College of Veterinary Medicine The Ohio State University
  • 2. AMR is an Exceptionally Complex Problem “When one tugs at a single thing in nature, he/she finds that it is attached to the rest of the world.” - John Muir (Naturalist)
  • 3. Transmission of Resistance Multiple Domains of One Health Horizontal and vertical Within species Across species Environmental Food Water Multiple human settings Attribution
  • 4.
  • 5. The Critical Need for Immediate Actions Potential loss of momentum/urgency – can easily be overtaken by other circumstances/crises Avoid “paralysis by analysis” – about 200,000 articles is enough knowledge to take action Budget climate may not be conducive in near future Leverage building collaboration across One Health domains – an improving relationship “When it is all said and done; much more gets said than done” – well founded truism “Culture will eat strategy for lunch”! True aphorism; can action be embedded into culture and sustained
  • 6. Recommendations To Combat Antibiotic Resistance Appropriate Use of Antibiotics in Animal Agriculture UAgricultureu Effective Global Coordination Strong Federal Leadership Effective Surveillance and Response Improving Stewardship Programs Economic Incentives to Develop Antibiotics New Antibiotics Fundamental Research
  • 7. National Action Plan to Combat AMR Bacteria 1. Slow the emergence of resistant bacteria and prevent the spread of resistant infections (stewardship) 2. Strengthen national One Health surveillance 3. Advance the development and use of rapid and innovative diagnostic tests to ID and characterize resistant bacteria 4. Accelerate basic and applied research for new antibiotics, vaccines and other therapeutics 5. Improve global capacity and collaboration
  • 8. Positive Steps and Activities Global attention – G-20; UN; WHO Responses to FDA Guidance One Health emphasis Improved dialogue U.S. CARB national plan Commodity response CARB-X Learning from each other Global AMR plans mandated VFD/VCPR PACCARB
  • 9. Establishing Priorities by Importance and Time Frames Tier 1 – activities that meet established criteria and can be delivered immediately or in the very short term (6 months) Tier 2 – critical needs and activities that can be delivered in mid term (1-3 years) Tier 3 – also important activities but delivered on a longer term basis (3-5 years and longer) If possible and depending on resources, the activities within these tiers should be concurrent and not sequential. All the activities should be prioritized, measurable and adaptive depending on results
  • 10. Criteria for Prioritization 1. Number of Animals involved - impact 2. Costs and ROI 3. Feasibility and Practicality 4. Evidence-based 5. Ease of acceptance and overcoming barriers 6. Implementable/scalable 7. Win-Win-Win – improving one health domains 8. Can be accomplished immediately or in a relatively short term for Tier 1 actions 9. Accelerate positive outcomes and usable results
  • 11. Tier 1 Priority Actions • Establish using key elements • Implement and build on existing quality assurance programs Stewardship • National leadership and attention • Model curriculum • Make issue personal and relevant • Impact from things you care about Awareness, Education and Communication • Health Management Programs • Vaccines Infection Prevention
  • 12. Tier 1 Priority Actions • Create either at university or within a public agency (USDA) • Public-private-partnership • National portfolio of activities National Institute for Innovation, Policy and Research • Counter market failure for new drugs – push and pull incentives • Delinking model – use vs payment Changing Business Model
  • 13. Stewardship Stewardship is a commitment to always use antibiotics only when necessary to prevent or treat disease, to choose the right antibiotic, and to administer them with the right dose, for the right period of time, and using the right route of administration in every case. The result is optimizing clinical outcomes while minimizing unintended consequences such as toxicity, selection of pathogens and emergence of resistance. Past efforts implementing stewardship programs in hospitals have been shown to be effective, improve results and reduce health costs.
  • 14. CDC’s Core Elements of Hospital Stewardship
  • 15. Outpatient antibiotic usage rates by region, 2010 Northeast 830 Midwest 868 West 638 South 936 National rates 258 million courses (833/1000 population) Source: LA Hicks et al. NEJM 2013; 368:1461.
  • 16.
  • 17. Behavior: Issues of Prescribing Emotional, social, biased, fast and automatic Increasing Rx use: time pressure/decision fatigue Influence of patient’s satisfaction survey (Yelp report) Bias toward over-treatment; “Just to be safe” Perception of patient’s demand for antibiotics CMS payments to hospitals – based on stewardship Direct education not too impactful on stewardship Structural Animal Health Planning – Netherlands 3 yr “Ikea Principle” – need bottom-up not just top-down; cognitive bias and value for products we create
  • 18. Evidence that Stewardship Can Work Interventions: 1. Suggested alternatives – computer pop-ups 2. Accountability justification – rationale on charts 3. Peer comparisons – “top performer” Benefits – decreasing costs and resistance; improved outcomes and patient-focused Hospital “playbooks” –flexible; apply core elements Meta-analysis (32 large studies (Baur) – stewardship associated with 51% reduction in MDR gram-neg pathogens; most effective when combined with infection control plans
  • 19. Awareness, Education and Communication Compelling evidence to act – e.g. McNeil Report National Leadership and messaging – create a high profile social issue; e.g. HIV; clean water; tobacco Model curriculum – multiple levels and sites Make personal and socialize; security at risk Add voices beyond health: policy, economics, social sciences Counter potential loss of sense of urgency Unified concept based on shared interests AMR difficult to understand – simplify; less science
  • 20. The Deadly Impact of No Action Jim McNeill Report (UK) From 700,000 deaths/yr today to 10,000,000 in 2050 Global costs estimated to be $100 trillion/yr in 2050 Developing world would be hit the hardest Up to 50% of human antibiotics are used unnecessarily or inappropriately (CDC estimate) U.S. illnesses currently estimated at 2.25 million and 37,000 deaths; $20-35 billion excess healthcare costs; $35 billion loss of productivity and 8 million additional hospital days; estimated to cost between $18-29K extra per patient
  • 21.
  • 22. Infection Prevention - Sanitation and hygiene - Biosecurity and infection control - Health Management – ventilation, weaning age, farm traffic, non-drug additives - Improve the host immune response - Re-conceptualize bacteria – good vs bad - Environmental risk reduction - Build on existing practices: quality assurance, etc. and can be combined with food safety - Effective vaccine timing and delivery - More than reducing antibiotic use but cost savings as well - Transportation strategies
  • 23. Animal Agriculture Institute for Innovation, Policy and Research Create and fund Institute (USDA) to support research across species with an emphasis on immunology and vaccine development; assist in education at various levels; provide for key field studies to conduct, evaluate and create DB of efficacy studies on alternative products (PACCARB – Sept. 2017) Create a university-based research organization (URO) to coordinate research, educational and outreach programs to address AMR(2015): (Recommendation from APLU-AAVMC Task Force Both emphasized PPP; national coordination; inter- professional work and One Health as foundation
  • 24. Animal Agriculture Institute for Innovation, Policy and Research National focus and leadership on this critical issue Avoiding duplication Establishing a national priority and portfolio of action Would include AMR issues for companion animals Easier to fund and support as a collaborative and not just competitive model Should have a One Health foundation Would work best as a public-private-partnership Needs strong support from public and human health Innovation, experimentation and scale up
  • 25. Changing the Business Model for Producing New Antibiotic Push Incentives: R&D support; reduced regulatory burden; and, extending market exclusivity Pull Incentives: balancing the cost of new antibiotics with effective stewardship and the need to us less. The real value in antibiotics is likely not using them. Some pull models are: premium price model; market entry reward model; insurance model; NPV ($100M) – revenue over lifetime combining total costs with demand and revenues. E.g. CARB-X The decision is an immediate action not drug devel. Innovation and change in animal ag business model; recovering the new costs of rearing L/S and poultry
  • 26. Prioritization of Actions Criteria Actions Timeline Cost Scalability Feasibility Evidence Based Impact Barriers Stewardship Immediate, ST YES +++ HIGH Behavioral, Standardization, Regulatory Awareness, Education & Communication Immediate, ST YES ++ MEDIUM Leadership, University Support Institute Decision for Funding, ST Possible with partnering ++ MEDIUM Cost Leadership Infection Prevention Immediate, ST YES +++ HIGH Producer Costs Business Model Decision to Change, ST Implement, MT Possible + _ LOW & HIGH High Cost, High Return, Public Funds?
  • 27. Tier 2 Priority Actions • Alternatives for antibiotics • Host response • Horizontal transmission • diagnostics R & D • Data from all 3 One Health DomainsOne Health Surveillance • FDA Guidance and VFD – proof of concept • Infection Prevention effectiveness • Stewardship measures/comparisons • Longitudinal baseline studies • Field Studies to Measure Effectiveness
  • 28. Research • Expand fundamental research relevant to developing new antibiotics and alternatives to treat bacterial infections • Develop alternatives to antibiotics in agriculture and opportunities and methods to build host resistance/immunity vaccines; monoclonals; phage therapy; small molecules; natural products; probiotics • Improve the fundamental understanding of AMR and dynamics of horizontal and vertical transfer • Need for research and study designs to measure success; do the FDA guidance work? Evidence/metrics for change • Testing the success of on-farm infection prevention actions • Linking studies with microbiome and metagenomic research at the One Health level
  • 29. Research (cont.) • Need for research in the social and behavior sciences • Studies to determine the success of stewardship programs and their sustainability • Basic research and understanding of AMR should involve interdisciplinary teams and not just medicine and integrate with federal partners • Research is needed to better understand the role of our environment in the development and distribution of resistant organisms
  • 30. Tier 3 Priority Actions • Collaborate with international agencies • Share information and best practices Global Integration and Cooperation • Microbiome Studies • Co-selection factors of resistance • Environmental role and interventions Basic Research • Important but long term time horizonNew Antibiotics
  • 31. Barriers and Concerns to be Addressed Loss of momentum Leadership Relevance/personalized and non-scientific communications Accountability Incorporating companion animals Behavior modification Guiding coalition Metrics – what gets measured gets done Consensus of action Costs to animal health Antibiotic-free vs judicious use:consumer competitive space Burden of disease measure: to be included Sustainable funding
  • 32. Difficult But Necessary Reconciliations Does antibiotic use correlate directly to resistance? Commitment to developing new antibiotics vs. implementing stewardship programs to reduce use Rapid and substantial increase in livestock/poultry globally with more antibiotic use in developing world Profound crisis yet without a “public face”; abstract “Mencken solution” – “connexity” – difficult to plan and implement solutions which may also be complex Reducing the use of antibiotics vs reducing the need Reducing antibiotics vs. reducing resistance Understanding/appreciating societal benefits
  • 33. Ensuring Transformational Success (John Kotter) 1. Creating a real sense of urgency 2. Creating a powerful enough guiding coalition 3. Establishing a clear and compelling vision 4. Communicating the vision (10 X more than believe) 5. Removing obstacles and empowering others 6. Planning and achieving short term wins 7. Not declaring victory too soon 8. Anchoring change in organizational culture