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Comparison of Three Household Water Treatment
Technologies in San Mateo Ixtatán, Guatemala
Jonathan E. Mellor1; Erin Kallman2; Vinka Oyanedel-Craver,
A.M.ASCE3; and James A. Smith, F.ASCE4
Abstract: Silver-impregnated ceramic water filters (CWFs) are a
simple and sustainable low-cost technology that has shown
promise in
improving household drinking water quality and reducing
incidences of early childhood diarrhea in a variety of settings.
Despite this promise,
lower reservoir contamination is thought to be a contributing
factor to the decline in the effectiveness being seen over time.
A novel silver-
impregnated ceramic torus that can be placed in the lower
reservoir was designed to minimize this contamination. This
study uses a one-year
randomized trial to compare the relative effectiveness of the
CWF þ torus design with a standard CWF and point-of-use
chlorination. The
effectiveness of each technology was measured at project
inception and subsequently after six and 12 months. Results
indicate that the
toruses, as designed, are not able to consistently maintain
lower-reservoir silver concentrations above those of the simple
CWF design
and are hence unable to prevent contamination. Furthermore,
after six months, only 65% of households that used point-of-use
chlorination
maintained sufficient chlorine levels above the 0.2 mg=L
needed to be effective. All three technologies showed
statistically equivalent log
removal efficiencies for total coliform bacteria and all three
declined in effectiveness over the first six months. Combined
average log removal
efficiencies for all three technologies ranged from 2.22 � 0.21
initially but declined to 1.45 � 0.35 after six months and to
1.42 � 0.29 after
one year. DOI: 10.1061/(ASCE)EE.1943-7870.0000914. © 2014
American Society of Civil Engineers.
Introduction
Worldwide, there are an estimated 780 million people who lack
access to improved water sources and an additional 2.2 billion
without consistent access to microbiologically safe water (Onda
et al. 2012). This poor access is a leading cause of death for
842,000 children a year who suffer from poor access to water,
san-
itation, and hygiene (WASH) services (Pruss-Ustun et al. 2014).
Even when a community has a clean water source, water is fre-
quently contaminated after collection or treatment (Wright et al.
2004) by a myriad of contamination sources as well as
biological
regrowth (Mellor et al. 2013). This is a particular problem for
res-
idents who must travel long distances to collect water (Mellor et
al.
2012b) and thus store their water for extended periods.
One point-of-use (POU) technology that has shown promise
at improving household drinking water quality is a ceramic
water
filter (CWF). CWFs consist of a porous ceramic pot-shaped
filter
that purifies water using size exclusion and an antimicrobial
silver
nano-particle coating. Contaminated water can be poured into
the
top from where it gradually percolates down through the
ceramic
and is collected in a plastic lower reservoir. CWFs have been
shown
to be highly effective at removing bacteria in both laboratory
(97.8–100% removal) (Oyanedel-Craver and Smith 2008) and
field
environments (∼90% average removal) (Kallman et al. 2011)
and
reducing diarrhea incidences both generally (Hunter 2009) as
well
as in human immunodeficiency virus-positive adult populations
(Abebe et al. 2014). CWFs are also likely able to remove
viruses
and protozoa, but with lower and higher respective effectiveness
(Bielefeldt et al. 2010). Indeed, recent work has shown Crypto-
sporidium parvum removal to be 99.2% through ceramic disks
(Abebe 2013).
Although these are positive results, some researchers have
recently questioned the ability of ceramic filters and other
point-
of-use interventions to reduce diarrhea incidence especially
over
the long term. Hunter (2009) found that the effectiveness of
point-of-use interventions as a means of diarrhea reduction
declines with follow-up duration and that blinded studies
indicate
lower effectiveness. Others have suggested that household water
treatment technologies should not be promoted widely until
further
research is conducted (Schmidt and Cairncross 2009). One
possible
cause of the long-term decline in effectiveness is biological
buildup
that has been shown to be present in household water storage
con-
tainers (Jagals et al. 2003) (which are similar in form and
function
to the lower reservoir of CWFs). This, along with biological re-
growth, may be a significant contributing factor to early-
childhood
diarrhea incidence in South Africa (Mellor et al. 2012a). In fact,
previous results obtained by the authors have suggested that this
biological buildup coupled with poor cleaning regimes might be
significant factors in CWFs’ declining effectiveness (Mellor et
al.
2014).
CWFs effectively remove bacteria both through size exclusion
and the antimicrobial action of colloidal silver or silver nitrate
that
is painted on or infused into the ceramic. The bactericidal
proper-
ties of the applied silver are dependent on the applied mass of
colloidal silver (Oyanedel-Craver and Smith 2008) and the
reten-
tion of silver in the filter (Ren et al. 2013). The bacterial
growth
inhibition by silver is dependent on the silver dose applied to
the
CWF (Rayner et al. 2013) and the number of bacteria present
(Sondi and Salopek-Sondi 2004).
1Postdoctoral Research Associate, Dept. of Chemical and
Environmen-
tal Engineering, Yale Climate and Energy Institute, Yale Univ.,
P.O. Box
208286, New Haven, CT 06520. E-mail: [email protected]
2Engineer, Dept. of Civil and Environmental Engineering, Univ.
of
Virginia, P.O. Box 40072, Charlottesville, VA 22904-4742.
3Assistant Professor, Dept. of Civil and Environmental
Engineering,
Univ. of Rhode Island, Bliss Hall 213, Kingston, RI 22881. E-
mail:
[email protected]
4Professor, Dept. of Civil and Environmental Engineering,
Univ. of
Virginia, P.O. Box 40072, Charlottesville, VA 22904-4742
(corresponding
author). E-mail: [email protected]
Note. This manuscript was submitted on November 11, 2013;
approved
on October 16, 2014; published online on November 18, 2014.
Discussion
period open until April 18, 2015; separate discussions must be
submitted
for individual papers. This paper is part of the Journal of
Environmental
Engineering, © ASCE, ISSN 0733-9372/04014085(7)/$25.00.
© ASCE 04014085-1 J. Environ. Eng.
J. Environ. Eng. 2015.141.
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http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000914
http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000914
http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000914
http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000914
The safe water system (SWS) is another common point-of-use
water treatment system developed by the U.S. Centers for
Disease
Control and Prevention (Mintz et al. 1995). It combines house-
hold water treatment and safe water storage. Treatment is
typically
done using sodium hypochlorite (NaOCl) added to household
drinking water. Free chlorine residual should be between 0.2
and
2.0 mg=L (Lantagne 2008). The safe water storage containers
have
small openings to prevent contamination and a spigot to allow
easy
access.
Attempting to address the problem of lower-reservoir reconta-
mination, members of the nonprofit organization Potters for
Peace
proposed placing a ceramic torus painted with colloidal silver
(Fig. 1) in the lower reservoir of the filter system (Fig. 2). It
was
hypothesized that the release of silver ions from the colloidal
silver-impregnated torus in the lower reservoir would help to
pre-
vent microbial regrowth and biofilm formation. To test this
claim,
the microbial effectiveness of three technologies was compared
concurrently in the same community over the course of a year:
a CWF; a CWF with the torus placed in the lower reservoir; and
the safe water system. Therefore, the overarching goal of this
study
was to compare the longitudinal microbial effectiveness of the
three technologies over a year-long period while testing the
novel
silver-impregnated torus’s ability to slowly release silver thus
im-
proving the water quality in the lower reservoir. This goal was
achieved through the recruitment of 107 participants from San
Mateo Ixtatán, Guatemala, who were randomly divided into
three
study groups. Each group received one intervention.
Methods
Community Setting and Cohort
The study was undertaken in the community of San Mateo
Ixtatán
in the Guatemalan highlands. Access to suitable WASH infra-
structure is severely limited and diarrhea is common in this
region
making it a leading cause of death among children in Guatemala
(Guatemala 2002). San Mateo Ixtatán is the poorest community
in
the poorest department of Huehuetenango and has a population
of
approximately 30,000. Although the community has an
extensive
spring-fed water distribution system, the water is not treated
and
is of poor quality (Kallman et al. 2011). This system is the only
source of drinking water and is used by all members of the com-
munity with the exception of the occasional use of bottled
water.
In June 2009, 107 participants were recruited to participate
in the study and were randomly assigned to one of three groups
of approximately equal size as shown in Fig. 3. Participants
were
invited through flyers and radio announcements. Technology as-
signments were done via a rotation where the first person in line
got a CWF, the second a CWF þ torus, the third the SWS, etc.
The
SWS group received their first chlorine bottles free of charge
and
could purchase dosed chlorine bottles from a local distributor
for
approximately 25 quetzales (≈US$3.14) for a six-month supply.
Instructions were given to the participants about operation and
maintenance of their technologies at project inception.
However,
there was no systematic attempt to assesses actual compliance
or
maintenance practices. Study attrition was mostly due to partici-
pants not being present during the Period 2 and 3 sampling
rounds.
Two attempts were made at each household to find participants.
Institutional review board approval was obtained for this study
from the University of Virginia.
Torus Fabrication
The toruses were fabricated in San Mateo Ixtatán using a
method
similar to the one described by Kallman et al. (2011) to
fabricate
CWFs, however they were hand-molded instead of pressed. In
brief, approximately 60 lb (27.2 kg) of locally collected clay is
combined with 8–10 lb (3.6–4.5 kg) of sieved sawdust. Once
mixed, 10 L of water is added and the toruses are molded by
hand.
They are then allowed to air-dry for 8 days, after which time
they
are fired at a temperature of 800°C. The temperature was slowly
increased from ambient by 75°C=h for 4 h and then by 150°C=h
until the maximum temperature was reached. They are then
hand-painted with approximately 23 mL of 200 ppm silver
nano-particle solution and allowed to dry. The finished torus
mean
mass was 175 g with a range of 158–213 g.
Fig. 1. Silver-impregnated torus investigated in this study
(image by
James Smith)
Torus
Ceramic Water Filter
Water Level
Lower Reservoir
Fig. 2. Ceramic water filter plus silver-infused ceramic torus
(CWF þ
torus) configuration; the ceramic water filter is placed inside
the lower
reservoir as shown; the torus is then placed underwater at the
bottom of
the reservoir where it can inhibit biological growth
© ASCE 04014085-2 J. Environ. Eng.
J. Environ. Eng. 2015.141.
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Analytical Methods
For each household sampling event, water samples were
collected
from the household tap (which was the source water) and from
the
spigot of the CWF or SWS. Sampling took place in June 2009,
January 2010, and June 2010, which will hereafter be referred
to as Periods 1, 2, and 3, respectively. Period 1 sampling was
con-
ducted within approximately two days of a household receiving
their filter.
Silver concentration was measured in the field each time using a
Hach DR/4000 spectrophotometer and the Hach 8120 silver
colori-
metric method (Hach 2003) (Hach Company, Loveland,
Colorado).
The detection limits for that method are 0.02–0.70 mg=L. Free
chlorine levels were measured during Periods 1 and 2 using
Hach
Chlorine Color Disk Test Kits Model CN-66 (Hach Company,
Loveland, Colorado). The effective range is 0.1–3.4 mg=l Cl2.
The samples taken from each household at each period were
tested for total coliform bacteria during each of the three visits
and
E. coli bacteria during the last two visits using standard
membrane
filtration methods. All samples were collected in sterile, 250
mL
plastic bottles and stored in a cooler with ice during transport to
the field laboratory. All samples were tested within eight hours
of
collection. The selective media m-ColiBlue24 (Millipore,
Billerica,
Massachusetts) was not available during the first sampling
period
necessitating the use of m-Endo Total Coliform Broth
(Millipore,
Billerica, Massachusetts), which does not differentiate between
E. coli and total coliforms. m-ColiBlue24 was used for the
subse-
quent periods.
The membrane filtration protocol is as follows. A hand pump
was first used to pass 100 mL of each undiluted sample through
a sterilized 0.45 μm membrane filter (Fisher Brand, Pittsburgh).
The filter was then placed in a petri dish containing m-
ColiBlue24
or m-Endo total coliform broth and incubated at 35°C for 24 h
in
a portable incubator (Millipore, Billerica, Massachusetts).
Colonies
were then counted and reported as CFU=100 mL. Plates with
too
many colonies to count were recorded as having 2,000 CFU=
100 mL. Daily boiled water samples all had zero colonies.
Statistical Methods
Mean differences in silver concentrations over time (within-
subjects effects) and between technologies (between-subjects
ef-
fects) were assessed using repeated-measures analysis of
variance
(ANOVA). Shapiro-Wilk’s tests of normality, Levene’s test for
equality of error variances, Box’s test of equality of covariance
and
Mauchly’s test for sphericity were all conducted on the data to
test
if ANOVA assumptions were met.
A paired t-test was conducted to assess the chlorine concentra-
tion changes.
Log reduction values were calculated from the influent and
effluent water samples and used in the subsequent analyses of
the microbial concentrations. One-way ANOVA analyses were
conducted at each time period to assess the equity of the
influent
water for the three technologies and two bacteria types. The
micro-
bial effectiveness of the three technologies was assessed using a
repeated-measures ANOVA in an identical manner to the silver
concentrations. Pearson correlation coefficients were calculated
to
see if effluent water silver concentrations were correlated to the
log
removal efficiency of the filters.
Finally, Student’s t-test were conducted to assess the difference
in log removal rates between households with and without suffi-
cient chlorine during Period 2. F-tests were used to assess
variance
for t-test analyses.
IBS SPSS statistical analysis software version 21.0 (IBM SPSS,
Chicago, 2011) as well as Microsoft Excel were used for all
analy-
ses. All tests were conducted with a significance level of 0.05.
Results
Fig. 4 presents mean silver concentrations (with 95%
confidence
intervals) in treated water for the CWF and CWF þ torus inter-
ventions for each of the three sampling periods. All samples
were
107 Initial Participants
37 CWF 36 CWF + Torus 34 SWS
P
e
ri
o
d
1
(
Ju
n
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2
0
0
9
)
21 CWF 25 CWF + Torus 19 SWS
P
e
ri
o
d
3
(
Ju
n
e
2
0
1
0
)
27 CWF 26 CWF + Torus 20 SWS
P
e
ri
o
d
2
(
Ja
n
2
0
1
0
)
Fig. 3. Three-product study design; 107 initial participants were
re-
cruited in June 2009 and were approximately evenly divided
randomly
into three study arms; there was significant dropout during the
subse-
quent follow-up visits
Sampling Period
[A
g
]
m
g
/l
1 2 3
CWF
CWF + Torus
0
.0
2
0
.0
3
0
.0
4
0
.0
5
Fig. 4. Silver concentration for the three time periods sampled;
repeated-measures ANOVA analyses indicated there was no
variation
with either time or between technologies; error bars indicate
95% CI
© ASCE 04014085-3 J. Environ. Eng.
J. Environ. Eng. 2015.141.
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below the World Health Organization (WHO) recommendation
for
silver concentration, which is 0.1 mg=L (WHO 2011). Although
apparent mean differences in effluent water silver concentration
were seen over time (Fig. 4), these differences were not
statistically
significant according to the repeated measures ANOVA analysis
[Fð2; 34Þ ¼ 0.812, p ¼ 0.412]. Likewise, there were no
significant
differences between technologies [Fð1; 17Þ ¼ 0.160, p ¼
0.694].
Chlorine concentrations fell from Period 1 to Period 2 for
house-
holds that received the safe water system, however, this result
was not statistically significant according to a paired t-test (p ¼
0.125). During the first sampling round, chlorine concentration
was 1.43 mg=L on average with 100% (n ¼ 34) having more
than
0.2 mg=L. However, during the Period 2 sampling only 65% (n
¼
20) had levels of 0.2 mg=L or higher although the average rose
to 2.66 mg=L. This is due to the fact that 20% of households
had
concentrations in excess of 5 mg=L, indicating a minority of
house-
holds were possibly overchlorinating.
Table 1 summarizes mean tap (influent) water quality for the
three technologies, two bacteria types, and three sampling
periods.
According to one-way ANOVA analyses, mean tap water
samples
for both E. coli and total coliform bacteria were statistically
equiv-
alent for all three technologies for Periods 2 and 3. However,
they
were not equivalent for Period 1 (p ¼ 0.037) as is shown in
Table 1.
Mean log reduction values for all three technologies over the
sam-
pling periods for the two bacteria types are shown in Figs. 5 and
6,
while the same data is displayed as boxplots in Fig. 7.
Combined
average log removal efficiencies for all three technologies for
total
coliform bacteria ranged from 2.22 � 0.21 initially but declined
to
1.45 � 0.35 after six months and to 1.42 � 0.29 after 1 year.
Total
coliform removal declined between Period 1 and Period 3 from
2.20 to 1.18 for CWF, from 2.10 to 1.48 for the CWF þ torus
design, and from 2.37 to 1.60 for the SWS. E. coli removal
changed
from the Period 2 to Period 3 sampling rounds from 1.45 to 1.37
for
the CWFs, from 1.51 to 1.87 for the CWF þ torus design and
from
1.26 to 1.05 for the SWS.
A repeated-measures ANOVA of all three technologies indi-
cated that there were mean differences over time [Fð2; 92Þ ¼
12.410, p < 0.001], but not between the technologies [Fð2; 46Þ
¼
0.417, p ¼ 0.661] for total coliform bacteria. Pairwise
comparisons
identified mean differences between Period 1 and Period 2 (p <
0.001), but not between Period 2 and Period 3 (p ¼ 1.000).
How-
ever, there was no similar temporal decline for E. coli [Fð1; 32Þ
¼
0.008, p ¼ 0.930] nor was there a difference between
technologies
for E. coli [Fð2; 32Þ ¼ 1.409, p ¼ 0.259]. The lack of temporal
decline for E. coli is likely due to the lack of data for Period 1.
There was also no correlation between silver concentration in
the effluent water and log reduction values for total coliform (R
¼
0.08) or E. coli (R ¼ 0.087).
Results are also displayed in terms of the WHO risk categories
of <1, 1–10, 10–100, 100–1,000 and >1,000 CFU=100 mL in
Figs. 8 and 9. There plots are largely consistent with the
previous
results and indicate that the effectiveness of all three
technologies
declines between Periods 1 and 2, but remains relatively
constant
between Periods 2 and 3. There are few differences between the
three technologies.
Finally, the log removal rates for households with and without
sufficient residual chlorine during the Period 2 sampling was
com-
pared. Households with chlorine concentrations of 0.2 mg=L
had
Table 1. Mean Tap/Influent Water Quality for the Three
Sampling Periods
for Each of the Three Technologies and Two Bacteria Types; P-
Values are
the Result of One-Way ANOVA Analyses to Compare Means;
Results
Indicate that Means are Statistically Equivalent Except for the
First
Sampling Period
Sampling
period
Bacteria
type
Mean tap (influent) water quality
(CFU=100 mL)
p-ValueCWF CWF þ torus SWS
1 TC 465 499 914 0.037
2 TC 525 773 651 0.746
2 EC 352 328 255 0.886
3 TC 798 632 328 0.333
3 EC 269 221 66 0.405
Note: EC = E. Coli; TC = total coliform.
Total Coliform
Sampling Period
L
o
g
R
e
d
u
ct
io
n
0
.5
1
.0
1
.5
2
.0
2
.5
1 2 3
CWF
CWF + Torus
SWS
Fig. 5. Mean log reduction over the three sampling periods for
total
coliform bacteria; repeated-measure ANOVA test indicates
temporal
decline for total coliform bacteria between Periods 1 and 2; no
signif-
icant differences were found between technologies; plot is
consistent
with a temporal decline in effectiveness, but limited differences
between technologies; error bars indicate 95% CI
E. Coli
Sampling Period
L
o
g
R
e
d
u
ct
io
n
0
.5
1
.0
1
.5
2
.0
2
.5
2 3
CWF
CWF + Torus
SWS
Fig. 6. Mean log reduction over the two sampling periods for E.
coli
bacteria; there was no temporal decline for E. coli and no
significant
difference between technologies; the lack of temporal decline is
likely
due to the fact that no E. coli data was taken for Period 1; error
bars
indicate 95% CI
© ASCE 04014085-4 J. Environ. Eng.
J. Environ. Eng. 2015.141.
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significantly higher log removal rates for total coliform bacteria
than those that did not (1.79 versus 0.41, p ¼ 0.022) (Student’s
t-test). However, log removal rates were equivalent for E. coli
bacteria (1.09 versus 1.09, p ¼ 0.936) (Student’s t-test).
Discussion
This paper reports on a randomized trial of the longitudinal
field
effectiveness of three point-of-use water treatment systems. To
the
best of the authors’ knowledge, this is the first concurrent,
compar-
ative study of these three technologies. Results indicate that all
three technologies decline in effectiveness over the first six
months
and that the toruses, as designed, are not sufficient to improve
performance over the simple CWF. However, it is also
noteworthy
that the microbial effectiveness decline appears to level off
after
six months for all three technologies. Furthermore, it is evident
that chlorination adherence falls precipitously during the first
six months, which is something that can affect its suitability as
a
sustainable point-of-use intervention.
The longitudinal declines in CWF effectiveness are consistent
with those reported previously from a study conducted in South
Africa (Mellor et al. 2014) and are likewise consistent with that
of
Hunter (2009) who found that longer duration studies of POU
devices showed decreased effectiveness at reducing diarrhea.
The
high variability and negative log reduction values have likewise
been seen by Brown (2007) who found that 17% of CWF
effluent
samples had higher E. coli concentrations in the treated water
com-
pared to the influent water.
One reason for the apparent effectiveness declines seen in the
CWF and the CWF þ torus designs may be the depletion of the
silver in the filters. As noted by Ren et al. (2013), silver
nanopar-
ticles are relatively mobile through a ceramic porous media, and
colloidal silver solutions that are painted onto porous ceramic
filters
(as they were in this case) result in silver nanoparticle release
into
the treated water at a rate much faster than filters fabricated by
firing the nanosilver into the filter.
The relative ineffectiveness of the torus design is surprising.
If designed properly, such a technology should reduce the
biofilm
buildup quantified by others (Jagals et al. 2003) and help to
mit-
igate regrowth in such settings (Mellor et al. 2013). One
possibility
is that the reservoir silver concentrations, which ranged from
∼15 to
45 ppb (Fig. 4), were insufficient to deactivate high
concentrations
of bacteria. However, prior research indicates that ∼2 log
reduction
occurs in about 30 min at concentrations down to at least 50 ppb
(Jung et al. 2008). In the filter design, the microbes pass
through the
pores of the silver-impregnated ceramic, which forces them into
very close contact with the silver-impregnated pore surfaces.
This
is apparently not occurring as efficiently in the toruses because
the
water is not forced through the torus. It is possible that the
toruses
could be more effective if they were painted with higher
concen-
trations of colloidal silver, had different pore sizes, or had a
differ-
ent geometry. However, the Pearson’s test indicates that there is
no
L
o
g
R
e
d
u
ct
io
n
-2
-1
0
1
2
3
4
5
TC Period 1 TC Period 2 TC Period 3 EC Period 2 EC Period 3
SWS
Technology
CWF + Torus CWF
Fig. 7. Boxplots of log reductions for the three sampling periods
for
each of the three technologies and two bacteria types [EC (E.
coli) and
TC (total coliform)]
CWF CWF+Torus SWS CWF CWF+Torus SWS CWF
CWF+Torus SWS
P
e
rc
e
n
t
(%
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0
2
0
4
0
6
0
8
0
1
0
0 Period 1 Period 2 Period 3
Risk Category (CFU/100ml)
<1 1-10 10-100 100-1000 >1000
Fig. 8. Bar plots showing the percent of samples with total
coliform concentrations in WHO risk categories at the three
periods; results indicate that
water quality declines between Period 1 and Period 2 for all
three technologies but remains relatively constant between
Period 2 and Period 3; there is
minimal difference between the three technologies
© ASCE 04014085-5 J. Environ. Eng.
J. Environ. Eng. 2015.141.
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relationship between silver concentrations and log reduction
values.
It is also notable that silver concentrations showed little varia-
tion with time or between the two CWF configurations. The one
exception to this was during the second sampling period when
the
torus design appears to have had higher levels of silver. This
could
have led to the statistically insignificant mean increase in log
reduction for that period for both total coliform (1.42 versus
1.59,
p ¼ 0.636) and E. coli (1.41 versus 1.53, p ¼ 0.738) for the
CWF
versus CWF þ torus designs, respectively. Another possibility is
that reservoir contamination was not due to contamination from
the reservoir itself, but rather from the ceramic filter walls or
pores as was found by others in a controlled laboratory
experiment
(Bielefeldt et al. 2009). Also, the detection range of the chosen
method (Hach 8120) is 0.02–0.70 mg=L. Since the silver
concen-
trations were near the lower detection limit, there might be
uncer-
tainty in those measurements (Hach 2003). It is important to
note
that this does not mean that lower-reservoir biofilm buildup is
not
occurring, or that silver-impregnated toruses are infective
gener-
ally, but it does call for an improved torus design and further
research to pinpoint the source of the recontamination.
The mean log reduction values seen for the CWFs in this study
were 2.20 � 0.30 initially and declined to 1.34 � 0.65 and to
1.18 � 0.49. This makes these filters comparable to those
reported
previously by Brown (2007) who found log reduction values of
∼2.
A recent study that compared the effectiveness of chlorination
with a silver-coated porous ceramic candle element found a
mean
log reduction value of 1.21 for households provided
WaterGuard
(a dilute hypochlorite solution) while the ceramic candles
provided
a log reduction of only 0.91 (Albert et al. 2010). Likewise, the
73%
reduction in the number of households with detectable levels of
E. coli before and after chlorination for Period 2 was consistent
with a major meta-analysis that found an 80% reduction in the
pro-
portion of stored water samples with detectable E. coli (Arnold
and
Colford 2007) after chlorination interventions. Although the
per-
centage in this study declined to 58% during Period 3, the
Arnold
and Colford meta-analysis relied on studies that had a median
length of only 30 weeks. Finally, it is worth noting that if the
log
reduction values measured in the current study were 3 or better,
it could lead to improved outcomes (Mellor et al. 2012a; Enger
et al.
2012). However, given that the influent water frequently had
less
than 1,000 CFU=100 mL of bacterial contamination, the
reported
log reduction values might be higher if the influent water were
more
highly contaminated.
The use of silver in water treatment technologies is not without
risk, however, this risk is minimal and the WHO has not
established
a firm limit due to inadequate data (WHO 2011). Indeed, the
WHO
suggests that the only known risk for silver ingestion is argyria,
which is a condition that discolors the skin and hair. To prevent
this, the WHO recommends a lifetime limit of 10 g of silver.
Based
on this limit, the WHO recommends that silver concentrations
of
0.1 mg=L can be tolerated for 70 years without any health risk
(WHO 2011). The WHO limit for chlorine is 5 mg=L and there
are no specific adverse health effects that have been observed
(WHO 2011).
The current study had a number of limitations that warrant
discussion. First of all, the nonuniform influent water supplies
may
have biased some of the results. Secondly, the torus design did
not
generally increase the silver concentration in the lower
reservoir,
which is likely why it proved to be equally as effective at
removing
bacteria as the filter only design. This does not mean that the
torus
cannot be effective, or that biofilm layer buildup is not
occurring,
but it does mean that the torus needs to be redesigned to
increase
efficiency. That improved design should then be tested in future
laboratory and field trials. Also, systematic baseline
demographic
data about socioeconomic status or other covariates was not
con-
ducted. Such factors might have affected the use and
maintenance
of the three technologies. The fact that the participants using
chlo-
rine had to purchase chlorine bottles every six months, while
the
filter users did not have any additional costs, might have biased
the
results. However, the periodic purchase of chlorine is realistic
for
that method. Finally, the high drop-out rate might have biased
the
results and lowered their statistical power.
Conclusions
The first randomized trial has been conducted to study the rela-
tive microbial effectiveness of three different point-of-use water
CWF CWF+Torus SWS CWF CWF+Torus SWS
P
e
rc
e
n
t
(%
)
0
2
0
4
0
6
0
8
0
1
0
0 Period 2 Period 3
Risk Category (CFU/100ml)
<1 1-10 10-100 100-1000 >1000
Fig. 9. Bar plots showing the percent of samples with E. coli
concentrations in WHO risk categories at the two periods
© ASCE 04014085-6 J. Environ. Eng.
J. Environ. Eng. 2015.141.
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treatment technologies in the developing-world community of
San Mateo Ixtatán, Guatemala. The POU technologies studied
were
chlorination (i.e., the safe water system advocated by the
Centers
for Disease Control and Prevention), CWFs, and CWFs with a
ceramic torus impregnated with silver placed in the lower filter
res-
ervoir. Surprisingly, the CWF þ torus design did not
significantly
increase silver concentrations in lower reservoirs as expected.
Furthermore, the percent of households in the chlorination
group
with adequate residual chlorination dropped from 100 to 65%
be-
tween Periods 1 and 2 of the study. Log removal efficiency was
highly variable and declined over the first six months with all
three
technologies, and there were no statistically significant
differences
seen between the three technologies in terms of microbial
removal
efficiency. These results highlight the need for further study
into
the causes of lower-reservoir contamination in CWFs and ways
to
remedy this problem. Improved silver-impregnated ceramic
toruses
might be an effective technology, but further research is needed
to
improve their design.
Acknowledgments
The authors thank Beth Neville Evans and the Ixtatán
Foundation
for assistance in participant enrollment and logistical field
support.
We would also like to thank Dr. Relana Pinkerton for her assis-
tance with some of our methods. This work was supported by
the National Science Foundation (CBET 651996). It was also
developed under STAR Fellowship Assistance Agreement no.
FP91728601 awarded by the U.S. Environmental Protection
Agency (USEPA). It has not been formally reviewed by USEPA.
The views expressed in this publication are solely those of the
authors, and USEPA does not endorse any products or
commercial
services mentioned in this publication.
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http://dx.doi.org/10.1016/j.watres.2013.11.035
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http://dx.doi.org/10.1046/j.1365-3156.2003.01160.x
http://dx.doi.org/10.1046/j.1365-3156.2003.01160.x
For this assignment, you will need to answer the questions
below. Type your responses where indicated -- and delete the
words in the square brackets: [ ]. In order to successfully
answer these questions, you'll need to:
· Start by navigating to http://azhin.org/nau/EGR-186-
Homework-Fall-2015. You'll need to read everything on that
page, and then follow the prompts for answering specific
questions below.
· Download the research article: Comparison of Three
Household Water Treatment Technologies in San Mateo Ixtatán,
Guatemala (provided on Bb Learn).
· Note: research articles are difficult to read unless you are an
expert, but as you look at this article, you can probably
understand enough to get a general idea of what it is about.
Many of the questions below relate to that article.
1. Notice that the article you are reading is divided into these
sections: Title, Abstract, Introduction, Methods, Results,
Discussion, Conclusion, and References. Most research articles
are divided into these same sections. The Introduction section
of an article will describe the research problem that the authors
investigated. Look over the Introduction and summarize the
research problem that the author's investigated:
[type your response here]
2. Notice that the authors cite a lot of other research articles in
the introduction, before they start describing the research that
they investigated. It is typical for authors to do this in the
Introduction section. Why do you think authors do this? What
purpose does it serve?
[type your response here]
3. Which section of the article provides a short summary of the
entire article?
[type your response here]
4. To find out what the authors learned from their research
project, you can skip to the Discussion and Conclusions
sections of the article. Take a look at those sections. Were the
authors successful in solving their research problem? Explain
your answer.
[type your response here]
5. Why do you think the authors of this article took to the time
to write it and get it published?
[type your response here]
6. Imagine that you are the owner of a private engineering
company and you want to manufacture and sell high-quality,
long-lasting, ceramic water filters to people at risk from using
unsafe water. Would reading this article be useful to you?
Explain why or why not.
[type your response here]
7. Do you think this article is a reliable source of information?
Think about reasons why or why not. List at least two reasons in
any mix of categories below.
Reasons I think this article is likely to be reliable:
Reasons why it is hard for me to tell if this article is reliable:
Reasons why I think this article might not be reliable:
·
·
·
·
·
·
·
·
·
8. What type of publication is the citation below? (Pick from:
journal article, conference paper, book, or website.)
X. Zhu and X. Wu, “Class noise vs. attribute noise: A
quantitative study of their impacts,” Artificial Intelligence
Review, vol. 22, no. 3/4, pp. 177–210, Nov. 2004. doi:
10.1007/s10462-004-0751-8
[type your response here]
9. Name the parts of this citation:
· X. Zhu and X. Wu: [type your response here]
· Class noise vs. attribute noise: A quantitative study of their
impacts: [type your response here]
· Artificial Intelligence Review: [type your response here]
· 22: [type your response here]
· 3/4: [type your response here]
· 177–210: [type your response here]
· Nov. 2004: [type your response here]
· 10.1007/s10462-004-0751-8: [type your response here]
10. Are the references listed at the end of the article you've
been reading (Comparison of Three Household Water Treatment
Technologies in San Mateo Ixtatán, Guatemala ) formatted in
the IEEE citation style? What clues helped you determine if
they are or are not?
[type your response here]
11. What is the most comprehensive engineering database for
finding articles and conference papers?
[type your response here]
12. Let's say you were just getting familiar with the topic of
ceramic water filters. In what order would you do the following:
Random Order:
Your Order:
· Look for books covering the topic
· Look for research articles on the topic
· Search the web for information on this topic
1.
2.
3.
Explain the order you chose:
[type your response here]
Page 1

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  • 1. Comparison of Three Household Water Treatment Technologies in San Mateo Ixtatán, Guatemala Jonathan E. Mellor1; Erin Kallman2; Vinka Oyanedel-Craver, A.M.ASCE3; and James A. Smith, F.ASCE4 Abstract: Silver-impregnated ceramic water filters (CWFs) are a simple and sustainable low-cost technology that has shown promise in improving household drinking water quality and reducing incidences of early childhood diarrhea in a variety of settings. Despite this promise, lower reservoir contamination is thought to be a contributing factor to the decline in the effectiveness being seen over time. A novel silver- impregnated ceramic torus that can be placed in the lower reservoir was designed to minimize this contamination. This study uses a one-year randomized trial to compare the relative effectiveness of the CWF þ torus design with a standard CWF and point-of-use chlorination. The effectiveness of each technology was measured at project inception and subsequently after six and 12 months. Results indicate that the toruses, as designed, are not able to consistently maintain lower-reservoir silver concentrations above those of the simple CWF design and are hence unable to prevent contamination. Furthermore, after six months, only 65% of households that used point-of-use chlorination maintained sufficient chlorine levels above the 0.2 mg=L needed to be effective. All three technologies showed
  • 2. statistically equivalent log removal efficiencies for total coliform bacteria and all three declined in effectiveness over the first six months. Combined average log removal efficiencies for all three technologies ranged from 2.22 � 0.21 initially but declined to 1.45 � 0.35 after six months and to 1.42 � 0.29 after one year. DOI: 10.1061/(ASCE)EE.1943-7870.0000914. © 2014 American Society of Civil Engineers. Introduction Worldwide, there are an estimated 780 million people who lack access to improved water sources and an additional 2.2 billion without consistent access to microbiologically safe water (Onda et al. 2012). This poor access is a leading cause of death for 842,000 children a year who suffer from poor access to water, san- itation, and hygiene (WASH) services (Pruss-Ustun et al. 2014). Even when a community has a clean water source, water is fre- quently contaminated after collection or treatment (Wright et al. 2004) by a myriad of contamination sources as well as biological regrowth (Mellor et al. 2013). This is a particular problem for res- idents who must travel long distances to collect water (Mellor et al. 2012b) and thus store their water for extended periods. One point-of-use (POU) technology that has shown promise at improving household drinking water quality is a ceramic water filter (CWF). CWFs consist of a porous ceramic pot-shaped filter that purifies water using size exclusion and an antimicrobial silver
  • 3. nano-particle coating. Contaminated water can be poured into the top from where it gradually percolates down through the ceramic and is collected in a plastic lower reservoir. CWFs have been shown to be highly effective at removing bacteria in both laboratory (97.8–100% removal) (Oyanedel-Craver and Smith 2008) and field environments (∼90% average removal) (Kallman et al. 2011) and reducing diarrhea incidences both generally (Hunter 2009) as well as in human immunodeficiency virus-positive adult populations (Abebe et al. 2014). CWFs are also likely able to remove viruses and protozoa, but with lower and higher respective effectiveness (Bielefeldt et al. 2010). Indeed, recent work has shown Crypto- sporidium parvum removal to be 99.2% through ceramic disks (Abebe 2013). Although these are positive results, some researchers have recently questioned the ability of ceramic filters and other point- of-use interventions to reduce diarrhea incidence especially over the long term. Hunter (2009) found that the effectiveness of point-of-use interventions as a means of diarrhea reduction declines with follow-up duration and that blinded studies indicate lower effectiveness. Others have suggested that household water treatment technologies should not be promoted widely until further research is conducted (Schmidt and Cairncross 2009). One possible
  • 4. cause of the long-term decline in effectiveness is biological buildup that has been shown to be present in household water storage con- tainers (Jagals et al. 2003) (which are similar in form and function to the lower reservoir of CWFs). This, along with biological re- growth, may be a significant contributing factor to early- childhood diarrhea incidence in South Africa (Mellor et al. 2012a). In fact, previous results obtained by the authors have suggested that this biological buildup coupled with poor cleaning regimes might be significant factors in CWFs’ declining effectiveness (Mellor et al. 2014). CWFs effectively remove bacteria both through size exclusion and the antimicrobial action of colloidal silver or silver nitrate that is painted on or infused into the ceramic. The bactericidal proper- ties of the applied silver are dependent on the applied mass of colloidal silver (Oyanedel-Craver and Smith 2008) and the reten- tion of silver in the filter (Ren et al. 2013). The bacterial growth inhibition by silver is dependent on the silver dose applied to the CWF (Rayner et al. 2013) and the number of bacteria present (Sondi and Salopek-Sondi 2004). 1Postdoctoral Research Associate, Dept. of Chemical and Environmen- tal Engineering, Yale Climate and Energy Institute, Yale Univ., P.O. Box 208286, New Haven, CT 06520. E-mail: [email protected]
  • 5. 2Engineer, Dept. of Civil and Environmental Engineering, Univ. of Virginia, P.O. Box 40072, Charlottesville, VA 22904-4742. 3Assistant Professor, Dept. of Civil and Environmental Engineering, Univ. of Rhode Island, Bliss Hall 213, Kingston, RI 22881. E- mail: [email protected] 4Professor, Dept. of Civil and Environmental Engineering, Univ. of Virginia, P.O. Box 40072, Charlottesville, VA 22904-4742 (corresponding author). E-mail: [email protected] Note. This manuscript was submitted on November 11, 2013; approved on October 16, 2014; published online on November 18, 2014. Discussion period open until April 18, 2015; separate discussions must be submitted for individual papers. This paper is part of the Journal of Environmental Engineering, © ASCE, ISSN 0733-9372/04014085(7)/$25.00. © ASCE 04014085-1 J. Environ. Eng. J. Environ. Eng. 2015.141. D ow nl oa de d
  • 8. on ly ; al l ri gh ts r es er ve d. http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000914 http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000914 http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000914 http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000914 The safe water system (SWS) is another common point-of-use water treatment system developed by the U.S. Centers for Disease Control and Prevention (Mintz et al. 1995). It combines house- hold water treatment and safe water storage. Treatment is typically done using sodium hypochlorite (NaOCl) added to household drinking water. Free chlorine residual should be between 0.2 and
  • 9. 2.0 mg=L (Lantagne 2008). The safe water storage containers have small openings to prevent contamination and a spigot to allow easy access. Attempting to address the problem of lower-reservoir reconta- mination, members of the nonprofit organization Potters for Peace proposed placing a ceramic torus painted with colloidal silver (Fig. 1) in the lower reservoir of the filter system (Fig. 2). It was hypothesized that the release of silver ions from the colloidal silver-impregnated torus in the lower reservoir would help to pre- vent microbial regrowth and biofilm formation. To test this claim, the microbial effectiveness of three technologies was compared concurrently in the same community over the course of a year: a CWF; a CWF with the torus placed in the lower reservoir; and the safe water system. Therefore, the overarching goal of this study was to compare the longitudinal microbial effectiveness of the three technologies over a year-long period while testing the novel silver-impregnated torus’s ability to slowly release silver thus im- proving the water quality in the lower reservoir. This goal was achieved through the recruitment of 107 participants from San Mateo Ixtatán, Guatemala, who were randomly divided into three study groups. Each group received one intervention. Methods
  • 10. Community Setting and Cohort The study was undertaken in the community of San Mateo Ixtatán in the Guatemalan highlands. Access to suitable WASH infra- structure is severely limited and diarrhea is common in this region making it a leading cause of death among children in Guatemala (Guatemala 2002). San Mateo Ixtatán is the poorest community in the poorest department of Huehuetenango and has a population of approximately 30,000. Although the community has an extensive spring-fed water distribution system, the water is not treated and is of poor quality (Kallman et al. 2011). This system is the only source of drinking water and is used by all members of the com- munity with the exception of the occasional use of bottled water. In June 2009, 107 participants were recruited to participate in the study and were randomly assigned to one of three groups of approximately equal size as shown in Fig. 3. Participants were invited through flyers and radio announcements. Technology as- signments were done via a rotation where the first person in line got a CWF, the second a CWF þ torus, the third the SWS, etc. The SWS group received their first chlorine bottles free of charge and could purchase dosed chlorine bottles from a local distributor for approximately 25 quetzales (≈US$3.14) for a six-month supply. Instructions were given to the participants about operation and maintenance of their technologies at project inception.
  • 11. However, there was no systematic attempt to assesses actual compliance or maintenance practices. Study attrition was mostly due to partici- pants not being present during the Period 2 and 3 sampling rounds. Two attempts were made at each household to find participants. Institutional review board approval was obtained for this study from the University of Virginia. Torus Fabrication The toruses were fabricated in San Mateo Ixtatán using a method similar to the one described by Kallman et al. (2011) to fabricate CWFs, however they were hand-molded instead of pressed. In brief, approximately 60 lb (27.2 kg) of locally collected clay is combined with 8–10 lb (3.6–4.5 kg) of sieved sawdust. Once mixed, 10 L of water is added and the toruses are molded by hand. They are then allowed to air-dry for 8 days, after which time they are fired at a temperature of 800°C. The temperature was slowly increased from ambient by 75°C=h for 4 h and then by 150°C=h until the maximum temperature was reached. They are then hand-painted with approximately 23 mL of 200 ppm silver nano-particle solution and allowed to dry. The finished torus mean mass was 175 g with a range of 158–213 g. Fig. 1. Silver-impregnated torus investigated in this study (image by James Smith)
  • 12. Torus Ceramic Water Filter Water Level Lower Reservoir Fig. 2. Ceramic water filter plus silver-infused ceramic torus (CWF þ torus) configuration; the ceramic water filter is placed inside the lower reservoir as shown; the torus is then placed underwater at the bottom of the reservoir where it can inhibit biological growth © ASCE 04014085-2 J. Environ. Eng. J. Environ. Eng. 2015.141. D ow nl oa de d fr om a sc el
  • 15. ri gh ts r es er ve d. Analytical Methods For each household sampling event, water samples were collected from the household tap (which was the source water) and from the spigot of the CWF or SWS. Sampling took place in June 2009, January 2010, and June 2010, which will hereafter be referred to as Periods 1, 2, and 3, respectively. Period 1 sampling was con- ducted within approximately two days of a household receiving their filter. Silver concentration was measured in the field each time using a Hach DR/4000 spectrophotometer and the Hach 8120 silver colori- metric method (Hach 2003) (Hach Company, Loveland, Colorado). The detection limits for that method are 0.02–0.70 mg=L. Free chlorine levels were measured during Periods 1 and 2 using Hach
  • 16. Chlorine Color Disk Test Kits Model CN-66 (Hach Company, Loveland, Colorado). The effective range is 0.1–3.4 mg=l Cl2. The samples taken from each household at each period were tested for total coliform bacteria during each of the three visits and E. coli bacteria during the last two visits using standard membrane filtration methods. All samples were collected in sterile, 250 mL plastic bottles and stored in a cooler with ice during transport to the field laboratory. All samples were tested within eight hours of collection. The selective media m-ColiBlue24 (Millipore, Billerica, Massachusetts) was not available during the first sampling period necessitating the use of m-Endo Total Coliform Broth (Millipore, Billerica, Massachusetts), which does not differentiate between E. coli and total coliforms. m-ColiBlue24 was used for the subse- quent periods. The membrane filtration protocol is as follows. A hand pump was first used to pass 100 mL of each undiluted sample through a sterilized 0.45 μm membrane filter (Fisher Brand, Pittsburgh). The filter was then placed in a petri dish containing m- ColiBlue24 or m-Endo total coliform broth and incubated at 35°C for 24 h in a portable incubator (Millipore, Billerica, Massachusetts). Colonies were then counted and reported as CFU=100 mL. Plates with too
  • 17. many colonies to count were recorded as having 2,000 CFU= 100 mL. Daily boiled water samples all had zero colonies. Statistical Methods Mean differences in silver concentrations over time (within- subjects effects) and between technologies (between-subjects ef- fects) were assessed using repeated-measures analysis of variance (ANOVA). Shapiro-Wilk’s tests of normality, Levene’s test for equality of error variances, Box’s test of equality of covariance and Mauchly’s test for sphericity were all conducted on the data to test if ANOVA assumptions were met. A paired t-test was conducted to assess the chlorine concentra- tion changes. Log reduction values were calculated from the influent and effluent water samples and used in the subsequent analyses of the microbial concentrations. One-way ANOVA analyses were conducted at each time period to assess the equity of the influent water for the three technologies and two bacteria types. The micro- bial effectiveness of the three technologies was assessed using a repeated-measures ANOVA in an identical manner to the silver concentrations. Pearson correlation coefficients were calculated to see if effluent water silver concentrations were correlated to the log removal efficiency of the filters. Finally, Student’s t-test were conducted to assess the difference
  • 18. in log removal rates between households with and without suffi- cient chlorine during Period 2. F-tests were used to assess variance for t-test analyses. IBS SPSS statistical analysis software version 21.0 (IBM SPSS, Chicago, 2011) as well as Microsoft Excel were used for all analy- ses. All tests were conducted with a significance level of 0.05. Results Fig. 4 presents mean silver concentrations (with 95% confidence intervals) in treated water for the CWF and CWF þ torus inter- ventions for each of the three sampling periods. All samples were 107 Initial Participants 37 CWF 36 CWF + Torus 34 SWS P e ri o d 1 ( Ju n e 2
  • 19. 0 0 9 ) 21 CWF 25 CWF + Torus 19 SWS P e ri o d 3 ( Ju n e 2 0 1 0 ) 27 CWF 26 CWF + Torus 20 SWS P e ri o d 2 (
  • 20. Ja n 2 0 1 0 ) Fig. 3. Three-product study design; 107 initial participants were re- cruited in June 2009 and were approximately evenly divided randomly into three study arms; there was significant dropout during the subse- quent follow-up visits Sampling Period [A g ] m g /l 1 2 3 CWF CWF + Torus 0 .0
  • 21. 2 0 .0 3 0 .0 4 0 .0 5 Fig. 4. Silver concentration for the three time periods sampled; repeated-measures ANOVA analyses indicated there was no variation with either time or between technologies; error bars indicate 95% CI © ASCE 04014085-3 J. Environ. Eng. J. Environ. Eng. 2015.141. D ow nl oa de d fr om
  • 24. ; al l ri gh ts r es er ve d. below the World Health Organization (WHO) recommendation for silver concentration, which is 0.1 mg=L (WHO 2011). Although apparent mean differences in effluent water silver concentration were seen over time (Fig. 4), these differences were not statistically significant according to the repeated measures ANOVA analysis [Fð2; 34Þ ¼ 0.812, p ¼ 0.412]. Likewise, there were no significant differences between technologies [Fð1; 17Þ ¼ 0.160, p ¼ 0.694]. Chlorine concentrations fell from Period 1 to Period 2 for house- holds that received the safe water system, however, this result was not statistically significant according to a paired t-test (p ¼
  • 25. 0.125). During the first sampling round, chlorine concentration was 1.43 mg=L on average with 100% (n ¼ 34) having more than 0.2 mg=L. However, during the Period 2 sampling only 65% (n ¼ 20) had levels of 0.2 mg=L or higher although the average rose to 2.66 mg=L. This is due to the fact that 20% of households had concentrations in excess of 5 mg=L, indicating a minority of house- holds were possibly overchlorinating. Table 1 summarizes mean tap (influent) water quality for the three technologies, two bacteria types, and three sampling periods. According to one-way ANOVA analyses, mean tap water samples for both E. coli and total coliform bacteria were statistically equiv- alent for all three technologies for Periods 2 and 3. However, they were not equivalent for Period 1 (p ¼ 0.037) as is shown in Table 1. Mean log reduction values for all three technologies over the sam- pling periods for the two bacteria types are shown in Figs. 5 and 6, while the same data is displayed as boxplots in Fig. 7. Combined average log removal efficiencies for all three technologies for total coliform bacteria ranged from 2.22 � 0.21 initially but declined to 1.45 � 0.35 after six months and to 1.42 � 0.29 after 1 year. Total coliform removal declined between Period 1 and Period 3 from
  • 26. 2.20 to 1.18 for CWF, from 2.10 to 1.48 for the CWF þ torus design, and from 2.37 to 1.60 for the SWS. E. coli removal changed from the Period 2 to Period 3 sampling rounds from 1.45 to 1.37 for the CWFs, from 1.51 to 1.87 for the CWF þ torus design and from 1.26 to 1.05 for the SWS. A repeated-measures ANOVA of all three technologies indi- cated that there were mean differences over time [Fð2; 92Þ ¼ 12.410, p < 0.001], but not between the technologies [Fð2; 46Þ ¼ 0.417, p ¼ 0.661] for total coliform bacteria. Pairwise comparisons identified mean differences between Period 1 and Period 2 (p < 0.001), but not between Period 2 and Period 3 (p ¼ 1.000). How- ever, there was no similar temporal decline for E. coli [Fð1; 32Þ ¼ 0.008, p ¼ 0.930] nor was there a difference between technologies for E. coli [Fð2; 32Þ ¼ 1.409, p ¼ 0.259]. The lack of temporal decline for E. coli is likely due to the lack of data for Period 1. There was also no correlation between silver concentration in the effluent water and log reduction values for total coliform (R ¼ 0.08) or E. coli (R ¼ 0.087). Results are also displayed in terms of the WHO risk categories of <1, 1–10, 10–100, 100–1,000 and >1,000 CFU=100 mL in Figs. 8 and 9. There plots are largely consistent with the previous results and indicate that the effectiveness of all three technologies
  • 27. declines between Periods 1 and 2, but remains relatively constant between Periods 2 and 3. There are few differences between the three technologies. Finally, the log removal rates for households with and without sufficient residual chlorine during the Period 2 sampling was com- pared. Households with chlorine concentrations of 0.2 mg=L had Table 1. Mean Tap/Influent Water Quality for the Three Sampling Periods for Each of the Three Technologies and Two Bacteria Types; P- Values are the Result of One-Way ANOVA Analyses to Compare Means; Results Indicate that Means are Statistically Equivalent Except for the First Sampling Period Sampling period Bacteria type Mean tap (influent) water quality (CFU=100 mL) p-ValueCWF CWF þ torus SWS 1 TC 465 499 914 0.037 2 TC 525 773 651 0.746 2 EC 352 328 255 0.886 3 TC 798 632 328 0.333 3 EC 269 221 66 0.405
  • 28. Note: EC = E. Coli; TC = total coliform. Total Coliform Sampling Period L o g R e d u ct io n 0 .5 1 .0 1 .5 2 .0 2 .5 1 2 3
  • 29. CWF CWF + Torus SWS Fig. 5. Mean log reduction over the three sampling periods for total coliform bacteria; repeated-measure ANOVA test indicates temporal decline for total coliform bacteria between Periods 1 and 2; no signif- icant differences were found between technologies; plot is consistent with a temporal decline in effectiveness, but limited differences between technologies; error bars indicate 95% CI E. Coli Sampling Period L o g R e d u ct io n 0 .5
  • 30. 1 .0 1 .5 2 .0 2 .5 2 3 CWF CWF + Torus SWS Fig. 6. Mean log reduction over the two sampling periods for E. coli bacteria; there was no temporal decline for E. coli and no significant difference between technologies; the lack of temporal decline is likely due to the fact that no E. coli data was taken for Period 1; error bars indicate 95% CI © ASCE 04014085-4 J. Environ. Eng. J. Environ. Eng. 2015.141. D ow nl
  • 33. l us e on ly ; al l ri gh ts r es er ve d. significantly higher log removal rates for total coliform bacteria than those that did not (1.79 versus 0.41, p ¼ 0.022) (Student’s t-test). However, log removal rates were equivalent for E. coli bacteria (1.09 versus 1.09, p ¼ 0.936) (Student’s t-test). Discussion This paper reports on a randomized trial of the longitudinal field
  • 34. effectiveness of three point-of-use water treatment systems. To the best of the authors’ knowledge, this is the first concurrent, compar- ative study of these three technologies. Results indicate that all three technologies decline in effectiveness over the first six months and that the toruses, as designed, are not sufficient to improve performance over the simple CWF. However, it is also noteworthy that the microbial effectiveness decline appears to level off after six months for all three technologies. Furthermore, it is evident that chlorination adherence falls precipitously during the first six months, which is something that can affect its suitability as a sustainable point-of-use intervention. The longitudinal declines in CWF effectiveness are consistent with those reported previously from a study conducted in South Africa (Mellor et al. 2014) and are likewise consistent with that of Hunter (2009) who found that longer duration studies of POU devices showed decreased effectiveness at reducing diarrhea. The high variability and negative log reduction values have likewise been seen by Brown (2007) who found that 17% of CWF effluent samples had higher E. coli concentrations in the treated water com- pared to the influent water. One reason for the apparent effectiveness declines seen in the CWF and the CWF þ torus designs may be the depletion of the silver in the filters. As noted by Ren et al. (2013), silver
  • 35. nanopar- ticles are relatively mobile through a ceramic porous media, and colloidal silver solutions that are painted onto porous ceramic filters (as they were in this case) result in silver nanoparticle release into the treated water at a rate much faster than filters fabricated by firing the nanosilver into the filter. The relative ineffectiveness of the torus design is surprising. If designed properly, such a technology should reduce the biofilm buildup quantified by others (Jagals et al. 2003) and help to mit- igate regrowth in such settings (Mellor et al. 2013). One possibility is that the reservoir silver concentrations, which ranged from ∼15 to 45 ppb (Fig. 4), were insufficient to deactivate high concentrations of bacteria. However, prior research indicates that ∼2 log reduction occurs in about 30 min at concentrations down to at least 50 ppb (Jung et al. 2008). In the filter design, the microbes pass through the pores of the silver-impregnated ceramic, which forces them into very close contact with the silver-impregnated pore surfaces. This is apparently not occurring as efficiently in the toruses because the water is not forced through the torus. It is possible that the toruses could be more effective if they were painted with higher concen- trations of colloidal silver, had different pore sizes, or had a differ-
  • 36. ent geometry. However, the Pearson’s test indicates that there is no L o g R e d u ct io n -2 -1 0 1 2 3 4 5 TC Period 1 TC Period 2 TC Period 3 EC Period 2 EC Period 3 SWS Technology CWF + Torus CWF
  • 37. Fig. 7. Boxplots of log reductions for the three sampling periods for each of the three technologies and two bacteria types [EC (E. coli) and TC (total coliform)] CWF CWF+Torus SWS CWF CWF+Torus SWS CWF CWF+Torus SWS P e rc e n t (% ) 0 2 0 4 0 6 0 8 0 1
  • 38. 0 0 Period 1 Period 2 Period 3 Risk Category (CFU/100ml) <1 1-10 10-100 100-1000 >1000 Fig. 8. Bar plots showing the percent of samples with total coliform concentrations in WHO risk categories at the three periods; results indicate that water quality declines between Period 1 and Period 2 for all three technologies but remains relatively constant between Period 2 and Period 3; there is minimal difference between the three technologies © ASCE 04014085-5 J. Environ. Eng. J. Environ. Eng. 2015.141. D ow nl oa de d fr om a sc el ib
  • 41. gh ts r es er ve d. relationship between silver concentrations and log reduction values. It is also notable that silver concentrations showed little varia- tion with time or between the two CWF configurations. The one exception to this was during the second sampling period when the torus design appears to have had higher levels of silver. This could have led to the statistically insignificant mean increase in log reduction for that period for both total coliform (1.42 versus 1.59, p ¼ 0.636) and E. coli (1.41 versus 1.53, p ¼ 0.738) for the CWF versus CWF þ torus designs, respectively. Another possibility is that reservoir contamination was not due to contamination from the reservoir itself, but rather from the ceramic filter walls or pores as was found by others in a controlled laboratory experiment (Bielefeldt et al. 2009). Also, the detection range of the chosen method (Hach 8120) is 0.02–0.70 mg=L. Since the silver concen-
  • 42. trations were near the lower detection limit, there might be uncer- tainty in those measurements (Hach 2003). It is important to note that this does not mean that lower-reservoir biofilm buildup is not occurring, or that silver-impregnated toruses are infective gener- ally, but it does call for an improved torus design and further research to pinpoint the source of the recontamination. The mean log reduction values seen for the CWFs in this study were 2.20 � 0.30 initially and declined to 1.34 � 0.65 and to 1.18 � 0.49. This makes these filters comparable to those reported previously by Brown (2007) who found log reduction values of ∼2. A recent study that compared the effectiveness of chlorination with a silver-coated porous ceramic candle element found a mean log reduction value of 1.21 for households provided WaterGuard (a dilute hypochlorite solution) while the ceramic candles provided a log reduction of only 0.91 (Albert et al. 2010). Likewise, the 73% reduction in the number of households with detectable levels of E. coli before and after chlorination for Period 2 was consistent with a major meta-analysis that found an 80% reduction in the pro- portion of stored water samples with detectable E. coli (Arnold and Colford 2007) after chlorination interventions. Although the per- centage in this study declined to 58% during Period 3, the Arnold
  • 43. and Colford meta-analysis relied on studies that had a median length of only 30 weeks. Finally, it is worth noting that if the log reduction values measured in the current study were 3 or better, it could lead to improved outcomes (Mellor et al. 2012a; Enger et al. 2012). However, given that the influent water frequently had less than 1,000 CFU=100 mL of bacterial contamination, the reported log reduction values might be higher if the influent water were more highly contaminated. The use of silver in water treatment technologies is not without risk, however, this risk is minimal and the WHO has not established a firm limit due to inadequate data (WHO 2011). Indeed, the WHO suggests that the only known risk for silver ingestion is argyria, which is a condition that discolors the skin and hair. To prevent this, the WHO recommends a lifetime limit of 10 g of silver. Based on this limit, the WHO recommends that silver concentrations of 0.1 mg=L can be tolerated for 70 years without any health risk (WHO 2011). The WHO limit for chlorine is 5 mg=L and there are no specific adverse health effects that have been observed (WHO 2011). The current study had a number of limitations that warrant discussion. First of all, the nonuniform influent water supplies may have biased some of the results. Secondly, the torus design did not
  • 44. generally increase the silver concentration in the lower reservoir, which is likely why it proved to be equally as effective at removing bacteria as the filter only design. This does not mean that the torus cannot be effective, or that biofilm layer buildup is not occurring, but it does mean that the torus needs to be redesigned to increase efficiency. That improved design should then be tested in future laboratory and field trials. Also, systematic baseline demographic data about socioeconomic status or other covariates was not con- ducted. Such factors might have affected the use and maintenance of the three technologies. The fact that the participants using chlo- rine had to purchase chlorine bottles every six months, while the filter users did not have any additional costs, might have biased the results. However, the periodic purchase of chlorine is realistic for that method. Finally, the high drop-out rate might have biased the results and lowered their statistical power. Conclusions The first randomized trial has been conducted to study the rela- tive microbial effectiveness of three different point-of-use water CWF CWF+Torus SWS CWF CWF+Torus SWS
  • 45. P e rc e n t (% ) 0 2 0 4 0 6 0 8 0 1 0 0 Period 2 Period 3 Risk Category (CFU/100ml) <1 1-10 10-100 100-1000 >1000 Fig. 9. Bar plots showing the percent of samples with E. coli concentrations in WHO risk categories at the two periods
  • 46. © ASCE 04014085-6 J. Environ. Eng. J. Environ. Eng. 2015.141. D ow nl oa de d fr om a sc el ib ra ry .o rg b y N or th
  • 49. treatment technologies in the developing-world community of San Mateo Ixtatán, Guatemala. The POU technologies studied were chlorination (i.e., the safe water system advocated by the Centers for Disease Control and Prevention), CWFs, and CWFs with a ceramic torus impregnated with silver placed in the lower filter res- ervoir. Surprisingly, the CWF þ torus design did not significantly increase silver concentrations in lower reservoirs as expected. Furthermore, the percent of households in the chlorination group with adequate residual chlorination dropped from 100 to 65% be- tween Periods 1 and 2 of the study. Log removal efficiency was highly variable and declined over the first six months with all three technologies, and there were no statistically significant differences seen between the three technologies in terms of microbial removal efficiency. These results highlight the need for further study into the causes of lower-reservoir contamination in CWFs and ways to remedy this problem. Improved silver-impregnated ceramic toruses might be an effective technology, but further research is needed to improve their design. Acknowledgments The authors thank Beth Neville Evans and the Ixtatán Foundation
  • 50. for assistance in participant enrollment and logistical field support. We would also like to thank Dr. Relana Pinkerton for her assis- tance with some of our methods. This work was supported by the National Science Foundation (CBET 651996). It was also developed under STAR Fellowship Assistance Agreement no. FP91728601 awarded by the U.S. Environmental Protection Agency (USEPA). It has not been formally reviewed by USEPA. The views expressed in this publication are solely those of the authors, and USEPA does not endorse any products or commercial services mentioned in this publication. References Abebe, L. (2013). “Silver-impregnated ceramic-water filters to im- prove water quality and health.” Ph.D. thesis, Univ. of Virginia, Charlottesville, VA. Abebe, L., et al. (2014). “Ceramic water filters impregnated with silver nanoparticles as a point-of-use water-treatment intervention for HIV- positive individuals in Limpopo Province, South Africa: A pilot study of technological performance and human health benefits.” J. Water Health, 12(2), 288–300. Albert, J., Luoto, J., and Levine, D. (2010). “End-user preferences for and performance of competing POU water treatment technologies among the rural poor of Kenya.” Environ. Sci. Technol., 44(12), 4426– 4432.
  • 51. Arnold, B. F., and Colford, J. M. (2007). “Treating water with chlorine at point-of-use to improve water quality and reduce child diarrhea in developing countries: a systematic review and meta-analysis.” Am. J. Trop. Med. Hyg., 76(2), 354–364. Bielefeldt, A. R., Kowalski, K., Schilling, C., Schreier, S., Kohler, A., and Scott Summers, R. (2010). “Removal of virus to protozoan sized particles in point-of-use ceramic water filters.” Water Res., 44(5), 1482–1488. Bielefeldt, A. R., Kowalski, K., and Summers, R. S. (2009). “Bacterial treatment effectiveness of point-of-use ceramic water filters.” Water Res., 43(14), 3559–3565. Brown, J. M. (2007). “Effectiveness of ceramic filtration for drinking water treatment in Cambodia.” M.S. thesis, Univ. of North Carolina, Chapel Hill, NC. Enger, K., Nelson, K., Clasen, T., Rose, J., and Eisenberg, J. (2012). “Linking quantitative microbial risk assessment and epidemiological data: Informing safe drinking water trials in developing countries.” Environ. Sci. Technol., 46(9), 5160–5167.
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  • 53. Lantagne, D. S. (2008). “Sodium hypochlorite dosage for household and emergency water treatment (PDF).” J. Am. Water Works Assoc., 100(8), 106–119. Mellor, J., Abebe, L., Ehdaie, B., Dillingham, R., and Smith, J. (2014). “Modeling the sustainability of a ceramic water filter intervention.” Water Res., 49, 286–299. Mellor, J. E., Smith, J. A., Learmonth, G. P., Netshandama, V. O., and Dillingham, R. A. (2012a). “Modeling the complexities of water, hygiene, and health in Limpopo Province, South Africa.” Environ. Sci. Technol., 46(24), 13512–13520. Mellor, J. E., Smith, J. A., Samie, A., and Dillingham, R. A. (2013). “Coli- form sources and mechanisms for regrowth in household drinking water in Limpopo, South Africa.” J. Environ. Eng., 10.1061/(ASCE)EE .1943-7870.0000722, 1152–1161. Mellor, J. E., Watkins, D., and Mihelcic, J. (2012b).“Rural water usage in east Africa: Does collection effort really impact basic access?” Waterlines, 31(3), 215–225. Mintz, E. D., Reiff, F. M., and Tauxe, R. V. (1995). “Safe water
  • 54. treatment and storage in the home: A practical new strategy to prevent waterborne disease.” JAMA, 273(12), 948–953. Onda, K., LoBuglio, J., and Bartram, J. (2012). “Global access to safe water: Accounting for water quality and the resulting impact on MDG progress.” Int. J. Environ. Res. Public Health, 9(3), 880–894. Oyanedel-Craver, V. A., and Smith, J. A. (2008). “Sustainable colloidal- silver-impregnated ceramic filter for point-of-use water treatment.” Environ. Sci. Technol., 42(3), 927–933. Prüss-Ustün, A., et al. (2014). “Burden of disease from inadequate water, sanitation and hygiene in low-and middle-income settings: A retrospec- tive analysis of data from 145 countries.” Trop. Med. Int. Health., 19(8), 894–905. Rayner, J., Zhang, H., Schubert, J., Lennon, P. D. L., and Oyanedel-Craver, V. (2013). “Laboratory investigation into the effect of silver application on the bacterial removal efficacy of filter material for use on locally produced ceramic water filters for household drinking water treatment.” ACS Sustainable Chem. Eng., 1(7), 738–745. Ren, D., Colosi, L. M., and Smith, J. A. (2013). “Evaluating the sus-
  • 55. tainability of ceramic filters for point-of-use drinking water treatment.” Environ. Sci. Technol., 47(19), 11206–11213. Schmidt, W., and Cairncross, S. (2009). “Household water treatment in poor populations: Is there enough evidence for scaling up now?” Environ. Sci. Technol., 43(4), 986–992. Sondi, I., and Salopek-Sondi, B. (2004). “Silver nanoparticles as antimi- crobial agent: A case study on E. coli as a model for gram- negative bacteria.” J. Colloid Interface Sci., 275(1), 177–182. WHO (World Health Organization). (2011). Guidelines for drinking-water quality, 4th Ed, Geneva. Wright, J., Gundry, S., and Conroy, R. (2004). “Household drinking water in developing countries: A systematic review of microbiological con- tamination between source and point-of-use.” Trop. Med. Int. Health, 9(1), 106–117. © ASCE 04014085-7 J. Environ. Eng. J. Environ. Eng. 2015.141. D ow nl
  • 59. http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000330 http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000330 http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000330 http://dx.doi.org/10.1016/j.watres.2013.11.035 http://dx.doi.org/10.1021/es3038966 http://dx.doi.org/10.1021/es3038966 http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000722 http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000722 http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000722 http://dx.doi.org/10.1061/(ASCE)EE.1943-7870.0000722 http://dx.doi.org/10.3362/1756-3488.2012.022 http://dx.doi.org/10.1001/jama.1995.03520360062040 http://dx.doi.org/10.3390/ijerph9030880 http://dx.doi.org/10.1021/es071268u http://dx.doi.org/10.1021/es4026084 http://dx.doi.org/10.1021/es802232w http://dx.doi.org/10.1016/j.jcis.2004.02.012 http://dx.doi.org/10.1046/j.1365-3156.2003.01160.x http://dx.doi.org/10.1046/j.1365-3156.2003.01160.x For this assignment, you will need to answer the questions below. Type your responses where indicated -- and delete the words in the square brackets: [ ]. In order to successfully answer these questions, you'll need to: · Start by navigating to http://azhin.org/nau/EGR-186- Homework-Fall-2015. You'll need to read everything on that page, and then follow the prompts for answering specific questions below. · Download the research article: Comparison of Three Household Water Treatment Technologies in San Mateo Ixtatán, Guatemala (provided on Bb Learn). · Note: research articles are difficult to read unless you are an expert, but as you look at this article, you can probably understand enough to get a general idea of what it is about.
  • 60. Many of the questions below relate to that article. 1. Notice that the article you are reading is divided into these sections: Title, Abstract, Introduction, Methods, Results, Discussion, Conclusion, and References. Most research articles are divided into these same sections. The Introduction section of an article will describe the research problem that the authors investigated. Look over the Introduction and summarize the research problem that the author's investigated: [type your response here] 2. Notice that the authors cite a lot of other research articles in the introduction, before they start describing the research that they investigated. It is typical for authors to do this in the Introduction section. Why do you think authors do this? What purpose does it serve? [type your response here] 3. Which section of the article provides a short summary of the entire article? [type your response here] 4. To find out what the authors learned from their research project, you can skip to the Discussion and Conclusions sections of the article. Take a look at those sections. Were the authors successful in solving their research problem? Explain your answer. [type your response here] 5. Why do you think the authors of this article took to the time to write it and get it published? [type your response here] 6. Imagine that you are the owner of a private engineering company and you want to manufacture and sell high-quality, long-lasting, ceramic water filters to people at risk from using unsafe water. Would reading this article be useful to you? Explain why or why not. [type your response here] 7. Do you think this article is a reliable source of information? Think about reasons why or why not. List at least two reasons in
  • 61. any mix of categories below. Reasons I think this article is likely to be reliable: Reasons why it is hard for me to tell if this article is reliable: Reasons why I think this article might not be reliable: · · · · · · · · · 8. What type of publication is the citation below? (Pick from: journal article, conference paper, book, or website.) X. Zhu and X. Wu, “Class noise vs. attribute noise: A quantitative study of their impacts,” Artificial Intelligence Review, vol. 22, no. 3/4, pp. 177–210, Nov. 2004. doi: 10.1007/s10462-004-0751-8 [type your response here] 9. Name the parts of this citation: · X. Zhu and X. Wu: [type your response here] · Class noise vs. attribute noise: A quantitative study of their impacts: [type your response here] · Artificial Intelligence Review: [type your response here] · 22: [type your response here] · 3/4: [type your response here] · 177–210: [type your response here] · Nov. 2004: [type your response here] · 10.1007/s10462-004-0751-8: [type your response here] 10. Are the references listed at the end of the article you've been reading (Comparison of Three Household Water Treatment Technologies in San Mateo Ixtatán, Guatemala ) formatted in the IEEE citation style? What clues helped you determine if they are or are not?
  • 62. [type your response here] 11. What is the most comprehensive engineering database for finding articles and conference papers? [type your response here] 12. Let's say you were just getting familiar with the topic of ceramic water filters. In what order would you do the following: Random Order: Your Order: · Look for books covering the topic · Look for research articles on the topic · Search the web for information on this topic 1. 2. 3. Explain the order you chose: [type your response here] Page 1