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Abstract
Undergraduate dissertations may provide up to one
third of the weighting of the inal year of a degree in
Geography and are seen as important indicators of
graduates’ independent research ability by
prospective employers. This project examines the
standards, criteria and assessment of the Geography
dissertation in the UK. All Geography Departments in
the UK were invited to complete a questionnaire
survey that explored a range of aspects related to
dissertations including format, assessment criteria
and marking procedures. Responses were received
from 24 Departments. The indings suggest that there
is broad consensus in many areas including product
format, study period, assessment criteria, and rigour
and transparency in marking procedures. However, in
other areas, including credit weighting, procedures
followed in the event of a disagreement over marks,
and interpretation of assessment criteria to students,
there is wide variation in practice. Some suggestions
are made to enhance equivalence and consistency in
dissertation work.
Introduction
‘Dissertations have had a long history in geographical
higher education, being widely regarded as the
pinnacle of an individual’s undergraduate studies and
the prime source of autonomous learning’ (Gold et al.,
1991). Our previous investigations into Geography
dissertations (Harrison and Whalley, 2006; Harrison
and Whalley, 2008) suggest that this is still the case.
Dissertations typically constitute up to one third of the
overall weighting for the inal year which is Level 6 of
the English, Welsh and Northern Irish system, (QAA
2008), and Level 10 of the Scottish system (Scottish
Credit and Qualiications Framework 2009) of
undergraduate degrees. Dissertation performance
may also be used to adjudicate degree awards in
borderline cases. They present an opportunity for
students to demonstrate their ability to work
independently and autonomously. Grades awarded
for dissertations are therefore of increasing interest to
employers.
The role of dissertations in Geography undergraduate
degrees can be set against a background of increasing
concern throughout Higher Education about marking
reliability, the maintenance of standards, ‘grade
inlation’ and accountability. That said, there is
increasing evidence of a new assessment culture
emerging (Rust, 2007) that includes widespread use
of assessment criteria (e.g. Harrison and Whalley,
2008), grade descriptors and formative assessment
as well as greater consideration of feedback timing
and mechanisms. Rust (2007) argues that there are
still poor practices that go unchallenged and a number
of studies suggest that there are considerable
inconsistencies in marking, weighting and standards
(Hand and Clewes, 2000, Pepper et al., 2001), and
confusion over terminology (Sadler, 2005). Ambiguities
concerning the use, meaning and application of
assessment criteria are also evident (Webster et al.,
2000). Others (Penny and Grover, 1996, Rust et al.,
2003, Woolf, 2004) have commented on the
interaction of students with assessment criteria and
marking schemes for dissertations, and in particular,
their poor conceptual understanding of expectations
Dawn T. Nicholson1
| Margaret E. Harrison2
|
W. Brian Whalley3
1
Department of Environmental and Geographical Sciences, Manchester Metropolitan University, 2
retired, formally of
University of Gloucestershire 3
School of Geography, Archaeology and Palaeoecology, Queen’s University Belfast
Assessment criteria
and standards of the
Geography Dissertation
in the UK
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(Gibbs and Simpson, 2004) and poor matching of
assessment grades with tutors (Penny and Grover,
1996). This does not accord with the QAA principle
that “students and markers are aware of and
understand the assessment criteria and/or schemes
that will be used to mark each assessment task” (QAA
2006, p16-17).
This paper reports on a project to review assessment
schemes and procedures for undergraduate
Geography dissertations in the UK. The project sought
to address the following key questions:
1. What assessment criteria are used and how are
they established and approved?
2. How are students assisted to interpret assessment
criteria? What is the role of supervision in this?
3. What grade descriptors and marking schemes are
used?
4. What are the procedures for double marking,
anonymous marking and blind marking?
5. What happens in the event of a disagreement
between irst and second markers?
The project collated baseline information about
dissertations, including credit rating, length, format,
time available, preparatory work, supervisory
arrangements and feedback, and identiied good and
innovative practice. This paper addresses selected
outcomes from the research. A more detailed report
will be provided at a later date.
Methods
A questionnaire survey was sent to all Geography
Departments in the UK resulting in 24 responses
(including one from environmental science). Twenty-
two Higher Education Institutions (HEIs) were
represented with separate responses from different
Faculties / Schools at two HEIs. Responses were
evenly split in terms of pre-1992 and post-1992 HEIs.
The questionnaire contained a mixture of closed and
open questions and invited respondents to submit a
range of documents including assessment criteria,
marking schemes and grade descriptors. Many
respondents additionally submitted copies of
Dissertation Handbooks, written procedures in the
event of a disagreement over marks, lecture slides
and other materials demonstrating good practice.
The nature of the dissertation
At the surveyed HEIs, 79% of students (92% of single
honours students) have to prepare a inal year
dissertation. It is sometimes, but not always, an
option for combined honours, joint honours and
major-minor students. Alternatives to dissertations
for these students include taught modules and
work-based options.
Credit-rating and word length
The credit weighting of the dissertation varies from 15
to 40 Credit Accumulation Transfer Scheme (CATS)
credits (Figure 1) with the modal weighting at 30
credits (25% of the inal year). One HEI permits
students to opt for the dissertation as either a single
(15 CATS) or double (30 CATS) module.
Figure 1: CATS credit weighting of geography dissertations.
The majority of dissertations (79%) are required to be
10-12,000 words in length (Figure 2). One HEI requires
a 4000-word piece of inal work, but this excludes a
literature review which is submitted separately at an
earlier stage.
Figure 2: Median word length of geography dissertations.
4%
12%
46%
38%
0
2
4
6
8
10
12
15 CATS 20 CATS 30 CATS 40 CATS
No.
of
responses
No.
of
responses
4%
8% 8%
50%
29%
0
2
4
6
8
10
12
4000
6000
8000
10000
12000
Median word length
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Assessment criteria and standards of the Geography Dissertation in the UK
Dawn T. Nicholson | Margaret E. Harrison | W. Brian Whalley
The relationship between credit weighting and word
length is interesting: overall, there is a positive
correlation, but this masks signiicant variation. The
majority of 10,000-word dissertations are awarded 30
or 40 credits but one institution awards just 20 credits
for the same. Another institution that provided two
questionnaire responses awards 20 credits for a
10,000-word dissertation in one Faculty and 40
credits for the same word length in another Faculty.
Study period and product format
The overwhelming majority of students have at least
10 months to prepare the dissertation (Figure 3),
although this may partly relect the fact that 55%
are introduced to preparatory work in their
penultimate year.
Figure 3: Dissertation study period.
Most dissertations are submitted as hard copy, but
one third also require e-submission for archiving and
plagiarism detection. There is some lexibility about
the format of submission with some allowing
alternative formats or attachments (e.g. audio, visual,
ield notebook).
Assessed elements
The weighting of the inal dissertation product varies
from 70 to 100% (Figure 4) and elements making up
the remaining portion of the module include interim
progress reports, oral presentations, seminars, posters
and literature reviews. In addition, several
programmes include formative assessed elements
(particularly seminars).
Figure 4: The percentage weighting of the inal report for
the dissertation module.
The nature of assessment
Assessment criteria
A wide range of assessment criteria are in use at the
HEIs surveyed (Box 1). In some cases these are
presented explicitly as assessment criteria and in
others they are embedded into grade descriptors. The
criteria submitted address the fundamental
requirements for the dissertation, presentation,
administrative considerations (such as ethics),
evidence of student independence and what we term
the ‘X factor’. The latter are the characteristics of a
very high quality dissertation that are not easy to
deine in black and white terms – lair, innovation,
creativity and criticality.
8%
46% 46%
0
2
4
6
8
10
12
8 - 9 10 - 12 > 12
No.
of
responses
Study period (months)
8% 8%
17%
67%
0
3
6
9
12
15
18
70 80 90 100
No.
of
responses
% Final report weighting
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We were interested to explore how assessment
criteria were developed and established. In most
cases this occurred through team discussions,
working parties and formal approval: at programme
review and through consultation with external
examiners. Some respondents said that criteria had
evolved over time or through shared experiences and
tradition. In some cases criteria were generic to the
University, though one HEI identiied the dificulties
inherent in establishing common criteria even across
a single department.
Box 1: The range of assessment criteria encountered compiled from all contributing institutions.
Fundamentals of the dissertation
• Evidence of originality and perceptiveness
• Clarity of aims, topic identiication
• Evidence of reading, awareness of literature
• Quality of research design and methodology
• Quality of data
• Presentation, analysis, evaluation, synthesis and interpretation of data
• Conceptual awareness, theoretical understanding
• Sustained argument
• Findings and conclusions justiied and contextualised in the literature
Presentation
• Standard of presentation, use of English language, structure
• Use of complex academic terminology
• Correct use of referencing conventions
• Coherent integration of illustrative materials
Administrative
• Conduct including engagement with administrative processes
• Assessment of risks and ethical considerations
• Compliance with requirements
Independence
• Ability to work independently
• Exercise of personal initiative and responsibility
• Conduct and competence during practical work
• Cognitive, intellectual, practical and personal skills
• Appropriate and correct use of ICT applications
• Relective, critically evaluating own performance and personal development
The ‘X Factor’
• Critical ability
• Creative thinking
• Flair, innovation
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Explaining assessment criteria to students
Responses to the survey are encouraging in that the
majority of HEIs do something to explain and interpret
assessment criteria to students: typically through the
provision of detailed text-based or online materials
(e.g. a dissertation guide) that explicitly includes
explanation of dissertation assessment criteria and
expectations, and through the conduct of face-to-
face tutorials and classes. These latter include formal,
structured supervisory sessions where criteria are
discussed, and whole cohort lectures. In some cases,
it is assumed that criteria are discussed through the
supervisory process, but there is no speciic guidance
or requirement to do so.
Grade descriptors and marking schemes
Almost all of the assessment criteria presented in the
survey responses were couched in the context of
standards or grade descriptors. However, in a number
of cases it was dificult to extract the assessment
criteria from the grade descriptors and the criteria
appeared to vary for different grades. It is not clear
whether this relects the confusion around
assessment terminology to which Sadler refers
(2005) (e.g. criteria, standards, marking schemes) or
whether assessment criteria are designed to permit
marking lexibility. Although not explicitly stated as
such, there appears to be implicit reliance on what
Rust et al. (2003) refer to as the ‘connoisseur
approach’ - knowledge transfer as a product of the
student-tutor relationship.
The degree of numerical breakdown of each grade
and the level of detail provided for each varies
considerably. In some cases, broad descriptors were
developed at institutional level and more detailed
interpretations drawn up by departments.
There was very little evidence that any marking
schemes were in use to award marks for different
weighted sections or attributes of the dissertation.
One HEI breaks the marks awarded into four
components (40% for content, 40% for argument,
10% for structure / approach and 10% for style) and
another has a three-way division (academic context;
methodology, data collection and analysis; and
interpretations, conclusions and presentation).
Marking procedures
At every HEI surveyed, dissertations are marked by
two people. Only one HEI did not involve the
supervisor in the marking process (Figure 5). In
another case the supervisor was the second marker.
In 15 cases (62%), the second marking is completed
‘blind’ (i.e. markers are unaware of grades awarded by
the other marker). In seven cases, anonymous
marking is undertaken, although comments suggest
this is only partially successful because supervisors
recognise their students’ work.
Figure 5: The different permutations for marking
procedures.
Dealing with disagreements over marks
The irst thing to note about dealing with disagree-
ments over marks is that there is considerable
variation over what constitutes a disagreement, with
anything from 5% to 12% or a difference of class.
In most departments, markers are encouraged to
engage in discussions before introducing a third
marker – and many disagreements are resolved at
this stage.
Where the numerical difference is small, the mean
mark is often used. Where a disagreement cannot be
resolved between irst and second markers, it is very
common practice to introduce a third marker - often
Assessment criteria and standards of the Geography Dissertation in the UK
Dawn T. Nicholson | Margaret E. Harrison | W. Brian Whalley
23
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determined by the module leader or Head of
Department. Subsequent procedures for resolution
include discussions between the three markers,
discussing all three marks at internal examination
boards, using the median mark, and inviting an
external examiner to adjudicate.
Exploring the role of external examiners a little
further, we found split opinions on the matter. Some
HEIs state, with some conviction, that external
examiners are not asked to adjudicate - only to
moderate. Others are comfortable in inviting external
examiners to adjudicate where necessary. Four HEIs
said that externals are commonly invited to comment
on dissertations in borderline cases or where there is a
particular problem such as suspected plagiarism or a
failed degree where passes were achieved elsewhere.
Good practice
The survey respondents themselves identiied a
number of areas deemed to be good practice. There
were two recurring themes:
1. Explanation and interpretation of assessment
criteria for students. A variety of ways to achieve this
were identiied. These included detailed explanation
of criteria and expectations in a dissertation guide;
learning activities during the penultimate
undergraduate year including peer assessment of
past dissertations and discussions around criteria;
inal year whole cohort lectures including detailed
discussion of criteria.
2. Marking procedures. Good practice involves
following formalised procedures for double marking
and blind marking and having rigorous and transparent
procedures in the event of a disagreement. There is
also good practice in the use of standard mark sheets
that require a brief explanation of the mark awarded
by each marker and the process of agreeing a inal
mark where there was disagreement.
Conclusions and recommendations
It is clear from the survey that, although the
requirements for dissertations vary, there is broad
consensus across the sector in terms of product
format, the elements assessed, report weighting,
study period, word length and credit-rating. It is a
concern that within this overall consensus the credit
rating for a comparable length dissertation varies
from 20 to 40 CATS credits and that the contribution
(weighting) to the degree is very variable.
A consistent range of themes are addressed by
assessment criteria, typically research and analytical
skills, critical ability, presentation, originality and
self-organisation and management. There is
encouraging evidence that a range of approaches are
being utilised to explain these criteria to students.
However, a common survey response stated that
‘students are told in tutorials’. This raises the question
of whether students really do understand the
expectations. Clearly the level of student
understanding of criteria and expectations can be
assessed integrally with assessment of the inal report
– but it would be valuable to assess their level of
understanding at an earlier stage.
There is evidence of rigor and transparency in marking
procedures and widespread use of grade descriptors,
although also evidence of some confusion over
terminology. However, there are signiicant
differences in marking procedures, especially the role
of the supervisor, the methods for resolution of
disagreements, and the role of blind and anonymous
marking.
Bearing in mind these conclusions and the good
practices identiied, we make the following
suggestions:
1. Departments should develop rigorous methods to
ensure assessment criteria and the expectations of
a dissertation are explicitly explained to students,
preferably through an action learning approach.
2. Markers should adhere closely to assessment
criteria to achieve equivalence and consistency in
grading standards;
3. Staff discussions should focus on ensuring clarity
over the terms of assessment criteria, standards
and marking schemes, as well as marking
procedures.
4. Departments should review procedures for dealing
with disagreement over marks to ensure they are
transparent, consistent and rigorous.
24
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Dawn T. Nicholson d.nicholson@mmu.ac.uk
W. Brian Whalley b.whalley@qub.ac.uk
Assessment criteria and standards of the Geography Dissertation in the UK
Dawn T. Nicholson | Margaret E. Harrison | W. Brian Whalley
Acknowledgements
We offer our thanks to GEES Subject Centre for providing inancial support for this project through the Small
Scale Project Fund; to Karen Logan for her assistance with data collection and collation; and to the GEES
community for completing questionnaires and submitting details of assessment criteria and procedures.
References
• Gibbs, G. and Simpson C. 2004 Conditions under which assessment supports students’ learning, Learning
and Teaching in Higher Education 1, 3–31
• Gold J. R., Jenkins A., Lee R., Monk J., Riley J., Shepard I. and Unwin D. 1991 Teaching Geography in
Higher Education, Basil Blackwell, Oxford
• Hand L. and Clewes D. 2000 Marking the Difference: an investigation of the criteria used for assessing
undergraduate dissertations in a business school, Assessment and Evaluation in Higher Education 25, 1,
5-21
• Harrison M. E. and Whalley W. B. 2006 Combining student independent learning and peer advice to
improve the quality of undergraduate dissertations, Planet 16, 15-18
• Harrison M. E. and Whalley W. B. 2008 Undertaking a dissertation from start to inish: the process and
product, Journal of Geography in Higher Education, 32, 3, 401-418
• Penny A. J. and Grover C. 1996 An analysis of student grade expectations and marker consistency
Assessment and Evaluation in Higher Education, 21, 2, 173-184
• Pepper P., Webster F. and Jenkins A. 2001 Benchmarking in Geography: some implications for assessing
dissertations in the undergraduate curriculum, Journal of Geography in Higher Education, 25, 23-35
• Quality Assurance Agency 2006 Code of Practice for the Assurance of Academic Quality and Standards
in HE, Section 6 - Assessment of Students, http://www.qaa.ac.uk/academicinfrastructure/
codeOfPractice/section6/COP_AOS.pdf Accessed 22 June 2010
• Quality Assurance Agency 2008 The Framework for Higher Education Qualiications in England, Wales
and Northern Ireland, August 2008, QAA, Mansield. http://www.qaa.ac.uk/academicinfrastructure/
FHEQ/EWNI08/FHEQ08.pdf Accessed 21 June 2010
• Rust C. 2007 Towards a scholarship of assessment, Assessment and Evaluation in Higher Education, 32,
229-237
• Rust C., Price M. and O’Donovan B. 2003 Improving students’ learning by developing their understanding
of assessment criteria and processes, Assessment and Evaluation in Higher Education, 28, 146-164
• Sadler D. R. 2005 Interpretations of criteria-based assessment and grading in higher education,
Assessment and Evaluation in Higher Education, 30, 175-194
• Scottish Credit and Qualiications Framework 2009 The Scottish Credit and Qualiications Framework
http://www.scqf.org.uk/AbouttheFramework/Overview-of-Framework.aspx Accessed 22 June 2010
• Webster F., Pepper D. and Jenkins A. 2000 Assessing the undergraduate dissertation, Assessment and
Evaluation in Higher Education, 25, 1, 71-80
• Woolf H. 2004 Assessment criteria: relections on current practices, Assessment and Evaluation in Higher
Education, 29, 4, 479-493

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Assessment Criteria And Standards Of The Geography Dissertation In The UK

  • 1. 18 PLANET ISSUE 23 Abstract Undergraduate dissertations may provide up to one third of the weighting of the inal year of a degree in Geography and are seen as important indicators of graduates’ independent research ability by prospective employers. This project examines the standards, criteria and assessment of the Geography dissertation in the UK. All Geography Departments in the UK were invited to complete a questionnaire survey that explored a range of aspects related to dissertations including format, assessment criteria and marking procedures. Responses were received from 24 Departments. The indings suggest that there is broad consensus in many areas including product format, study period, assessment criteria, and rigour and transparency in marking procedures. However, in other areas, including credit weighting, procedures followed in the event of a disagreement over marks, and interpretation of assessment criteria to students, there is wide variation in practice. Some suggestions are made to enhance equivalence and consistency in dissertation work. Introduction ‘Dissertations have had a long history in geographical higher education, being widely regarded as the pinnacle of an individual’s undergraduate studies and the prime source of autonomous learning’ (Gold et al., 1991). Our previous investigations into Geography dissertations (Harrison and Whalley, 2006; Harrison and Whalley, 2008) suggest that this is still the case. Dissertations typically constitute up to one third of the overall weighting for the inal year which is Level 6 of the English, Welsh and Northern Irish system, (QAA 2008), and Level 10 of the Scottish system (Scottish Credit and Qualiications Framework 2009) of undergraduate degrees. Dissertation performance may also be used to adjudicate degree awards in borderline cases. They present an opportunity for students to demonstrate their ability to work independently and autonomously. Grades awarded for dissertations are therefore of increasing interest to employers. The role of dissertations in Geography undergraduate degrees can be set against a background of increasing concern throughout Higher Education about marking reliability, the maintenance of standards, ‘grade inlation’ and accountability. That said, there is increasing evidence of a new assessment culture emerging (Rust, 2007) that includes widespread use of assessment criteria (e.g. Harrison and Whalley, 2008), grade descriptors and formative assessment as well as greater consideration of feedback timing and mechanisms. Rust (2007) argues that there are still poor practices that go unchallenged and a number of studies suggest that there are considerable inconsistencies in marking, weighting and standards (Hand and Clewes, 2000, Pepper et al., 2001), and confusion over terminology (Sadler, 2005). Ambiguities concerning the use, meaning and application of assessment criteria are also evident (Webster et al., 2000). Others (Penny and Grover, 1996, Rust et al., 2003, Woolf, 2004) have commented on the interaction of students with assessment criteria and marking schemes for dissertations, and in particular, their poor conceptual understanding of expectations Dawn T. Nicholson1 | Margaret E. Harrison2 | W. Brian Whalley3 1 Department of Environmental and Geographical Sciences, Manchester Metropolitan University, 2 retired, formally of University of Gloucestershire 3 School of Geography, Archaeology and Palaeoecology, Queen’s University Belfast Assessment criteria and standards of the Geography Dissertation in the UK
  • 2. 19 PLANET ISSUE 23 (Gibbs and Simpson, 2004) and poor matching of assessment grades with tutors (Penny and Grover, 1996). This does not accord with the QAA principle that “students and markers are aware of and understand the assessment criteria and/or schemes that will be used to mark each assessment task” (QAA 2006, p16-17). This paper reports on a project to review assessment schemes and procedures for undergraduate Geography dissertations in the UK. The project sought to address the following key questions: 1. What assessment criteria are used and how are they established and approved? 2. How are students assisted to interpret assessment criteria? What is the role of supervision in this? 3. What grade descriptors and marking schemes are used? 4. What are the procedures for double marking, anonymous marking and blind marking? 5. What happens in the event of a disagreement between irst and second markers? The project collated baseline information about dissertations, including credit rating, length, format, time available, preparatory work, supervisory arrangements and feedback, and identiied good and innovative practice. This paper addresses selected outcomes from the research. A more detailed report will be provided at a later date. Methods A questionnaire survey was sent to all Geography Departments in the UK resulting in 24 responses (including one from environmental science). Twenty- two Higher Education Institutions (HEIs) were represented with separate responses from different Faculties / Schools at two HEIs. Responses were evenly split in terms of pre-1992 and post-1992 HEIs. The questionnaire contained a mixture of closed and open questions and invited respondents to submit a range of documents including assessment criteria, marking schemes and grade descriptors. Many respondents additionally submitted copies of Dissertation Handbooks, written procedures in the event of a disagreement over marks, lecture slides and other materials demonstrating good practice. The nature of the dissertation At the surveyed HEIs, 79% of students (92% of single honours students) have to prepare a inal year dissertation. It is sometimes, but not always, an option for combined honours, joint honours and major-minor students. Alternatives to dissertations for these students include taught modules and work-based options. Credit-rating and word length The credit weighting of the dissertation varies from 15 to 40 Credit Accumulation Transfer Scheme (CATS) credits (Figure 1) with the modal weighting at 30 credits (25% of the inal year). One HEI permits students to opt for the dissertation as either a single (15 CATS) or double (30 CATS) module. Figure 1: CATS credit weighting of geography dissertations. The majority of dissertations (79%) are required to be 10-12,000 words in length (Figure 2). One HEI requires a 4000-word piece of inal work, but this excludes a literature review which is submitted separately at an earlier stage. Figure 2: Median word length of geography dissertations. 4% 12% 46% 38% 0 2 4 6 8 10 12 15 CATS 20 CATS 30 CATS 40 CATS No. of responses No. of responses 4% 8% 8% 50% 29% 0 2 4 6 8 10 12 4000 6000 8000 10000 12000 Median word length
  • 3. 20 PLANET ISSUE 23 Assessment criteria and standards of the Geography Dissertation in the UK Dawn T. Nicholson | Margaret E. Harrison | W. Brian Whalley The relationship between credit weighting and word length is interesting: overall, there is a positive correlation, but this masks signiicant variation. The majority of 10,000-word dissertations are awarded 30 or 40 credits but one institution awards just 20 credits for the same. Another institution that provided two questionnaire responses awards 20 credits for a 10,000-word dissertation in one Faculty and 40 credits for the same word length in another Faculty. Study period and product format The overwhelming majority of students have at least 10 months to prepare the dissertation (Figure 3), although this may partly relect the fact that 55% are introduced to preparatory work in their penultimate year. Figure 3: Dissertation study period. Most dissertations are submitted as hard copy, but one third also require e-submission for archiving and plagiarism detection. There is some lexibility about the format of submission with some allowing alternative formats or attachments (e.g. audio, visual, ield notebook). Assessed elements The weighting of the inal dissertation product varies from 70 to 100% (Figure 4) and elements making up the remaining portion of the module include interim progress reports, oral presentations, seminars, posters and literature reviews. In addition, several programmes include formative assessed elements (particularly seminars). Figure 4: The percentage weighting of the inal report for the dissertation module. The nature of assessment Assessment criteria A wide range of assessment criteria are in use at the HEIs surveyed (Box 1). In some cases these are presented explicitly as assessment criteria and in others they are embedded into grade descriptors. The criteria submitted address the fundamental requirements for the dissertation, presentation, administrative considerations (such as ethics), evidence of student independence and what we term the ‘X factor’. The latter are the characteristics of a very high quality dissertation that are not easy to deine in black and white terms – lair, innovation, creativity and criticality. 8% 46% 46% 0 2 4 6 8 10 12 8 - 9 10 - 12 > 12 No. of responses Study period (months) 8% 8% 17% 67% 0 3 6 9 12 15 18 70 80 90 100 No. of responses % Final report weighting
  • 4. 21 PLANET ISSUE 23 We were interested to explore how assessment criteria were developed and established. In most cases this occurred through team discussions, working parties and formal approval: at programme review and through consultation with external examiners. Some respondents said that criteria had evolved over time or through shared experiences and tradition. In some cases criteria were generic to the University, though one HEI identiied the dificulties inherent in establishing common criteria even across a single department. Box 1: The range of assessment criteria encountered compiled from all contributing institutions. Fundamentals of the dissertation • Evidence of originality and perceptiveness • Clarity of aims, topic identiication • Evidence of reading, awareness of literature • Quality of research design and methodology • Quality of data • Presentation, analysis, evaluation, synthesis and interpretation of data • Conceptual awareness, theoretical understanding • Sustained argument • Findings and conclusions justiied and contextualised in the literature Presentation • Standard of presentation, use of English language, structure • Use of complex academic terminology • Correct use of referencing conventions • Coherent integration of illustrative materials Administrative • Conduct including engagement with administrative processes • Assessment of risks and ethical considerations • Compliance with requirements Independence • Ability to work independently • Exercise of personal initiative and responsibility • Conduct and competence during practical work • Cognitive, intellectual, practical and personal skills • Appropriate and correct use of ICT applications • Relective, critically evaluating own performance and personal development The ‘X Factor’ • Critical ability • Creative thinking • Flair, innovation
  • 5. 22 PLANET ISSUE 23 Explaining assessment criteria to students Responses to the survey are encouraging in that the majority of HEIs do something to explain and interpret assessment criteria to students: typically through the provision of detailed text-based or online materials (e.g. a dissertation guide) that explicitly includes explanation of dissertation assessment criteria and expectations, and through the conduct of face-to- face tutorials and classes. These latter include formal, structured supervisory sessions where criteria are discussed, and whole cohort lectures. In some cases, it is assumed that criteria are discussed through the supervisory process, but there is no speciic guidance or requirement to do so. Grade descriptors and marking schemes Almost all of the assessment criteria presented in the survey responses were couched in the context of standards or grade descriptors. However, in a number of cases it was dificult to extract the assessment criteria from the grade descriptors and the criteria appeared to vary for different grades. It is not clear whether this relects the confusion around assessment terminology to which Sadler refers (2005) (e.g. criteria, standards, marking schemes) or whether assessment criteria are designed to permit marking lexibility. Although not explicitly stated as such, there appears to be implicit reliance on what Rust et al. (2003) refer to as the ‘connoisseur approach’ - knowledge transfer as a product of the student-tutor relationship. The degree of numerical breakdown of each grade and the level of detail provided for each varies considerably. In some cases, broad descriptors were developed at institutional level and more detailed interpretations drawn up by departments. There was very little evidence that any marking schemes were in use to award marks for different weighted sections or attributes of the dissertation. One HEI breaks the marks awarded into four components (40% for content, 40% for argument, 10% for structure / approach and 10% for style) and another has a three-way division (academic context; methodology, data collection and analysis; and interpretations, conclusions and presentation). Marking procedures At every HEI surveyed, dissertations are marked by two people. Only one HEI did not involve the supervisor in the marking process (Figure 5). In another case the supervisor was the second marker. In 15 cases (62%), the second marking is completed ‘blind’ (i.e. markers are unaware of grades awarded by the other marker). In seven cases, anonymous marking is undertaken, although comments suggest this is only partially successful because supervisors recognise their students’ work. Figure 5: The different permutations for marking procedures. Dealing with disagreements over marks The irst thing to note about dealing with disagree- ments over marks is that there is considerable variation over what constitutes a disagreement, with anything from 5% to 12% or a difference of class. In most departments, markers are encouraged to engage in discussions before introducing a third marker – and many disagreements are resolved at this stage. Where the numerical difference is small, the mean mark is often used. Where a disagreement cannot be resolved between irst and second markers, it is very common practice to introduce a third marker - often Assessment criteria and standards of the Geography Dissertation in the UK Dawn T. Nicholson | Margaret E. Harrison | W. Brian Whalley
  • 6. 23 PLANET ISSUE 23 determined by the module leader or Head of Department. Subsequent procedures for resolution include discussions between the three markers, discussing all three marks at internal examination boards, using the median mark, and inviting an external examiner to adjudicate. Exploring the role of external examiners a little further, we found split opinions on the matter. Some HEIs state, with some conviction, that external examiners are not asked to adjudicate - only to moderate. Others are comfortable in inviting external examiners to adjudicate where necessary. Four HEIs said that externals are commonly invited to comment on dissertations in borderline cases or where there is a particular problem such as suspected plagiarism or a failed degree where passes were achieved elsewhere. Good practice The survey respondents themselves identiied a number of areas deemed to be good practice. There were two recurring themes: 1. Explanation and interpretation of assessment criteria for students. A variety of ways to achieve this were identiied. These included detailed explanation of criteria and expectations in a dissertation guide; learning activities during the penultimate undergraduate year including peer assessment of past dissertations and discussions around criteria; inal year whole cohort lectures including detailed discussion of criteria. 2. Marking procedures. Good practice involves following formalised procedures for double marking and blind marking and having rigorous and transparent procedures in the event of a disagreement. There is also good practice in the use of standard mark sheets that require a brief explanation of the mark awarded by each marker and the process of agreeing a inal mark where there was disagreement. Conclusions and recommendations It is clear from the survey that, although the requirements for dissertations vary, there is broad consensus across the sector in terms of product format, the elements assessed, report weighting, study period, word length and credit-rating. It is a concern that within this overall consensus the credit rating for a comparable length dissertation varies from 20 to 40 CATS credits and that the contribution (weighting) to the degree is very variable. A consistent range of themes are addressed by assessment criteria, typically research and analytical skills, critical ability, presentation, originality and self-organisation and management. There is encouraging evidence that a range of approaches are being utilised to explain these criteria to students. However, a common survey response stated that ‘students are told in tutorials’. This raises the question of whether students really do understand the expectations. Clearly the level of student understanding of criteria and expectations can be assessed integrally with assessment of the inal report – but it would be valuable to assess their level of understanding at an earlier stage. There is evidence of rigor and transparency in marking procedures and widespread use of grade descriptors, although also evidence of some confusion over terminology. However, there are signiicant differences in marking procedures, especially the role of the supervisor, the methods for resolution of disagreements, and the role of blind and anonymous marking. Bearing in mind these conclusions and the good practices identiied, we make the following suggestions: 1. Departments should develop rigorous methods to ensure assessment criteria and the expectations of a dissertation are explicitly explained to students, preferably through an action learning approach. 2. Markers should adhere closely to assessment criteria to achieve equivalence and consistency in grading standards; 3. Staff discussions should focus on ensuring clarity over the terms of assessment criteria, standards and marking schemes, as well as marking procedures. 4. Departments should review procedures for dealing with disagreement over marks to ensure they are transparent, consistent and rigorous.
  • 7. 24 PLANET ISSUE 23 Dawn T. Nicholson d.nicholson@mmu.ac.uk W. Brian Whalley b.whalley@qub.ac.uk Assessment criteria and standards of the Geography Dissertation in the UK Dawn T. Nicholson | Margaret E. Harrison | W. Brian Whalley Acknowledgements We offer our thanks to GEES Subject Centre for providing inancial support for this project through the Small Scale Project Fund; to Karen Logan for her assistance with data collection and collation; and to the GEES community for completing questionnaires and submitting details of assessment criteria and procedures. References • Gibbs, G. and Simpson C. 2004 Conditions under which assessment supports students’ learning, Learning and Teaching in Higher Education 1, 3–31 • Gold J. R., Jenkins A., Lee R., Monk J., Riley J., Shepard I. and Unwin D. 1991 Teaching Geography in Higher Education, Basil Blackwell, Oxford • Hand L. and Clewes D. 2000 Marking the Difference: an investigation of the criteria used for assessing undergraduate dissertations in a business school, Assessment and Evaluation in Higher Education 25, 1, 5-21 • Harrison M. E. and Whalley W. B. 2006 Combining student independent learning and peer advice to improve the quality of undergraduate dissertations, Planet 16, 15-18 • Harrison M. E. and Whalley W. B. 2008 Undertaking a dissertation from start to inish: the process and product, Journal of Geography in Higher Education, 32, 3, 401-418 • Penny A. J. and Grover C. 1996 An analysis of student grade expectations and marker consistency Assessment and Evaluation in Higher Education, 21, 2, 173-184 • Pepper P., Webster F. and Jenkins A. 2001 Benchmarking in Geography: some implications for assessing dissertations in the undergraduate curriculum, Journal of Geography in Higher Education, 25, 23-35 • Quality Assurance Agency 2006 Code of Practice for the Assurance of Academic Quality and Standards in HE, Section 6 - Assessment of Students, http://www.qaa.ac.uk/academicinfrastructure/ codeOfPractice/section6/COP_AOS.pdf Accessed 22 June 2010 • Quality Assurance Agency 2008 The Framework for Higher Education Qualiications in England, Wales and Northern Ireland, August 2008, QAA, Mansield. http://www.qaa.ac.uk/academicinfrastructure/ FHEQ/EWNI08/FHEQ08.pdf Accessed 21 June 2010 • Rust C. 2007 Towards a scholarship of assessment, Assessment and Evaluation in Higher Education, 32, 229-237 • Rust C., Price M. and O’Donovan B. 2003 Improving students’ learning by developing their understanding of assessment criteria and processes, Assessment and Evaluation in Higher Education, 28, 146-164 • Sadler D. R. 2005 Interpretations of criteria-based assessment and grading in higher education, Assessment and Evaluation in Higher Education, 30, 175-194 • Scottish Credit and Qualiications Framework 2009 The Scottish Credit and Qualiications Framework http://www.scqf.org.uk/AbouttheFramework/Overview-of-Framework.aspx Accessed 22 June 2010 • Webster F., Pepper D. and Jenkins A. 2000 Assessing the undergraduate dissertation, Assessment and Evaluation in Higher Education, 25, 1, 71-80 • Woolf H. 2004 Assessment criteria: relections on current practices, Assessment and Evaluation in Higher Education, 29, 4, 479-493