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Review of the National Statement on Ethical Conduct in
Human Research
ANDS Webinar
9 May 2017
Jeremy Kenner, Expert Advisor – Ethics
Evidence, Advice & Governance Branch
NHMRC
The National Statement
• Principles-based; mixture of high level guidance,
prescriptive guidance and best practice
• Four key principles, main issues (e.g. consent, risk),
research ‘category’ and population-based considerations,
establishment and operation of HRECs, institutional
responsibilities
• Applies to all human research, but only human research
• Has undergone full review (2004-06) and now subject to
ongoing review based on defined priorities
Guidance on data in the National Statement
• Two core objectives:
– For researchers to understand and minimise the risk of
unauthorised use or disclosure of sensitive personal information
obtained for use in research
– To ensure the appropriate collection, use and sharing of
data/information so as to maximise ethical use of the
data/information in research
• This requires:
– Principles to guide consideration of the ethical implications
– Pragmatic resolution of the tensions between the two core
objectives (i.e. to minimise risk and to maximise (ethical) use)
Guidance on data in the National Statement
• The National Statement provides
– The necessary framework of principles, including both ‘musts’ and
‘shoulds’ for researchers
– Prompts for consideration by reviewers re whether the proposed
mechanisms/processes
• Adequately protect participants
• Are ethically acceptable means of maximising use of data
• The National Statement does not provide
– Prescriptive direction regarding which mechanisms/processes to
use
Revision of the National Statement
• Section 3 (Ethical considerations specific to research
methods or fields) is in the final stages of revision
• Major changes in structure and content
– Elements of research
• Element 1 – Research Scope, Aims, Themes, Questions and Methods
• Element 2 – Recruitment
• Element 3 – Consent
• Element 4 – Data Collection and Management
• Element 5 – Communication of Research Findings or Results
• Element 6 – Dissemination of Research Outputs and Outcomes
• Element 7 – After the Project
• Guidance on ethical considerations related to use of data in
research in most elements.
HREA [https://hrea.gov.au/]
• A portal, inclusive of an application form, for facilitating
ethics review of all human research
• Scope:
– An ethics review application form plus submission system
– NOT a project management system or a database or an automatic
reporting system
– Potentially expandable to accommodate other needs of the
research sector
• *Section 3* - Questions related to data and privacy
ethics@nhmrc.gov.au
jeremy.kenner@nhmrc.gov.au
03 8866 0416

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ANDS health and medical data webinar 9 May. Review of the National Statement on Ethical Conduct in Human Research

  • 1. Review of the National Statement on Ethical Conduct in Human Research ANDS Webinar 9 May 2017 Jeremy Kenner, Expert Advisor – Ethics Evidence, Advice & Governance Branch NHMRC
  • 2. The National Statement • Principles-based; mixture of high level guidance, prescriptive guidance and best practice • Four key principles, main issues (e.g. consent, risk), research ‘category’ and population-based considerations, establishment and operation of HRECs, institutional responsibilities • Applies to all human research, but only human research • Has undergone full review (2004-06) and now subject to ongoing review based on defined priorities
  • 3. Guidance on data in the National Statement • Two core objectives: – For researchers to understand and minimise the risk of unauthorised use or disclosure of sensitive personal information obtained for use in research – To ensure the appropriate collection, use and sharing of data/information so as to maximise ethical use of the data/information in research • This requires: – Principles to guide consideration of the ethical implications – Pragmatic resolution of the tensions between the two core objectives (i.e. to minimise risk and to maximise (ethical) use)
  • 4. Guidance on data in the National Statement • The National Statement provides – The necessary framework of principles, including both ‘musts’ and ‘shoulds’ for researchers – Prompts for consideration by reviewers re whether the proposed mechanisms/processes • Adequately protect participants • Are ethically acceptable means of maximising use of data • The National Statement does not provide – Prescriptive direction regarding which mechanisms/processes to use
  • 5. Revision of the National Statement • Section 3 (Ethical considerations specific to research methods or fields) is in the final stages of revision • Major changes in structure and content – Elements of research • Element 1 – Research Scope, Aims, Themes, Questions and Methods • Element 2 – Recruitment • Element 3 – Consent • Element 4 – Data Collection and Management • Element 5 – Communication of Research Findings or Results • Element 6 – Dissemination of Research Outputs and Outcomes • Element 7 – After the Project • Guidance on ethical considerations related to use of data in research in most elements.
  • 6. HREA [https://hrea.gov.au/] • A portal, inclusive of an application form, for facilitating ethics review of all human research • Scope: – An ethics review application form plus submission system – NOT a project management system or a database or an automatic reporting system – Potentially expandable to accommodate other needs of the research sector • *Section 3* - Questions related to data and privacy