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Chemical and Bioanalytical 
Approaches for the Analysis of 
Catheters and Drug Coated Balloons 
Erik Foehr, Ph.D. 
Vice President 
Pacific BioLabs
Pacific BioLabs 
• BioPharmaceutical and 
Medical Device CRO 
• Three Functional Areas 
• Toxicology 
• Microbiology 
• Analytical 
• Focus on personalized, 
attentive service 
• 30-year history 
• GMP and GLP Compliant 
Laboratories 
Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
Why chemical characterization of 
medical device materials? 
• Analytical chemistry studies help to evaluate 
hazards that are associated with the device or 
manufacturing process 
• Support process control in manufacturing 
• Demonstrate equivalency of proposed 
materials to a clinically established material 
Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
Approach to characterization 
• Review regulatory guidances for device type 
• Design chemical characterization study 
• Identify instrumentation and analysis 
• Perform chemical classification and possible 
identification 
• Provide risk assessment with chemical and 
biocompatibility data 
• Support regulatory filing 
Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
Regulatory guidance 
• ISO Guidance for Biological Evaluation of Medical 
Devices 
• 10993 Part 12: Sample preparation and reference 
materials 
• 10993 Part 18: Chemical characterization of materials 
• FDA 
• GLP 21 CFR Part 58 
• GMP 21 CFR Part 210 & 211 
• USP and ICH 
• Elemental Impurities by USP <232> and <233> 
• Elemental Impurities Guideline ICH Q3D 
Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
Chemical characterization 
• Considerations for the analytical approach 
• Intended use of device 
• Contact time (blood, mucosal, skin contact) 
• Material composition 
• Surface area calculations 
• Extractables 
• Design study and choose solvents, temperature, and 
duration 
• Leachables 
• Consider drug formulation (buffer, salts, etc) 
• Storage and handling of drug and delivery device or 
container 
Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
Instrumentation and analysis 
• Gas Chromatography (GC) for volatile organics 
• GC with Mass Spectrometry (MS) detection for 
analyte identification 
• High Performance Liquid Chromatography (HPLC) 
• HPLC with MS detection for non-volatile /semi-volatile 
analyte identification 
• Inductively Coupled Plasma Mass Spectrometry 
(ICP-MS) for elemental analysis -heavy metals and 
other process impurities 
Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
Chemical classification and 
identification 
• Heavy Metals and other elements from the 
needle or tubing may leach or be extracted 
from the device. 
• Polymers/Lubricants from the device or 
manufacturing process can be monitored by 
HPLC with laser light scattering or LC/MS. 
• Solvents, plasticizers, and degradation 
products are often identified by GC/MS. 
Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
Compound classification and risk 
assessment 
• Gather information about the device material, 
processing, cleaning, packaging, storage 
• Test material for Leachables & Extractables 
• A toxicologist can help assess risk. They can 
search chemical compound databases and 
calculate safe exposure levels. 
Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
Case studies of catheter material 
• Long History of Use 
• Types of materials 
• Silicones 
• Polyvinyl Chloride 
• Latex Rubber 
• Polymeric coatings 
• Chemical characterization 
Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
Catheters for chemotherapy 
• Many chemotherapy agents 
need to be delivered via 
catheters to ensure proper 
dosage and localized delivery 
• The catheter may be a 
temporary angiocatheter or 
implanted/tunneled catheter. 
• The catheter must be safe, have 
minimal extractables & 
leachables and effectively deliver 
the chemotherapy agent. 
Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
Leachables, Extractables, and 
Adsorption 
• Analysis of commonly used chemotherapy agents 
in catheter assemblies 
• Do chemicals from the catheter assembly leach into 
the formulated drug? 
° Measure semi-volatile and volatile organics by GC/MS 
° Measure inorganics (heavy metals) by ICP-MS 
• Extract chemicals from the catheter assembly 
° Place catheter into solvents such as water or ethanol at 
elevated temperature (50 °C) for 24-72 hours and test for 
chemical “fingerprints” with GC, GC/MS, LC/MS, or ICP-MS. 
• Does the drug adhere to the catheter surface? 
° Measure drug concentration before and after incubation 
with catheter using HPLC or other analytical approach. 
Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
Drug coated balloon catheter 
• Paclitaxel coated balloon 
catheter 
• Analysis of paclitaxel 
concentrations in blood from 
animal studies using LC/MS. 
• Measurement of residual 
paclitaxel from balloon surface by 
HPLC. 
• Analysis of matrix or coating 
components 
° Measure kinetics of paclitaxel release 
from catheter surface 
Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
• Paclitaxel coated 
balloon catheter 
• Animal study of 
catheter safety 
and efficacy. 
• Measurement of 
residual paclitaxel 
from balloon 
surface by HPLC. 
Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014 
Paclitaxel Concentration 
Area Counts
Summary 
• Biocompatibility and chemical 
characterization of medical devices is key to 
success 
• Follow the guidances and use a solid scientific 
rationale 
• Utilize modern analytical techniques and 
instrumentation 
• Provide risk assessment using chemical, 
biocompatibility and patient exposure data 
Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014

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Chemical Characterization of Medical Device Catheters

  • 1. Chemical and Bioanalytical Approaches for the Analysis of Catheters and Drug Coated Balloons Erik Foehr, Ph.D. Vice President Pacific BioLabs
  • 2. Pacific BioLabs • BioPharmaceutical and Medical Device CRO • Three Functional Areas • Toxicology • Microbiology • Analytical • Focus on personalized, attentive service • 30-year history • GMP and GLP Compliant Laboratories Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
  • 3. Why chemical characterization of medical device materials? • Analytical chemistry studies help to evaluate hazards that are associated with the device or manufacturing process • Support process control in manufacturing • Demonstrate equivalency of proposed materials to a clinically established material Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
  • 4. Approach to characterization • Review regulatory guidances for device type • Design chemical characterization study • Identify instrumentation and analysis • Perform chemical classification and possible identification • Provide risk assessment with chemical and biocompatibility data • Support regulatory filing Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
  • 5. Regulatory guidance • ISO Guidance for Biological Evaluation of Medical Devices • 10993 Part 12: Sample preparation and reference materials • 10993 Part 18: Chemical characterization of materials • FDA • GLP 21 CFR Part 58 • GMP 21 CFR Part 210 & 211 • USP and ICH • Elemental Impurities by USP <232> and <233> • Elemental Impurities Guideline ICH Q3D Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
  • 6. Chemical characterization • Considerations for the analytical approach • Intended use of device • Contact time (blood, mucosal, skin contact) • Material composition • Surface area calculations • Extractables • Design study and choose solvents, temperature, and duration • Leachables • Consider drug formulation (buffer, salts, etc) • Storage and handling of drug and delivery device or container Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
  • 7. Instrumentation and analysis • Gas Chromatography (GC) for volatile organics • GC with Mass Spectrometry (MS) detection for analyte identification • High Performance Liquid Chromatography (HPLC) • HPLC with MS detection for non-volatile /semi-volatile analyte identification • Inductively Coupled Plasma Mass Spectrometry (ICP-MS) for elemental analysis -heavy metals and other process impurities Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
  • 8. Chemical classification and identification • Heavy Metals and other elements from the needle or tubing may leach or be extracted from the device. • Polymers/Lubricants from the device or manufacturing process can be monitored by HPLC with laser light scattering or LC/MS. • Solvents, plasticizers, and degradation products are often identified by GC/MS. Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
  • 9. Compound classification and risk assessment • Gather information about the device material, processing, cleaning, packaging, storage • Test material for Leachables & Extractables • A toxicologist can help assess risk. They can search chemical compound databases and calculate safe exposure levels. Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
  • 10. Case studies of catheter material • Long History of Use • Types of materials • Silicones • Polyvinyl Chloride • Latex Rubber • Polymeric coatings • Chemical characterization Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
  • 11. Catheters for chemotherapy • Many chemotherapy agents need to be delivered via catheters to ensure proper dosage and localized delivery • The catheter may be a temporary angiocatheter or implanted/tunneled catheter. • The catheter must be safe, have minimal extractables & leachables and effectively deliver the chemotherapy agent. Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
  • 12. Leachables, Extractables, and Adsorption • Analysis of commonly used chemotherapy agents in catheter assemblies • Do chemicals from the catheter assembly leach into the formulated drug? ° Measure semi-volatile and volatile organics by GC/MS ° Measure inorganics (heavy metals) by ICP-MS • Extract chemicals from the catheter assembly ° Place catheter into solvents such as water or ethanol at elevated temperature (50 °C) for 24-72 hours and test for chemical “fingerprints” with GC, GC/MS, LC/MS, or ICP-MS. • Does the drug adhere to the catheter surface? ° Measure drug concentration before and after incubation with catheter using HPLC or other analytical approach. Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
  • 13. Drug coated balloon catheter • Paclitaxel coated balloon catheter • Analysis of paclitaxel concentrations in blood from animal studies using LC/MS. • Measurement of residual paclitaxel from balloon surface by HPLC. • Analysis of matrix or coating components ° Measure kinetics of paclitaxel release from catheter surface Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014
  • 14. • Paclitaxel coated balloon catheter • Animal study of catheter safety and efficacy. • Measurement of residual paclitaxel from balloon surface by HPLC. Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014 Paclitaxel Concentration Area Counts
  • 15. Summary • Biocompatibility and chemical characterization of medical devices is key to success • Follow the guidances and use a solid scientific rationale • Utilize modern analytical techniques and instrumentation • Provide risk assessment using chemical, biocompatibility and patient exposure data Chemical Characterization of Catheter Devices – Pacific BioLabs, 2014