October 26 th , 2011


Brad Doebbeling, MD, MSc

VA HSR&D Center on Implementing Evidence-Based Practice
Regenstrief Institute
IU School of Medicine, IUPUI School of Informatics & Purdue University
Acknowledgements
Co-authors:

Mindy Flanagan, PhD (1 st author)
Nicole Arbuckle, BA
David A. Haggstrom, MD, MAS
Laura G. Militello, MA
Jason J. Saleem, PhD



Supported by:
• Agency for Healthcare Quality and Research (AHRQ)
 • HSA2902006000131
 • VA Consortium for Healthcare Informatics Research (CHIR) travel
Background
• Computerized clinical decision support (CDS) can
  improve clinical decision making, support adherence to
  evidence-based guidelines, and ultimately improve
  quality of care
• Integration of CDS into workflow critical
• Metrics for assessing workflow integration in clinical
  settings not well established
Institution Selection
“Benchmark institutions” for CDS (Chaudhry, Ann Intern Med,
2006)
• Regenstrief Institute, Partners Healthcare, Veterans Health
  Administration, (Intermountain Healthcare)
  • Early-adopter institutions that implemented internally
    developed EHR systems, including CDS
  • Widely implemented CDS in these institutions
  • Ideal settings to study integration of CDS in workflow
Methods
Part 1: Qualitative field study
• Objective: Identify barriers to CDS workflow integration
• Direct observation (with opportunistic interviews)
• Key Informant Interviews
• Focus Groups
Part 2: Survey Development
• Objective: Develop survey to assess CDS integration into
  workflow
• Item generation and revision
• Pilot test in simulated patient encounter
Part 1 Study Sites and Participants
11 outpatient clinics from:
• 2 VA Medical Centers (VAMCs)
• Clinics affiliated with Regenstrief Institute
• Partners Healthcare
2-4 observers experienced in ethnographic observation
Participants:
• Observation & opportunistic interviews:
  -120 providers (physicians, NPs, PAs, nurses) and staff
  (MAs, clerks)
• 11 Key informant interviews
• 2 Focus groups: 11 physicians
VA Computerized
Patient Record
System

VAMC 1
Analysis
Qualitative analysis: top-down vs. bottom-up coding
Coding template based on the sociotechnical model
• Social, technical, and external subsystems
Findings integrated across sites
Focused on themes that emerged as part of the
technical subsystem for survey development
Technical Subsystem Emergent Themes
Navigation
• How logically information is organized
• How easily information is located
Functionality
• Extent to which computer system has tools or
  operations available to complete necessary tasks (e.g.,
  order tests)
Usability
• How easy or hard it is to use information system
Technical Subsystem Emergent Themes
(cont.)
Paper Workarounds
• Persistence of paper-based documentation or paper-
  based notes when EHR available
Workload
• Degree to which the computer system increases effort
  (e.g., data entry, number of clicks) to perform
  necessary actions
Part 2 Survey Development
Generated 19 items for initial scale for five dimensions
3 content experts reviewed items and rated for clarity
Revisions resulted in 15-item scale
Nine primary care physicians completed 15-item scale and
provided feedback
Scale revised and the Paper Workaround items removed
• Physicians did not routinely use CDS during patient encounter
Workflow Integration Survey consists of 12 items
Workflow Integration Survey
Navigation
• Patient information is easy to find in CPRS.
• Patient information is easily accessed with CPRS.
• With CPRS, it is difficult to search for patient information during face-
  to-face encounters.*
Functionality
• CPRS has all of the functions (e.g., order entry, medication list)
  needed to complete face-to-face patient encounters.
• CPRS helps you perform the tasks (e.g., order entry, progress notes,
  record review) you need to during face-to-face patient encounters.
• The same information is entered into CPRS multiple times during
  face-to-face patient encounters.*
Workflow Integration Survey (cont.)
Usability
• CPRS is challenging to use.*
• CPRS is easy to use.
• CPRS is frustrating to use.*
Workload
• Using CPRS during face-to-face patient encounters adds effort (e.g.,
  typing, clicks).*
• Using CPRS during face-to-face patient encounters increases workload.*
• CPRS helps you complete face-to-face patient encounters efficiently.
*Indicates items are reverse-scored; Response set: 1=strongly disagree,
  5=strongly agree
Simulation Study
New design features for a clinical reminder were
developed
Participants tested new design features in simulated
patient exams
Within-subject design
• Each participant completed 2 patient scenarios X 2 versions of CDS
• Counterbalanced order of CDS versions

Participants completed WIS twice (after both patient
scenarios for given CDS version complete)
Analysis
Scores for the Workflow Integration Survey were
compared across the two versions of CDS using
Wilcoxon signed-rank test
Within-subject comparisons were made between the
survey subscales
Statistical tests were two-tailed with a 0.05 level of
significance
Results

PCP Participants -- 10 physicians, 2 NPs, from 5
outpatient clinics)
Excellent internal reliability
• for CDS, α = 0.93; for enhanced CDS, α = 0.80
Enhanced CDS version rated significantly higher
(better) than current CDS for each subscale (p <
0.05)
Conclusions

Workflow Integration Survey assesses multiple
dimensions of workflow (specific to healthcare
settings)
Initial tests encouraging
Easily adaptable to assessing other specific CDS tools
Further validation (Workaround subscale excluded)
needed
Publications from Study
Haggstrom, D.A., Saleem, J.J., Militello, L.M., Arbuckle, N., Flanagan, M., and
Doebbeling, B.N. Examining the Relationship Between Clinical Decision Support
and Performance Measurement. AMIA Symposium 2009; 2009:223-227.
Saleem, J.J., Militello, L.M., Arbuckle, N., Flanagan, M., Haggstrom, D.A., and
Doebbeling, B.N. Provider Perceptions of Clinical Decision Support at Three
Benchmark Institutions. AMIA Symposium 2009; 2009:558-62.
Doebbeling, B.N., Militello, L.G., Flanagan, M., Haggstrom, D., Arbuckle, N.B.,
Kiess, C.L., Saleem, J.J. Integration of Computerized Decision Support into
Clinical Workflow: Investigating Social, Technical and Contextual Factors, JAMIA
(In revision), 2011.
Saleem, J.J., Haggstrom, D.E., Militello, L.G., Flanagan, M.E., Arbuckle, C.L.,
Doebbeling BN. Redesign of a Computerized Clinical Reminder for Colorectal
Cancer Screening: A Human-Computer Interaction Evaluation. BMC Medical
Informatics and Decision Making, (In revision), 2011.
Militello, L.G., Arbuckle, N.B., Saleem, J.J., Patterson, E, Flanagan, M.,
Haggstrom, D., Doebbeling, B.N. Sources of Variation in Clinical Workflow:
Implications for the Design of Cognitive Support, Applied Clinical Inform. (In
review), 2011.
Thank-you!
Mindy Flanagan, meflanag@iupui.edu
Nicole Arbuckle, nicole.arbuckle@udri.udayton.edu
Jason Saleem, jason.saleem@va.gov
Brad Doebbeling, bdoebbel@gmail.com
Form of Colorectal Cancer Screening CDS at
Study Sites
VA Medical Center 1
• Computerized clinical reminder for CRC screening

VA Medical Center 2
• Set of computerized clinical reminders for screening, follow-up, and surveillance

Regenstrief Institute
• Paper encounter form reminder for CRC screening

Partners Healthcare
• Electronic, template health maintenance list
Form of Colorectal Cancer Screening CDS at
Study Sites
VA Medical Center 1
• Computerized clinical reminder for CRC screening

VA Medical Center 2
• Set of computerized clinical reminders for screening, follow-up, and surveillance

Regenstrief Institute
• Paper encounter form reminder for CRC screening

Partners Healthcare
• Electronic, template health maintenance list
Regenstrief Medical Record System
Printed paper encounter form with clinical reminders
at the bottom.
Paper reminders automatically generated by the CDS
rules.




* Annual FOBT and periodic sigmoidoscopy are recommended for all persons aged 50 or over
to screen for colorectal cancer. If screening FOBT is positive, colonoscopy is recommended.
* HEMOCCULT 1)Pt refused 2) Done Today (results: ___________________)
Form of Colorectal Cancer Screening CDS at
Study Sites
VA Medical Center 1
• Computerized clinical reminder for CRC screening

VA Medical Center 2
• Set of computerized clinical reminders for screening, follow-up, and surveillance

Regenstrief Institute
• Paper encounter form reminder for CRC screening

Partners Healthcare
• Electronic, template health maintenance list
Partners – Longitudinal Medical Record

Amia Pres Oct 26 2011 Final

  • 1.
    October 26 th, 2011 Brad Doebbeling, MD, MSc VA HSR&D Center on Implementing Evidence-Based Practice Regenstrief Institute IU School of Medicine, IUPUI School of Informatics & Purdue University
  • 2.
    Acknowledgements Co-authors: Mindy Flanagan, PhD(1 st author) Nicole Arbuckle, BA David A. Haggstrom, MD, MAS Laura G. Militello, MA Jason J. Saleem, PhD Supported by: • Agency for Healthcare Quality and Research (AHRQ) • HSA2902006000131 • VA Consortium for Healthcare Informatics Research (CHIR) travel
  • 3.
    Background • Computerized clinicaldecision support (CDS) can improve clinical decision making, support adherence to evidence-based guidelines, and ultimately improve quality of care • Integration of CDS into workflow critical • Metrics for assessing workflow integration in clinical settings not well established
  • 4.
    Institution Selection “Benchmark institutions”for CDS (Chaudhry, Ann Intern Med, 2006) • Regenstrief Institute, Partners Healthcare, Veterans Health Administration, (Intermountain Healthcare) • Early-adopter institutions that implemented internally developed EHR systems, including CDS • Widely implemented CDS in these institutions • Ideal settings to study integration of CDS in workflow
  • 5.
    Methods Part 1: Qualitativefield study • Objective: Identify barriers to CDS workflow integration • Direct observation (with opportunistic interviews) • Key Informant Interviews • Focus Groups Part 2: Survey Development • Objective: Develop survey to assess CDS integration into workflow • Item generation and revision • Pilot test in simulated patient encounter
  • 6.
    Part 1 StudySites and Participants 11 outpatient clinics from: • 2 VA Medical Centers (VAMCs) • Clinics affiliated with Regenstrief Institute • Partners Healthcare 2-4 observers experienced in ethnographic observation Participants: • Observation & opportunistic interviews: -120 providers (physicians, NPs, PAs, nurses) and staff (MAs, clerks) • 11 Key informant interviews • 2 Focus groups: 11 physicians
  • 7.
  • 8.
    Analysis Qualitative analysis: top-downvs. bottom-up coding Coding template based on the sociotechnical model • Social, technical, and external subsystems Findings integrated across sites Focused on themes that emerged as part of the technical subsystem for survey development
  • 9.
    Technical Subsystem EmergentThemes Navigation • How logically information is organized • How easily information is located Functionality • Extent to which computer system has tools or operations available to complete necessary tasks (e.g., order tests) Usability • How easy or hard it is to use information system
  • 10.
    Technical Subsystem EmergentThemes (cont.) Paper Workarounds • Persistence of paper-based documentation or paper- based notes when EHR available Workload • Degree to which the computer system increases effort (e.g., data entry, number of clicks) to perform necessary actions
  • 11.
    Part 2 SurveyDevelopment Generated 19 items for initial scale for five dimensions 3 content experts reviewed items and rated for clarity Revisions resulted in 15-item scale Nine primary care physicians completed 15-item scale and provided feedback Scale revised and the Paper Workaround items removed • Physicians did not routinely use CDS during patient encounter Workflow Integration Survey consists of 12 items
  • 12.
    Workflow Integration Survey Navigation •Patient information is easy to find in CPRS. • Patient information is easily accessed with CPRS. • With CPRS, it is difficult to search for patient information during face- to-face encounters.* Functionality • CPRS has all of the functions (e.g., order entry, medication list) needed to complete face-to-face patient encounters. • CPRS helps you perform the tasks (e.g., order entry, progress notes, record review) you need to during face-to-face patient encounters. • The same information is entered into CPRS multiple times during face-to-face patient encounters.*
  • 13.
    Workflow Integration Survey(cont.) Usability • CPRS is challenging to use.* • CPRS is easy to use. • CPRS is frustrating to use.* Workload • Using CPRS during face-to-face patient encounters adds effort (e.g., typing, clicks).* • Using CPRS during face-to-face patient encounters increases workload.* • CPRS helps you complete face-to-face patient encounters efficiently. *Indicates items are reverse-scored; Response set: 1=strongly disagree, 5=strongly agree
  • 14.
    Simulation Study New designfeatures for a clinical reminder were developed Participants tested new design features in simulated patient exams Within-subject design • Each participant completed 2 patient scenarios X 2 versions of CDS • Counterbalanced order of CDS versions Participants completed WIS twice (after both patient scenarios for given CDS version complete)
  • 15.
    Analysis Scores for theWorkflow Integration Survey were compared across the two versions of CDS using Wilcoxon signed-rank test Within-subject comparisons were made between the survey subscales Statistical tests were two-tailed with a 0.05 level of significance
  • 16.
    Results PCP Participants --10 physicians, 2 NPs, from 5 outpatient clinics) Excellent internal reliability • for CDS, α = 0.93; for enhanced CDS, α = 0.80 Enhanced CDS version rated significantly higher (better) than current CDS for each subscale (p < 0.05)
  • 17.
    Conclusions Workflow Integration Surveyassesses multiple dimensions of workflow (specific to healthcare settings) Initial tests encouraging Easily adaptable to assessing other specific CDS tools Further validation (Workaround subscale excluded) needed
  • 18.
    Publications from Study Haggstrom,D.A., Saleem, J.J., Militello, L.M., Arbuckle, N., Flanagan, M., and Doebbeling, B.N. Examining the Relationship Between Clinical Decision Support and Performance Measurement. AMIA Symposium 2009; 2009:223-227. Saleem, J.J., Militello, L.M., Arbuckle, N., Flanagan, M., Haggstrom, D.A., and Doebbeling, B.N. Provider Perceptions of Clinical Decision Support at Three Benchmark Institutions. AMIA Symposium 2009; 2009:558-62. Doebbeling, B.N., Militello, L.G., Flanagan, M., Haggstrom, D., Arbuckle, N.B., Kiess, C.L., Saleem, J.J. Integration of Computerized Decision Support into Clinical Workflow: Investigating Social, Technical and Contextual Factors, JAMIA (In revision), 2011. Saleem, J.J., Haggstrom, D.E., Militello, L.G., Flanagan, M.E., Arbuckle, C.L., Doebbeling BN. Redesign of a Computerized Clinical Reminder for Colorectal Cancer Screening: A Human-Computer Interaction Evaluation. BMC Medical Informatics and Decision Making, (In revision), 2011. Militello, L.G., Arbuckle, N.B., Saleem, J.J., Patterson, E, Flanagan, M., Haggstrom, D., Doebbeling, B.N. Sources of Variation in Clinical Workflow: Implications for the Design of Cognitive Support, Applied Clinical Inform. (In review), 2011.
  • 19.
    Thank-you! Mindy Flanagan, meflanag@iupui.edu NicoleArbuckle, nicole.arbuckle@udri.udayton.edu Jason Saleem, jason.saleem@va.gov Brad Doebbeling, bdoebbel@gmail.com
  • 20.
    Form of ColorectalCancer Screening CDS at Study Sites VA Medical Center 1 • Computerized clinical reminder for CRC screening VA Medical Center 2 • Set of computerized clinical reminders for screening, follow-up, and surveillance Regenstrief Institute • Paper encounter form reminder for CRC screening Partners Healthcare • Electronic, template health maintenance list
  • 21.
    Form of ColorectalCancer Screening CDS at Study Sites VA Medical Center 1 • Computerized clinical reminder for CRC screening VA Medical Center 2 • Set of computerized clinical reminders for screening, follow-up, and surveillance Regenstrief Institute • Paper encounter form reminder for CRC screening Partners Healthcare • Electronic, template health maintenance list
  • 22.
    Regenstrief Medical RecordSystem Printed paper encounter form with clinical reminders at the bottom. Paper reminders automatically generated by the CDS rules. * Annual FOBT and periodic sigmoidoscopy are recommended for all persons aged 50 or over to screen for colorectal cancer. If screening FOBT is positive, colonoscopy is recommended. * HEMOCCULT 1)Pt refused 2) Done Today (results: ___________________)
  • 23.
    Form of ColorectalCancer Screening CDS at Study Sites VA Medical Center 1 • Computerized clinical reminder for CRC screening VA Medical Center 2 • Set of computerized clinical reminders for screening, follow-up, and surveillance Regenstrief Institute • Paper encounter form reminder for CRC screening Partners Healthcare • Electronic, template health maintenance list
  • 24.

Editor's Notes

  • #16 Participants included ten physicians, two nurse practitioners (NPs).
  • #17  Workflow Integration Survey subscaleCDSEnhanced CDSp-value (two-tailed)Navigation2.5 (0.9)3.8 (0.6)0.011Functionality3.1 (0.7)4.0 (0.6)0.008Ease of use3.2 (1.0)3.6 (0.9)0.049Workload2.3 (0.8)2.9 (0.6)0.028Table 2. Means (standard deviations) and p-values from Wilcoxon signed rank tests for the Workflow Integration Survey for both versions of the CDS; the 12 survey items were grouped along four subscales (navigation, functionality, ease of use, and workload).