3. SEBI
○ SEBI= Securities Exchange Board of India
○ Established in the year 1988
○ 12 May 1992 given statutory powers in 1992 with
SEBI act 1992
○ Passed by parliament
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5. OBJECTIVES OF SEBI
• Regulation of stock exchange:
Regulate the activities of stock exchange
It is the first objective of
SEBI
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6. Protection to the investors:
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1. It is important to protect the interest of the investors
2. Protection from wrong information-COMPANY
prospectus
3. Security to the investor
7. Checking the insider trading:
○ Insiders trading:buying and selling of securities
○ Take advantages from the confidence information
○ Many steps is taken to check insider trading
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8. Important to check and supervise the activities of
• Brokers
• middlemen
Control over brokers
Promoting :
Promoting and development of securities
market.
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