SEBI was established in 1988 as a non-statutory body and given statutory powers in 1992 through the SEBI Act to regulate the securities market in India. Its objectives are to protect investors, promote the securities market development, and regulate market operations. SEBI's functions include regulating stock exchanges, intermediaries, and collective investment schemes; prohibiting unfair trade practices; and promoting investor education and market research. It is managed by a board consisting of a chairman, government officials, an RBI member, and five whole-time members appointed by the government. Key departments include primary market regulation, secondary market oversight, and legal, investigation, and institutional investment departments.

1. BY: MOHIT LOONKAR
GMCS
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Securities and Exchange Board of India

2. OUTLINE
History
Objectives of SEBI
Functions of SEBI
SEBI Management Board Members
Various Departments under SEBI

3. HISTORY
Set up on April 12,1988 as a non statutory body.
Is an Apex body to develop and regulate the stock
market in India
In 1992 – through SEBI Act –powers to control
capital markets were conferred

4.  To protect the interest of the investors in
securities
 To promote the development of securities
market
 To regulate the securities market
OBJECTIVES

5. Section 11 of the SEBI Act, 1992 classifies the
functions of SEBI under 2 heads:-
Regulatory Functions
Development Functions
FUNCTIONS OF SEBI

6.  Regulatory Functions
1. Regulation of stock exchange & other organisations
2. Registration & regulation of stock brokers, sub
brokers, merchant bankers, underwriters and other
intermediaries
3. Registration & regulation of working of collective
investment schemes like mutual funds
4. Prohibition of unfair trade practices, insider
trading, substantial acquisition of shares by
companies

7.  Development Functions
1.Promote investors education
2.Training of intermediaries
3.Conduct research & provide information
to market participants
4.Promoting self regulatory organisations

9. SEBI Management Board Members
 The board consists of :
 A Chairman
 Two members from amongst the officials of the ministry of
central government dealing with finance and administration
of the Companies Act,2013
 One member amongst the officials of the Reserve Bank of
India
 Five other members, of whom at least three to be the whole
time members, appointed by the central government

10. VARIOUS DEPARTMENT UNDER
SEBI
The Primary market
The Issue management and intermediaries
department
The Secondary Market
Institutional investment (MF and FII), mergers
and acquisition
Legal department looks after all legal matters
Investigation department carries out inspection
and investigation

11. THANK YOU!!!