1. Joseph A. Mino
499 Leverett Avenue
Staten Island, NY 10308
718-227-0407
josephmino121967@yahoo.com
Professional Experience
Credit Suisse LLC – New York, NY July 2005 – Feb 2016:
International Equity Trade Support (Senior Associate)
Provide Middle Office support to the Cash and Electronic Sales and Trading desks in NY and regional
offices as well as to firm’s Institutional client base. Involved in all trade capture and processing ensuring
timely confirmation on all executed activity globally.
Work closely with Equity Reconciliation and Settlement teams on trade breaks and fails to provide
accurate and timely resolution while minimizing risk to firm and client.
Perform daily review of internal control reports on suspended client trade activity, settlement fails and
missing client documentation. Work with desk, clients and internal teams to successfully resolve
outstanding issues.
Responsible for identifying and utilizing the best available tools to meet client needs. Well versed in
customer trade booking and automation, commission scheduling, ALGO/DMA OMGO CTM/Domestic
oasys and fix allocations.
Observed internal controls, communicated and reconciled directly with other internal control teams –
risk, accounting, and operations control on every significant position and P&L break, escalating when
necessary.
Successfully trained and mentored new team of eight members within our deployed Raleigh, NC, Pune
and Wroclaw, Poland sites.
Participated and organized client relationship meetings to review broker performance and address client
service, requirements. Provided summary to management and desk. Responsible for issue resolution and
follow up with client.
Responsible for new account opening and maintenance of existing client profile. Interacted with Client
Onboarding team on set up of new parent relationships.
International Operations Senior Analyst Nov 1993 – July 2005
Oversaw settlements of trades for the Asian/European Markets.
Process fees charged by agent bank and allocated across trading desk.
Created and provided fail reports that were distributed throughout the bank’s senior mgmt. As a tool to
control daily fails.
Report all trade discrepancies to middle office and trading desk along with daily fail cost reporting to
senior management and front office.
Reconciled bank statements and custody discrepancies daily.
Instructed agent banks on stock borrows/returns, trades, fx payments via swift.
2. Bankers Trust Co, Jersey City – Operations 1988 –Nov 1993
Analyzed and actioned on all outstanding trades to ensure settlement across various international
markets
Brown Brother Harriman, NY – Operations 1986 – 1988
Responsible for the capture of trades, and resolution of settlement discrepancies.
Education
Tottenville, H.S. High School Diploma - June 1985
College of Staten Island - Course in Architecture
Skills – Proficient in Microsoft Office, Fidessa, CTM, Domestic OASYS
References will be submitted upon request.