1. `
DENISE K. CLARKE
114 Stratford Drive | Nutley, New Jersey 07110 | H: 201.370.6956 | deeclarke23@aol.com
INVESTMENT SERVICES INDUSTRY EXECUTIVE
Investment Servicing | Team Leadership | Portfolio Administration
Highly motivated and experienced executive with expert proficiency in managing all aspects of securities
transaction processing in a dynamic, fast paced corporate environment. Comprehensive understanding of the
skills needed to quickly identify and resolve issues that lead to rejected trades. Skilled in managing activity
across several thousand Separately Managed Accounts. Regarded for the ability to deliver outstanding
customer service with the highest degree of expertise and professionalism. Holder of Series 7 and 66 licenses
and a Certified Green Belt in Six Sigma.
PR O F E S S I O N A L EX P E R I E N C E
ALLIANZ GLOBAL INVESTORS, New York, New York (1997-Present)
Vice President (2005-Present)
Assistant Vice President, Senior Trader (1997-2005)
In the role of Vice President
 Directed the efforts of the Fixed Income Trading Team in the daily execution of trades, allocations, implementation
and corrections for rejected transactions for one of the largest financial services providers in the world.
 Constructed and monitored portfolios based on PIMCO models for Total Return, Real Return, and High Yield Municipal
Retail Funds.
 Oversaw the performance and operations/implementation of all PIMCO Total Return Fixed Income Share (FISH)
products, testing systems on a routine basis.
 Fostered robust and beneficial relationships with all sponsors and transfer agents, and coordinated the review of
contracts, profiles, investment policy, and procedures for sponsors new to the business.
 Maintained clarity of strategic vision through attendance at weekly management meetings, and served as an active
member of the Compliance Committee.
 Fulfilled a critical role as liaison between brokerage firms and the operations team, trading desk, sales, marketing,
and portfolio management teams.
 Ensured strict compliance with regulatory requirements by collaborating with the Compliance and Risk departments.
 Contributed significant input in investment meetings designed to examine portfolio performance, model adjustments,
and positions.
 Boosted process efficiency by continually developing enhancements to trading systems and other platforms.
In the role of Assistant Vice President and Senior Trader
 Fulfilled a key role in the purchase and sale of fixed income securities, equities, and mutual funds using a variety of
investment management software applications, with an eye towards identifying trading strategies and methods that
maximize client profit and income.
 Diligently monitored and logged daily activity in over 30,000 active Separately Managed Accounts, and calculated
comparisons between trades in a model portfolio and new and existing accounts.
 Worked closely with portfolio managers and clients to quickly identify and resolve transaction discrepancies.
 Educated new employees in the use of various trading systems and on standard departmental procedures.
...Continued...

2. PRUDENTIAL GLOBAL ADVISORS, Short Hills, New Jersey (1993-1996)
Portfolio Administrator and Trading Assistant (1995-1996)
International Settlements Associate (1993-1995)
In the role of Portfolio Administrator and Trading Assistant
 Instrumental in providing key support to portfolio managers to research, identify, and resolve issues related to
collateralized mortgage obligations, asset-backed securities, agencies, loans, government/corporate securities,
commercial paper, and repurchase transactions.
 Monitored and revised yields on variable rate securities, and performed market valuations of portfolios covering a
wide range of asset types.
 Facilitated communications from broker/dealers to portfolio managers, conveying critical information regarding daily
investment rates, market information, and trade confirmations.
In the role of International Settlements Associate
 Expertly managed the settlement of all fixed income, foreign exchange, and derivative transactions for global,
domestic, and emerging markets.
 Effectively served as a liaison to facilitate trade activity between banks and international brokers, entering all
transactions into an internal investment system.
 Responsible for the prompt investigation and resolution of non-receipt issues across all portfolios.
 Administered databases to track rejected foreign exchange trades and broker and bank delivery instructions.
 Maintained up-to-date files on bond ratings, security lending, and approved brokers.
ED U C A T I O N
RUTGERS UNIVERSITY
Bachelor of Science Degree in Economics, Newark, New Jersey
Minor – Business Administration
PR O F E S S I O N A L LI C E N S E S
Series 7, Series 66
Certified Green Belt in Six Sigma
TE C H N I C A L PR O F I C I E N C I E S
Microsoft Word, Excel, Word Perfect, Reuters, Bloomberg, Telerate Monroe, ILX, Bond Vue, TradeWeb
Security APL, GIM II, MATES, MOXY, Advent Browser, Calculator, Schwab Link, Vision, Outlook.