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Tropical Forestry and Agroforestry 
Forest, Trees and Livelihoods 
C. Garcia; A. Dray; P.Waeber 
Forest Management and Development (ForDev) 
CIRAD / ETH Zürich – Sept. 2014
BACKGROUND 
Section I
FORDEV 
Karbi Anglong 
TiCoYa
Games
Biodiversity, Tree Rights and Strategies 
Integrating biodiversity conservation in coffee agroforestry systems of Kodagu, India 
C. Garcia 
Tropical Forestry and Agroforestry – Session 1
Coffee and Biodiversity 
Source: Rethinking Green Consumerism 2002
Raja’s seat, Madikeri 
Landscape Mosaic
History 
British Raj 1834 
Independence1947 
Liberalisation 
1992 
British Planters 
COFFEE/ PEPPER 
Traditional farmers RICE/CARDAMOM 
Family farm 
COFFEE / PEPPER RICE/CARDAMOM 
Development of coffee area Market prices Arabica => Robusta 
Today 
Adivasis 
JHUM 
Worker / Fam. Farm 
< 2 acres Cardamom or COFFEE / PEPPER + self consumption
1977 
1997 
Landscape dynamics 
• 
Coffee : 100% 
• 
Forest: -30% 
Evergreen Forests Coffee Plantations Deciduous Forests 
2007
Biodiversity changes 
Forest to Agroforest
Coffee Production 
0 
5 
10 
15 
20 
25 
0 
20 
40 
60 
80 
100 
Yield (in Bags) 
Shade (%) 
Impact of Shade and Irrigation on Coffee Yield 
Irrigation 
No irrigation
ATBC – ForDev 14 September 17, 2014 
September 17, 2014 
ATBC – ForDev 
14 
500m 
50m
Sampling design 
d1 
d2 
d3 
d4 
d7 
d8 
d9 
d10 
d5 
d6
ATBC – ForDev 16 September 17, 2014 
Sampling Tree Biodiversity 
• 
114 estates 
• 
68.4 Ha 
• 
20.000 trees 
• 
240 species 
• 
2% error
ATBC – ForDev 17 September 17, 2014 
Structure 
Tree/ha0100200300400500600700LargeMediumSmallSacred ForestsNatural ForestEstate size
ATBC – ForDev 18 September 17, 2014 
Species Accumulation curves0501001502002503003504000100200300400500600Transects Species Richness ICE MeanACE MeanCole Rarefaction
ATBC – ForDev 19 September 17, 2014
ATBC – ForDev 20 September 17, 2014
Most frequent species 
20% 10% 5% 4% 4% 57% Grevillea robustaErythrina lithospermaAcrocarpus fraxinifoliusAreca catechuArtocarpus heterophyllusOthers
Stand dynamics
PCA 
• 
65 % var with 2 factors 
ATBC – ForDev 24 September 17, 2014
Biodiversity changes 
Forest to Agroforest 
Opening the canopy 
Planting 
G. robusta
Management alternatives
Biodiversity changes 
Forest to Agroforest 
Reducing canopy 
Replacing by G. robusta 
Tree ownership rights 
Implementation of public policies 
Labor costs 
Coffee prices fluctuation 
Timber smuggling
Timber Rights 
Cheynier 2006
Timber Rights
“While conferring ownership rights […] right over the tree growth may be excluded. As otherwise, it is apprehended that in 10 years time the entire tree growth is likely to disappear.” 
- G.K. Lokare, Secy. to Govt., Revenue Dept., 22/9/99
PCA 
• 
65 % var with 2 factors
MANAGING AN ESTATE… 
Section II
PROSPECTIVE ANALYSIS 
Section III
Coffee owner 
Input 
Irrigation infrastructure 
Labor 
buys 
hires 
works 
climbs on 
Management bloc 
Market 
Forest Dpt 
Timber merchant 
sells 
sell 
buys 
buys 
enforces policies
Conceptual Model 
Role Playing Game 
Grevillea robusta 
Ferme 
Poivre 
Force de travail 
Irrigation 
Intrants 
Perche 
Régénération naturelle 
Arbre élagué 
Junglewood 
Caféier 
10 cm
Biodiversity changes 
Forest to Agroforest 
Opening the canopy 
Planting 
G. robusta 
Human Elephant conflict 
Tree ownership rights 
Labor costs 
Coffee supply chain 
Timber smuggling
“While conferring ownership rights over the Bane and Hithlu lands, ..right over the tree growth may be excluded. As otherwise, it is apprehended that in 10 years time the entire tree growth is likely to disappear.” 
- G.K. Lokare, Secy. to Govt., Revenue Dept., 22/9/99
Scenarios 
• 
No Tree Rights 
– 
Difficult to sale Jungle Wood on the legal market 
– 
No restrictions on Silver Oak 
• 
Tree Rights 
– 
No restrictions on Jungle Wood as well as on Silver Oak
Results - Livelihood 
0 
50 
100 
150 
200 
250 
1 
2 
3 
4 
5 
Farmer's Income (in CINC) 
Game Turns 
Average Income: Coffee + Pepper + Timber 
No Tree 
Rights 
Tree Rights
Results – Tree cover 
0 
20 
40 
60 
80 
100 
120 
140 
0 
1 
2 
3 
4 
5 
Tree Rights 
0 
20 
40 
60 
80 
100 
120 
140 
0 
1 
2 
3 
4 
5 
No Tree Rights 
Trees 
Saplings 
Seedlings
Results - Biodiversity 
0% 
50% 
100% 
0 
1 
2 
3 
4 
5 
No Tree Rights 
0% 
50% 
100% 
0 
1 
2 
3 
4 
5 
Tree Rights 
Jungle Wood 
Silver Oak
Conclusion 
Conservation 
Development 
Tree ownership rights 
Certification 
PES 
Tax incentives
Kodagu SES 
Norms and Policies 
Users 
Ecosystems
Forestry & Agroforestry  2014 Session 1 - Introducing Complex Agroforestry Systems

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Forestry & Agroforestry 2014 Session 1 - Introducing Complex Agroforestry Systems

  • 1. Tropical Forestry and Agroforestry Forest, Trees and Livelihoods C. Garcia; A. Dray; P.Waeber Forest Management and Development (ForDev) CIRAD / ETH Zürich – Sept. 2014
  • 4.
  • 6. Biodiversity, Tree Rights and Strategies Integrating biodiversity conservation in coffee agroforestry systems of Kodagu, India C. Garcia Tropical Forestry and Agroforestry – Session 1
  • 7. Coffee and Biodiversity Source: Rethinking Green Consumerism 2002
  • 8.
  • 9. Raja’s seat, Madikeri Landscape Mosaic
  • 10. History British Raj 1834 Independence1947 Liberalisation 1992 British Planters COFFEE/ PEPPER Traditional farmers RICE/CARDAMOM Family farm COFFEE / PEPPER RICE/CARDAMOM Development of coffee area Market prices Arabica => Robusta Today Adivasis JHUM Worker / Fam. Farm < 2 acres Cardamom or COFFEE / PEPPER + self consumption
  • 11. 1977 1997 Landscape dynamics • Coffee : 100% • Forest: -30% Evergreen Forests Coffee Plantations Deciduous Forests 2007
  • 13. Coffee Production 0 5 10 15 20 25 0 20 40 60 80 100 Yield (in Bags) Shade (%) Impact of Shade and Irrigation on Coffee Yield Irrigation No irrigation
  • 14. ATBC – ForDev 14 September 17, 2014 September 17, 2014 ATBC – ForDev 14 500m 50m
  • 15. Sampling design d1 d2 d3 d4 d7 d8 d9 d10 d5 d6
  • 16. ATBC – ForDev 16 September 17, 2014 Sampling Tree Biodiversity • 114 estates • 68.4 Ha • 20.000 trees • 240 species • 2% error
  • 17. ATBC – ForDev 17 September 17, 2014 Structure Tree/ha0100200300400500600700LargeMediumSmallSacred ForestsNatural ForestEstate size
  • 18. ATBC – ForDev 18 September 17, 2014 Species Accumulation curves0501001502002503003504000100200300400500600Transects Species Richness ICE MeanACE MeanCole Rarefaction
  • 19. ATBC – ForDev 19 September 17, 2014
  • 20. ATBC – ForDev 20 September 17, 2014
  • 21. Most frequent species 20% 10% 5% 4% 4% 57% Grevillea robustaErythrina lithospermaAcrocarpus fraxinifoliusAreca catechuArtocarpus heterophyllusOthers
  • 23.
  • 24. PCA • 65 % var with 2 factors ATBC – ForDev 24 September 17, 2014
  • 25.
  • 26. Biodiversity changes Forest to Agroforest Opening the canopy Planting G. robusta
  • 28. Biodiversity changes Forest to Agroforest Reducing canopy Replacing by G. robusta Tree ownership rights Implementation of public policies Labor costs Coffee prices fluctuation Timber smuggling
  • 31. “While conferring ownership rights […] right over the tree growth may be excluded. As otherwise, it is apprehended that in 10 years time the entire tree growth is likely to disappear.” - G.K. Lokare, Secy. to Govt., Revenue Dept., 22/9/99
  • 32. PCA • 65 % var with 2 factors
  • 33. MANAGING AN ESTATE… Section II
  • 35. Coffee owner Input Irrigation infrastructure Labor buys hires works climbs on Management bloc Market Forest Dpt Timber merchant sells sell buys buys enforces policies
  • 36. Conceptual Model Role Playing Game Grevillea robusta Ferme Poivre Force de travail Irrigation Intrants Perche Régénération naturelle Arbre élagué Junglewood Caféier 10 cm
  • 37.
  • 38. Biodiversity changes Forest to Agroforest Opening the canopy Planting G. robusta Human Elephant conflict Tree ownership rights Labor costs Coffee supply chain Timber smuggling
  • 39. “While conferring ownership rights over the Bane and Hithlu lands, ..right over the tree growth may be excluded. As otherwise, it is apprehended that in 10 years time the entire tree growth is likely to disappear.” - G.K. Lokare, Secy. to Govt., Revenue Dept., 22/9/99
  • 40. Scenarios • No Tree Rights – Difficult to sale Jungle Wood on the legal market – No restrictions on Silver Oak • Tree Rights – No restrictions on Jungle Wood as well as on Silver Oak
  • 41. Results - Livelihood 0 50 100 150 200 250 1 2 3 4 5 Farmer's Income (in CINC) Game Turns Average Income: Coffee + Pepper + Timber No Tree Rights Tree Rights
  • 42. Results – Tree cover 0 20 40 60 80 100 120 140 0 1 2 3 4 5 Tree Rights 0 20 40 60 80 100 120 140 0 1 2 3 4 5 No Tree Rights Trees Saplings Seedlings
  • 43. Results - Biodiversity 0% 50% 100% 0 1 2 3 4 5 No Tree Rights 0% 50% 100% 0 1 2 3 4 5 Tree Rights Jungle Wood Silver Oak
  • 44. Conclusion Conservation Development Tree ownership rights Certification PES Tax incentives
  • 45. Kodagu SES Norms and Policies Users Ecosystems