Experienced Internal Auditor and Compliance Officer Seeking Remote Position
1. Stephanie Chapin
3550 Crosby Road, Cloquet, MN 55720 218-391-4995
Sjc213@aol.com
Objectives:
Prefer: Home Office/Remote Position, Travel is acceptable
Experience:
Date of Employment : January 2011 to present
First National Bank of Moose Lake, $86m
Moose Lake, MN
Job Title: Internal Auditor/ Compliance Officer
Primary Duties:
Bank wide auditing, reporting to Board of Directors
Working with external auditors and examiners
Commercial Loan Audit
Consumer mortgage lending audits, including Mortgage Partnership Finance Program with FHLB
Deposit / Retail Accounting Audits
Risk Analysis
Coordinating compliance Updates
Monthly Department Staff Training
Payroll Processing
Call Report Preparation (created spreadsheets for non-automated process)
Updating and revising bank policies
Trouble shooting for staff
Experience:
Date of Employment : May 2010 to January 2011
Company name Winona County Developmental Achievement Center
Winona, MN
Job Title: Director:
Primary Duties:
Headed a day work facility with 50+ developmentally disabled adults
Staff of 25+
Met with local businesses and civic organizations to help fund the WDAC
Worked with local business to help facilitate employment opportunities for the disabled
Successfully received donations from business owners for resources needed
Successful in Grant writing, including receiving approval for a bus and furniture
Spoke to local groups, college and High school students and local radio regarding the disabled
2. Stephanie Chapin
3550 Crosby Road, Cloquet, MN 55720 218-391-4995
Sjc213@aol.com
Experience
Date of Employment : November 1999 to September 2008
Company name: Northern Communities Credit Union
Duluth, MN
Job Title: Chief Operations Officer (2nd
in Command)
Oversight of four offices and 42+ employees
Coordinated all departments and developed new products and Offices
Helped Loan Department develop indirect lending program which increased loan and membership to record
highs, while tightening loan risk.
Headed marketing, creating newsletters, brochures and disclosures
Wrote procedures and policy
BSA / Compliance Officer
Trained staff in customer service, conflict resolution, regulation and procedure
Event planning and coordinated annual meetings
Met with community groups to speak about financial fitness
Started as Branch Manager
Experience
Date of Employment: 1996-1999
Company name: Duluth Medical Services Credit Union
Duluth, MN
Job Title: Marketing Specialist (2nd
in command)
Accounting, ACH and Wires
Customer Service Representative/ Vault Teller
Job responsibility/achievement
Marketing, Credit Union Liaison to employee groups
Successfully increased growth in 2 years from $5m to $8m
Professional Education
Bachelors Business
Bachelors Accounting
CCBCO
CCUE
University of MN., Duluth
Western Governors University
Cert. Community Bank Compliance Officer
Certified Credit Union Executive
1995
2009
2011-2015
2002-2008
References are available upon request. Please keep employment inquiry confidential.
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