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A
Seminar on
Nanotechnology
1
By:Rajesh L. Dumpala
(B.Pharm, M. Pharm.) PhD. ( Pursuing)
Research Scientist,
Alembic Research Centre. Vadodara
E.Mail:-rdumpala64@gmail.com
 Nanotechnology is the design,
characterization, production and
application of structures, devices and
systems by controlling shape and size at
nanometer scale.
2
WHAT IS NANOTECHNOLOGY?
Structures
(e.g.materials)
Devices
(e.g. sensors)
Systems
(e.g. NEMS)
Nanotechnology is the
manipulation of matter
at the nanometer*
scale to create novel
structures, devices and
systems.
3
Nanotechnology – A Brief History
 Nanotechnology and nano science got started in
the early 1980’s with two major developments –
 The birth of cluster science and the invention of
the Scanning Tunneling Microscope (STM). This
development led to the discovery of fullerenes in
1986 and carbon nano tubes a few years later.
 In another development, the synthesis and
properties of semiconductor nano crystals was
studied. This led to a fast increasing number of
metal oxide nanoparticles of quantum dots.
4
Applications of Nanotechnology
5
NANOPARTICLES
 A nanoparticle (or nanopowder or
nanocluster or nanocrystal) is a
microscopic particle with at least one
dimension less than 100 nm.
6
TYPES OF NANOPARTICULATE
SYSTEMS
 Polymeric nanoparticles
 Solid lipid nanoparticles
 Nanocrystals & nanosuspensions
 Polymeric micelles
 Liposomes
 Dendrimers
 Magnetic NPs
 Gold nanoshells
 Nanowires or Carbon nanotubes
 Ferrofluids
 Nanopowder
7
S
r
.
N
o
.
Types of
Nanoparticles
Material Used Applications
1
.
Polymeric
nanoparticles
Biodegradable
polymers
Controlled and
targeted drug
delivery
2
.
Solid lipid
nanoparticles
Melted lipid
dispersed in an
aqueous
surfactant
Least toxic and more
stable colloidal
carrier systems as
alternative to
polymers
3
.
Nanocrystals &
nanosuspensions
Drug powder is
dispersed in a
surfactant
solution
Stable systems for
controlled delivery of
poorly water soluble
drugs
4
.
Polymeric
micelles
Polymeric
micelles are self-
assemblies of
block copolymers
in aqueous media
Systemic and
controlled delivery of
water insoluble drugs
9
conti..
5
.
Liposomes Phospholipid
vesicles
Controlled and
targeted drug delivery
6
.
Dendrimers Tree like molecules
with defined
cavities
Drug targeting
7
.
Magnetic NPs An inorganic core
of iron oxide
(magnetite) coated
with polymer such
as dextran
Drug targeting,
Diagnostic tool in
biology and medicine
8
.
Gold nanoshells Dielectric
(typically gold
sulfide or silica)
core and a metal
(gold) shell
Tumor targeting
10
conti..
Nanowires or
Carbon
nanotubes
Metals,
semiconductors
or carbon
Gene and DNA
delivery
Ferrofluids Iron oxide
magnetic NPs
surrounded by a
polymeric layer
For capturing cells
and other
biological targets
from blood or
other fluids and
tissue samples
Nanopowder two or more
different
cations
(positively
charged
elements) in
their chemical
formula
for targeted
applications like
infrared windows,
catalysts, fuel
cells, and even
cosmetics
11
Preparation of NPs
12
Solvent evaporation
 Polymer is dissolved in organic solvent like acetone,
chloroform etc.
 The drug is dissolved or dispersed into the preformed
polymer solution.
 Then the mixture is emulsified with aqueous phase to
prepare o/w emulsion by using a surfactant.
 After formation of a stable emulsion, the organic
solvent is evaporated either by increasing
temperature/under reduced pressure or by continuous
stirring.
 The w/o/w method is also applied to prepare water
soluble drug loaded NPs.
 Both the above method uses a high speed
homogenization or Sonication.
13
Spontaneous emulsification/Solvent
diffusion method
 It is a modified version of solvent evaporation method.
 Here water soluble solvent like acetone along with water
insoluble solvent like chloroform are used as an oil
phase.
 Due to spontaneous diffusion of water soluble solvent,
an interfacial turbulence is created between two phases
that leads to formation of smaller particles.
 As the concentration of water soluble solvent increases,
a considerable decrease in particle size can be achieved.
14
Salting out
 Drug and polymer are first dissolved in
solvent and then they are subjected to
homogenization with aqueous solvent
having salting out agent and at last salts
are removed by cross-flow filtration
15
Monomer polymerization
 Here we will see NPs formation using poly(alkyl
cyano acrylate).
 The cyanoacrylic polymer is added to an aqueous
acidic solution of surface active agent (polymerization
medium) under vigorous mechanical stirring.
 Drug is dissolved in the polymerization media either
before the addition of monomer or at the end of
polymerization reaction.
 The NP suspension is then purified by
ultracentrifugation or by resuspending the particles in
an isotonic surfactant free medium.
 Particle size and molecular mass of NP depend upon
the type & conc. of surfactant, pH of the medium,
conc. of monomer and stirring speed.
16
NPs prepared from hydrophilic
polymers
i) Denaturation:
 It involves emulsification of an aqueous solution
containing a natural polymer and the drug to be
entrapped in an oil emulsion.
 The particles are hardened by heat Denaturation,
cooling below the gelation point or by cross-linking
with suitable agent
ii) Desolvation
 Commonly known as coacervation (similar to
microspheres)
iii) Ionic gelation
 Ion induced gelation results into formation of NPs.
17
Supercritical fluid technology
i) Rapid expansion of super critical solution (RESS)
 The solute of interest is first dissolved in SCF.
 Then the solution is expanded through a nozzle.
 Thus the solvent power of SCF decreases and so
the solute precipitates.
 This technique is clean because the precipitated
solute is completely solvent free.
 Unfortunately, most polymers exhibit little or no
solubility inSCF, thus making the technique less
of practical interest
18
ii) Supercritical anti-solvent (SAS)
 Both the solution of solute in a suitable
solvent and SCF are charged in the
precipitation vessel.
 Because of high pressure, enough antisolvent
will enter into the liquid phase, so the solvent
power will be reduced and solute
precipitates.
iii) Gas anti-solvent technique (GAS)
 It is a modified version of SAS method.
 The solution of solute is rapidly introduced
into the SCF through a narrow nozzle.
 The SCF completely extracts the solvent,
causing precipitation of solute
19
Materials
Polymers
Methods of NPs preparation Polymers
Monomers polymerization Poly(alkyl cyanoacrylate)
Poly(alkyl methacrylate)
Poly(styrene)
Poly(vinylpyridine)
Nanoprecipitation Poly(ε-caprolactone)
Poly(lactic acid)
Poly(lactic-co-glycolic acid)
Poly(methacrylate)
20
Methods of NPs preparation Polymers
Solvent evaporation Poly(ε-caprolactone)
Poly(lactic acid)
Poly(lactic-co-glycolic acid)
Poly(β-hydroxybutyrate)
Ethyl cellulose
Salting out Cellulose acetate phthalate
Poly(alkyl methacrylate)
Ethyl cellulose
Poly(lactic acid)
Poly(lactic-co-glycolic acid)
Desolvation, denaturation,
ionic gelation
Albumin
Casein
Gelatin
Alginate
Chitosan
Ethyl cellulose
21
Stabilizers
 Generally used stabilizers are-
 Cellulosic
 Poloxamers 184, 188, 338, 407
 Poloxamine 908
 Polysorbates 20, 40, 60, 80
 Lecithins
 Cremophor EZ and RS 40
 Polyoxyethylene lauryl ether
 Povidones
 Lecithin is stabilizer of choice for parenteral preparations.

Organic solvents
Water immiscible organic solvent : Methylene chloride
Chloroform
DCM
Partially water miscible solvent : Ethyl acetate
Ethyl formate
Butyl lactate
Triacetin
Propylene carbonate
Benzyl alcohol
Water miscible solvent : Ethanol
Isopropanol
22
Co-surfactants
Bile salts
Dipotassium Glycerrhizinate
Transcutol
Glycofurol
Ethanol
IPA
Other additives
Includes Buffers
Salts
Polyols
Osmogents
Cryoprotectants
23
Surface Modification of NPs
 Following two methods are useful for surface modification:
1)Surface coating with hydrophilic polymers/surfactants
 PEG
 PEO
 Poloxamer
 Poloxamine
 Polysorbate
 Lauryl ethers (Brij-35)
2)Development of biodegradable co-polymers with hydrophilic
segments (PLA-PEG, PLGA-PEG)
 These modification lead to change in zeta potential and
hydrophobicity of NPs that ultimately affects following
properties:
 Stability
 Mucoadhesive properties
 Oral absorption
 Protein adsorption at surface
24
CHARACTERIZATION & EVALUATION OF
NPs:
Parameter Methods
Particle size Photon correlation spectroscopy
Transmission electron microscopy
Scanning electron microscopy
Scanned-probe microscopy
Fraunhofer diffraction
LASER diffractometry
Coulter counter
Molecular Weight Gel permeation chromatography
Density Helium compression pyncnometry
Crystallinity X-ray diffraction
DSC
DTA
Surface charge Electrophoresis
Laser Doppler anemometry
Amplitude-weighted phase structure determination
Hydrophobicity Hydrophobic interaction chromatography
Contact angle measurement
Surface properties Static secondary-ion mass spectrometry
Surface element analysis X-ray photoelectron spectroscopy for chemical
analysis 25
Drug Release from NPs
Drug
release
from NPs
26
In Vitro Drug Release Study
27
Equipments for Nanoparticles
1. Homogenizer
2. Ultra Sonicator
3. Mills
4. Spray Milling
5. Supercritical Fluid Technology
6. Electrospray
7. Ultracentrifugation
8. Nanofiltration
28
Methods of Drug Delivery
29
Application:
 Nanotechnology in Chemotherapy
 Nanotechnology in Cancer
 Nanotechnology in Diabetes
 Nanotechnology in CVS Disorders
 Nanotechnology in CNS Disorders
 Nanotechnology in Tissue Repair & Regeneration
 Nanotechnology in Surgery
 Nanotechnology in Organ Transplantation
 Nanotechnology to Deliver Nutrition Supplements
 Nanotechnology in Cosmetics
30
Nano Pharma Preparations in Market
Product Type of Nanomaterial Indication Phas
e
Company
AmBisome Liposome Fungal Infections Appro
ved
Gilead
Sciences
Doxil Pegylated Liposome Metastatic Ovarian Cancer Appro
ved
Ortho Biotech
Viva Gel Dendrimer Topical Microbicide fro HIV Phase
I
StarPharma
MRX-952 Branching Block Copolymer self-assembled Nanoparticulate
Formulation of Irinotecan Metabolite
Oncology Precli
nical
Ima Rx
Therapeutics
Definity Lipid-encapsulated Octofluoropropane Nanospheres Echocardiogram Contrast Agent Appro
ved
Ima Rx/BMS
MRX-815 Nanobubbles Vascular Thrombosis Phase
I
Ima Rx
Abraxane Nanoparticulate Albumin Non-small cell lung cancer,
breast cancer & others
NDA
Filed
American
Pharmaceutic
als Partners
Cyclosert-
Camptothe
cin
Cyclodextrin Nanoparticles Metastatic Solid Tumours IND
Filed
Insert
Therapeutic
s
TNT-Anti-
EPCAM
Polymer-coated iron Oxide Solid Tumours Precli
nical
Triton
laBioSystems
Rapamun
e
Nanocrystalline Drug Immunosuppressant for Kidney
transplantation
Appro
ved
Elan/Wyeth
Emend Nanocrystalline Drug Nausea Appro
ved
Elan/Wyeth
Leunesse Solid Lipid Nanoparticles Cosmetics On
Marke
t
Nanotherapeut
ics
Verigene
Platform
DNA Functionalized Gold Nanoparticles Diagnostics On
Marke
t
Nanosphere
IGIN-401 Liposome Metastatic Lung cancer Phase
I
Introgen
Combidex Iron Oxide Nanoparticles Tumour Imaging NDA
Filed
Advanced
Magnetics
31
References:
 Deepak Thassu,et’al.,Nanoparticulate drug delivery system. Informa
Healthcare USA, Inc.2007
32
33

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Chapter on Nanotechnology

  • 1. A Seminar on Nanotechnology 1 By:Rajesh L. Dumpala (B.Pharm, M. Pharm.) PhD. ( Pursuing) Research Scientist, Alembic Research Centre. Vadodara E.Mail:-rdumpala64@gmail.com
  • 2.  Nanotechnology is the design, characterization, production and application of structures, devices and systems by controlling shape and size at nanometer scale. 2
  • 3. WHAT IS NANOTECHNOLOGY? Structures (e.g.materials) Devices (e.g. sensors) Systems (e.g. NEMS) Nanotechnology is the manipulation of matter at the nanometer* scale to create novel structures, devices and systems. 3
  • 4. Nanotechnology – A Brief History  Nanotechnology and nano science got started in the early 1980’s with two major developments –  The birth of cluster science and the invention of the Scanning Tunneling Microscope (STM). This development led to the discovery of fullerenes in 1986 and carbon nano tubes a few years later.  In another development, the synthesis and properties of semiconductor nano crystals was studied. This led to a fast increasing number of metal oxide nanoparticles of quantum dots. 4
  • 6. NANOPARTICLES  A nanoparticle (or nanopowder or nanocluster or nanocrystal) is a microscopic particle with at least one dimension less than 100 nm. 6
  • 7. TYPES OF NANOPARTICULATE SYSTEMS  Polymeric nanoparticles  Solid lipid nanoparticles  Nanocrystals & nanosuspensions  Polymeric micelles  Liposomes  Dendrimers  Magnetic NPs  Gold nanoshells  Nanowires or Carbon nanotubes  Ferrofluids  Nanopowder 7
  • 8.
  • 9. S r . N o . Types of Nanoparticles Material Used Applications 1 . Polymeric nanoparticles Biodegradable polymers Controlled and targeted drug delivery 2 . Solid lipid nanoparticles Melted lipid dispersed in an aqueous surfactant Least toxic and more stable colloidal carrier systems as alternative to polymers 3 . Nanocrystals & nanosuspensions Drug powder is dispersed in a surfactant solution Stable systems for controlled delivery of poorly water soluble drugs 4 . Polymeric micelles Polymeric micelles are self- assemblies of block copolymers in aqueous media Systemic and controlled delivery of water insoluble drugs 9
  • 10. conti.. 5 . Liposomes Phospholipid vesicles Controlled and targeted drug delivery 6 . Dendrimers Tree like molecules with defined cavities Drug targeting 7 . Magnetic NPs An inorganic core of iron oxide (magnetite) coated with polymer such as dextran Drug targeting, Diagnostic tool in biology and medicine 8 . Gold nanoshells Dielectric (typically gold sulfide or silica) core and a metal (gold) shell Tumor targeting 10
  • 11. conti.. Nanowires or Carbon nanotubes Metals, semiconductors or carbon Gene and DNA delivery Ferrofluids Iron oxide magnetic NPs surrounded by a polymeric layer For capturing cells and other biological targets from blood or other fluids and tissue samples Nanopowder two or more different cations (positively charged elements) in their chemical formula for targeted applications like infrared windows, catalysts, fuel cells, and even cosmetics 11
  • 13. Solvent evaporation  Polymer is dissolved in organic solvent like acetone, chloroform etc.  The drug is dissolved or dispersed into the preformed polymer solution.  Then the mixture is emulsified with aqueous phase to prepare o/w emulsion by using a surfactant.  After formation of a stable emulsion, the organic solvent is evaporated either by increasing temperature/under reduced pressure or by continuous stirring.  The w/o/w method is also applied to prepare water soluble drug loaded NPs.  Both the above method uses a high speed homogenization or Sonication. 13
  • 14. Spontaneous emulsification/Solvent diffusion method  It is a modified version of solvent evaporation method.  Here water soluble solvent like acetone along with water insoluble solvent like chloroform are used as an oil phase.  Due to spontaneous diffusion of water soluble solvent, an interfacial turbulence is created between two phases that leads to formation of smaller particles.  As the concentration of water soluble solvent increases, a considerable decrease in particle size can be achieved. 14
  • 15. Salting out  Drug and polymer are first dissolved in solvent and then they are subjected to homogenization with aqueous solvent having salting out agent and at last salts are removed by cross-flow filtration 15
  • 16. Monomer polymerization  Here we will see NPs formation using poly(alkyl cyano acrylate).  The cyanoacrylic polymer is added to an aqueous acidic solution of surface active agent (polymerization medium) under vigorous mechanical stirring.  Drug is dissolved in the polymerization media either before the addition of monomer or at the end of polymerization reaction.  The NP suspension is then purified by ultracentrifugation or by resuspending the particles in an isotonic surfactant free medium.  Particle size and molecular mass of NP depend upon the type & conc. of surfactant, pH of the medium, conc. of monomer and stirring speed. 16
  • 17. NPs prepared from hydrophilic polymers i) Denaturation:  It involves emulsification of an aqueous solution containing a natural polymer and the drug to be entrapped in an oil emulsion.  The particles are hardened by heat Denaturation, cooling below the gelation point or by cross-linking with suitable agent ii) Desolvation  Commonly known as coacervation (similar to microspheres) iii) Ionic gelation  Ion induced gelation results into formation of NPs. 17
  • 18. Supercritical fluid technology i) Rapid expansion of super critical solution (RESS)  The solute of interest is first dissolved in SCF.  Then the solution is expanded through a nozzle.  Thus the solvent power of SCF decreases and so the solute precipitates.  This technique is clean because the precipitated solute is completely solvent free.  Unfortunately, most polymers exhibit little or no solubility inSCF, thus making the technique less of practical interest 18
  • 19. ii) Supercritical anti-solvent (SAS)  Both the solution of solute in a suitable solvent and SCF are charged in the precipitation vessel.  Because of high pressure, enough antisolvent will enter into the liquid phase, so the solvent power will be reduced and solute precipitates. iii) Gas anti-solvent technique (GAS)  It is a modified version of SAS method.  The solution of solute is rapidly introduced into the SCF through a narrow nozzle.  The SCF completely extracts the solvent, causing precipitation of solute 19
  • 20. Materials Polymers Methods of NPs preparation Polymers Monomers polymerization Poly(alkyl cyanoacrylate) Poly(alkyl methacrylate) Poly(styrene) Poly(vinylpyridine) Nanoprecipitation Poly(ε-caprolactone) Poly(lactic acid) Poly(lactic-co-glycolic acid) Poly(methacrylate) 20
  • 21. Methods of NPs preparation Polymers Solvent evaporation Poly(ε-caprolactone) Poly(lactic acid) Poly(lactic-co-glycolic acid) Poly(β-hydroxybutyrate) Ethyl cellulose Salting out Cellulose acetate phthalate Poly(alkyl methacrylate) Ethyl cellulose Poly(lactic acid) Poly(lactic-co-glycolic acid) Desolvation, denaturation, ionic gelation Albumin Casein Gelatin Alginate Chitosan Ethyl cellulose 21
  • 22. Stabilizers  Generally used stabilizers are-  Cellulosic  Poloxamers 184, 188, 338, 407  Poloxamine 908  Polysorbates 20, 40, 60, 80  Lecithins  Cremophor EZ and RS 40  Polyoxyethylene lauryl ether  Povidones  Lecithin is stabilizer of choice for parenteral preparations.  Organic solvents Water immiscible organic solvent : Methylene chloride Chloroform DCM Partially water miscible solvent : Ethyl acetate Ethyl formate Butyl lactate Triacetin Propylene carbonate Benzyl alcohol Water miscible solvent : Ethanol Isopropanol 22
  • 23. Co-surfactants Bile salts Dipotassium Glycerrhizinate Transcutol Glycofurol Ethanol IPA Other additives Includes Buffers Salts Polyols Osmogents Cryoprotectants 23
  • 24. Surface Modification of NPs  Following two methods are useful for surface modification: 1)Surface coating with hydrophilic polymers/surfactants  PEG  PEO  Poloxamer  Poloxamine  Polysorbate  Lauryl ethers (Brij-35) 2)Development of biodegradable co-polymers with hydrophilic segments (PLA-PEG, PLGA-PEG)  These modification lead to change in zeta potential and hydrophobicity of NPs that ultimately affects following properties:  Stability  Mucoadhesive properties  Oral absorption  Protein adsorption at surface 24
  • 25. CHARACTERIZATION & EVALUATION OF NPs: Parameter Methods Particle size Photon correlation spectroscopy Transmission electron microscopy Scanning electron microscopy Scanned-probe microscopy Fraunhofer diffraction LASER diffractometry Coulter counter Molecular Weight Gel permeation chromatography Density Helium compression pyncnometry Crystallinity X-ray diffraction DSC DTA Surface charge Electrophoresis Laser Doppler anemometry Amplitude-weighted phase structure determination Hydrophobicity Hydrophobic interaction chromatography Contact angle measurement Surface properties Static secondary-ion mass spectrometry Surface element analysis X-ray photoelectron spectroscopy for chemical analysis 25
  • 26. Drug Release from NPs Drug release from NPs 26
  • 27. In Vitro Drug Release Study 27
  • 28. Equipments for Nanoparticles 1. Homogenizer 2. Ultra Sonicator 3. Mills 4. Spray Milling 5. Supercritical Fluid Technology 6. Electrospray 7. Ultracentrifugation 8. Nanofiltration 28
  • 29. Methods of Drug Delivery 29
  • 30. Application:  Nanotechnology in Chemotherapy  Nanotechnology in Cancer  Nanotechnology in Diabetes  Nanotechnology in CVS Disorders  Nanotechnology in CNS Disorders  Nanotechnology in Tissue Repair & Regeneration  Nanotechnology in Surgery  Nanotechnology in Organ Transplantation  Nanotechnology to Deliver Nutrition Supplements  Nanotechnology in Cosmetics 30
  • 31. Nano Pharma Preparations in Market Product Type of Nanomaterial Indication Phas e Company AmBisome Liposome Fungal Infections Appro ved Gilead Sciences Doxil Pegylated Liposome Metastatic Ovarian Cancer Appro ved Ortho Biotech Viva Gel Dendrimer Topical Microbicide fro HIV Phase I StarPharma MRX-952 Branching Block Copolymer self-assembled Nanoparticulate Formulation of Irinotecan Metabolite Oncology Precli nical Ima Rx Therapeutics Definity Lipid-encapsulated Octofluoropropane Nanospheres Echocardiogram Contrast Agent Appro ved Ima Rx/BMS MRX-815 Nanobubbles Vascular Thrombosis Phase I Ima Rx Abraxane Nanoparticulate Albumin Non-small cell lung cancer, breast cancer & others NDA Filed American Pharmaceutic als Partners Cyclosert- Camptothe cin Cyclodextrin Nanoparticles Metastatic Solid Tumours IND Filed Insert Therapeutic s TNT-Anti- EPCAM Polymer-coated iron Oxide Solid Tumours Precli nical Triton laBioSystems Rapamun e Nanocrystalline Drug Immunosuppressant for Kidney transplantation Appro ved Elan/Wyeth Emend Nanocrystalline Drug Nausea Appro ved Elan/Wyeth Leunesse Solid Lipid Nanoparticles Cosmetics On Marke t Nanotherapeut ics Verigene Platform DNA Functionalized Gold Nanoparticles Diagnostics On Marke t Nanosphere IGIN-401 Liposome Metastatic Lung cancer Phase I Introgen Combidex Iron Oxide Nanoparticles Tumour Imaging NDA Filed Advanced Magnetics 31
  • 32. References:  Deepak Thassu,et’al.,Nanoparticulate drug delivery system. Informa Healthcare USA, Inc.2007 32
  • 33. 33