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What is action research?
Session 1
Gisela Cebrián Bernat
Workshop on Action Research, Science
and Technology for Sustainability
Content
• Paradigms of social research
– Positivist, interpretive and critical theory
• Action research
– Definitions
– Methodological principles
– Essential features
• Small group activity
• An example
Mixed-methods
Interpretive
Critical theory
Positivist
Paradigms of social research
(Cohen, Manion and Morrison, 2011)
Positivist
Paradigms of social research
(Cohen, Manion and Morrison, 2011)
Postivist paradigm
Natural science
basis
Generalisation Objectivity
Testable
explanations
/prediction
Law based – cause
and effect
Causality
Control,
manipulation
Quantification,
large scale
Knowledge
obtained through
observation and
measurement
It is based on the assumption that it is
possible to observe social life and establish
reliable, valid knowledge about how it
works
It is argued that it encourages misleading
emphasis on superficial facts without any
attention to underlying mechanisms that
cannot be observed
Identify a topic
Review previous
literature
Formulate
hypothesis
Research design
Collect data
Analyse data
Report findings / or
look for alternative
explanations
Postivist
design
Positivist methods
Experiments
Tests
Surveys
Interpretive
Paradigms of social research
(Cohen, Manion and Morrison, 2011)
Interpretive paradigm
Naturalistic Understanding Interpretation
Subjectivity,
intentionality
Agency
(capacity of
agents)
Context-based
Fluidity,
change
Specific / non-
generalisable
Multiple
perspectives
Reality is constructed by subjective perceptions
and predictions cannot be made
Knowledge and meanings are socially constructed
People have free will, purposes, goals and
intentions, so people should be studied as active
agents
Social life consists of interaction processes rather
than structures and is constantly changing
Identify topic
Literature review
Research design
Data collection
Data analysis
Elaboration of
concepts and theories
Report of findings
Interpretive
Ethnographic
design
Naturalistic methods
Ethnography
Narratives,
documents
Thick
descriptions
Observation
Interviews
Critical theory
Paradigms of social research
(Cohen, Manion and Morrison, 2011)
Critical theory paradigm
Ideology
critique
Feminist
Political
research
Action
research
Equality and
freedom
Emancipation
Power
relations
Social justice
Ideology critique
- critical theory
Describe existing situation
Understand the reasons for existing
situation
Interrogate/challenge legitimacy of
reasons for / causes of existing situation
(political, cultural, social, economic, etc.)
Set an agenda to improve the existing
situation
Research
paradigms
Research
approach
Research methods Examples?
Positivism Quantitative
Surveys: longitudinal,
cross-sectional,
correlational;
experimental, and
quasi-experimental
and ex-post facto
research
Interpretive Qualitative
Biographical;
Phenomenological;
Ethnographical; case
study
Critical
theory
Critical and
action-
oriented
Ideology critique;
ACTION RESEARCH
Key steps
• Research focus – research question
• Decide on – position yourself
– Research paradigm
– How do you understand knowledge?
– How knowledge is created?
– What methodological approach can help you
answer you research questions?
Action research… any suggestions?
• …
• …
• …
Kemmis, 1986
“Action research is the systematic process of
learning-by-doing – carefully observing the
character and consequences of what one
does with the tripartite aim of improving
one’s own practice, improving one’s
understanding of these practices and
improving the situation in which those
practices are carried out.”
Wallace, 1987
“Action research combines a problem-solving
approach towards action with the rigour of
research.”
Edwards & Talbot, 1994
“Practitioner research can only be designated
action research if it is actively carried out by
professionals who are engaged in
researching, through structured self-
reflection, aspects of their own practice as
they engage in that practice.”
Carr and Kemmis, 2009
“Emancipatory action research is a form of
research that seeks to create the kind of
communicative space within which
practitioners can participate in making
decisions, taking action and collaboratively
inquiring into their own practices, their
understandings of these practices, and the
conditions under which they practice.”
Methodological principles
(Somekh, 2006)
Integration of
research and action
Conducted through
collaborative
partnership
High level of
reflexivity
Stimulates
transformative
learning
Embraces broader
political and historical
contexts
Starts from aspiration
and a vision of social
transformation and
social justice
So, what are the essential features?
(McNiff & Whitehead, 2002; Noffke, 2009)
all the
participants
have
something
to
contribute
and to
learn
participants as
co-researchers
and co-
learners,
including the
researcher
knowledge and
theory are
inseparable
from practice
the main
purpose is the
improvement of
a real situation
or problem
reflection
and action
are two
core
elements
the whole
learning-by-
doing process
is what counts
Purpose of action research
• To change the world by understanding it
better;
• To simultaneously assist in problem-solving
and adding to the knowledge base;
• To find and understand a way to achieve an
end rather than to find the best way;
• To enhance the competence of those involved
Nature of action research
• Begins with a problem in a real life context
• The problem is identified by a practitioner (or
community) rather than a researcher
• A sequential, cumulative process e.g. the cycle
of plan, act, observe, reflect
• Actions are researched systematically
• Reflections are made public
The three dimensions (Noffke, 2009)
Personal
Practitioner as
researcher and the
process of self-
reflection, planning
and introducing
changes to improve
self-practice
Professional
Professional
development
purposes, to
enhance
profession
Political
Generate
democratic
processes to
empower groups
- leads to social
change
These are overlapping and may be present in any action research study
The action research cycle
Identify a
problem
Plan
action
Act
Observe
Reflect
• Develop a PLAN of action to
improve what is happening
• ACT to implement the plan
• OBSERVE the effects of the
action
• REFLECT on these effects as
a basis for subsequent
cycles
(Kemmis, 1981)
Cyclical process
Steps in action research (McNiff, 2002, p.71)
1. Review your current practice
2. Identify an aspect that you wish to improve
3. Imagine a way forward in this
4. Try it out
5. Monitor and reflect on what happens
6. Modify the plan in the light of what has been found,
what has happened, and continue
7. Evaluate the modified action
8. Continue until you are satisfied with that aspect of
your work (e.g. repeat the cycle)
Small group activity
• Work in small groups of three
• Roles: interviewer, interviewee, note-taker(each
person plays each of the roles)
• Discuss the following areas/questions:
– What can be the benefits of action research?
– What can be the challenges and difficulties of action
research?
– What can be areas of application in sustainable
clothing? real problems to be solved through action
research?
– What could be the difficulties in this area?
Understanding through an example
What was the problem?
Embedding education for sustainability
within the undergraduate curriculum at
the University of Southampton
PhD research aims
• Two main aims concerning education for
sustainability within the University of Southampton
– Identify the factors influencing academic staff engagement in education
for sustainability
• Fully studied but each institution is socially and culturally different (Corcoran & Wals, 2004; Dawe,
Jucker & Martin, 2005; HEFCE, 2008; Moore, 2005)
– Establish whether a model to embed Education for Sustainability (EfS)
within the undergraduates’ curriculum could be developed
• Current models focus in one subject (HEFCE, 2008)
• Few experiences taking an interdisciplinary and holistic approach (Tilbury et al., 2004, Ryan, 2011)
• No existence of a model for research universities
Context of the research
• UoS commitment
– Funding a PhD
– Green Academy programme – Curricula for Tomorrow project
(HEA ESD Project + EAUC + NUS)
– Curriculum Innovation Programme (CI) – Sustainability Module
– University staff who is already embedding sustainability? How do
they refer to it?
– Teaching fellows and lecturers that use innovative and
‘unorthodox’ approaches
– Potential community of practice
34
Stage I
• Exploratory – reconnaissance phase
– Gain a deeper understanding of UoS
organisation – baseline data
– Learn from and connect the every
day experiences of academic staff
members at the UoS
• Research aims
– Explore the factors influencing
academic staff members engagement
in EfS
– Views and vision of academic staff
members in relation to EfS
35
Stage I - rationale
• International student
• University as a unique social
system
– University of Southampton –
Russell Group University –
Research-led
• Walk the talk – learn from
academics and put in practice EfS
principles - research with people,
foster collaboration and empower
• Inform subsequent stages –
identify key individuals
Next session
• Different types of action research
• Activity: design your own action research
project
– HOMEWORK: Think about real problems in
sustainable clothing to be tacked through action-
research. Think about possible action strategies,
agents involved, research methods, etc.

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8apr Action research Session 1.pptx

  • 1. What is action research? Session 1 Gisela Cebrián Bernat Workshop on Action Research, Science and Technology for Sustainability
  • 2. Content • Paradigms of social research – Positivist, interpretive and critical theory • Action research – Definitions – Methodological principles – Essential features • Small group activity • An example
  • 3. Mixed-methods Interpretive Critical theory Positivist Paradigms of social research (Cohen, Manion and Morrison, 2011)
  • 4. Positivist Paradigms of social research (Cohen, Manion and Morrison, 2011)
  • 5. Postivist paradigm Natural science basis Generalisation Objectivity Testable explanations /prediction Law based – cause and effect Causality Control, manipulation Quantification, large scale Knowledge obtained through observation and measurement It is based on the assumption that it is possible to observe social life and establish reliable, valid knowledge about how it works It is argued that it encourages misleading emphasis on superficial facts without any attention to underlying mechanisms that cannot be observed
  • 6. Identify a topic Review previous literature Formulate hypothesis Research design Collect data Analyse data Report findings / or look for alternative explanations Postivist design
  • 8. Interpretive Paradigms of social research (Cohen, Manion and Morrison, 2011)
  • 9. Interpretive paradigm Naturalistic Understanding Interpretation Subjectivity, intentionality Agency (capacity of agents) Context-based Fluidity, change Specific / non- generalisable Multiple perspectives Reality is constructed by subjective perceptions and predictions cannot be made Knowledge and meanings are socially constructed People have free will, purposes, goals and intentions, so people should be studied as active agents Social life consists of interaction processes rather than structures and is constantly changing
  • 10. Identify topic Literature review Research design Data collection Data analysis Elaboration of concepts and theories Report of findings Interpretive Ethnographic design
  • 12. Critical theory Paradigms of social research (Cohen, Manion and Morrison, 2011)
  • 14. Ideology critique - critical theory Describe existing situation Understand the reasons for existing situation Interrogate/challenge legitimacy of reasons for / causes of existing situation (political, cultural, social, economic, etc.) Set an agenda to improve the existing situation
  • 15. Research paradigms Research approach Research methods Examples? Positivism Quantitative Surveys: longitudinal, cross-sectional, correlational; experimental, and quasi-experimental and ex-post facto research Interpretive Qualitative Biographical; Phenomenological; Ethnographical; case study Critical theory Critical and action- oriented Ideology critique; ACTION RESEARCH
  • 16. Key steps • Research focus – research question • Decide on – position yourself – Research paradigm – How do you understand knowledge? – How knowledge is created? – What methodological approach can help you answer you research questions?
  • 17. Action research… any suggestions? • … • … • …
  • 18. Kemmis, 1986 “Action research is the systematic process of learning-by-doing – carefully observing the character and consequences of what one does with the tripartite aim of improving one’s own practice, improving one’s understanding of these practices and improving the situation in which those practices are carried out.”
  • 19. Wallace, 1987 “Action research combines a problem-solving approach towards action with the rigour of research.”
  • 20. Edwards & Talbot, 1994 “Practitioner research can only be designated action research if it is actively carried out by professionals who are engaged in researching, through structured self- reflection, aspects of their own practice as they engage in that practice.”
  • 21. Carr and Kemmis, 2009 “Emancipatory action research is a form of research that seeks to create the kind of communicative space within which practitioners can participate in making decisions, taking action and collaboratively inquiring into their own practices, their understandings of these practices, and the conditions under which they practice.”
  • 22. Methodological principles (Somekh, 2006) Integration of research and action Conducted through collaborative partnership High level of reflexivity Stimulates transformative learning Embraces broader political and historical contexts Starts from aspiration and a vision of social transformation and social justice
  • 23. So, what are the essential features? (McNiff & Whitehead, 2002; Noffke, 2009) all the participants have something to contribute and to learn participants as co-researchers and co- learners, including the researcher knowledge and theory are inseparable from practice the main purpose is the improvement of a real situation or problem reflection and action are two core elements the whole learning-by- doing process is what counts
  • 24. Purpose of action research • To change the world by understanding it better; • To simultaneously assist in problem-solving and adding to the knowledge base; • To find and understand a way to achieve an end rather than to find the best way; • To enhance the competence of those involved
  • 25. Nature of action research • Begins with a problem in a real life context • The problem is identified by a practitioner (or community) rather than a researcher • A sequential, cumulative process e.g. the cycle of plan, act, observe, reflect • Actions are researched systematically • Reflections are made public
  • 26. The three dimensions (Noffke, 2009) Personal Practitioner as researcher and the process of self- reflection, planning and introducing changes to improve self-practice Professional Professional development purposes, to enhance profession Political Generate democratic processes to empower groups - leads to social change These are overlapping and may be present in any action research study
  • 27. The action research cycle Identify a problem Plan action Act Observe Reflect • Develop a PLAN of action to improve what is happening • ACT to implement the plan • OBSERVE the effects of the action • REFLECT on these effects as a basis for subsequent cycles (Kemmis, 1981)
  • 29. Steps in action research (McNiff, 2002, p.71) 1. Review your current practice 2. Identify an aspect that you wish to improve 3. Imagine a way forward in this 4. Try it out 5. Monitor and reflect on what happens 6. Modify the plan in the light of what has been found, what has happened, and continue 7. Evaluate the modified action 8. Continue until you are satisfied with that aspect of your work (e.g. repeat the cycle)
  • 30. Small group activity • Work in small groups of three • Roles: interviewer, interviewee, note-taker(each person plays each of the roles) • Discuss the following areas/questions: – What can be the benefits of action research? – What can be the challenges and difficulties of action research? – What can be areas of application in sustainable clothing? real problems to be solved through action research? – What could be the difficulties in this area?
  • 31. Understanding through an example What was the problem? Embedding education for sustainability within the undergraduate curriculum at the University of Southampton
  • 32. PhD research aims • Two main aims concerning education for sustainability within the University of Southampton – Identify the factors influencing academic staff engagement in education for sustainability • Fully studied but each institution is socially and culturally different (Corcoran & Wals, 2004; Dawe, Jucker & Martin, 2005; HEFCE, 2008; Moore, 2005) – Establish whether a model to embed Education for Sustainability (EfS) within the undergraduates’ curriculum could be developed • Current models focus in one subject (HEFCE, 2008) • Few experiences taking an interdisciplinary and holistic approach (Tilbury et al., 2004, Ryan, 2011) • No existence of a model for research universities
  • 33. Context of the research • UoS commitment – Funding a PhD – Green Academy programme – Curricula for Tomorrow project (HEA ESD Project + EAUC + NUS) – Curriculum Innovation Programme (CI) – Sustainability Module – University staff who is already embedding sustainability? How do they refer to it? – Teaching fellows and lecturers that use innovative and ‘unorthodox’ approaches – Potential community of practice
  • 34. 34 Stage I • Exploratory – reconnaissance phase – Gain a deeper understanding of UoS organisation – baseline data – Learn from and connect the every day experiences of academic staff members at the UoS • Research aims – Explore the factors influencing academic staff members engagement in EfS – Views and vision of academic staff members in relation to EfS
  • 35. 35 Stage I - rationale • International student • University as a unique social system – University of Southampton – Russell Group University – Research-led • Walk the talk – learn from academics and put in practice EfS principles - research with people, foster collaboration and empower • Inform subsequent stages – identify key individuals
  • 36. Next session • Different types of action research • Activity: design your own action research project – HOMEWORK: Think about real problems in sustainable clothing to be tacked through action- research. Think about possible action strategies, agents involved, research methods, etc.