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PILOT PLANT SCALE- UP TECHNIQUE
PRESENTED BY:
Mr. Ankush P. Jadhav & Miss. Tejashree R. Kedar
M. Pharm (PQA)
Email id: jadhavbrand@gmail.com
………..tejashrikedar@gmail.com
1
CONTENTS:-
Definition
Objective
Significance
Uses
Steps
General Considerations
GMP Considerations
Advantages
Disadvantages
References
2
DEFINITIONS:-
Plant:- It is a place where the 3 M’s that are Man, Material and Money
are brought together for the manufacturing of products.
Pilot Plant:- It is the part of the pharmaceutical industry where a lab
scale formula is transformed into a viable product by development of
liable practical procedure of manufacturing.
Scale-up:- The art for designing of prototype using the data obtained
from the pilot plant model.
3
OBJECTIVES OF PILOT PLANT:-
“Find mistakes on small scale and make profit on large scale.”
To produce physically and chemically stable therapeutic dosage forms.
Review of the processing equipment.
Guidelines for productions and process control.
Evaluation and validation for process and equipment.
To identify the critical features of the process.
To provide master manufacturing formula.
4
SIGNIFICANCE:-
Permits close examination of formulae to determine its ability to
withstand batch scale and process modification.
Review of Equipment - most compatible with the formulation & most
economical, simple and reliable in producing product.
Raw materials - consistently meet the specifications required to
produce the product can be determined.
Production rate adjustment after considering marketing requirements.
Give rough idea about physical space required and of related
functions.
5
PILOT PLANT CAN BE USED FOR:-
STEPS IN SCALE UP:-
7
8
WHY CONDUCT PILOT PLANT STUDIES ?
A pilot plant allows investigation of a product and process on an
intermediate scale before large amounts of money are committed to full-
scale production.
It is usually not possible to predict the effects of a manifold increase in
scale.
It is not possible to design a large scale processing plant from
laboratory data alone with any degree of success.
9
10
2. PERSONNEL REQUIREMENT:-
Scientists with experience in pilot plant operations as
well as in actual production area are the most
preferable.
As they have to understand the intent of the formulator
as well as understand the perspective of the production
personnel.
The group should have some personnel with
engineering knowledge as well as scale up also involves
engineering principles.
Knowledge of computers & electronics
11
12
a. Administration and information process:
Adequate office and desk space should be
provided for both scientist and technicians.
The space should be adjacent to the working
area.
Computers.
13
b. Physical testing area:-
This area should provide permanent bench top space for
routinely used physical- testing equipment.
14
c. Standard pilot-plant equipment floor space:-
Discreet pilot plant space, where the equipment needed for
manufacturing all types of dosage form is located.
Intermediate – sized and full scale production equipment is essential in
evaluating the effects of scale-up of research formulations and processes.
Equipment used should be made portable where ever
possible. So that after use it can be stored in the small store room.
Space for cleaning of the equipment should be also provided
15
d. Storage Area:-
It should have two areas divided as
approved and unapproved area for active
ingredient as well as excipient.
Different areas should provided for the
storage of the in-process materials, finished
bulk products from the pilot-plant
Storage area for the packing material should
also be provided.
16
4. REVIEW OF THE FORMULA:-
A thorough review of the each aspect of formulation
is important.
The purpose of each ingredient and it’s contribution to
the final product manufactured on the small-scale
laboratory equipment should be understood.
Then the effect of scale-up using equipment that may
subject the product to stresses of different types and
degrees can more readily be predicted, or recognized.
17
5. RAW MATERIALS:-
One purpose/responsibility of the pilot-plant is the
approval & validation of the active ingredient & excipients
raw materials.
Raw materials used in the small scale production cannot
necessarily be the representative for the large scale
production.
Ingredients may change in particle size, shape or morphology
which result in differences in bulk density, static charges,
rate of solubility, flow properties, color, etc.
18
6. EQUIPMENT:-
The most economical and the simplest & efficient equipment which
are capable of producing product within the proposed specifications are
used.
The size of the equipment should be such that the experimental trials
run should be relevant to the production sized batches.
If the equipment is too small the process developed will not scale up
Whereas if equipment is too big then the wastage of the expensive
active ingredients.
Ease of cleaning
Time of cleaning
19
7. PRODUCTION RATES:-
The immediate as well as the future market trends/requirements are
considered while determining the production rates.
20
21
22
MASTER MANUFACTURING PROCEDURES :-
The weight sheet should clearly identify the chemicals required In a
batch. To prevent confusion the names and identifying nos. for the
ingredients should be used on batch records.
The process directions should be precise and explicit.
A manufacturing procedure should be written by the actual operator.
Various specifications like addition rates, mixing time, mixing speed,
heating, and cooling rates, temperature, storing of the finished product
samples should be mentioned in the batch record directions.
23
10. PRODUCT STABILITY AND UNIFORMITY:-
The primary objective of the pilot plant is the physical as well as
chemical stability of the products.
Hence each pilot batch representing the final formulation
and manufacturing procedure should be studied for stability.
Stability studies should be carried out in finished packages
as well.
24
GMP CONSIDERATION :-
Equipment qualification
Process validation
Regularly schedule preventative maintenance
Regularly process review & revalidation
Relevant written standard operating procedures
The use of competent technically qualified personnel
Adequate provision for training of personnel
A well-defined technology transfer system
Validated cleaning procedures.
An orderly arrangement of equipment so as to ease
material flow & prevent cross- contamination
25
ADVANTAGES :-
Members of the production and quality control divisions can readily
observe scale up runs.
Supplies of excipients & drugs, cleared by the quality control division,
can be drawn from the more spacious areas provided to the production
division.
Access to engineering department personnel is provided for equipment
installation, maintenance and repair.
26
DISADVANTAGES:-
The frequency of direct interaction of the formulator with the
production personnel in the manufacturing area will be reduced
Any problem in manufacturing will be directed towards it’s own pilot-
plant personnel's.
27
REFERENCE:-
The theory & practice of industrial pharmacy by Leon Lachman,
Herbert A. Lieberman, Joseph L. kenig, 3rd edition, published by
Varghese Publishing house.
Lachman L. The Theory and practice of industrial pharmacy. 3rd
Edition. Varghese publication house.
www.google.com
28
THANK YOU…
29

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Pilot plant scale up techniques

  • 1. PILOT PLANT SCALE- UP TECHNIQUE PRESENTED BY: Mr. Ankush P. Jadhav & Miss. Tejashree R. Kedar M. Pharm (PQA) Email id: jadhavbrand@gmail.com ………..tejashrikedar@gmail.com 1
  • 3. DEFINITIONS:- Plant:- It is a place where the 3 M’s that are Man, Material and Money are brought together for the manufacturing of products. Pilot Plant:- It is the part of the pharmaceutical industry where a lab scale formula is transformed into a viable product by development of liable practical procedure of manufacturing. Scale-up:- The art for designing of prototype using the data obtained from the pilot plant model. 3
  • 4. OBJECTIVES OF PILOT PLANT:- “Find mistakes on small scale and make profit on large scale.” To produce physically and chemically stable therapeutic dosage forms. Review of the processing equipment. Guidelines for productions and process control. Evaluation and validation for process and equipment. To identify the critical features of the process. To provide master manufacturing formula. 4
  • 5. SIGNIFICANCE:- Permits close examination of formulae to determine its ability to withstand batch scale and process modification. Review of Equipment - most compatible with the formulation & most economical, simple and reliable in producing product. Raw materials - consistently meet the specifications required to produce the product can be determined. Production rate adjustment after considering marketing requirements. Give rough idea about physical space required and of related functions. 5
  • 6. PILOT PLANT CAN BE USED FOR:-
  • 7. STEPS IN SCALE UP:- 7
  • 8. 8
  • 9. WHY CONDUCT PILOT PLANT STUDIES ? A pilot plant allows investigation of a product and process on an intermediate scale before large amounts of money are committed to full- scale production. It is usually not possible to predict the effects of a manifold increase in scale. It is not possible to design a large scale processing plant from laboratory data alone with any degree of success. 9
  • 10. 10
  • 11. 2. PERSONNEL REQUIREMENT:- Scientists with experience in pilot plant operations as well as in actual production area are the most preferable. As they have to understand the intent of the formulator as well as understand the perspective of the production personnel. The group should have some personnel with engineering knowledge as well as scale up also involves engineering principles. Knowledge of computers & electronics 11
  • 12. 12
  • 13. a. Administration and information process: Adequate office and desk space should be provided for both scientist and technicians. The space should be adjacent to the working area. Computers. 13
  • 14. b. Physical testing area:- This area should provide permanent bench top space for routinely used physical- testing equipment. 14
  • 15. c. Standard pilot-plant equipment floor space:- Discreet pilot plant space, where the equipment needed for manufacturing all types of dosage form is located. Intermediate – sized and full scale production equipment is essential in evaluating the effects of scale-up of research formulations and processes. Equipment used should be made portable where ever possible. So that after use it can be stored in the small store room. Space for cleaning of the equipment should be also provided 15
  • 16. d. Storage Area:- It should have two areas divided as approved and unapproved area for active ingredient as well as excipient. Different areas should provided for the storage of the in-process materials, finished bulk products from the pilot-plant Storage area for the packing material should also be provided. 16
  • 17. 4. REVIEW OF THE FORMULA:- A thorough review of the each aspect of formulation is important. The purpose of each ingredient and it’s contribution to the final product manufactured on the small-scale laboratory equipment should be understood. Then the effect of scale-up using equipment that may subject the product to stresses of different types and degrees can more readily be predicted, or recognized. 17
  • 18. 5. RAW MATERIALS:- One purpose/responsibility of the pilot-plant is the approval & validation of the active ingredient & excipients raw materials. Raw materials used in the small scale production cannot necessarily be the representative for the large scale production. Ingredients may change in particle size, shape or morphology which result in differences in bulk density, static charges, rate of solubility, flow properties, color, etc. 18
  • 19. 6. EQUIPMENT:- The most economical and the simplest & efficient equipment which are capable of producing product within the proposed specifications are used. The size of the equipment should be such that the experimental trials run should be relevant to the production sized batches. If the equipment is too small the process developed will not scale up Whereas if equipment is too big then the wastage of the expensive active ingredients. Ease of cleaning Time of cleaning 19
  • 20. 7. PRODUCTION RATES:- The immediate as well as the future market trends/requirements are considered while determining the production rates. 20
  • 21. 21
  • 22. 22
  • 23. MASTER MANUFACTURING PROCEDURES :- The weight sheet should clearly identify the chemicals required In a batch. To prevent confusion the names and identifying nos. for the ingredients should be used on batch records. The process directions should be precise and explicit. A manufacturing procedure should be written by the actual operator. Various specifications like addition rates, mixing time, mixing speed, heating, and cooling rates, temperature, storing of the finished product samples should be mentioned in the batch record directions. 23
  • 24. 10. PRODUCT STABILITY AND UNIFORMITY:- The primary objective of the pilot plant is the physical as well as chemical stability of the products. Hence each pilot batch representing the final formulation and manufacturing procedure should be studied for stability. Stability studies should be carried out in finished packages as well. 24
  • 25. GMP CONSIDERATION :- Equipment qualification Process validation Regularly schedule preventative maintenance Regularly process review & revalidation Relevant written standard operating procedures The use of competent technically qualified personnel Adequate provision for training of personnel A well-defined technology transfer system Validated cleaning procedures. An orderly arrangement of equipment so as to ease material flow & prevent cross- contamination 25
  • 26. ADVANTAGES :- Members of the production and quality control divisions can readily observe scale up runs. Supplies of excipients & drugs, cleared by the quality control division, can be drawn from the more spacious areas provided to the production division. Access to engineering department personnel is provided for equipment installation, maintenance and repair. 26
  • 27. DISADVANTAGES:- The frequency of direct interaction of the formulator with the production personnel in the manufacturing area will be reduced Any problem in manufacturing will be directed towards it’s own pilot- plant personnel's. 27
  • 28. REFERENCE:- The theory & practice of industrial pharmacy by Leon Lachman, Herbert A. Lieberman, Joseph L. kenig, 3rd edition, published by Varghese Publishing house. Lachman L. The Theory and practice of industrial pharmacy. 3rd Edition. Varghese publication house. www.google.com 28