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International Journal of Scientific Research and Engineering Development – Volume 2 Issue 4, July – Aug 2019
Available at www.ijsred.com
ISSN : 2581-7175 ©IJSRED: All Rights are Reserved Page 20
Effects of SiOx Aging Time on Nano Crystalline Silicon Thin Film
for Optoelectronic Devices using Sol-Gel Method
Moniruzzaman Syed*, Brittany Anderson*, Joe Mvula*, Yahia Hamada*,
Muhtadyuzzaman Syed**
and Tej Prasad Poudel***
*
Division of Natural and Mathematical Sciences, Lemoyne Owen College, Memphis, TN, USA
Email: Moniruzzaman_syed@loc.edu
**
Department of Electrical and Computer Engineering, Purdue University, West Lafayette,IN, USA
Email: Msr512@gmail.com
***
Department of Physics and Material Science, University of Memphis, Memphis, TN, USA
Email: tppoudel@uom.edu
Abstract:
Nano silicon powders were prepared by the grinding technique and subsequently mixed in sol-gel
of Tetraethylorthosilicate (TEOS) and ethanol solution. The silicon dioxide films synthesized from the sol-
gel solution were preliminary studied in the term of the optical property such as refractive index (n) by
varying the aging time and annealing temperatures. By using a Fourier transform infrared spectroscopy
technique, the obtained x-composition values of the SiOx films were extended from 1.1 to 2.0 with an
increasing time of the aged sol-gels. In addition, the lower x-composition value can be controlled by
increasing the annealing temperatures from 100◦
C to 450◦
C. The prepared films from the precursor of
nano-silicon powder suspension were characterized by Raman spectroscopy, XRD, AFM and SEM
measurements in order to obtain more understanding of the chemical composition and silicon nano-
crystallite quality, respectively. The average size of Si powder and nc-Si dots in SiO2 was estimated in the
order of ~10 nm and ~8.33 nm, respectively. Average uniform grain size was estimated by ~5.4 nm.
Minimum career mobility and maximum resistivity were observed as ~37.5 cm2
/v.s and ~7.35 Ω-cm
respectively at higher aging time.Crack-free surfaces of nc-Si thin film have been observed successfully in
SiO2 phase. Spectral broadening and the frequency downshifting from 525.35 cm−1
werespeculated to be
caused by the quantum size effect.
Key Words: Silicon, Thin Film, Sol-gel and Silicon Oxide
I. INTRODUCTION
Nanocrystalline silicon (nc-Si) thin films are
thought to be promising structures with a wide
range of applications in many fields. One such
field is of optoelectronic devices like solar cells,
light emitting diodes (LEDs), lasers, sensor
devices and thin film transistors1-3)
. Silicon (Si)
as an optically active layer was appeared to be
impossible to utilize properly because of its
indirect band gap. However, in recent years, nc-
Si materials are showing many revolutions of
photonic functions4)
and the quantum
confinement effect (QCE) of charge excitons in
the silicon nanostructure is leading to a quasi-
direct transition 5)
. One of the main reasons to
form Si low-dimensional structure is its
compatibility with the manufacture know-how of
integrated circuits (ICs). Moreover, QCE in Si-
nanostructures founds to be another approach in
RESEARCH ARTICLE OPEN ACCESS
International Journal of Scientific Research and Engineering Development – Volume 2 Issue 4, July – Aug 2019
Available at www.ijsred.com
ISSN : 2581-7175 ©IJSRED: All Rights are Reserved Page 21
engineering a quasi-direct transition having the
visible light emission at room temperature. In
particular, the nc-Si band gap energy (Eg) can be
elongated in order to shifting down the valence
states and to shifting up of the conduction states
once the small nanometric size approaches the
size of its Bohr exciton radius. The band gap
modification due to the quantum confinement
will be given in a simple effective mass
approximation as follows:
∆Eg ∝ .
(1)
where m is an effective isotropic mass in the
confinement direction, and a is a nanoparticle
size.
Shockley-Read-Hall recombination mechanism
of nc-Si material at room temperature for
optoelectronic devises as promising caused by
the size confinement is playing very important
role and which is suppressed because of carriers
become localized and are not able to diffuse to
defects6)
. Auger recombination is not present
until two excitons are generated within the same
nanocrystals. Furthermore, radiative
recombination becomes more efficient since the
electron-hole wavefunctions overlap
overwhelmingly in space causing faster
recombination. These recombination behaviors
have led to been widely investigated in the
structural, electronic, and optical properties of
nanocrystal materials.Especially, the systems
composed of nc-Si embedded into its dielectric
materials such as its oxides, nitrides, and
carbides. They present a promising alternative to
tunable band gap from 1.2- 2.0 eV 7)
.
Various conventional deposition techniques such
as plasma enhanced chemical vapor deposition
(PECVD)8)
, RF magnetron sputtering9)
, Ion
implantation10)
and so on have been used to
deposit nc-Si:H thin films which are compatible
with the standard Si technology. However it is
very difficult in achieving concentrations high
enough to obtain efficient optical properties.
Many techniques mentioned above have been
found to be expensive and time consuming
because of the production under high vacuum
and/or annealing processes. A sol-gel method is
quite inexpensive and easy to fabricate such Si
nanocrystals embedded into its dielectric matrix.
The sol-gel method by centrifugal processing has
been recommended as a technique to be achieved
in this objective 11)
. The sol-gel was used as a
viscous medium through Si crystallites settle.
Nevertheless, the centrifugal processing might
produce a bulk material which has such a
functional limitation for thin film optoelectronic
devices.
In this research article, using sol-gel spin coating
procedure, we prepared nc-Si thin films in the
formation of nanocomposite materials. The
prepared silicon nanostructure consists of the
nano-Si powders, which were isolated in a
continuous silicon dioxide phase. P -type (100) Si
wafer as nano-Si powders precursor was
appropriately grinded for our work. The prepared
SiO2 buffer layer by synthesizing the sol-gel is a
crucial stack of the layers for our work. Further-
more, the investigation step of boron doped in the
nc-Si dots/SiO2 film is a very important towards
a realization of a nano-scaled p n junction device.
For a compositional analysis, the chemical
bonding environment of boron was investigated
by the FT/IR. The crystal structure of nanometer
Si dots embedded into the silicon oxide was
studied by the measurement of Raman spectra,
XRD, Ellipsometry, Four-point probe and Uvis.
II. EXPERIMENTAL
A. Substrates preparation
Nano-crystalline silicon thin films were prepared
by the sol–gel spin coating technique. Fig. 1a
shows the block diagrams of step by step
experimental procedure at a glance. Fig. 1b
shows the spin-coater set up used in this
experiment. Nitrogen (N2) gas cylinder as a back
pressure is connected to the liquid dispenser. Sol-
gel liquid holder is also connected to the liquid
dispenser with a stand just above the spin coater
stage as shown in Fig 1b. Adjusting the back
International Journal of Scientific Research and Engineering Development
ISSN : 2581-7175
pressure, the amount of precursor liquid
can be disseminated on the mounted substrate in
the spin coater. In these work, different substrates
(Corning 7059 and Si wafer) were used for
different measurements. The sample preparation
processes can be divided into two steps:
substrates were cleaned for 15 min using acetone,
15 min using ethanol and 15 min using DI water
in an ultrasonic cleaner, (2) preparing the sol
oxide buffer layer and nc-Si sol-gel solvent
solutions as well and (3) finally, nc-Si
were prepared by changing various aging time (1
day, 5 days, 7 days and 8 days) at room
temperature (RT). The conditions of substrates
cleaning and film deposition are summarized in
Table I & II.
(a)
(b)
Fig.1 (a) Overall steps and (b) Schematic diagram of the
set up used in this experiment
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pressure, the amount of precursor liquid (0.2 ml)
can be disseminated on the mounted substrate in
In these work, different substrates
(Corning 7059 and Si wafer) were used for
different measurements. The sample preparation
es can be divided into two steps: (1) The
es were cleaned for 15 min using acetone,
15 min using ethanol and 15 min using DI water
cleaner, (2) preparing the sol-gel
gel solvent-
Si thin films
hanging various aging time (1
day, 5 days, 7 days and 8 days) at room
temperature (RT). The conditions of substrates
cleaning and film deposition are summarized in
Schematic diagram of the Spin coater
B. Preparation of Nano-Si powders
The nano-Si powders were produced from (100)
p-type mono-crystalline Si wafer under long time
(4-7 hrs) grinding process having the boron
impurity in the order of 1-20
then mixed with ethanol absolute and filtering
through a sieve with pore radius 40 µm.
C. Creation of nano-crystalline Si thin films using sol
method
Fig. 2 shows the schematic representation of the
sol-gel method. This process can be divided in to
different steps.
Fig. 2 Schematic representation of the sol-
1) Preparation of silicon oxide buffer layer
Silicon oxide precursor: Tetraethylorthosilicate,
Si(OC2H5)4 (TEOS, 98% Fluka) and ethanol
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Si powders
Si powders were produced from (100)
e Si wafer under long time
) grinding process having the boron
20 Ω-cm. Si-powders
then mixed with ethanol absolute and filtering
through a sieve with pore radius 40 µm.
crystalline Si thin films using sol-gel
schematic representation of the
gel method. This process can be divided in to
-gel method
1) Preparation of silicon oxide buffer layer
Tetraethylorthosilicate,
(TEOS, 98% Fluka) and ethanol
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ISSN : 2581-7175
absolute, (C2H5OH, 99% BDH) (EtOH)) were
used as a silicon oxide precursor.
Buffer Layer: In fabrication of Si oxide bu
layer, the dielectric sol-gel was first prepared as
follows: 1 mole of TEOS (8.33 mL) and
ofEtOH (3.69mL) were mixed and then stirred
for 15 min at the room temperature.
Surfactant: CetylTrimethyl Ammonium
Bromide, C19H42BrN (CTAB, 99% Sigma
Aldrich) was used as surfactant. In addition,
0.0013M CTAB and 0.1M HCl catalysts in water
were subsequently added dropwise to the solution
until the water to TEOS molar ratio of 2. The
condensation of TEOS at about pH 2 was
controlled by adding HCl catalyst. The proper
solutions were then stirred at room temperature
for 60 minutes.
2) Preparation of Sol-gel Suspension
In order to obtain the suspension uniformity, sol
suspension was prepared from mixture of nano
scaled Si powders (0.05 g) with TEOS
(5ml) under an ultrasonic for 30 min. The
preparing process of sol-suspension is shown in
Fig. 3.
3) Synthesis of Thin films
After aging of the gel for 1 day, 0.2 ml of the
prepared TEOS gel as a Si-oxide precursor was
spun at 11,800 rpm for 10 s on both substrates
accordance with the process shown in Fig. 1b
The acquired Si-oxide is an important bu
layer in order to have a good coherence between
its surface and the sol-suspension for the next
step. To inhibit the crack of the bu
structure, the first Si-oxide film was suitably
dried for 2 hours on a hot plate in air ambient
100o
C. Afterward, 0.2ml of sol-suspension was
released from the sol-gel holder located just
above the spin coater on the dried oxide bu
[Si(OC2H5)4 + C2H5OH]
+ [C19H42BrN + HCl] SiO Buffer Layer (2)
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OH, 99% BDH) (EtOH)) were
In fabrication of Si oxide buffer
gel was first prepared as
follows: 1 mole of TEOS (8.33 mL) and 2 moles
ofEtOH (3.69mL) were mixed and then stirred
CetylTrimethyl Ammonium
BrN (CTAB, 99% Sigma
. In addition,
catalysts in water
were subsequently added dropwise to the solution
until the water to TEOS molar ratio of 2. The
condensation of TEOS at about pH 2 was
controlled by adding HCl catalyst. The proper
solutions were then stirred at room temperature
In order to obtain the suspension uniformity, sol-
suspension was prepared from mixture of nano-
scaled Si powders (0.05 g) with TEOS solution
(5ml) under an ultrasonic for 30 min. The
suspension is shown in
, 0.2 ml of the
oxide precursor was
s on both substratesin
shown in Fig. 1b.
oxide is an important buffer
layer in order to have a good coherence between
suspension for the next
buffer layer
film was suitably
ied for 2 hours on a hot plate in air ambient at
suspension was
gel holder located just
above the spin coater on the dried oxide buffer
layer and nc-Si thin film deposition was
performed by spinning the coater for 10 s with
same rpm of 11,800 as above.
sequence process, B-doped Si nanocrystallites
embedded in a continuous oxide dielectric phase
were expected to obtain in this work (Fig.3)
(a)
(b)
Fig. 3 (a) Stages of thin film deposition by spin coating method and
(b) schematic of the Cross-section of prepared thin film.
Table I: Wet cleaning Conditions used to disinfect substrates and
remove any fragments of material of oil.
Substrates Acetone Ethanol
P-type (100) 15 min 15 min
ffer Layer (2)
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hin film deposition was
performed by spinning the coater for 10 s with
same rpm of 11,800 as above. Under properly
doped Si nanocrystallites
embedded in a continuous oxide dielectric phase
were expected to obtain in this work (Fig.3).
Fig. 3 (a) Stages of thin film deposition by spin coating method and
section of prepared thin film.
Table I: Wet cleaning Conditions used to disinfect substrates and
Ethanol DI-
Water
15 min 15min
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Silicon
Corning
7059 Glass
15 min 15 min 15min
Table II: Deposition Conditionsof nc-Si thin film growth using Sol-
Gel method
Substances Quantity
TEOS (1 mole)
EtOH (2 mole)
0.0014 M CTAB
Di-Water
CTAB +TEOS Sol.
0.1M HCl + TEOS Sol.
nc-Si powder
Add SiOx Sol-Gel
Spin-Coater rpm
Deposition Time (SiOx& Thin
Film)
Aging Time of SiOx Sol-Gel
8.33 mL
3.69 mL
0.2 gm
200 mL
6.01 mL
6.01 mL
0.05 gm
5.0 mL
11,800
10 sec
VARY
4) Stoichiometry of SiOx buffer layer
The stoichiometry of as-deposited SiOx was
estimated from shifts of the asymmetric Si-O-Si
stretching peak with adjacent O-atoms in the IR
absorption spectra. The change in chemical
bonding state of Si oxide film was also analyzed
by using Fourier transform infrared spectroscopy,
FT-IR (Perkin-Elmer System 2000)with a
wavenumber resolution of 2 cm-1
as the
following equation:
η = 978.72 + 30.63x (3)
where η is a position of peak frequency (cm−1
)
and x is stoichiometry of SiOx film.
D) Characterizations of the thin films
The structural properties were investigated using
an XRD instrument (SIEMENS D5000 X-ray
diffractometer, λ = 1.54 Å). The XRD spectra
were recorded in the 2θ range from 20o
to 80o
at a
fixed grazing angel of 5o
and a scan rate of
0.02o
/s. In the present study, any difference in the
film thickness was corrected using the X-ray
absorption coefficient for Si. Thus, the XRD
intensities observed for different films can be
compared. The average crystallite size, [δ], was
estimated from the width of the XRD spectra
using Scherrer’s formula as follows:
[δ] = (4)
where k, λ, β and θ are a constant, the wavelength
of X-ray (1.54 Å), the full width at half
maximum (FWHM) and Bragg angle of the
diffraction peak respectively.
The Raman spectra of the films were recorded
using a portable iRaman (B&W TeK) with the
argon ion laser having an excitation wavelength
of 514 nm was used and the power was less than
5 mW. Crystalline volume fraction [ρ] has been
estimated from the deconvolution of the spectra
at around 480cm-1
and 580 cm-1
respectively
using the following equation:
[ρ] = 	
( 	)
(5)
where I580 and I480 are integrated intensities of the
Raman peaks corresponding to crystalline and
amorphous phases respectively. The factor α is
generally equal to 1 for nc-Si films. The
crystallite size of the Si nanocrystallites in the
films can be estimated using the following
equation:
[Ω] = 2π ∆
(6)
where B is 2.24cm-1
nm2
for Si and ∆ω is the peak
shift compared to c-Si peak located ~580 cm-1
.
The surface morphologies of nc-Si:H films were
examined by AFM (Agilent 5500 non-contact
mode). The topological images were taken by
scanning electron microscopy (SEM, 1450VP,
Phenom Pure).
International Journal of Scientific Research and Engineering Development
ISSN : 2581-7175
The IR absorption was measured by a
Scientific, Nicolet iS10 FTIR spectroscopy with
the wavenumber range of 400 to 4,000 cm
resolution of 2 cm-1
. Thickness of the films was
obtained by using an ellipsometer (Rudolph
Research, Ellipsometer Auto EL-III) with a
wavelength of 632.8 nm.
III. RESULTS
1) Structural Analysis by Raman Scattering
In order to understand the quality (i.e.
crystallinity) of silicon powders and nc
films, Raman spectroscopy technique was used in
this experiment. Fig. 4a shows the Raman spectra
of as-synthesized silicon (p-type, <100>, B
doped, 1-20 Ω-cm) powders. Sharp peak centered
at 518.23 cm-1
is clearly indicating the crystalline
phase.
(a)
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The IR absorption was measured by a Thermo
FTIR spectroscopy with
the wavenumber range of 400 to 4,000 cm-1
and
Thickness of the films was
obtained by using an ellipsometer (Rudolph
III) with a
In order to understand the quality (i.e.
crystallinity) of silicon powders and nc-Si thin
films, Raman spectroscopy technique was used in
this experiment. Fig. 4a shows the Raman spectra
type, <100>, B-
cm) powders. Sharp peak centered
is clearly indicating the crystalline
(b)
Fig. 4 (a) Si powder shows a wave number of
a crystalline structure and (b) Raman Spectra for Si films show the
significant peaks in the nc-Si phase for days 7 and 8.
Fig. 4b shows the Raman spectra of nc
films as a function of aging time [
5days, 7days and 8 days.It is found that the
Raman spectra of nc-Si films for day
5become asymmetric broadening and peaks shift
downward from 529.9 cm-1
causing by stress and
strain in the film, suggesting the formation of
microcrystalline silicon phase
confinement results in uncertainty of the phonon
momentum, thus leading to a downshift and
asymmetric broadening of the Raman spectra
For the thin films on day 7 and 8
~530 cm-1
are observed clearly indicating
presence of nc-Si.
Fig. 5 shows the crystallites size
Half Maximum (FWHM) as a function of [£].
For the size approximation, we used the analytic
equation as follows14)
∆ω = - A(
!
"
)#
47.41 cm−1
,$	= 1.44, %is the silicon lattice
parameter (% = 0.543 nm), L is silic
diameter, and ∆ω is the shift frequency.
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Fig. 4 (a) Si powder shows a wave number of 518. 23 cm-1
confirming
a crystalline structure and (b) Raman Spectra for Si films show the
Si phase for days 7 and 8.
Fig. 4b shows the Raman spectra of nc-Si thin
films as a function of aging time [£] = 1day,
It is found that the
Si films for day 1 and
become asymmetric broadening and peaks shift
causing by stress and
suggesting the formation of
microcrystalline silicon phase12)
. However, size
confinement results in uncertainty of the phonon
momentum, thus leading to a downshift and
asymmetric broadening of the Raman spectra13)
.
films on day 7 and 8, sharp peaks at
observed clearly indicating the
Fig. 5 shows the crystallites size and Full Width
as a function of [£].
For the size approximation, we used the analytic
(7)where A =
is the silicon lattice
= 0.543 nm), L is silicon dot
is the shift frequency.
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ISSN : 2581-7175
Fig. 5 shows the crystallite size and crystalline volume fraction
function of [£].
As shown in this fig. 5, crystallites size is getting
decreased with increasing aging time having the
lowest (6.5 nm) at 8days. On the other hand,
crystalline volume fraction [ρ] has been found to
be increased with the increment of [£]
maximum value at 8th
day ([ρ] = 95%).
2) Structural Analysis by X-ray diffraction (XRD)
Fig.6 shows theXRD spectra of nc-Si thin films
as a function of [£]. (111), (220) and (311) planes
are observed for all the samples except 1 and 5
days (Fig. 6). An increased in the relative
intensity of the (220) XRD spectra is found to
correspond well with an increased in the intensity
of 530 cm-1
component (crystalline phase) i
Raman spectra under 7 and 8 days
crystallite size was found to be ~ 5.3 nm at 8
day, which corresponds well with an increased
(110) XRD relative intensity, decreased XRD
width (FWHM) and which has the largest
crystallinity.
0 1 2 3 4 5 6 7
6
8
10
12
14
16
18
Crystallite size
Crystalline Volume Fraction
AGING TIME (DAY)
CRYSTALLITESIZE(nm)
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and crystalline volume fraction as a
As shown in this fig. 5, crystallites size is getting
decreased with increasing aging time having the
other hand,
been found to
having the
] = 95%).
ray diffraction (XRD)
Si thin films
(111), (220) and (311) planes
for all the samples except 1 and 5
in the relative
intensity of the (220) XRD spectra is found to
ncreased in the intensity
component (crystalline phase) in
Raman spectra under 7 and 8 days. (110)
to be ~ 5.3 nm at 8th
ch corresponds well with an increased
(110) XRD relative intensity, decreased XRD
width (FWHM) and which has the largest
Fig. 6 XRD spectra of nc-Si films shows significant peaks in
(220), and (311) for days 7 and 8 with a grain size of 5.4 nm at the
aging time of 8 days.
3)Bonding analysis byFT/IR Spectra
The IR absorption spectra over the range of 400
4000 cm-1
for films depos
[£].The spectra at around 453.47
cm-1
, 902.49 cm-1
and 1541.66
to Si-O Rocking, Si-O bending,Si
and adjacent O-atom out of phase
bands, respectively.
(a)
8 9
40
50
60
70
80
90
100
CRYSTALLINEVOLUMFRACTION(%)
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Page 26
shows significant peaks in (111),
and 8 with a grain size of 5.4 nm at the
FT/IR Spectra
The IR absorption spectra over the range of 400-
for films deposited with different
.The spectra at around 453.47 cm-1
, 747.97
and 1541.66 cm-1
are assigned
O bending,Si-O stretching
atom out of phase absorption
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(b)
Fig. 6FT/IR (a) transmittance spectra and (b) absorption spectra of
nc-Si thin film as a function of aging time.
Figure 7 shows the peak position of absorbance
and x-composition of SiOx as a function
time.The x-composition of SiOX for different
aging time was calculated using the formula
explained before. It has been found that the x
stoichiometry of SiOx is expected to be in the
range of ~1.1 to ~2.0. Therefore, we apply the
SiO2 as a medium dielectric phase of nc
Fig. 7An analysis of peak position and x-composition of the
with different aging time.
4)Structural Analysis by AFM
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spectra and (b) absorption spectra of
Figure 7 shows the peak position of absorbance
as a function of aging
for different
calculated using the formula
found that the x-
expected to be in the
Therefore, we apply the
as a medium dielectric phase of nc-Si film.
composition of the SiOxfilms
Fig. 8 shows the AFM micrographs of nc
films deposited at day-8 as a function of aging
time under (a) 1-day, (b) 5-day, (c) 7
8-day.
Fig. 8AFM micro graphs of nc-Si thin film
homogeneity as the samples approach 8 days aging.
The degree of surface roughness is the root mean
square (rms) value of the roughness heights. It is
reveals that the roughness of the nc
found to be 68.48 nm for 1-day, 58.94 nm for 5
day, 58.34 nm for 7-day and 50.37 nm for 8
respectively. As shown in these diagrams at 8
day, surface roughness is largely reduced and the
roundish-like roughness having uniform heights
with homogeneous grains distribution were
observed. These results are well consistent with
the results of Raman and XRDmeasurements.
5)Structural Analysis by Scanning Electron Micro
Fig. 9 shows the SEM micro graphs of nc
films as a function of aging time.
microscopy that produces images of a sample by
scanning the surface with a focused beam of
electrons. The electrons interact with atoms in the
sample, producing various signals that contain
information about both the sample’s surface
morphology and composition.
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Fig. 8 shows the AFM micrographs of nc-Si thin
as a function of aging
day, (c) 7-day and (c)
thin film show increasing
homogeneity as the samples approach 8 days aging.
The degree of surface roughness is the root mean
) value of the roughness heights. It is
reveals that the roughness of the nc-Si films are
day, 58.94 nm for 5-
day and 50.37 nm for 8-day
respectively. As shown in these diagrams at 8-
largely reduced and the
like roughness having uniform heights
with homogeneous grains distribution were
observed. These results are well consistent with
the results of Raman and XRDmeasurements.
Scanning Electron Microscope
Fig. 9 shows the SEM micro graphs of nc-Si thin
films as a function of aging time. It is a branch of
microscopy that produces images of a sample by
scanning the surface with a focused beam of
electrons. The electrons interact with atoms in the
sample, producing various signals that contain
information about both the sample’s surface
phology and composition. As shown in Fig.
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9a, ununiformed larger island-type of
structured was observed for the film deposited
1day.
Fig.9 SEM of nc-Si:Hthin films show a shift from micro to
nanoparticles by day 8 aging.
In day 5, it has been transformed to smaller nano
structured islands with homogeneous surface.
However, day 7, uniform nano-structured grains
were observed having larger grain-boundaries. In
day 8, crack free uniform grains were observed
which was showing the highest crystallinity.
6) Annealing effects on the thickness and refractive Index
Refractive index of the prepared dielectric film is
very important parameter in order to provide its
optical information. Fig. 10 shows the influence
of annealing temperatureof the film deposited at
day 8 on the thickness and refractive index values
of the film. By increasing the
temperature, the average value of the refractive
index exhibits a slight increase from 1.30
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type of micro-
structured was observed for the film deposited in
show a shift from micro to
In day 5, it has been transformed to smaller nano-
structured islands with homogeneous surface.
structured grains
boundaries. In
uniform grains were observed
the highest crystallinity.
the thickness and refractive Index
Refractive index of the prepared dielectric film is
very important parameter in order to provide its
the influence
of the film deposited at
on the thickness and refractive index values
of the film. By increasing the annealing
, the average value of the refractive
1.30 – 1.60.
Fig.10shows the change of thickness and refractive index as a function
of annealing temperature.
It might be contributed to start of pore removal
and densification which is similar to Fardad’s
work 15)
. Moreover, the film thickness gradually
shrinks from 260nm to 120 nm.
the shrinkage of the gels during drying
forced by capillary pressure of the small pore
liquid16)
. Using annealing temperature, the
surface tension between liquid and vapor is
playing very important role.
shrinkage of as-deposited film
annealed at 100o
C can lead
crack free.
7) Influence of aging time on the thickness and r
Index of SiOxfilm
Fig. 11 shows the influence of aging time on the
average thickness and refractive index of
SiOxfilm at low drying temperature (100
showing the same crack free tendency.
July – Aug 2019
www.ijsred.com
Page 28
of thickness and refractive index as a function
It might be contributed to start of pore removal
and densification which is similar to Fardad’s
Moreover, the film thickness gradually
shrinks from 260nm to 120 nm.It is mainly due to
the shrinkage of the gels during drying and it is
forced by capillary pressure of the small pore
Using annealing temperature, the
surface tension between liquid and vapor is
playing very important role. Therefore, the less
film and also the film
to the less crack or
Influence of aging time on the thickness and refractive
the influence of aging time on the
average thickness and refractive index of
film at low drying temperature (100o
C)
showing the same crack free tendency.
International Journal of Scientific Research and Engineering Development
ISSN : 2581-7175
Fig. 11shows the change of thickness and refractive index
as a function of aging time.
With longer aging time, the thickness increases
as a consequence of a more gel viscosity. For 8
day aging time, thickness and refractive index
reversible drop possibly due to that EtOH as a
solvent evaporates, causing shrinkage of the gel
network. The refractive index of the prepared
film by the sol-gel method shows in the range of
1.38-1.49.
8) Evaluation of electrical properties of nc-
based on Resistivity and Hall mobility measurements
Fig. 12 shows the variation of hall mobility and
the resistivity of nc-Si thin films as a function of
aging time. The resistivity ∅	 of the films was
calculated from four-point probe:
' ( 	∅
"
)"*
(8)
where L1 is the length, L2 is the width, d is the
thickness and R is the resistance between the
cross sections (left side and the right side of the
sample). Mobility and resistivity are showing
opposite relationships to each other having the
minimum mobility of ~37.5 cm
themaximum resistivity of ~7.35 Ω-cm at higher
aging time, respectively.
Research and Engineering Development – Volume 2 Issue 4,
Available at www.ijsred.com
©IJSRED: All Rights are Reserved
shows the change of thickness and refractive index of SiOx film
With longer aging time, the thickness increases
as a consequence of a more gel viscosity. For 8-
day aging time, thickness and refractive index
reversible drop possibly due to that EtOH as a
solvent evaporates, causing shrinkage of the gel
The refractive index of the prepared
gel method shows in the range of
-Si thin film
based on Resistivity and Hall mobility measurements
of hall mobility and
Si thin films as a function of
of the films was
is the width, d is the
thickness and R is the resistance between the
cross sections (left side and the right side of the
Mobility and resistivity are showing
opposite relationships to each other having the
minimum mobility of ~37.5 cm2
/v.s and
cm at higher
Figure 12 Mobility and Resistivity measurements of nc
deposited on glass substrates at aging time.
VI) CONCLUSION
Sol-gel nano-crystalline silicon thin film
embedded in SiO2 matrix was prepared using
spin-coating technique as a function of aging
time. Optimal crystallinity was observed at the
aging time of day-8 according to the FT/IR and
refractive index measurements. Crack
surfaces of nc-Si thin film have been obs
successfully in SiO2 phase. The average size of
synthesized Si powder and nc
estimated in the order of ~10 nm and ~8.33
respectively. Average XRD g
estimated by ~5.4 nm.Minimum mobility of
~37.5 cm2
/v.s and the maximum resistivity of
~7.35 Ω-cm were observed at higher aging time
The obtained nc-Si films show the good quality
of the Si crystal by Raman measurements.
achieved to prepare the thin film with crack
nc-Si dots in SiO2 phase at higher aging time.
0 1 2 3 4 5
35
40
45
50
55
60
65
MOBILITY
RESISTIVITY
AGING TIME (DAY)
MOBILITY(cm2
/V.S)
July – Aug 2019
www.ijsred.com
Page 29
Figure 12 Mobility and Resistivity measurements of nc-Si:H films
aging time.
crystalline silicon thin film
matrix was prepared using
coating technique as a function of aging
time. Optimal crystallinity was observed at the
8 according to the FT/IR and
refractive index measurements. Crack-free
Si thin film have been observed
phase. The average size of
synthesized Si powder and nc-Si dots in SiO2 was
10 nm and ~8.33 nm,
respectively. Average XRD grain size was
Minimum mobility of
ximum resistivity of
observed at higher aging time.
Si films show the good quality
of the Si crystal by Raman measurements. We
achieved to prepare the thin film with crack-free
phase at higher aging time.
6 7 8 9
MOBILITY
RESISTIVITY
AGING TIME (DAY)
2
3
4
5
6
7
8
RESISTIVITY(Ohm-cm)
International Journal of Scientific Research and Engineering Development – Volume 2 Issue 4, July – Aug 2019
Available at www.ijsred.com
ISSN : 2581-7175 ©IJSRED: All Rights are Reserved Page 30
ACKNOWLEDGMENT
The authors would like to thank Dr. Sherry
Painter, division chair of LeMoyne-Owen
College for her support during this work. Special
thanks to Dr. Delphia Harris, professor of
chemistry at LeMoyne-Owen College for her
helpful suggestions. The authors would also like
to thank Dr. Sanjay Mishra, Department of
Physics and Material Science, University of
Memphis for using characterization tools. We
would also like to acknowledge the financial
support from NSF (Grant # HRD- 1332459).
REFERENCES
[1] J.-H. Shim, ImSeongil, Kim YounJoong, N.-H. Cho, (2006)
“Nanostructural and optical features of hydrogenated nanocrystalline
silicon films prepared by aluminium-induced crystallization” Thin Solid
Films, 503, 55
[2] H. Shirai, T. Arai, T. Nakamura, (1997) “Control of the initial stage of
nanocrystallite silicon growth monitored by in-situ spectroscopic
ellipsometry”Appl. Surf. Sci. 113(114), 111
[3]J.P. Kleider, C. Longeaud, R. Bruggemann, F. Houze, “Electronic and
topographic properties of amorphous andmicrocrystalline silicon thin
films” (2001) Thin Solid Films 383, 57
[4] Z.H. Lu, D.J. Lockwood, and J.M. Baribeau (1995) “Quantum
confinement and light emission in SiO2/Si superlattices” Nature, 378, pp.
359.
[5] M. Pe´ralvarez, J. Barreto, J. Carreras, A.Morales,D.N. Urrios, Y.
Lebour, C.Dom`ınguez, and B Garrido (2009) “Si-nanocrystal-based
LEDs fabricated by ion implantation and plasma-enhanced chemical
vapor deposition,” Nanotechnology,20,405201
[6] J. Linnros (1999) “Silicon-based microphotonics from basics to
applications,” IOS Press, Amsterdam, pp. 47-85.
[7] G. F. Grom, D. J. Lockwood, J. P. McCaffrey, H. J. Labbe, P. M.
Fauchet, B. White, Jr., J. Diener, D. Kovalev, F. Koch, and L. Tsybeskov,
“Ordering and self-organization in nanocrystalline silicon” (2000) Nature,
407, pp. 358.
[8] F. Iacona, C. Bongiorno, C. Spinella, S. Boninelli, and F. Priolo,
(2004) “Formation and evolution of lumi-nescent Si nano clusters
produced by thermal an-nealing of SiOx films,” Journal of Applied
Physics, 95, pp. 3723-3732.
[9] P.M. Fauchet, J. Ruan, H. Chen, L. Pavesi, L. Dal Negro, M.
Cazzaneli, R.G. Elliman, N. Smith, M. Samoc, and B. Luther-Davies,
(2005) “Optical gain in different silicon nanocrystal systems,” Optical
Materials, 27, pp.745-749
[10] K.S. Min, K.V. Shcheglov, C.M. Yang, H.A. Atwater, M.L.
Brongersma, and A. Polman, (1996) “Defect-related versus excitonic
visible light emis-sion from ion beam synthesized Si nanocrystals in
SiO2,” Applied Physical Letters, 69, pp. 2033-2035.
[11] D.J. Duval, B.J. McCoy, S.H. Risbud, Z.A. Munir, (1998) “Size
selected silicon particles in sol-gel glass by centrifugal processing,”
Journal of Applied Physics, 83, pp. 2301-2307.
[12] G. H. Loechelt, N. G. Cave, and J. Menendez, (1995) “Measuring the
tensor nature of stress in silicon using polarized off-axis Raman
spectroscopy,” Ap-plied Physical Letters, 66, pp. 3639
[13] H. Richter, Z. P. Wang, and L. Ley, (1981) “The one phonon Raman
Spectrum in microcrystalline sili-con”, Solid stat commun., 39, pp. 625.
[14] J. Zi, H. Bscher. C. Falter, W. Ludwig, K. Zhang and X. Xie, (1996)
“Raman shifts in Si nanocrystals,” Applied Physical Letters, 69, pp.200.
[15] M. A. Fardad, “Catalysts and the structure of SiO2 sol-gel films,”
Jourmal of Materials Science, 35, pp. 1835-1841, 2000.
[16] A. SoleimaniDorcheh, and M.H. Abbasi, “Silica aerogel; synthesis,
properties and characterization”, Journal of materials processing
technology,199, pp. 10-26, 2008.

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IJSRED-V2I4P3

  • 1. International Journal of Scientific Research and Engineering Development – Volume 2 Issue 4, July – Aug 2019 Available at www.ijsred.com ISSN : 2581-7175 ©IJSRED: All Rights are Reserved Page 20 Effects of SiOx Aging Time on Nano Crystalline Silicon Thin Film for Optoelectronic Devices using Sol-Gel Method Moniruzzaman Syed*, Brittany Anderson*, Joe Mvula*, Yahia Hamada*, Muhtadyuzzaman Syed** and Tej Prasad Poudel*** * Division of Natural and Mathematical Sciences, Lemoyne Owen College, Memphis, TN, USA Email: Moniruzzaman_syed@loc.edu ** Department of Electrical and Computer Engineering, Purdue University, West Lafayette,IN, USA Email: Msr512@gmail.com *** Department of Physics and Material Science, University of Memphis, Memphis, TN, USA Email: tppoudel@uom.edu Abstract: Nano silicon powders were prepared by the grinding technique and subsequently mixed in sol-gel of Tetraethylorthosilicate (TEOS) and ethanol solution. The silicon dioxide films synthesized from the sol- gel solution were preliminary studied in the term of the optical property such as refractive index (n) by varying the aging time and annealing temperatures. By using a Fourier transform infrared spectroscopy technique, the obtained x-composition values of the SiOx films were extended from 1.1 to 2.0 with an increasing time of the aged sol-gels. In addition, the lower x-composition value can be controlled by increasing the annealing temperatures from 100◦ C to 450◦ C. The prepared films from the precursor of nano-silicon powder suspension were characterized by Raman spectroscopy, XRD, AFM and SEM measurements in order to obtain more understanding of the chemical composition and silicon nano- crystallite quality, respectively. The average size of Si powder and nc-Si dots in SiO2 was estimated in the order of ~10 nm and ~8.33 nm, respectively. Average uniform grain size was estimated by ~5.4 nm. Minimum career mobility and maximum resistivity were observed as ~37.5 cm2 /v.s and ~7.35 Ω-cm respectively at higher aging time.Crack-free surfaces of nc-Si thin film have been observed successfully in SiO2 phase. Spectral broadening and the frequency downshifting from 525.35 cm−1 werespeculated to be caused by the quantum size effect. Key Words: Silicon, Thin Film, Sol-gel and Silicon Oxide I. INTRODUCTION Nanocrystalline silicon (nc-Si) thin films are thought to be promising structures with a wide range of applications in many fields. One such field is of optoelectronic devices like solar cells, light emitting diodes (LEDs), lasers, sensor devices and thin film transistors1-3) . Silicon (Si) as an optically active layer was appeared to be impossible to utilize properly because of its indirect band gap. However, in recent years, nc- Si materials are showing many revolutions of photonic functions4) and the quantum confinement effect (QCE) of charge excitons in the silicon nanostructure is leading to a quasi- direct transition 5) . One of the main reasons to form Si low-dimensional structure is its compatibility with the manufacture know-how of integrated circuits (ICs). Moreover, QCE in Si- nanostructures founds to be another approach in RESEARCH ARTICLE OPEN ACCESS
  • 2. International Journal of Scientific Research and Engineering Development – Volume 2 Issue 4, July – Aug 2019 Available at www.ijsred.com ISSN : 2581-7175 ©IJSRED: All Rights are Reserved Page 21 engineering a quasi-direct transition having the visible light emission at room temperature. In particular, the nc-Si band gap energy (Eg) can be elongated in order to shifting down the valence states and to shifting up of the conduction states once the small nanometric size approaches the size of its Bohr exciton radius. The band gap modification due to the quantum confinement will be given in a simple effective mass approximation as follows: ∆Eg ∝ . (1) where m is an effective isotropic mass in the confinement direction, and a is a nanoparticle size. Shockley-Read-Hall recombination mechanism of nc-Si material at room temperature for optoelectronic devises as promising caused by the size confinement is playing very important role and which is suppressed because of carriers become localized and are not able to diffuse to defects6) . Auger recombination is not present until two excitons are generated within the same nanocrystals. Furthermore, radiative recombination becomes more efficient since the electron-hole wavefunctions overlap overwhelmingly in space causing faster recombination. These recombination behaviors have led to been widely investigated in the structural, electronic, and optical properties of nanocrystal materials.Especially, the systems composed of nc-Si embedded into its dielectric materials such as its oxides, nitrides, and carbides. They present a promising alternative to tunable band gap from 1.2- 2.0 eV 7) . Various conventional deposition techniques such as plasma enhanced chemical vapor deposition (PECVD)8) , RF magnetron sputtering9) , Ion implantation10) and so on have been used to deposit nc-Si:H thin films which are compatible with the standard Si technology. However it is very difficult in achieving concentrations high enough to obtain efficient optical properties. Many techniques mentioned above have been found to be expensive and time consuming because of the production under high vacuum and/or annealing processes. A sol-gel method is quite inexpensive and easy to fabricate such Si nanocrystals embedded into its dielectric matrix. The sol-gel method by centrifugal processing has been recommended as a technique to be achieved in this objective 11) . The sol-gel was used as a viscous medium through Si crystallites settle. Nevertheless, the centrifugal processing might produce a bulk material which has such a functional limitation for thin film optoelectronic devices. In this research article, using sol-gel spin coating procedure, we prepared nc-Si thin films in the formation of nanocomposite materials. The prepared silicon nanostructure consists of the nano-Si powders, which were isolated in a continuous silicon dioxide phase. P -type (100) Si wafer as nano-Si powders precursor was appropriately grinded for our work. The prepared SiO2 buffer layer by synthesizing the sol-gel is a crucial stack of the layers for our work. Further- more, the investigation step of boron doped in the nc-Si dots/SiO2 film is a very important towards a realization of a nano-scaled p n junction device. For a compositional analysis, the chemical bonding environment of boron was investigated by the FT/IR. The crystal structure of nanometer Si dots embedded into the silicon oxide was studied by the measurement of Raman spectra, XRD, Ellipsometry, Four-point probe and Uvis. II. EXPERIMENTAL A. Substrates preparation Nano-crystalline silicon thin films were prepared by the sol–gel spin coating technique. Fig. 1a shows the block diagrams of step by step experimental procedure at a glance. Fig. 1b shows the spin-coater set up used in this experiment. Nitrogen (N2) gas cylinder as a back pressure is connected to the liquid dispenser. Sol- gel liquid holder is also connected to the liquid dispenser with a stand just above the spin coater stage as shown in Fig 1b. Adjusting the back
  • 3. International Journal of Scientific Research and Engineering Development ISSN : 2581-7175 pressure, the amount of precursor liquid can be disseminated on the mounted substrate in the spin coater. In these work, different substrates (Corning 7059 and Si wafer) were used for different measurements. The sample preparation processes can be divided into two steps: substrates were cleaned for 15 min using acetone, 15 min using ethanol and 15 min using DI water in an ultrasonic cleaner, (2) preparing the sol oxide buffer layer and nc-Si sol-gel solvent solutions as well and (3) finally, nc-Si were prepared by changing various aging time (1 day, 5 days, 7 days and 8 days) at room temperature (RT). The conditions of substrates cleaning and film deposition are summarized in Table I & II. (a) (b) Fig.1 (a) Overall steps and (b) Schematic diagram of the set up used in this experiment Research and Engineering Development – Volume 2 Issue 4, Available at www.ijsred.com ©IJSRED: All Rights are Reserved pressure, the amount of precursor liquid (0.2 ml) can be disseminated on the mounted substrate in In these work, different substrates (Corning 7059 and Si wafer) were used for different measurements. The sample preparation es can be divided into two steps: (1) The es were cleaned for 15 min using acetone, 15 min using ethanol and 15 min using DI water cleaner, (2) preparing the sol-gel gel solvent- Si thin films hanging various aging time (1 day, 5 days, 7 days and 8 days) at room temperature (RT). The conditions of substrates cleaning and film deposition are summarized in Schematic diagram of the Spin coater B. Preparation of Nano-Si powders The nano-Si powders were produced from (100) p-type mono-crystalline Si wafer under long time (4-7 hrs) grinding process having the boron impurity in the order of 1-20 then mixed with ethanol absolute and filtering through a sieve with pore radius 40 µm. C. Creation of nano-crystalline Si thin films using sol method Fig. 2 shows the schematic representation of the sol-gel method. This process can be divided in to different steps. Fig. 2 Schematic representation of the sol- 1) Preparation of silicon oxide buffer layer Silicon oxide precursor: Tetraethylorthosilicate, Si(OC2H5)4 (TEOS, 98% Fluka) and ethanol July – Aug 2019 www.ijsred.com Page 22 Si powders Si powders were produced from (100) e Si wafer under long time ) grinding process having the boron 20 Ω-cm. Si-powders then mixed with ethanol absolute and filtering through a sieve with pore radius 40 µm. crystalline Si thin films using sol-gel schematic representation of the gel method. This process can be divided in to -gel method 1) Preparation of silicon oxide buffer layer Tetraethylorthosilicate, (TEOS, 98% Fluka) and ethanol
  • 4. International Journal of Scientific Research and Engineering Development ISSN : 2581-7175 absolute, (C2H5OH, 99% BDH) (EtOH)) were used as a silicon oxide precursor. Buffer Layer: In fabrication of Si oxide bu layer, the dielectric sol-gel was first prepared as follows: 1 mole of TEOS (8.33 mL) and ofEtOH (3.69mL) were mixed and then stirred for 15 min at the room temperature. Surfactant: CetylTrimethyl Ammonium Bromide, C19H42BrN (CTAB, 99% Sigma Aldrich) was used as surfactant. In addition, 0.0013M CTAB and 0.1M HCl catalysts in water were subsequently added dropwise to the solution until the water to TEOS molar ratio of 2. The condensation of TEOS at about pH 2 was controlled by adding HCl catalyst. The proper solutions were then stirred at room temperature for 60 minutes. 2) Preparation of Sol-gel Suspension In order to obtain the suspension uniformity, sol suspension was prepared from mixture of nano scaled Si powders (0.05 g) with TEOS (5ml) under an ultrasonic for 30 min. The preparing process of sol-suspension is shown in Fig. 3. 3) Synthesis of Thin films After aging of the gel for 1 day, 0.2 ml of the prepared TEOS gel as a Si-oxide precursor was spun at 11,800 rpm for 10 s on both substrates accordance with the process shown in Fig. 1b The acquired Si-oxide is an important bu layer in order to have a good coherence between its surface and the sol-suspension for the next step. To inhibit the crack of the bu structure, the first Si-oxide film was suitably dried for 2 hours on a hot plate in air ambient 100o C. Afterward, 0.2ml of sol-suspension was released from the sol-gel holder located just above the spin coater on the dried oxide bu [Si(OC2H5)4 + C2H5OH] + [C19H42BrN + HCl] SiO Buffer Layer (2) Research and Engineering Development – Volume 2 Issue 4, Available at www.ijsred.com ©IJSRED: All Rights are Reserved OH, 99% BDH) (EtOH)) were In fabrication of Si oxide buffer gel was first prepared as follows: 1 mole of TEOS (8.33 mL) and 2 moles ofEtOH (3.69mL) were mixed and then stirred CetylTrimethyl Ammonium BrN (CTAB, 99% Sigma . In addition, catalysts in water were subsequently added dropwise to the solution until the water to TEOS molar ratio of 2. The condensation of TEOS at about pH 2 was controlled by adding HCl catalyst. The proper solutions were then stirred at room temperature In order to obtain the suspension uniformity, sol- suspension was prepared from mixture of nano- scaled Si powders (0.05 g) with TEOS solution (5ml) under an ultrasonic for 30 min. The suspension is shown in , 0.2 ml of the oxide precursor was s on both substratesin shown in Fig. 1b. oxide is an important buffer layer in order to have a good coherence between suspension for the next buffer layer film was suitably ied for 2 hours on a hot plate in air ambient at suspension was gel holder located just above the spin coater on the dried oxide buffer layer and nc-Si thin film deposition was performed by spinning the coater for 10 s with same rpm of 11,800 as above. sequence process, B-doped Si nanocrystallites embedded in a continuous oxide dielectric phase were expected to obtain in this work (Fig.3) (a) (b) Fig. 3 (a) Stages of thin film deposition by spin coating method and (b) schematic of the Cross-section of prepared thin film. Table I: Wet cleaning Conditions used to disinfect substrates and remove any fragments of material of oil. Substrates Acetone Ethanol P-type (100) 15 min 15 min ffer Layer (2) July – Aug 2019 www.ijsred.com Page 23 hin film deposition was performed by spinning the coater for 10 s with same rpm of 11,800 as above. Under properly doped Si nanocrystallites embedded in a continuous oxide dielectric phase were expected to obtain in this work (Fig.3). Fig. 3 (a) Stages of thin film deposition by spin coating method and section of prepared thin film. Table I: Wet cleaning Conditions used to disinfect substrates and Ethanol DI- Water 15 min 15min
  • 5. International Journal of Scientific Research and Engineering Development – Volume 2 Issue 4, July – Aug 2019 Available at www.ijsred.com ISSN : 2581-7175 ©IJSRED: All Rights are Reserved Page 24 Silicon Corning 7059 Glass 15 min 15 min 15min Table II: Deposition Conditionsof nc-Si thin film growth using Sol- Gel method Substances Quantity TEOS (1 mole) EtOH (2 mole) 0.0014 M CTAB Di-Water CTAB +TEOS Sol. 0.1M HCl + TEOS Sol. nc-Si powder Add SiOx Sol-Gel Spin-Coater rpm Deposition Time (SiOx& Thin Film) Aging Time of SiOx Sol-Gel 8.33 mL 3.69 mL 0.2 gm 200 mL 6.01 mL 6.01 mL 0.05 gm 5.0 mL 11,800 10 sec VARY 4) Stoichiometry of SiOx buffer layer The stoichiometry of as-deposited SiOx was estimated from shifts of the asymmetric Si-O-Si stretching peak with adjacent O-atoms in the IR absorption spectra. The change in chemical bonding state of Si oxide film was also analyzed by using Fourier transform infrared spectroscopy, FT-IR (Perkin-Elmer System 2000)with a wavenumber resolution of 2 cm-1 as the following equation: η = 978.72 + 30.63x (3) where η is a position of peak frequency (cm−1 ) and x is stoichiometry of SiOx film. D) Characterizations of the thin films The structural properties were investigated using an XRD instrument (SIEMENS D5000 X-ray diffractometer, λ = 1.54 Å). The XRD spectra were recorded in the 2θ range from 20o to 80o at a fixed grazing angel of 5o and a scan rate of 0.02o /s. In the present study, any difference in the film thickness was corrected using the X-ray absorption coefficient for Si. Thus, the XRD intensities observed for different films can be compared. The average crystallite size, [δ], was estimated from the width of the XRD spectra using Scherrer’s formula as follows: [δ] = (4) where k, λ, β and θ are a constant, the wavelength of X-ray (1.54 Å), the full width at half maximum (FWHM) and Bragg angle of the diffraction peak respectively. The Raman spectra of the films were recorded using a portable iRaman (B&W TeK) with the argon ion laser having an excitation wavelength of 514 nm was used and the power was less than 5 mW. Crystalline volume fraction [ρ] has been estimated from the deconvolution of the spectra at around 480cm-1 and 580 cm-1 respectively using the following equation: [ρ] = ( ) (5) where I580 and I480 are integrated intensities of the Raman peaks corresponding to crystalline and amorphous phases respectively. The factor α is generally equal to 1 for nc-Si films. The crystallite size of the Si nanocrystallites in the films can be estimated using the following equation: [Ω] = 2π ∆ (6) where B is 2.24cm-1 nm2 for Si and ∆ω is the peak shift compared to c-Si peak located ~580 cm-1 . The surface morphologies of nc-Si:H films were examined by AFM (Agilent 5500 non-contact mode). The topological images were taken by scanning electron microscopy (SEM, 1450VP, Phenom Pure).
  • 6. International Journal of Scientific Research and Engineering Development ISSN : 2581-7175 The IR absorption was measured by a Scientific, Nicolet iS10 FTIR spectroscopy with the wavenumber range of 400 to 4,000 cm resolution of 2 cm-1 . Thickness of the films was obtained by using an ellipsometer (Rudolph Research, Ellipsometer Auto EL-III) with a wavelength of 632.8 nm. III. RESULTS 1) Structural Analysis by Raman Scattering In order to understand the quality (i.e. crystallinity) of silicon powders and nc films, Raman spectroscopy technique was used in this experiment. Fig. 4a shows the Raman spectra of as-synthesized silicon (p-type, <100>, B doped, 1-20 Ω-cm) powders. Sharp peak centered at 518.23 cm-1 is clearly indicating the crystalline phase. (a) Research and Engineering Development – Volume 2 Issue 4, Available at www.ijsred.com ©IJSRED: All Rights are Reserved The IR absorption was measured by a Thermo FTIR spectroscopy with the wavenumber range of 400 to 4,000 cm-1 and Thickness of the films was obtained by using an ellipsometer (Rudolph III) with a In order to understand the quality (i.e. crystallinity) of silicon powders and nc-Si thin films, Raman spectroscopy technique was used in this experiment. Fig. 4a shows the Raman spectra type, <100>, B- cm) powders. Sharp peak centered is clearly indicating the crystalline (b) Fig. 4 (a) Si powder shows a wave number of a crystalline structure and (b) Raman Spectra for Si films show the significant peaks in the nc-Si phase for days 7 and 8. Fig. 4b shows the Raman spectra of nc films as a function of aging time [ 5days, 7days and 8 days.It is found that the Raman spectra of nc-Si films for day 5become asymmetric broadening and peaks shift downward from 529.9 cm-1 causing by stress and strain in the film, suggesting the formation of microcrystalline silicon phase confinement results in uncertainty of the phonon momentum, thus leading to a downshift and asymmetric broadening of the Raman spectra For the thin films on day 7 and 8 ~530 cm-1 are observed clearly indicating presence of nc-Si. Fig. 5 shows the crystallites size Half Maximum (FWHM) as a function of [£]. For the size approximation, we used the analytic equation as follows14) ∆ω = - A( ! " )# 47.41 cm−1 ,$ = 1.44, %is the silicon lattice parameter (% = 0.543 nm), L is silic diameter, and ∆ω is the shift frequency. July – Aug 2019 www.ijsred.com Page 25 Fig. 4 (a) Si powder shows a wave number of 518. 23 cm-1 confirming a crystalline structure and (b) Raman Spectra for Si films show the Si phase for days 7 and 8. Fig. 4b shows the Raman spectra of nc-Si thin films as a function of aging time [£] = 1day, It is found that the Si films for day 1 and become asymmetric broadening and peaks shift causing by stress and suggesting the formation of microcrystalline silicon phase12) . However, size confinement results in uncertainty of the phonon momentum, thus leading to a downshift and asymmetric broadening of the Raman spectra13) . films on day 7 and 8, sharp peaks at observed clearly indicating the Fig. 5 shows the crystallites size and Full Width as a function of [£]. For the size approximation, we used the analytic (7)where A = is the silicon lattice = 0.543 nm), L is silicon dot is the shift frequency.
  • 7. International Journal of Scientific Research and Engineering Development ISSN : 2581-7175 Fig. 5 shows the crystallite size and crystalline volume fraction function of [£]. As shown in this fig. 5, crystallites size is getting decreased with increasing aging time having the lowest (6.5 nm) at 8days. On the other hand, crystalline volume fraction [ρ] has been found to be increased with the increment of [£] maximum value at 8th day ([ρ] = 95%). 2) Structural Analysis by X-ray diffraction (XRD) Fig.6 shows theXRD spectra of nc-Si thin films as a function of [£]. (111), (220) and (311) planes are observed for all the samples except 1 and 5 days (Fig. 6). An increased in the relative intensity of the (220) XRD spectra is found to correspond well with an increased in the intensity of 530 cm-1 component (crystalline phase) i Raman spectra under 7 and 8 days crystallite size was found to be ~ 5.3 nm at 8 day, which corresponds well with an increased (110) XRD relative intensity, decreased XRD width (FWHM) and which has the largest crystallinity. 0 1 2 3 4 5 6 7 6 8 10 12 14 16 18 Crystallite size Crystalline Volume Fraction AGING TIME (DAY) CRYSTALLITESIZE(nm) Research and Engineering Development – Volume 2 Issue 4, Available at www.ijsred.com ©IJSRED: All Rights are Reserved and crystalline volume fraction as a As shown in this fig. 5, crystallites size is getting decreased with increasing aging time having the other hand, been found to having the ] = 95%). ray diffraction (XRD) Si thin films (111), (220) and (311) planes for all the samples except 1 and 5 in the relative intensity of the (220) XRD spectra is found to ncreased in the intensity component (crystalline phase) in Raman spectra under 7 and 8 days. (110) to be ~ 5.3 nm at 8th ch corresponds well with an increased (110) XRD relative intensity, decreased XRD width (FWHM) and which has the largest Fig. 6 XRD spectra of nc-Si films shows significant peaks in (220), and (311) for days 7 and 8 with a grain size of 5.4 nm at the aging time of 8 days. 3)Bonding analysis byFT/IR Spectra The IR absorption spectra over the range of 400 4000 cm-1 for films depos [£].The spectra at around 453.47 cm-1 , 902.49 cm-1 and 1541.66 to Si-O Rocking, Si-O bending,Si and adjacent O-atom out of phase bands, respectively. (a) 8 9 40 50 60 70 80 90 100 CRYSTALLINEVOLUMFRACTION(%) July – Aug 2019 www.ijsred.com Page 26 shows significant peaks in (111), and 8 with a grain size of 5.4 nm at the FT/IR Spectra The IR absorption spectra over the range of 400- for films deposited with different .The spectra at around 453.47 cm-1 , 747.97 and 1541.66 cm-1 are assigned O bending,Si-O stretching atom out of phase absorption
  • 8. International Journal of Scientific Research and Engineering Development ISSN : 2581-7175 (b) Fig. 6FT/IR (a) transmittance spectra and (b) absorption spectra of nc-Si thin film as a function of aging time. Figure 7 shows the peak position of absorbance and x-composition of SiOx as a function time.The x-composition of SiOX for different aging time was calculated using the formula explained before. It has been found that the x stoichiometry of SiOx is expected to be in the range of ~1.1 to ~2.0. Therefore, we apply the SiO2 as a medium dielectric phase of nc Fig. 7An analysis of peak position and x-composition of the with different aging time. 4)Structural Analysis by AFM Research and Engineering Development – Volume 2 Issue 4, Available at www.ijsred.com ©IJSRED: All Rights are Reserved spectra and (b) absorption spectra of Figure 7 shows the peak position of absorbance as a function of aging for different calculated using the formula found that the x- expected to be in the Therefore, we apply the as a medium dielectric phase of nc-Si film. composition of the SiOxfilms Fig. 8 shows the AFM micrographs of nc films deposited at day-8 as a function of aging time under (a) 1-day, (b) 5-day, (c) 7 8-day. Fig. 8AFM micro graphs of nc-Si thin film homogeneity as the samples approach 8 days aging. The degree of surface roughness is the root mean square (rms) value of the roughness heights. It is reveals that the roughness of the nc found to be 68.48 nm for 1-day, 58.94 nm for 5 day, 58.34 nm for 7-day and 50.37 nm for 8 respectively. As shown in these diagrams at 8 day, surface roughness is largely reduced and the roundish-like roughness having uniform heights with homogeneous grains distribution were observed. These results are well consistent with the results of Raman and XRDmeasurements. 5)Structural Analysis by Scanning Electron Micro Fig. 9 shows the SEM micro graphs of nc films as a function of aging time. microscopy that produces images of a sample by scanning the surface with a focused beam of electrons. The electrons interact with atoms in the sample, producing various signals that contain information about both the sample’s surface morphology and composition. July – Aug 2019 www.ijsred.com Page 27 Fig. 8 shows the AFM micrographs of nc-Si thin as a function of aging day, (c) 7-day and (c) thin film show increasing homogeneity as the samples approach 8 days aging. The degree of surface roughness is the root mean ) value of the roughness heights. It is reveals that the roughness of the nc-Si films are day, 58.94 nm for 5- day and 50.37 nm for 8-day respectively. As shown in these diagrams at 8- largely reduced and the like roughness having uniform heights with homogeneous grains distribution were observed. These results are well consistent with the results of Raman and XRDmeasurements. Scanning Electron Microscope Fig. 9 shows the SEM micro graphs of nc-Si thin films as a function of aging time. It is a branch of microscopy that produces images of a sample by scanning the surface with a focused beam of electrons. The electrons interact with atoms in the sample, producing various signals that contain information about both the sample’s surface phology and composition. As shown in Fig.
  • 9. International Journal of Scientific Research and Engineering Development ISSN : 2581-7175 9a, ununiformed larger island-type of structured was observed for the film deposited 1day. Fig.9 SEM of nc-Si:Hthin films show a shift from micro to nanoparticles by day 8 aging. In day 5, it has been transformed to smaller nano structured islands with homogeneous surface. However, day 7, uniform nano-structured grains were observed having larger grain-boundaries. In day 8, crack free uniform grains were observed which was showing the highest crystallinity. 6) Annealing effects on the thickness and refractive Index Refractive index of the prepared dielectric film is very important parameter in order to provide its optical information. Fig. 10 shows the influence of annealing temperatureof the film deposited at day 8 on the thickness and refractive index values of the film. By increasing the temperature, the average value of the refractive index exhibits a slight increase from 1.30 Research and Engineering Development – Volume 2 Issue 4, Available at www.ijsred.com ©IJSRED: All Rights are Reserved type of micro- structured was observed for the film deposited in show a shift from micro to In day 5, it has been transformed to smaller nano- structured islands with homogeneous surface. structured grains boundaries. In uniform grains were observed the highest crystallinity. the thickness and refractive Index Refractive index of the prepared dielectric film is very important parameter in order to provide its the influence of the film deposited at on the thickness and refractive index values of the film. By increasing the annealing , the average value of the refractive 1.30 – 1.60. Fig.10shows the change of thickness and refractive index as a function of annealing temperature. It might be contributed to start of pore removal and densification which is similar to Fardad’s work 15) . Moreover, the film thickness gradually shrinks from 260nm to 120 nm. the shrinkage of the gels during drying forced by capillary pressure of the small pore liquid16) . Using annealing temperature, the surface tension between liquid and vapor is playing very important role. shrinkage of as-deposited film annealed at 100o C can lead crack free. 7) Influence of aging time on the thickness and r Index of SiOxfilm Fig. 11 shows the influence of aging time on the average thickness and refractive index of SiOxfilm at low drying temperature (100 showing the same crack free tendency. July – Aug 2019 www.ijsred.com Page 28 of thickness and refractive index as a function It might be contributed to start of pore removal and densification which is similar to Fardad’s Moreover, the film thickness gradually shrinks from 260nm to 120 nm.It is mainly due to the shrinkage of the gels during drying and it is forced by capillary pressure of the small pore Using annealing temperature, the surface tension between liquid and vapor is playing very important role. Therefore, the less film and also the film to the less crack or Influence of aging time on the thickness and refractive the influence of aging time on the average thickness and refractive index of film at low drying temperature (100o C) showing the same crack free tendency.
  • 10. International Journal of Scientific Research and Engineering Development ISSN : 2581-7175 Fig. 11shows the change of thickness and refractive index as a function of aging time. With longer aging time, the thickness increases as a consequence of a more gel viscosity. For 8 day aging time, thickness and refractive index reversible drop possibly due to that EtOH as a solvent evaporates, causing shrinkage of the gel network. The refractive index of the prepared film by the sol-gel method shows in the range of 1.38-1.49. 8) Evaluation of electrical properties of nc- based on Resistivity and Hall mobility measurements Fig. 12 shows the variation of hall mobility and the resistivity of nc-Si thin films as a function of aging time. The resistivity ∅ of the films was calculated from four-point probe: ' ( ∅ " )"* (8) where L1 is the length, L2 is the width, d is the thickness and R is the resistance between the cross sections (left side and the right side of the sample). Mobility and resistivity are showing opposite relationships to each other having the minimum mobility of ~37.5 cm themaximum resistivity of ~7.35 Ω-cm at higher aging time, respectively. Research and Engineering Development – Volume 2 Issue 4, Available at www.ijsred.com ©IJSRED: All Rights are Reserved shows the change of thickness and refractive index of SiOx film With longer aging time, the thickness increases as a consequence of a more gel viscosity. For 8- day aging time, thickness and refractive index reversible drop possibly due to that EtOH as a solvent evaporates, causing shrinkage of the gel The refractive index of the prepared gel method shows in the range of -Si thin film based on Resistivity and Hall mobility measurements of hall mobility and Si thin films as a function of of the films was is the width, d is the thickness and R is the resistance between the cross sections (left side and the right side of the Mobility and resistivity are showing opposite relationships to each other having the minimum mobility of ~37.5 cm2 /v.s and cm at higher Figure 12 Mobility and Resistivity measurements of nc deposited on glass substrates at aging time. VI) CONCLUSION Sol-gel nano-crystalline silicon thin film embedded in SiO2 matrix was prepared using spin-coating technique as a function of aging time. Optimal crystallinity was observed at the aging time of day-8 according to the FT/IR and refractive index measurements. Crack surfaces of nc-Si thin film have been obs successfully in SiO2 phase. The average size of synthesized Si powder and nc estimated in the order of ~10 nm and ~8.33 respectively. Average XRD g estimated by ~5.4 nm.Minimum mobility of ~37.5 cm2 /v.s and the maximum resistivity of ~7.35 Ω-cm were observed at higher aging time The obtained nc-Si films show the good quality of the Si crystal by Raman measurements. achieved to prepare the thin film with crack nc-Si dots in SiO2 phase at higher aging time. 0 1 2 3 4 5 35 40 45 50 55 60 65 MOBILITY RESISTIVITY AGING TIME (DAY) MOBILITY(cm2 /V.S) July – Aug 2019 www.ijsred.com Page 29 Figure 12 Mobility and Resistivity measurements of nc-Si:H films aging time. crystalline silicon thin film matrix was prepared using coating technique as a function of aging time. Optimal crystallinity was observed at the 8 according to the FT/IR and refractive index measurements. Crack-free Si thin film have been observed phase. The average size of synthesized Si powder and nc-Si dots in SiO2 was 10 nm and ~8.33 nm, respectively. Average XRD grain size was Minimum mobility of ximum resistivity of observed at higher aging time. Si films show the good quality of the Si crystal by Raman measurements. We achieved to prepare the thin film with crack-free phase at higher aging time. 6 7 8 9 MOBILITY RESISTIVITY AGING TIME (DAY) 2 3 4 5 6 7 8 RESISTIVITY(Ohm-cm)
  • 11. International Journal of Scientific Research and Engineering Development – Volume 2 Issue 4, July – Aug 2019 Available at www.ijsred.com ISSN : 2581-7175 ©IJSRED: All Rights are Reserved Page 30 ACKNOWLEDGMENT The authors would like to thank Dr. Sherry Painter, division chair of LeMoyne-Owen College for her support during this work. Special thanks to Dr. Delphia Harris, professor of chemistry at LeMoyne-Owen College for her helpful suggestions. The authors would also like to thank Dr. Sanjay Mishra, Department of Physics and Material Science, University of Memphis for using characterization tools. We would also like to acknowledge the financial support from NSF (Grant # HRD- 1332459). REFERENCES [1] J.-H. Shim, ImSeongil, Kim YounJoong, N.-H. Cho, (2006) “Nanostructural and optical features of hydrogenated nanocrystalline silicon films prepared by aluminium-induced crystallization” Thin Solid Films, 503, 55 [2] H. Shirai, T. Arai, T. Nakamura, (1997) “Control of the initial stage of nanocrystallite silicon growth monitored by in-situ spectroscopic ellipsometry”Appl. Surf. Sci. 113(114), 111 [3]J.P. Kleider, C. Longeaud, R. Bruggemann, F. Houze, “Electronic and topographic properties of amorphous andmicrocrystalline silicon thin films” (2001) Thin Solid Films 383, 57 [4] Z.H. Lu, D.J. Lockwood, and J.M. Baribeau (1995) “Quantum confinement and light emission in SiO2/Si superlattices” Nature, 378, pp. 359. [5] M. Pe´ralvarez, J. Barreto, J. Carreras, A.Morales,D.N. Urrios, Y. Lebour, C.Dom`ınguez, and B Garrido (2009) “Si-nanocrystal-based LEDs fabricated by ion implantation and plasma-enhanced chemical vapor deposition,” Nanotechnology,20,405201 [6] J. Linnros (1999) “Silicon-based microphotonics from basics to applications,” IOS Press, Amsterdam, pp. 47-85. [7] G. F. Grom, D. J. Lockwood, J. P. McCaffrey, H. J. Labbe, P. M. Fauchet, B. White, Jr., J. Diener, D. Kovalev, F. Koch, and L. Tsybeskov, “Ordering and self-organization in nanocrystalline silicon” (2000) Nature, 407, pp. 358. [8] F. Iacona, C. Bongiorno, C. Spinella, S. Boninelli, and F. Priolo, (2004) “Formation and evolution of lumi-nescent Si nano clusters produced by thermal an-nealing of SiOx films,” Journal of Applied Physics, 95, pp. 3723-3732. [9] P.M. Fauchet, J. Ruan, H. Chen, L. Pavesi, L. Dal Negro, M. Cazzaneli, R.G. Elliman, N. Smith, M. Samoc, and B. Luther-Davies, (2005) “Optical gain in different silicon nanocrystal systems,” Optical Materials, 27, pp.745-749 [10] K.S. Min, K.V. Shcheglov, C.M. Yang, H.A. Atwater, M.L. Brongersma, and A. Polman, (1996) “Defect-related versus excitonic visible light emis-sion from ion beam synthesized Si nanocrystals in SiO2,” Applied Physical Letters, 69, pp. 2033-2035. [11] D.J. Duval, B.J. McCoy, S.H. Risbud, Z.A. Munir, (1998) “Size selected silicon particles in sol-gel glass by centrifugal processing,” Journal of Applied Physics, 83, pp. 2301-2307. [12] G. H. Loechelt, N. G. Cave, and J. Menendez, (1995) “Measuring the tensor nature of stress in silicon using polarized off-axis Raman spectroscopy,” Ap-plied Physical Letters, 66, pp. 3639 [13] H. Richter, Z. P. Wang, and L. Ley, (1981) “The one phonon Raman Spectrum in microcrystalline sili-con”, Solid stat commun., 39, pp. 625. [14] J. Zi, H. Bscher. C. Falter, W. Ludwig, K. Zhang and X. Xie, (1996) “Raman shifts in Si nanocrystals,” Applied Physical Letters, 69, pp.200. [15] M. A. Fardad, “Catalysts and the structure of SiO2 sol-gel films,” Jourmal of Materials Science, 35, pp. 1835-1841, 2000. [16] A. SoleimaniDorcheh, and M.H. Abbasi, “Silica aerogel; synthesis, properties and characterization”, Journal of materials processing technology,199, pp. 10-26, 2008.