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Lifts & Escalators
What Owners should know about the Law
Background
• Currently	in	Singapore,	there	are	about	
• 60,000	lifts	(expected	to	double	in	10	years	time)	
• 6,000	escalators	
• Spate	of	lift/escalator	incidents	over	last	two	years	causing	fatality	
and	injuries	to	users
• Building	&	Construction	Authority	(BCA)	implemented	new	
requirements	on	maintenance	and	stepping	up	audits	of	lifts	and	
escalators	island-wide
Lift breakdowns in public housing estates
Year No.	of lift	breakdowns	per	1,000	lifts
2013 30
2014 30
2015 20
2016 20
Figures	from	Ministry	of	National	Development
Recent lift incidents causing injuries
Date Location Description
9	Oct	15 Blk 322	Tah Ching	Rd Woman	lost	her	left	arm	clamped	by	lift	door.
6	Mar	16 Blk 317	Ang Mo	Kio	St	31 Lift	car	shot	up	from	3rd to	20th floor	before	stopping	in	between	
19th and	20th floor.		A	woman	faced	slight	injury.
16	May	16 Blk 247	Pasir Ris St	21 Lift	car	stopped	25	cm	above	landing,	a	man	on	wheelchair	
toppled,	fell	backwards	as	he	was	reversing	to	exit	and	died.
7	Jun	16 Blk 150	Petir Rd Lift	shot	up	&	down	from	ground	to	13th floor	erratically	twice	
throwing	a	woman	to	the	car	floor	and	injured	her	spine.
15	Nov	16 Blk 207	Boon	Lay	Place Lift	car	plunged	from	3rd to	ground	floor	before	finally	climbed	to	
2nd floor	and	opened.		A	woman	suffered	leg	injury.
7	Jun	17 Blk 325A	Sengkang East	Way Plastic	ceiling	panel	in	lift	car	fell	and	injured	a	girl’s	foot.
1	Jul	17 Blk 542	Jurong West	Ave	1 Lift	car	plunged	from	4th	to	ground	floor	injuring	a	woman’s	leg.
Possible causes of lifts failures
• Components	damage	due	to	age,	wear	and	tear	or	misuse	or	vandalised by	users	
(especially	cargo	lifts)
• Poor	quality	of	components	at	manufacturing	stage
• Poor	quality	of	installation	works
• Post-installation	tests	not	thorough
• Restoration	of	components	during	corrective	maintenance	not	according	to	
design	specifications
• Preventive	maintenance	not	thorough,	20-points	checks	not	done
• No	maintenance	reports	by	lift	technicians,	hence	likely	no	supervisory	checks
• Lift	owners	not	involved	lift	maintenance	due	to	lack	of	technical	knowledge	and	
rely	entirely	on	lift	contractors
Some faults found during Emaan’s lifts inspections
• Cables	termination	not	properly	done	and	inadequate	physical	protection
• EBOPS	batteries	ran	out	of	service	life	or	not	maintained
• Counterweight	and	hoistway protective	screens	removed
• Poor	housekeeping	at	lift	pit,	machine	room	and	car	top
• Lubricating	oil	for	car	guide	rail	spill	or	oil	can	ran	empty
• Automatic	Rescue	Device	not	functioning
• Lift	moved	despite	door	“A”	gap	above	allowable	limits
• Damages	and/or	wear	and	tear	of	components
Escalator incidents
According	to	BCA	–
• 63	escalator-related	incidents	in	Nov	&	Dec	16
• 95%	of	these	incidents	due	to	‘user	behaviour’
• Carrying	heavy	or	bulky	objects	such	as	luggage,	prams
• Users	fell	due	to	‘inattentiveness,	intoxication,	being	unwell	or	from	leaning	against	sides	of	
escalators’
• Only	3	incidents	due	to	technical	fault	– handrail	stopped	while	steps	in	motion
• 78%	incidents	involve	older	people	above	60
According	to	the	Land	Transport	Authority	(LTA)
• 0.15	escalator	incidents	per	one	million	riders	at	MRT	stations	in	period	Jan	– May	16
Recent media-reported escalator incidents
Date Location Description
16	Nov	16 Bugis Junction Man	injured	toe	after	got	caught	at	escalator.
15	Dec	16 Ang Mo	Kio	Hub Metal	piece	from	escalator step	pierced	boy’s	footwear.
2	Aug	17 Rivervale Mall Woman	fell	10	steps	and	injured	after	escalator	‘suddenly	stopped’.
11	Aug	17 White	Sands	Mall 4-year	old	girl	got	her	right	foot	stuck	in	escalator.
7	Sep	17 The	Centrepoint Woman	managed	to	jump	off	seconds	before	steps	buckled.
BCA’s action to enhance lifts/escalators reliability and safety
• Tighter	outcome-based	maintenance	regime	
• Stricter	enforcement	and	audit	checks
• More	robust	Permit-to-Operate	System
• Display	of	PTO	in	lift/escalator	
• Incident	reporting
Regulatory controls for Lifts
The	laws	governing	lifts	in	Singapore	are	stipulated	under	the	following	
legislations:
• Building	Control	Act	and	Building	Control	Regulations	2003
• For	design	and	installation	of	lifts
• Building	Maintenance	and	Strata	Management	Act;	and	Building	
Maintenance	and	Strata	Management	(Lift,	Escalator	and	Building	
Maintenance)	Regulations	2016
• For	the	operation	and	maintenance	of	lifts
Regulatory controls for Lifts
The	legislations	make	references	to	the	following	industry	standards:
• SS	550	- Code	of	practice	on	the	installation,	Operation	and	
Maintenance	of	Electric	Passenger	and	Goods	Lifts
• European	standard	EN	81-40	(for	stairlifts)	and	EN	81-41	(for	platform	
lifts)
• American	National	Standard	ASME	18.1	(special	lifts	intended	for	
mobility	of	impaired	persons)
Regulatory requirements on Lift Owners
1. Monthly	maintenance	- Owners	to	engage	a	Lift	Contractor	
registered	with	BCA	to	maintain	lifts	monthly	
2. Lift	Contractor	to	maintain	lifts	according	to	20	specific	
maintenance	outcomes*
3. Lift	Owners	to	keep	maintenance	records	for	at	least	5	years	and	
make	available	to	BCA	when	required.
4. Annual	examination,	inspection	and	testing	of	lifts	– must	be	
carried	out	by	a	registered	Lift	Contractor	in	the	presence	of	an	
independent	Authorised Examiner	(AE)
Regulatory requirements on Lift Owners
5. Permit-to-Operate – Upon	annual	examination,	AE	will	issue	a	
certificate	to	certify	lift	is	in	good	working	condition.		Lift	Owner	to	
apply	to	BCA	for	a	Permit	to	Operate	(PTO)	together	with	certificate.		
PTO	must	be	renewed	annually.		PTO	to	be	displayed	in	lifts.
6. Incident	Reporting – Both	Lift	Owner	and	Lift	Contractor	must	
inform	BCA	when	an	incident	involving	death	or	injuries	to	
passengers,	or	malfunction	of	safety	critical	components	occurs.
Regulatory controls for Escalators
The	laws	governing	escalators	in	Singapore	are	stipulated	under	:
• Building	Control	Act
• For	design	and	installation	and	monthly	maintenance	of	escalators
Reference	industry	standard:
• SS	CP	15	- Code	of	practice	on	the	installation,	operation	and	
maintenance	of	escalators	and	passenger	conveyors
Regulatory requirements on Escalator Owners
1. Monthly	maintenance	- Owners	to	engage	an	Escalator	Contractor	
registered	with	BCA	to	maintain	escalators	monthly	
2. Escalator	Contractor	to	maintain	escalators	according	to	10	specific	
maintenance	outcomes *
3. Escalator	Owners	to	keep	maintenance	records	for	at	least	5	years	
and	make	available	to	BCA	when	required.
4. Annual	examination,	inspection	and	testing	of	lifts	– must	be	
carried	out	by	a	registered	Escalator	Contractor	in	the	presence	of	
an	independent	Authorised Examiner	(AE)
Regulatory requirements on Escalator Owners
5. Permit-to-Operate – Upon	annual	examination,	AE	will	issue	a	
certificate	to	certify	escalator	is	in	good	working	condition.		
Escalator	Owner	to	apply	to	BCA	for	a	Permit	to	Operate	(PTO)	
together	with	certificate.		PTO	must	be	renewed	annually.		PTO	to	
be	displayed	at	or	near	escalator.
6. Incident	Reporting – Both	Lift	Owner	and	Lift	Contractor	must	
inform	BCA	when	an	incident	involving	death	or	injuries	to	
passengers,	or	malfunction	of	safety	critical	components	occurs.
* Maintenance Outcomes
20	specific	maintenance	outcomes for	lifts		and	10	specific	
maintenance	outcomes for	escalators	could	be	found	here	–
https://www.bca.gov.sg/newsroom/others/Release_LiftEscalator_Regul
ations_080716.pdf
Services Emaan Offers in Lifts and Escalators
• PE	(Mechanical)	services	for	certification	of	compliance	for	lifts	and	
escalators	for	application	of	building	TOP	or	CSC
• Authorised Examiner	services	for	annual	examination,	inspection	and	
testing	of	lifts	and	escalators	conducted	by	registered	contractors	and	
issuance	of	certificate	of	good	working	condition
• Specialist	PE	(Lifts	and	Escalators)	services	for	performance	audit	and	
conditional	assessments	of	lifts	and	escalators
Contact us for any queries
Emaan Inspection	Pte Ltd
8	Burn	Road	#04-08	Trivex
Singapore	369977
Tel:	6292	3549
email:	info@emaan.com.sg
website:	www.emaan.com.sg
We are ready to serve you
Thank you

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Lifts & Escalators: What Owners should know about the Law

  • 1. Lifts & Escalators What Owners should know about the Law
  • 2. Background • Currently in Singapore, there are about • 60,000 lifts (expected to double in 10 years time) • 6,000 escalators • Spate of lift/escalator incidents over last two years causing fatality and injuries to users • Building & Construction Authority (BCA) implemented new requirements on maintenance and stepping up audits of lifts and escalators island-wide
  • 3. Lift breakdowns in public housing estates Year No. of lift breakdowns per 1,000 lifts 2013 30 2014 30 2015 20 2016 20 Figures from Ministry of National Development
  • 4. Recent lift incidents causing injuries Date Location Description 9 Oct 15 Blk 322 Tah Ching Rd Woman lost her left arm clamped by lift door. 6 Mar 16 Blk 317 Ang Mo Kio St 31 Lift car shot up from 3rd to 20th floor before stopping in between 19th and 20th floor. A woman faced slight injury. 16 May 16 Blk 247 Pasir Ris St 21 Lift car stopped 25 cm above landing, a man on wheelchair toppled, fell backwards as he was reversing to exit and died. 7 Jun 16 Blk 150 Petir Rd Lift shot up & down from ground to 13th floor erratically twice throwing a woman to the car floor and injured her spine. 15 Nov 16 Blk 207 Boon Lay Place Lift car plunged from 3rd to ground floor before finally climbed to 2nd floor and opened. A woman suffered leg injury. 7 Jun 17 Blk 325A Sengkang East Way Plastic ceiling panel in lift car fell and injured a girl’s foot. 1 Jul 17 Blk 542 Jurong West Ave 1 Lift car plunged from 4th to ground floor injuring a woman’s leg.
  • 5. Possible causes of lifts failures • Components damage due to age, wear and tear or misuse or vandalised by users (especially cargo lifts) • Poor quality of components at manufacturing stage • Poor quality of installation works • Post-installation tests not thorough • Restoration of components during corrective maintenance not according to design specifications • Preventive maintenance not thorough, 20-points checks not done • No maintenance reports by lift technicians, hence likely no supervisory checks • Lift owners not involved lift maintenance due to lack of technical knowledge and rely entirely on lift contractors
  • 6. Some faults found during Emaan’s lifts inspections • Cables termination not properly done and inadequate physical protection • EBOPS batteries ran out of service life or not maintained • Counterweight and hoistway protective screens removed • Poor housekeeping at lift pit, machine room and car top • Lubricating oil for car guide rail spill or oil can ran empty • Automatic Rescue Device not functioning • Lift moved despite door “A” gap above allowable limits • Damages and/or wear and tear of components
  • 7. Escalator incidents According to BCA – • 63 escalator-related incidents in Nov & Dec 16 • 95% of these incidents due to ‘user behaviour’ • Carrying heavy or bulky objects such as luggage, prams • Users fell due to ‘inattentiveness, intoxication, being unwell or from leaning against sides of escalators’ • Only 3 incidents due to technical fault – handrail stopped while steps in motion • 78% incidents involve older people above 60 According to the Land Transport Authority (LTA) • 0.15 escalator incidents per one million riders at MRT stations in period Jan – May 16
  • 8. Recent media-reported escalator incidents Date Location Description 16 Nov 16 Bugis Junction Man injured toe after got caught at escalator. 15 Dec 16 Ang Mo Kio Hub Metal piece from escalator step pierced boy’s footwear. 2 Aug 17 Rivervale Mall Woman fell 10 steps and injured after escalator ‘suddenly stopped’. 11 Aug 17 White Sands Mall 4-year old girl got her right foot stuck in escalator. 7 Sep 17 The Centrepoint Woman managed to jump off seconds before steps buckled.
  • 9. BCA’s action to enhance lifts/escalators reliability and safety • Tighter outcome-based maintenance regime • Stricter enforcement and audit checks • More robust Permit-to-Operate System • Display of PTO in lift/escalator • Incident reporting
  • 10. Regulatory controls for Lifts The laws governing lifts in Singapore are stipulated under the following legislations: • Building Control Act and Building Control Regulations 2003 • For design and installation of lifts • Building Maintenance and Strata Management Act; and Building Maintenance and Strata Management (Lift, Escalator and Building Maintenance) Regulations 2016 • For the operation and maintenance of lifts
  • 11. Regulatory controls for Lifts The legislations make references to the following industry standards: • SS 550 - Code of practice on the installation, Operation and Maintenance of Electric Passenger and Goods Lifts • European standard EN 81-40 (for stairlifts) and EN 81-41 (for platform lifts) • American National Standard ASME 18.1 (special lifts intended for mobility of impaired persons)
  • 12. Regulatory requirements on Lift Owners 1. Monthly maintenance - Owners to engage a Lift Contractor registered with BCA to maintain lifts monthly 2. Lift Contractor to maintain lifts according to 20 specific maintenance outcomes* 3. Lift Owners to keep maintenance records for at least 5 years and make available to BCA when required. 4. Annual examination, inspection and testing of lifts – must be carried out by a registered Lift Contractor in the presence of an independent Authorised Examiner (AE)
  • 13. Regulatory requirements on Lift Owners 5. Permit-to-Operate – Upon annual examination, AE will issue a certificate to certify lift is in good working condition. Lift Owner to apply to BCA for a Permit to Operate (PTO) together with certificate. PTO must be renewed annually. PTO to be displayed in lifts. 6. Incident Reporting – Both Lift Owner and Lift Contractor must inform BCA when an incident involving death or injuries to passengers, or malfunction of safety critical components occurs.
  • 14. Regulatory controls for Escalators The laws governing escalators in Singapore are stipulated under : • Building Control Act • For design and installation and monthly maintenance of escalators Reference industry standard: • SS CP 15 - Code of practice on the installation, operation and maintenance of escalators and passenger conveyors
  • 15. Regulatory requirements on Escalator Owners 1. Monthly maintenance - Owners to engage an Escalator Contractor registered with BCA to maintain escalators monthly 2. Escalator Contractor to maintain escalators according to 10 specific maintenance outcomes * 3. Escalator Owners to keep maintenance records for at least 5 years and make available to BCA when required. 4. Annual examination, inspection and testing of lifts – must be carried out by a registered Escalator Contractor in the presence of an independent Authorised Examiner (AE)
  • 16. Regulatory requirements on Escalator Owners 5. Permit-to-Operate – Upon annual examination, AE will issue a certificate to certify escalator is in good working condition. Escalator Owner to apply to BCA for a Permit to Operate (PTO) together with certificate. PTO must be renewed annually. PTO to be displayed at or near escalator. 6. Incident Reporting – Both Lift Owner and Lift Contractor must inform BCA when an incident involving death or injuries to passengers, or malfunction of safety critical components occurs.
  • 17. * Maintenance Outcomes 20 specific maintenance outcomes for lifts and 10 specific maintenance outcomes for escalators could be found here – https://www.bca.gov.sg/newsroom/others/Release_LiftEscalator_Regul ations_080716.pdf
  • 18. Services Emaan Offers in Lifts and Escalators • PE (Mechanical) services for certification of compliance for lifts and escalators for application of building TOP or CSC • Authorised Examiner services for annual examination, inspection and testing of lifts and escalators conducted by registered contractors and issuance of certificate of good working condition • Specialist PE (Lifts and Escalators) services for performance audit and conditional assessments of lifts and escalators
  • 19. Contact us for any queries Emaan Inspection Pte Ltd 8 Burn Road #04-08 Trivex Singapore 369977 Tel: 6292 3549 email: info@emaan.com.sg website: www.emaan.com.sg
  • 20. We are ready to serve you Thank you