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ABOUT A RIVER: PROFILING
THE NAM OU
WLE Forum
10 November 2016
INTRO. & AGENDA
1.  Welcome remarks
2.  Overview of the Project (PresentaLon and
film)
3.  Process & Results DescripLon 
4.  Sensemaking (discussion)
WELCOME REMARKS
KATE LAZARUS
TEAM LEADER, HYDRO E&S ADVISORY, IFC
OVERVIEW:	NAM	OU	RIVER	BASIN	
CONTEXT
RATIONAL & PURPOSE OF NAM OU RIVER BASIN PROFILE
MONRE’s	mandate	to	produce	a	river	basin	profile	to	
create	a	be9er	understanding	of	the	basin	
characteris=cs	for	the	purpose	of	contribu=ng	to:			
	
	
Planning and Management
of River Basin
Roles	&	Responsibili;es:	
Data	collec=on	&	analysis	
Wri=ng	of	profile	
	
	
	
	
	
6
CORE	TECHNICAL	TEAM	
(DWR/PONRE/IFC)
A SIGNIFICANT MEKONG TRIBUTARY
Ø 485 km long from Chinese border to
Mekong
Ø Basin area 25,910 km2 
Ø 5.8 % of Nam Ou basin lies in Vietnam
Ø 7th largest tributary, contribuLng 3.5%
of flow of Mekong
Ø 4.8% of the sediment transport to the
Mekong
Ø 4th most important tributary in Lao for
hydropower potenLal – 1,272 MW. 
Ø Cascade of 7 large HPP, of which 3 have
been constructed
POPULATION AND ADMINISTRATION
Three	Provinces	of	Lao	
ü  Phongsaly	–	7	districts	
ü  Oudomxay	–	6	districts	
ü  Luangprabang	–	4	districts	
And	Dien	Bien	Phu	in	Vietnam		
Just	under	half	of	the	pop.	of	the	three	northern	
provinces	live	within	the	Nam	Ou	River	Basin.	
Phongsaly	has	the	largest	popula=on,	also	the	
largest	propor=on.	
	
	
	
Province Population
Total Within NRB Percentage
Luangprabang 338,798 112,505 33.2%
Oudomxay 270,909 92,868 34.3%
Phongsaly 157,266 150,270 95.6%
Total 766,973 355,643 46.4%
Ethnicity:	Culturally	diverse:	
ü  Akha	accounted	for	the	largest	
percent	in	Phongsaly.	
ü  Khmu	is	the	largest	popula=on	in	
Oudomxay,	followed	by	Hmong.	
ü  Khmu	is	the	largest	popula=on	in		
Luangprabang	followed	by	Lao.
URBAN VERSUS RURAL
POPULATION
Ø Close	to	75%	of	people	in	the	
three	Nam	Ou	River	Basin	
provinces	live	in	rural	areas.	
Ø On	average,15%	of	the	rural	
people	in	the	Nam	Ou	River	
Basin	do	not	have	road	access.		
Ø Phongsaly	has	the	greatest	
propor=on	of	the	popula=on	
without	road	access	at	just	over	
21%.	
Source: Population and Housing
Census 2015
OVERVIEW OF NAM OU RIVER
BASIN PROFILE PROCESS &
METHODOLOGY (FILM)
Q&A SESSION
BIOPHYSICAL	PROFILE
NAM OU IS AN UPLAND RIVER WITH STEEP SLOPES
AND POOR SOILS – NOT VERY PRODUCTIVE
Ø  Highest point – 2,200 masl – Nam Noua in
Vietnam
Ø  Lowest point - below 300 masl at Pak Ou
Ø  50% of the basin lies between 700 – 1,100
maslv  About 72% of basin is
Steep or Medium steep
15 – 60 % slope
v  Only 2.2% of basin is flat
landq  Soils predominantly
Acrisols – rather poor
soils
q  Some Cambisols – richer
soils
WATER RESOURCES ARE IMPORTANT - RAINFALL AND FLOWS
Average annual rainfall
•  Louangprabang 1,377 mm/yr
•  Phongsaly – 1,618 mm/yr
•  Oudomxay – 1,444 mm/yr
84% of annual rainfall falls in wet
season
0
50
100
150
200
250
300
350
400
Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
Month
Meanmonthlyrainfall(mm)
Luang Prabang (1971-2006)
Phongsaly (1991-2009)
Oudomxay (1991-2009)
Mean annual flow at Meuang Ngoy
is 440 cu.m/sec.
WATER QUALITY – GENERALLY GOOD BUT MAYBE DECLINING
Ø  MRC data at Ban Hatkham going
back to 1985
Ø  Trends showing slight decrease in
DO and increase in COD, especially
recently
v  Sediment transport rate at Nam Ou
1 HPP site estimated at 6.69 M t/yr
SWEET SPOTS – CAVES, HOT SPRINGS AND WETLANDS
Three areas of hotsprings 
•  Meuang La on Nam Phak
•  Ban Ta Liao on the Nam Ban
•  Uva springs on Nam Noua in
Vietnam
Famous Karst limestone
landscape and caves especially
in Meuang Ngoi
Lakes and ponds
•  Nong Ngay in Gnot Ou
•  Nong Khiaw
•  Nong Bia
•  Pha Khoang Lake and Huoi
Pha Lake in Vietnam
•  Nam Hin reservoir in
Oudomxay
LAND COVER AND PROTECTED AREAS –
52% BROAD LEAVED DECIDUOUS FOREST AND 34% OF SHRUBLAND 
Protected	areas	
and	protec;on	
forests	are	
important	to	
protect	forest	
cover	to	prevent	
soil	erosion	and	
maintain	
biodiversity	
Phou Den Din NPA
covers 222,000 ha,
about 8.6% of the
Nam Ou river basin
VILLAGERS DISCUSS FISH SPECIES (ONE OFF DISCUSSION)
139 fish species recorded in Nam Ou 
•  35 are endemic to the Mekong basin, 86 are naLve
and 5 are exoLcs. 
•  Villagers in 8 villages recognised 125 species
Ø  Villagers	in	Ban	
Phoumouang	previously	
caught	about	47	species	in	
the	river		
Ø  Since	moving	to	
rese9lement	village,	they	
now	catch	8	species	in	
reservoir		
Ø  Most	common	include	
exo=c	species,	Common	
Carp	and	Tilapia.
AGRICULTURE AND IRRIGATION
Ø  172	exis;ng	irriga;on	schemes	on	flaVer	land	
Ø  6,339	ha	of	wet	season	irriga;on	
Ø  3,347	ha	of	dry	season	irriga;on
MAINSTREAM HYDROPOWER DEVELOPMENT –
7 DAMS IN CASCADE – 1,272 MW
Cascade Type FSL MOL
Regulating	
storage	
capacity
Installed	
capacity
Annual	
average	
energy
Annual	
utilization	
hours
(masl) (masl) (Mm3
) (MW) GWh (h)
1 Concrete	Gate	Dam 										307	 										305	 														22	 										180	 											710	 											3,946	
2 Concrete	Gate	Dam 										325	 										323	 														25	 										120	 											448	 											4,029	
3 Concrete	Gate	Dam 										360	 										358	 														24	 										210	 											826	 											3,932	
4 Concrete	Gate	Dam 										386	 										384	 														16	 										132	 											519	 											3,932	
5 Concrete	Gravity	Dam 										441	 										430	 												142	 										240	 											977	 											4,071	
6 Geomembrane	Rock	Fill	Dam 										510	 										490	 												246	 										180	 											726	 											4,033	
7 Concrete	Rock	Fill	Dam 										635	 										600	 									1,060	 										210	 											838	 											3,990	
TOTAL 									1,536	 						1,272	 5,044						
Nam Ou 2, 5 and 6 completed in 2016
SOURCE OF NAM OU IS IN LAO PDR ON BORDER WITH CHINA
Ban Gnod Ou
1005 masl
Irrigation weir km
21, 905 masl
Ban Longthang
955 masl
Q&A SESSION
November 11, 2016
SOCIO-ECONOMIC	PROFILE
HIGH DEPENDENCY ON AQUATIC RESOURCES
Source: Household Survey 2016
HIGH DEPENDENCY ON FISHING FOR LIVELIHOODS
Source: Household Survey 2016
Zone %age of HHs fishing
in the last 12 months
1 90.7%
2 78.5%
3 79.0%
4 55.7%
5 62.2%
LOW DEPENDENCY ON WATER RESOURCES FOR CASH INCOME,
WITH EXCEPTION IN CERTAIN AREAS.
Ø Overall, share of cash income from aquatic
resources is not as high as food.
Ø But by zone, changes in water resources
can severely affect cash income in Zone 5,
followed by Zone 1.
Source: Household Survey 2016
Zone Share of cash income
from aquatic resources
1 13.0%
2 7.0%
3 3.4%
4 8.8%
5 24.3%
Total 6.8%
POVERTY AND
DEPENDENCY ON AGRICULTURE
Dependency on own
operated farms is high in
all provinces, with the
highest proportion in
Phongsaly.
FERTILITY AND
DEPENDENCY RATIOS
The population in
Phongsaly has:
•  the highest total fertility
rate.
•  the highest dependency
ratio.
CHILD MALNUTRITION AND
INFANT MORTALITY
The population in
Phongsaly has:
•  the highest child
malnutrition rate.
•  the highest infant
mortality rate.
KEY MESSAGES
Certain areas are:
Ø  Low resilient: e.g. high
dependency ratio, fertility,
child malnutrition, etc.
Ø  Highly dependent on water
resources for food and cash
income.
Ø  Highly vulnerable to declining
in the availability of water
resources.
Such vulnerabilities should be
concerned and addressed in
river basin planning and
management processes.
Q&A SESSION
SENSEMAKING
Group Discussion
1. How can the profile be used for
River Basin Management and
Planning? If not, how can this be
improved?
2. How can this approach (process &
methodology) be replicated in
another basin?
3. How can this profile be useful for
different stakeholders in the Basin?
1. How can the profile be used for
managing water resources at
community level? If not, how can this
be improved?
2. How can this approach (process &
methodology) be useful for the
community based water resources
management, if not, what is your
recommendation?
GROUP 1: FOCUSING ON RIVER
BASIN PLANNING AND
MANAGEMENT
GROUP 2: FOCUSING ON
COMMUNITY WATER RESOURCE
MANAGEMENT
KEY	TIMELINE	&	NEXT	STEPS
PROJECT TIMELINE
Time Period Activity
Sept 2015 Concepts and sampling design
agreed by Core Team
Oct-Nov 2015 Questionnaire development and
improvement
Dec 2015 Training to enumerators and testing of
questionnaire in Oudomxay
Jan-Feb 2016 Fieldwork in five zones (HH Survey &
Case studies)
Feb-Mar 2016 Data entry and cleaning
April-Nov. 2016 Data analysis and Writing
Nov. 2016 Production of 1st Draft Profile Report
Dec. 2016 Basin Stakeholder consultation &
validation workshops on 1st Draft
Profile Report
April. 2017 Forum to launch the Profile

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2016 GMekong Forum - S11 - Profiling the Nam Ou

  • 1. ABOUT A RIVER: PROFILING THE NAM OU WLE Forum 10 November 2016
  • 2. INTRO. & AGENDA 1.  Welcome remarks 2.  Overview of the Project (PresentaLon and film) 3.  Process & Results DescripLon 4.  Sensemaking (discussion)
  • 3. WELCOME REMARKS KATE LAZARUS TEAM LEADER, HYDRO E&S ADVISORY, IFC
  • 5. RATIONAL & PURPOSE OF NAM OU RIVER BASIN PROFILE MONRE’s mandate to produce a river basin profile to create a be9er understanding of the basin characteris=cs for the purpose of contribu=ng to: Planning and Management of River Basin
  • 7. A SIGNIFICANT MEKONG TRIBUTARY Ø 485 km long from Chinese border to Mekong Ø Basin area 25,910 km2 Ø 5.8 % of Nam Ou basin lies in Vietnam Ø 7th largest tributary, contribuLng 3.5% of flow of Mekong Ø 4.8% of the sediment transport to the Mekong Ø 4th most important tributary in Lao for hydropower potenLal – 1,272 MW. Ø Cascade of 7 large HPP, of which 3 have been constructed
  • 8. POPULATION AND ADMINISTRATION Three Provinces of Lao ü  Phongsaly – 7 districts ü  Oudomxay – 6 districts ü  Luangprabang – 4 districts And Dien Bien Phu in Vietnam Just under half of the pop. of the three northern provinces live within the Nam Ou River Basin. Phongsaly has the largest popula=on, also the largest propor=on. Province Population Total Within NRB Percentage Luangprabang 338,798 112,505 33.2% Oudomxay 270,909 92,868 34.3% Phongsaly 157,266 150,270 95.6% Total 766,973 355,643 46.4% Ethnicity: Culturally diverse: ü  Akha accounted for the largest percent in Phongsaly. ü  Khmu is the largest popula=on in Oudomxay, followed by Hmong. ü  Khmu is the largest popula=on in Luangprabang followed by Lao.
  • 10. OVERVIEW OF NAM OU RIVER BASIN PROFILE PROCESS & METHODOLOGY (FILM)
  • 13. NAM OU IS AN UPLAND RIVER WITH STEEP SLOPES AND POOR SOILS – NOT VERY PRODUCTIVE Ø  Highest point – 2,200 masl – Nam Noua in Vietnam Ø  Lowest point - below 300 masl at Pak Ou Ø  50% of the basin lies between 700 – 1,100 maslv  About 72% of basin is Steep or Medium steep 15 – 60 % slope v  Only 2.2% of basin is flat landq  Soils predominantly Acrisols – rather poor soils q  Some Cambisols – richer soils
  • 14. WATER RESOURCES ARE IMPORTANT - RAINFALL AND FLOWS Average annual rainfall •  Louangprabang 1,377 mm/yr •  Phongsaly – 1,618 mm/yr •  Oudomxay – 1,444 mm/yr 84% of annual rainfall falls in wet season 0 50 100 150 200 250 300 350 400 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Month Meanmonthlyrainfall(mm) Luang Prabang (1971-2006) Phongsaly (1991-2009) Oudomxay (1991-2009) Mean annual flow at Meuang Ngoy is 440 cu.m/sec.
  • 15. WATER QUALITY – GENERALLY GOOD BUT MAYBE DECLINING Ø  MRC data at Ban Hatkham going back to 1985 Ø  Trends showing slight decrease in DO and increase in COD, especially recently v  Sediment transport rate at Nam Ou 1 HPP site estimated at 6.69 M t/yr
  • 16. SWEET SPOTS – CAVES, HOT SPRINGS AND WETLANDS Three areas of hotsprings •  Meuang La on Nam Phak •  Ban Ta Liao on the Nam Ban •  Uva springs on Nam Noua in Vietnam Famous Karst limestone landscape and caves especially in Meuang Ngoi Lakes and ponds •  Nong Ngay in Gnot Ou •  Nong Khiaw •  Nong Bia •  Pha Khoang Lake and Huoi Pha Lake in Vietnam •  Nam Hin reservoir in Oudomxay
  • 17. LAND COVER AND PROTECTED AREAS – 52% BROAD LEAVED DECIDUOUS FOREST AND 34% OF SHRUBLAND Protected areas and protec;on forests are important to protect forest cover to prevent soil erosion and maintain biodiversity Phou Den Din NPA covers 222,000 ha, about 8.6% of the Nam Ou river basin
  • 18. VILLAGERS DISCUSS FISH SPECIES (ONE OFF DISCUSSION) 139 fish species recorded in Nam Ou •  35 are endemic to the Mekong basin, 86 are naLve and 5 are exoLcs. •  Villagers in 8 villages recognised 125 species Ø  Villagers in Ban Phoumouang previously caught about 47 species in the river Ø  Since moving to rese9lement village, they now catch 8 species in reservoir Ø  Most common include exo=c species, Common Carp and Tilapia.
  • 19. AGRICULTURE AND IRRIGATION Ø  172 exis;ng irriga;on schemes on flaVer land Ø  6,339 ha of wet season irriga;on Ø  3,347 ha of dry season irriga;on
  • 20. MAINSTREAM HYDROPOWER DEVELOPMENT – 7 DAMS IN CASCADE – 1,272 MW Cascade Type FSL MOL Regulating storage capacity Installed capacity Annual average energy Annual utilization hours (masl) (masl) (Mm3 ) (MW) GWh (h) 1 Concrete Gate Dam 307 305 22 180 710 3,946 2 Concrete Gate Dam 325 323 25 120 448 4,029 3 Concrete Gate Dam 360 358 24 210 826 3,932 4 Concrete Gate Dam 386 384 16 132 519 3,932 5 Concrete Gravity Dam 441 430 142 240 977 4,071 6 Geomembrane Rock Fill Dam 510 490 246 180 726 4,033 7 Concrete Rock Fill Dam 635 600 1,060 210 838 3,990 TOTAL 1,536 1,272 5,044 Nam Ou 2, 5 and 6 completed in 2016
  • 21. SOURCE OF NAM OU IS IN LAO PDR ON BORDER WITH CHINA Ban Gnod Ou 1005 masl Irrigation weir km 21, 905 masl Ban Longthang 955 masl
  • 23.
  • 25. HIGH DEPENDENCY ON AQUATIC RESOURCES Source: Household Survey 2016
  • 26. HIGH DEPENDENCY ON FISHING FOR LIVELIHOODS Source: Household Survey 2016 Zone %age of HHs fishing in the last 12 months 1 90.7% 2 78.5% 3 79.0% 4 55.7% 5 62.2%
  • 27. LOW DEPENDENCY ON WATER RESOURCES FOR CASH INCOME, WITH EXCEPTION IN CERTAIN AREAS. Ø Overall, share of cash income from aquatic resources is not as high as food. Ø But by zone, changes in water resources can severely affect cash income in Zone 5, followed by Zone 1. Source: Household Survey 2016 Zone Share of cash income from aquatic resources 1 13.0% 2 7.0% 3 3.4% 4 8.8% 5 24.3% Total 6.8%
  • 28. POVERTY AND DEPENDENCY ON AGRICULTURE Dependency on own operated farms is high in all provinces, with the highest proportion in Phongsaly.
  • 29. FERTILITY AND DEPENDENCY RATIOS The population in Phongsaly has: •  the highest total fertility rate. •  the highest dependency ratio.
  • 30. CHILD MALNUTRITION AND INFANT MORTALITY The population in Phongsaly has: •  the highest child malnutrition rate. •  the highest infant mortality rate.
  • 31. KEY MESSAGES Certain areas are: Ø  Low resilient: e.g. high dependency ratio, fertility, child malnutrition, etc. Ø  Highly dependent on water resources for food and cash income. Ø  Highly vulnerable to declining in the availability of water resources. Such vulnerabilities should be concerned and addressed in river basin planning and management processes.
  • 34. 1. How can the profile be used for River Basin Management and Planning? If not, how can this be improved? 2. How can this approach (process & methodology) be replicated in another basin? 3. How can this profile be useful for different stakeholders in the Basin? 1. How can the profile be used for managing water resources at community level? If not, how can this be improved? 2. How can this approach (process & methodology) be useful for the community based water resources management, if not, what is your recommendation? GROUP 1: FOCUSING ON RIVER BASIN PLANNING AND MANAGEMENT GROUP 2: FOCUSING ON COMMUNITY WATER RESOURCE MANAGEMENT
  • 36. PROJECT TIMELINE Time Period Activity Sept 2015 Concepts and sampling design agreed by Core Team Oct-Nov 2015 Questionnaire development and improvement Dec 2015 Training to enumerators and testing of questionnaire in Oudomxay Jan-Feb 2016 Fieldwork in five zones (HH Survey & Case studies) Feb-Mar 2016 Data entry and cleaning April-Nov. 2016 Data analysis and Writing Nov. 2016 Production of 1st Draft Profile Report Dec. 2016 Basin Stakeholder consultation & validation workshops on 1st Draft Profile Report April. 2017 Forum to launch the Profile