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The Quality & Outcomes
Framework – triumph or
tragedy?

Steve Gillam
26.10.11
On this day…

   „Mr Atlee is a very modest man.
    Indeed, he has a lot to be modest about.‟
   „I‟m just preparing my impromptu remarks.‟
   „If this is a blessing, it is certainly very well
    disguised.‟
   „A pessimist sees the difficulty in every
    opportunity; the optimist sees the opportunity in
    every difficulty.‟
Outline


 Background
 Methods
 Main findings
 Impact of QoF
 Implications
Background
   International literature on pay for performance (P4P)

   Introduced in 2004 in the UK

   >£1billion per annum

   22% GP income

   Largest natural experiment in P4P in the world

   Precursor schemes, e.g. PRICCE
Domains for quality indicators in QOF 2010
   Clinical
      Secondary prevention of coronary
         heart disease                       Organisational
      Cardiovascular disease: primary          Records and information
         prevention                             Information for patients
      Heart failure                            Education and training
      Stroke & TIA                             Practice management
      Hypertension                             Medicines management
      Diabetes mellitus
      COPD
      Epilepsy
      Hypothyroid                           Patient experience
      Cancer                                   Length of consultations
      Palliative care                          Patient survey (access)
      Mental health
      Asthma
      Dementia
      Depression                            Additional services
      Chronic kidney disease                   Cervical screening
      Atrial fibrillation                      Child health surveillance
      Obesity                                  Maternity services
      Learning disabilities                    Contraception
      Smoking
QOFability – ideal indicator is

 Acceptable
 Attributable
 Feasible
 Reliable
 Sensitive to change
 Of predictive value
 Relevant
Methods
   Systematic review of all published research till
    end august 2011

   Medline, EMBASE, CINAHL, PsycINFO, Health
    Business Elite, Health Management Information
    Consortium, British Nursing Index, Econ Lit

   575 research papers identified; 124 selected for
    review
Main findings

    Health care gains

    Population health and equity

    Cost effectiveness

    Impact on providers and teams

    Patients‟ experience
Health care gains
    Real but modest gains in some areas, e.g. asthma, DM
     (?trendlines)
    Better recording in QOF areas but not untargeted areas
    No definitive improvement in outcomes, except possibly
     epilepsy/DM admissions
                             Doran et al. N Engl J Med 2009;361:368-78.
Population health and equity
        Inequalities related to deprivation slowly narrowing

        Reductions in age-related differences for CVD/diabetes

        Variable effects for e.g. gender related differences in
         CHD




   Lancet 2008;
   372: 728–36


Dixon, Khachatryan & Boyce. The public health impact, In Gillam & Siriwardena (eds) The
Quality and Outcomes Framework, Radcliffe, Oxford 2010.
High risk individual and population based
strategies for prevention (Rose)




   Identify and treat   Shift the whole
   those beyond a       population
   threshold for risk   distribution of risk
   factor               factor
QOF scores nationally (% total points) and
changes in exception reporting rates 2004-2009


                                Limited evidence of ‘gaming’ but
                                does ER reduce QOF’s impact on
                                neediest populations?
Costs and effectiveness
    No relationship between pay and health gain
    Limitations to modeling, e.g. omit costs of
     implementation
    Cost effectiveness evidence studied for 12 indicators in
     the 2006 revised contract with direct therapeutic effect
     (Fleetcroft et al). 3 most cost-effective indicators were:
      ACEI/ARB    for CKD
      Anticoagulants   for AF and
      Beta-blockers   for CHD
Costs and effectiveness

   Modest mortality reductions modelled - potential saving
    of 11 lives per 100,000 people per year across all
    indicators (Fleetcroft et al).

   Average indicator payments ranged from £0.63 to
    £40.61 per patient; the percentage of eligible patients
    treated ranged from 63% to 90% (Walker et al).

   Improvements in performance required for QOF
    payments to be cost-effective varied by indicator from
    less than 1% to 20% (Walker et al).
Impact on providers and teams

          Changing structures, roles and staff – nurse-led care

          Greater use of information technology

          Restratification: „chasers‟ and „chased‟

          Emphasis on the biomedical

          Commodification of care

          Narrative of „no change‟


Checkland & Harrison. Impact of QOF on practice organisation and service delivery. SocSciMed, 2008.
Checkland & Harrison. Impact of QOF on practice
    organisation and delivery. Soc Sci Med, 2008.

    „Every day I come in I check (performance)… I‟m a chaser… You
     have to chase yourself though. You‟ve no credibility if you don‟t
     deliver.‟

    „Some patients will come to you and they‟ll plead with you: „please
     don‟t give me any tablets, I‟ll bring my bp down, I‟ll do
     everything…but we‟re saying to them: „well look, we‟ve checked it
     three times now and it remains raised, you‟re clinically classed as
     hypertensive, we follow these guidelines and this is what we should
     be doing with you.‟

    „All I think QOF did was make it a bit more organised and that. I
     don‟t think it was anything new.‟
Patients’ experience
     Little research on patient related/reported impact

     Continuity and relationships affected

     Fragmentation of care

     Little explanation provided to patients
      “A slim, active 69-year-old patient attending for influenza vaccine
      was faced with questions about diet, smoking, exercise and
      alcohol consumption. There was no explanation for why these
      questions were asked; they seemed irrelevant to having
      a „flu vaccine. Blood pressure and weight had to be recorded and
      a cholesterol test organised. A short appointment lasted almost
      15 minutes without the patient having the opportunity to ask a
      question about any aspect of „flu vaccine.”
Summary - QOF balance sheet

   Better data recording and analysis

   Modest health benefits for individuals and populations

   Narrowing of inequalities in processes of health care

   Improved team-working

   Opportunity costs unknown, e.g. impact on preventive care

   Unintended consequences: on workforce, professionalism

   Scientific bureaucratic medicine and the McDonaldisation of care

   Re-defined meaning of „quality‟
Implications – ways forward
    Limit expansion but expand local discretion

    Options
        Leave indicators unchanged and anticipate higher achievement
         each year

        Add new indicators or conditions

        Select from a larger set of evidence-based measures

        Remove measures once agreed level achieved

        Rotate measures


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Stephen Gillam presentation WSPCR 2011

  • 1. The Quality & Outcomes Framework – triumph or tragedy? Steve Gillam 26.10.11
  • 2. On this day…  „Mr Atlee is a very modest man. Indeed, he has a lot to be modest about.‟  „I‟m just preparing my impromptu remarks.‟  „If this is a blessing, it is certainly very well disguised.‟  „A pessimist sees the difficulty in every opportunity; the optimist sees the opportunity in every difficulty.‟
  • 3.
  • 4. Outline  Background  Methods  Main findings  Impact of QoF  Implications
  • 5. Background  International literature on pay for performance (P4P)  Introduced in 2004 in the UK  >£1billion per annum  22% GP income  Largest natural experiment in P4P in the world  Precursor schemes, e.g. PRICCE
  • 6. Domains for quality indicators in QOF 2010  Clinical  Secondary prevention of coronary heart disease  Organisational  Cardiovascular disease: primary  Records and information prevention  Information for patients  Heart failure  Education and training  Stroke & TIA  Practice management  Hypertension  Medicines management  Diabetes mellitus  COPD  Epilepsy  Hypothyroid  Patient experience  Cancer  Length of consultations  Palliative care  Patient survey (access)  Mental health  Asthma  Dementia  Depression  Additional services  Chronic kidney disease  Cervical screening  Atrial fibrillation  Child health surveillance  Obesity  Maternity services  Learning disabilities  Contraception  Smoking
  • 7. QOFability – ideal indicator is  Acceptable  Attributable  Feasible  Reliable  Sensitive to change  Of predictive value  Relevant
  • 8. Methods  Systematic review of all published research till end august 2011  Medline, EMBASE, CINAHL, PsycINFO, Health Business Elite, Health Management Information Consortium, British Nursing Index, Econ Lit  575 research papers identified; 124 selected for review
  • 9. Main findings  Health care gains  Population health and equity  Cost effectiveness  Impact on providers and teams  Patients‟ experience
  • 10. Health care gains  Real but modest gains in some areas, e.g. asthma, DM (?trendlines)  Better recording in QOF areas but not untargeted areas  No definitive improvement in outcomes, except possibly epilepsy/DM admissions Doran et al. N Engl J Med 2009;361:368-78.
  • 11. Population health and equity  Inequalities related to deprivation slowly narrowing  Reductions in age-related differences for CVD/diabetes  Variable effects for e.g. gender related differences in CHD Lancet 2008; 372: 728–36 Dixon, Khachatryan & Boyce. The public health impact, In Gillam & Siriwardena (eds) The Quality and Outcomes Framework, Radcliffe, Oxford 2010.
  • 12. High risk individual and population based strategies for prevention (Rose) Identify and treat Shift the whole those beyond a population threshold for risk distribution of risk factor factor
  • 13. QOF scores nationally (% total points) and changes in exception reporting rates 2004-2009 Limited evidence of ‘gaming’ but does ER reduce QOF’s impact on neediest populations?
  • 14. Costs and effectiveness  No relationship between pay and health gain  Limitations to modeling, e.g. omit costs of implementation  Cost effectiveness evidence studied for 12 indicators in the 2006 revised contract with direct therapeutic effect (Fleetcroft et al). 3 most cost-effective indicators were:  ACEI/ARB for CKD  Anticoagulants for AF and  Beta-blockers for CHD
  • 15. Costs and effectiveness  Modest mortality reductions modelled - potential saving of 11 lives per 100,000 people per year across all indicators (Fleetcroft et al).  Average indicator payments ranged from £0.63 to £40.61 per patient; the percentage of eligible patients treated ranged from 63% to 90% (Walker et al).  Improvements in performance required for QOF payments to be cost-effective varied by indicator from less than 1% to 20% (Walker et al).
  • 16. Impact on providers and teams  Changing structures, roles and staff – nurse-led care  Greater use of information technology  Restratification: „chasers‟ and „chased‟  Emphasis on the biomedical  Commodification of care  Narrative of „no change‟ Checkland & Harrison. Impact of QOF on practice organisation and service delivery. SocSciMed, 2008.
  • 17. Checkland & Harrison. Impact of QOF on practice organisation and delivery. Soc Sci Med, 2008.  „Every day I come in I check (performance)… I‟m a chaser… You have to chase yourself though. You‟ve no credibility if you don‟t deliver.‟  „Some patients will come to you and they‟ll plead with you: „please don‟t give me any tablets, I‟ll bring my bp down, I‟ll do everything…but we‟re saying to them: „well look, we‟ve checked it three times now and it remains raised, you‟re clinically classed as hypertensive, we follow these guidelines and this is what we should be doing with you.‟  „All I think QOF did was make it a bit more organised and that. I don‟t think it was anything new.‟
  • 18. Patients’ experience  Little research on patient related/reported impact  Continuity and relationships affected  Fragmentation of care  Little explanation provided to patients “A slim, active 69-year-old patient attending for influenza vaccine was faced with questions about diet, smoking, exercise and alcohol consumption. There was no explanation for why these questions were asked; they seemed irrelevant to having a „flu vaccine. Blood pressure and weight had to be recorded and a cholesterol test organised. A short appointment lasted almost 15 minutes without the patient having the opportunity to ask a question about any aspect of „flu vaccine.”
  • 19. Summary - QOF balance sheet  Better data recording and analysis  Modest health benefits for individuals and populations  Narrowing of inequalities in processes of health care  Improved team-working  Opportunity costs unknown, e.g. impact on preventive care  Unintended consequences: on workforce, professionalism  Scientific bureaucratic medicine and the McDonaldisation of care  Re-defined meaning of „quality‟
  • 20. Implications – ways forward  Limit expansion but expand local discretion  Options  Leave indicators unchanged and anticipate higher achievement each year  Add new indicators or conditions  Select from a larger set of evidence-based measures  Remove measures once agreed level achieved  Rotate measures
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