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Selected Case Study HSS Interventions
Intervention name Country Period Budget /
Funding
source
Focus
Dialogue on HIV and TB Project (Central Asia) –
Kazakhstan
Kazakhstan 2009 –
2015
$3.04 million
(Kazakhstan),
$14.8 million
(project) /USAID
Treatment and support for HIV/AIDs
and TB in key populations
Improving Health Outcomes through Clinical
Pharmacy Services – Ethiopia
Ethiopia 2012 –
2016
$428,299
/USAID
Clinical pharmacy services
Maternal & Child Centers of Excellence:
Improving health systems and quality of services
in the Dominican Republic
Dominican
Republic
2009 –
2014
$15,500,000
/USAID
Quality and management
improvement
Twubakane Decentralization and Health
Program – Rwanda
Rwanda 2005 –
2010
$34,871,226
/USAID
Local district management and
financing to inform access to and
quality of healthcare services
Zambia Integrated Systems Strengthening
Program
Zambia 2010 –
2014
$88,092,613
/USAID
Strengthen systems for planning,
management, and delivery of quality,
high-impact health services at
national, provincial, and district levels
Case study methods Research questions
Case selection: Systematic, purposive case selection from the 143 cases
submitted to USAID’s 2014 Global Call for Health Systems Strengthening
Cases that are successful, robust examples of HSS Interventions
Document review: Review of 30 project documents following
structured rubric
Stakeholder interviews: Completed 44 semi-structured interviews
with stakeholders from implementing partners, host governments, and
USAID
Analysis: Qualitative coding and analysis in NVivo following combined
implementation framework
1. How were a range of successful HSS interventions
implemented in different countries?
2. What factors facilitated and constrained the
successful implementation and documented
outcomes of the interventions?
3. What were important factors about implementation
that emerged across the different cases?
4. What are the implications of this study for
implementing future HSS interventions?
UNDERSTANDING THE DYNAMICS OF SUCCESSFUL
HEALTH SYSTEM STRENGTHENING INTERVENTIONS
Summary of study and cross-case results
This brief summarizes the results from cross-case analysis of five
retrospective, qualitative case studies of successful USAID-funded
health systems strengthening (HSS) interventions
October 2017
This publication was produced for review by the United States Agency for International Development.
It was prepared by the Health Finance and Governance Project
Key cross-case results by implementation stage
Pre-condition
Enabling environment
 Political representation: Projects were in democratic
countries, but three projects were in countries with strong
state control
 Governance: Decentralization featured prominently across
four projects; positively in some and negatively in others
Project design
 All characterized by marriage of agreed-upon problems with
well-defined set of solutions
 Project designs largely focused on solving service delivery
problems in nuanced ways
 Strong involvement of sub-contractors, local implementing
partners, and government
Pre-implementation
Characteristics of organization
 Diverse composition of implementing teams
 Inclusion of government, local and international NGOs
 Interdisciplinary teams coordinated by technical working
groups
 Identity of the prime implementer was key
 Highly context-specific, wide agreement that this was the
“right” prime
 Close professional relationships with stakeholders
Implementation climate
 Inclusive and engaging project structure: Transparent
decision-making internally; trust among implementing
partners; deep connections created “family” environment
Planning
 Planning processes were transparent, had plural participation
through collaboration and engagement at each stage in
process
 Existing strong-evidence base aided in creative project design
and adaptability
Implementation
Implementation approach
 From design through implementation
 Working with multiple actors at multiple levels of health
system
 Project activities as catalysts for government initiatives
 Contributions to governance and accountability
 Organizational learning and project adaptation was affected
by national context, external forces, and factors internal to
project
Actors and relationships
 Strong relationships between prime and sub-contractors; had
shared mission regardless of leadership style
 Strong connections with and support from USAID Mission
teams
 Projects engaged with MOH and many others (e.g., public
administration, local government, civil society)
 Individual actors, supportive or resistant, did not play
significant role
Maintenance and evolution
Sustaining implementation
 Sustainability challenges:
 Uncertainty about continued funds and contracting delays
 Shifts in follow-on projects
 Government staff turnover made sustaining project
activities difficult
 Planning for sustainability during design was explicit in some
cases and implicit in others
Changes & Dissemination
 Little to no mention of unexpected changes or dissemination,
which was potential missed opportunities for dissemination
within USAID
Recommendations for donor-supported HSS projects
1. Expect project to be responsive to local conditions and
priorities in design and implementation to ensure
effectiveness, support, commitment, and sustainability
2. Encourage efforts to target multiple levels of the health
system to address bottlenecks that impede lasting change
3. Engage stakeholders early, often, and with purpose
across the range of actors and institutions with interests at
stake to ensure productive, collaborative working
relationships
4. Ensure participatory planning in program operations to
ensure stakeholder engagement and collaboration, alignment
with government priorities, and sector-wide coordination
5. Frame monitoring and evaluation of HSS
implementation as an opportunity for learning by using
indicators that capture HSS interventions rather than health
outcomes and incorporating monitoring and evaluation into
project planning and learning cycles
USAID Technical Advisory Group from Bureau for Global Health
Organizers: Joseph Naimoli and Sweta
Saxena (Office of Health Systems)
Members: Kristina Yarrow, Elisa Adelman,
and Jean-Jacques Frere (Asia)
Ishrat Husain (Africa)
Amy Kay (Middle East)
Katie Qutub (Latin American and the
Caribbean)
Rochika Chaudhry (Office of Country Support)
Aye Aye Thwin (Office of Health Systems)
Maggwa Baker (Office of Population and
Reproductive Health)
Janine Hum (Center for Innovation and Impact)
Martin Alilio (President's Malaria Initiative)
Claudia Conlon, Helen Petach, Bill Weiss, and
Anne Palaia (Office of Maternal and Child
Health and Nutrition)
Diana Frymus (Office of HIV/AIDS)

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UNDERSTANDING THE DYNAMICS OF SUCCESSFUL HEALTH SYSTEM STRENGTHENING INTERVENTIONS Summary of study and cross-case results

  • 1. Selected Case Study HSS Interventions Intervention name Country Period Budget / Funding source Focus Dialogue on HIV and TB Project (Central Asia) – Kazakhstan Kazakhstan 2009 – 2015 $3.04 million (Kazakhstan), $14.8 million (project) /USAID Treatment and support for HIV/AIDs and TB in key populations Improving Health Outcomes through Clinical Pharmacy Services – Ethiopia Ethiopia 2012 – 2016 $428,299 /USAID Clinical pharmacy services Maternal & Child Centers of Excellence: Improving health systems and quality of services in the Dominican Republic Dominican Republic 2009 – 2014 $15,500,000 /USAID Quality and management improvement Twubakane Decentralization and Health Program – Rwanda Rwanda 2005 – 2010 $34,871,226 /USAID Local district management and financing to inform access to and quality of healthcare services Zambia Integrated Systems Strengthening Program Zambia 2010 – 2014 $88,092,613 /USAID Strengthen systems for planning, management, and delivery of quality, high-impact health services at national, provincial, and district levels Case study methods Research questions Case selection: Systematic, purposive case selection from the 143 cases submitted to USAID’s 2014 Global Call for Health Systems Strengthening Cases that are successful, robust examples of HSS Interventions Document review: Review of 30 project documents following structured rubric Stakeholder interviews: Completed 44 semi-structured interviews with stakeholders from implementing partners, host governments, and USAID Analysis: Qualitative coding and analysis in NVivo following combined implementation framework 1. How were a range of successful HSS interventions implemented in different countries? 2. What factors facilitated and constrained the successful implementation and documented outcomes of the interventions? 3. What were important factors about implementation that emerged across the different cases? 4. What are the implications of this study for implementing future HSS interventions? UNDERSTANDING THE DYNAMICS OF SUCCESSFUL HEALTH SYSTEM STRENGTHENING INTERVENTIONS Summary of study and cross-case results This brief summarizes the results from cross-case analysis of five retrospective, qualitative case studies of successful USAID-funded health systems strengthening (HSS) interventions October 2017 This publication was produced for review by the United States Agency for International Development. It was prepared by the Health Finance and Governance Project
  • 2. Key cross-case results by implementation stage Pre-condition Enabling environment  Political representation: Projects were in democratic countries, but three projects were in countries with strong state control  Governance: Decentralization featured prominently across four projects; positively in some and negatively in others Project design  All characterized by marriage of agreed-upon problems with well-defined set of solutions  Project designs largely focused on solving service delivery problems in nuanced ways  Strong involvement of sub-contractors, local implementing partners, and government Pre-implementation Characteristics of organization  Diverse composition of implementing teams  Inclusion of government, local and international NGOs  Interdisciplinary teams coordinated by technical working groups  Identity of the prime implementer was key  Highly context-specific, wide agreement that this was the “right” prime  Close professional relationships with stakeholders Implementation climate  Inclusive and engaging project structure: Transparent decision-making internally; trust among implementing partners; deep connections created “family” environment Planning  Planning processes were transparent, had plural participation through collaboration and engagement at each stage in process  Existing strong-evidence base aided in creative project design and adaptability Implementation Implementation approach  From design through implementation  Working with multiple actors at multiple levels of health system  Project activities as catalysts for government initiatives  Contributions to governance and accountability  Organizational learning and project adaptation was affected by national context, external forces, and factors internal to project Actors and relationships  Strong relationships between prime and sub-contractors; had shared mission regardless of leadership style  Strong connections with and support from USAID Mission teams  Projects engaged with MOH and many others (e.g., public administration, local government, civil society)  Individual actors, supportive or resistant, did not play significant role Maintenance and evolution Sustaining implementation  Sustainability challenges:  Uncertainty about continued funds and contracting delays  Shifts in follow-on projects  Government staff turnover made sustaining project activities difficult  Planning for sustainability during design was explicit in some cases and implicit in others Changes & Dissemination  Little to no mention of unexpected changes or dissemination, which was potential missed opportunities for dissemination within USAID Recommendations for donor-supported HSS projects 1. Expect project to be responsive to local conditions and priorities in design and implementation to ensure effectiveness, support, commitment, and sustainability 2. Encourage efforts to target multiple levels of the health system to address bottlenecks that impede lasting change 3. Engage stakeholders early, often, and with purpose across the range of actors and institutions with interests at stake to ensure productive, collaborative working relationships 4. Ensure participatory planning in program operations to ensure stakeholder engagement and collaboration, alignment with government priorities, and sector-wide coordination 5. Frame monitoring and evaluation of HSS implementation as an opportunity for learning by using indicators that capture HSS interventions rather than health outcomes and incorporating monitoring and evaluation into project planning and learning cycles USAID Technical Advisory Group from Bureau for Global Health Organizers: Joseph Naimoli and Sweta Saxena (Office of Health Systems) Members: Kristina Yarrow, Elisa Adelman, and Jean-Jacques Frere (Asia) Ishrat Husain (Africa) Amy Kay (Middle East) Katie Qutub (Latin American and the Caribbean) Rochika Chaudhry (Office of Country Support) Aye Aye Thwin (Office of Health Systems) Maggwa Baker (Office of Population and Reproductive Health) Janine Hum (Center for Innovation and Impact) Martin Alilio (President's Malaria Initiative) Claudia Conlon, Helen Petach, Bill Weiss, and Anne Palaia (Office of Maternal and Child Health and Nutrition) Diana Frymus (Office of HIV/AIDS)