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UBRISA


            	
            	
       	
       	
     	
  	
  
	
  
	
  
	
  
	
  
	
  
Patricia	
  Liebetrau	
  
January	
  2013	
  
University	
  of	
  Botswana	
  
                                                              	
  
                                                              	
  
	
                                                            	
  
What we will cover


4 key UBRISA processes

§  content selection – what goes in?

§  deposit process – who puts it in?

§  content management – looking after it

§  analysis – who is using it
What is an Institutional Repository (IR)?




     An IR is a digital collection capturing,
       preserving and disseminating the
         intellectual output of a single
             university community
What content?


§  Output from academic staff


§  Research output from students
Output from academic staff


                         Software                                 Refereed articles
                                                    Journals      Non-refereed articles
                                                                  Miscellaneous
   Artefacts
 Prototypes          Other Outputs
                                                                  Authored
   Products
                                                    Books         Edited
                                                                  Chapters


                                                                       Refereed contributions
                                                    Conferences        Non-refereed Contributions
          Plenary
                                                                       Other significant output
         Keynote         Speeches     Scholarly
  Special lectures                   Output Types
                                                                             Presentations
                                                                             Notes
      Editorials
                                                                             Lectures
         Letters        Viewpoints
                                                    Teaching Outputs         Open Online Course
       Opinions
                                                                             Social media
                                                                             Simulations
  Published reviews
                                                                             Images
   Technical reports
Policy reports Media
                           Reports                                             Exhibitions
 reports References
                                                    Creative Outputs           Curated installations
  Catalogue entries
                                                                               Creative writing
Research output from UB students



  §  Theses and dissertations

  §  Research data
Networked environment
Ensure that nothing in UBRISA infringes your copyright law
What is copyright?



“A right granted by law to an author, designer or artist
   to prohibit others from copying or exploiting his or
      her works in various ways without permission”




                                 Managing Digital Collections p. 8
Reserved rights



§  Copyrighted resources (all rights reserved) which
  require permission



§  Creative Commons Licenses (some rights reserved)


§  Public Domain (no rights reserved)
Degrees of rights




Public	
                 CreaAve	
          Copyright	
  
domain	
                 Commons	
  	
      	
  
	
                       	
                 	
  
	
                       	
                 	
  
No	
  rights	
           Some	
             All	
  	
  rights	
  
reserved	
  	
           rights	
           reserved	
  	
  
                         reserved	
  	
  
Intellectual	
  Property	
  	
  




Copyright	
           Trade	
  Marks	
             Patents	
  
Degrees of rights




Public	
                 CreaAve	
          Copyright	
  
domain	
                 Commons	
  	
      	
  
	
                       	
                 	
  
	
                       	
                 	
  
No	
  rights	
           Some	
             All	
  	
  rights	
  
reserved	
  	
           rights	
           reserved	
  	
  
                         reserved	
  	
  
Copyright	
  protec3on	
  for	
  creators	
  of	
  ….	
  

§     Literary	
  works	
         §    Broadcasts	
  
§     Musical	
  works	
          §    Programme-­‐carrying	
  signals	
  
§     ArAsAc	
  works	
           §    Published	
  ediAons	
  
§     Cinematograph	
  films	
     §    Computer	
  programmes	
  
§     Sound	
  recordings	
  
Degrees of rights




Public	
                 CreaAve	
          Copyright	
  
domain	
                 Commons	
  	
      	
  
	
                       	
                 	
  
	
                       	
                 	
  
No	
  rights	
           Some	
             All	
  	
  rights	
  
reserved	
  	
           rights	
           reserved	
  	
  
                         reserved	
  	
  
Public Domain


§  No rights reserved

§  Outside the Copyright Act

§  Resources > 50 years

§  50 years after the death of an author

§  Some government publications
Degrees of rights




Public	
                 CreaAve	
          Copyright	
  
domain	
                 Commons	
  	
      	
  
	
                       	
                 	
  
	
                       	
                 	
  
No	
  rights	
           Some	
             All	
  	
  rights	
  
reserved	
  	
           rights	
           reserved	
  	
  
                         reserved	
  	
  
Creative Commons
                  http://creativecommons.org


§  Goal = overcome access barriers and encourage creative
  use and users
Creative Commons Licences

   §  Retain some copyright
      §  Allow others to copy/distribute
      §  Attribution/Credit

   §  License specifies
      §  Use/re-use
      §  Modify

   §  Options:
      §  Public domain, Attribution,
      §  Share-alike, non-commercial...

   §  Non-commercial purposes
The three layers
Create your licence
Copyright and deposit in UBRISA


§  Can deposit items in UBRISA only if

   §  the author hold the rights and wants to deposit

   OR

   §  the rights holder has given permission for deposit

§  Deposit in UBRISA still allows the author to publish elsewhere
Intellectual	
  Property	
  	
  




Copyright	
           Trade	
  Marks	
             Patents	
  
Embargoes



§  Research registered as a pending patent development

§  Deposit thesis/research into UBRISA

§  metadata made visible on UBRISA

§  Thesis is embargoed in UBRISA for a period of time
Checking copyright in the work


§  For each item ask who owns the copyright?
   §    Author?
   §    University?
   §    Publisher?
   §    Multiple authors?
Output from UB staff
Journal articles - versions

§  Pre-prints (Author’s version)
   §  a draft of an academic article or other publication before it
      has been submitted for peer-review


§  Post-prints
   §  Final accepted manuscript, after peer-review, but before
      publishers editing and typesetting

§  Publisher’s version
   §  PDF (or other version) with DOI or link to the publisher’s
      website
Sherpa/Romeo
http://www.sherpa.ac.uk/romeo/
What is RoMEO?



§  RoMEO is a searchable database of publisher's policies
  regarding the self- archiving of journal articles on the web
  and in Open Access repositories

§  Covers over 18,000 journals
Colour coding
What goes into the repository?



§  What is academic and scholarly?

   §  [list of UB accepted content genres]
Roles, skills required?

§  Repository Manager
   §  Policy development, advocacy, liaison with stakeholders, team
      leadership

§  Repository Administrator
   §  Managing metadata fields and quality, reports, statistics,
      training clients

§  Technical services
   §  Customisation, software upgrades

§  General support
   §  Data entry and general tasks
Deposit process



§  Academic deposit process

    §  [Workflow diagram]


§  Content Co-ordinator
    §  [Workflow diagram]


§  Library deposit process

    §  [Workflow diagram]
How is it organised?


Communities



               Collections




                             Items
Communities in UBRISA
Concept: Authentication and Authorization


§  Two important concepts:

   §  Authentication
        •  The process of establishing the identity of a user (eg LDAP)

   §  Authorization
        •  The granting of privileges to a user to perform an action on a
         resource
DSpace backend


§  DSpace security based on
   §  Roles
   §  Responsibilities

§  e-People

§  Submitters

§  Quality assurers
Quality assurance

      The role of the Library in ensuring quality in what is made
                     available to a global audience


§  UBRISA website

§  Uploaded content

§  Metadata

§  Adding value

   §  [workflow of institutional repository]
Google search return
Quality of uploaded content

§  All pages in the pdf

§  Cover page if required
Quality of metadata

§  Completeness

§  Consistency

§  Adherence to standards

§  Added value

§  Copyright attribution
DC-qualified for Theses
Metadata            Tag                          Definition
Title               dc.title                     Name given to the resource

Subject             dc.subject.LCSH              Topic of the content of the resource

Description         dc.description.abstract      Abstract

Coverage            dc.coverage                  Not used

Source              dc.source                    Not used

Relation            dc.relation                  Not used

Format              dc.format                    MIME types (eg application/pdf)

Date                dc.date.issued               Date on the title page
                    dc.date.available            Date available for embargoed theses
Resource type       dc.type                      Thesis
                    dc.type.qualificationlevel   Honours, Masters, Doctoral
Language            dc.language                  Language of the intellectual content of the resource

Identifier          dc.identifier                Unambiguous reference to the resource within a given
                                                 context: this is the object identifier or OID

Creator             dc.creator                   Entity primarily responsible for making the content of
                                                 the resource
Contributor         dc.contributor.advisor       Supervisors

Publisher           dc.publisher.institution     Entity responsible for publishing the content of the
                    dc.publisher.department      resource

Rights management   dc.rights                    Information about rights held in and over the resource
DC-qualified for other content
Metadata            Tag                       Definition
Title               dc.title                  Name given to the resource

Subject             dc.subject.LCSH           Topic of the content of the resource

Description         dc.description.abstract   Abstract

Coverage            dc.coverage               Geographical coverge

Source              dc.source                 Reference to the book, journal, conference

Relation            dc.relation               Not used

Format              dc.format                 MIME types (eg application/pdf)

Date                dc.date.issued            Date on the title page
                    dc.date.available         Date available for embargoed research
Resource type       dc.type                   Controlled vocabulary of content genres

Language            dc.language               Language of the intellectual content of the resource

Identifier          dc.identifier             Unambiguous reference to the resource within a given
                                              context: this is the object identifier – DOI, handle

Creator             dc.creator                Entity primarily responsible for making the content of
                                              the resource
Contributor         dc.contributor            Contributors

Publisher           dc.publisher              Entity responsible for publishing the content of the
                                              resource
Rights management   dc.rights                 Information about rights held in and over the resource
Quality assurance

§  Consistency

§  Adherence to standards

§  Completeness
DSpace users

§  User accounts are required in order to grant privileges to
  different users

   §  If not logged in, you are considered to be an anonymous user

   §  If you have a user account, rights and roles can be granted to
     you to allow you to interact with Dspace

   §  Some users will be ‘administrators’ and have access to all
     functions in DSpace
Rights



§  New users (e-people) have no rights

§  They have to be granted rights and roles
DSpace groups

§  Combine users into logical groups
   §  Assists with the management of users
   §  Assign privileges to groups not individuals
   §  Groups can be members of other groups

§  For example….
   §  Computer Science staff group
   §  Faculty staff group
   §  All staff group
Item submissions

§  A typical submission:
   §    Choose a collection to submit to
   §    Answer some initial questions
   §    Enter some metadata
   §    Upload some files
   §    Verify the submission
   §    Agree to the deposit licence
RSS feeds


§  RSS feeds
   §  Site level (all new items)
   §  Community level (new items in all contained collections)
   §  Collection level (new items in that collection)

§  Can be read in modern web browsers

§  Can be subscribed to in news reader software
Alerts

§  Alerts
    §    Created by users
    §    Created for a collection
    §    Emails sent each day for new items
    §    Script must run daily:
           •  [dspace]/bin/sub-daily
Collecting DSpace statistics


§  Statistics available from DSpace

§  Set up DSpace server for daily statistics à reports (daily/
  monthly)

§  Access statistics by adding ‘/statistics’ to the end of the
  Dspace URL

§  Can be made private (must be logged in) or public
What statistics do you get?


§  General overview metrics
       §  Numbers of items in repository; numbers of users
§    Archive
       §  List of how many of each type
§    Item views
       §  List of items and downloads of each
§    Actions
       §  Actions (eg browse) and numbers of each
§    Search terms
       §  Search terms used
Google statistics


§  More detailed statistics –

   §    Geographic location of users
   §    Mobile phone access
   §    Search engine terms to find items
   §    Time spent on the site
   §    Graphic (visual) representation of usage

   §  Requires Javascript
http://www.google.com/analytics/
Mobile users statistics
Location of users
Register on OpenDOAR
 http://www.opendoar.org/
Repository Rankings
http://repositories.webometrics.info/en
World University Rankings
Times Higher Education (THE)
This work was carried out with the aid of a grant from the
  International Development Research Centre, Ottawa, Canada




§  Thanks to Yvonne Sing Min for the Scholarly Output Types graphic

§  Thanks to Henry Trotter for the slide on Output from UB staff

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Ubrisa Training - January 2013

  • 1. UBRISA                       Patricia  Liebetrau   January  2013   University  of  Botswana          
  • 2. What we will cover 4 key UBRISA processes §  content selection – what goes in? §  deposit process – who puts it in? §  content management – looking after it §  analysis – who is using it
  • 3. What is an Institutional Repository (IR)? An IR is a digital collection capturing, preserving and disseminating the intellectual output of a single university community
  • 4. What content? §  Output from academic staff §  Research output from students
  • 5. Output from academic staff Software Refereed articles Journals Non-refereed articles Miscellaneous Artefacts Prototypes Other Outputs Authored Products Books Edited Chapters Refereed contributions Conferences Non-refereed Contributions Plenary Other significant output Keynote Speeches Scholarly Special lectures Output Types Presentations Notes Editorials Lectures Letters Viewpoints Teaching Outputs Open Online Course Opinions Social media Simulations Published reviews Images Technical reports Policy reports Media Reports Exhibitions reports References Creative Outputs Curated installations Catalogue entries Creative writing
  • 6. Research output from UB students §  Theses and dissertations §  Research data
  • 8. Ensure that nothing in UBRISA infringes your copyright law
  • 9. What is copyright? “A right granted by law to an author, designer or artist to prohibit others from copying or exploiting his or her works in various ways without permission” Managing Digital Collections p. 8
  • 10.
  • 11. Reserved rights §  Copyrighted resources (all rights reserved) which require permission §  Creative Commons Licenses (some rights reserved) §  Public Domain (no rights reserved)
  • 12. Degrees of rights Public   CreaAve   Copyright   domain   Commons                   No  rights   Some   All    rights   reserved     rights   reserved     reserved    
  • 13. Intellectual  Property     Copyright   Trade  Marks   Patents  
  • 14. Degrees of rights Public   CreaAve   Copyright   domain   Commons                   No  rights   Some   All    rights   reserved     rights   reserved     reserved    
  • 15. Copyright  protec3on  for  creators  of  ….   §  Literary  works   §  Broadcasts   §  Musical  works   §  Programme-­‐carrying  signals   §  ArAsAc  works   §  Published  ediAons   §  Cinematograph  films   §  Computer  programmes   §  Sound  recordings  
  • 16. Degrees of rights Public   CreaAve   Copyright   domain   Commons                   No  rights   Some   All    rights   reserved     rights   reserved     reserved    
  • 17. Public Domain §  No rights reserved §  Outside the Copyright Act §  Resources > 50 years §  50 years after the death of an author §  Some government publications
  • 18. Degrees of rights Public   CreaAve   Copyright   domain   Commons                   No  rights   Some   All    rights   reserved     rights   reserved     reserved    
  • 19. Creative Commons http://creativecommons.org §  Goal = overcome access barriers and encourage creative use and users
  • 20. Creative Commons Licences §  Retain some copyright §  Allow others to copy/distribute §  Attribution/Credit §  License specifies §  Use/re-use §  Modify §  Options: §  Public domain, Attribution, §  Share-alike, non-commercial... §  Non-commercial purposes
  • 23. Copyright and deposit in UBRISA §  Can deposit items in UBRISA only if §  the author hold the rights and wants to deposit OR §  the rights holder has given permission for deposit §  Deposit in UBRISA still allows the author to publish elsewhere
  • 24. Intellectual  Property     Copyright   Trade  Marks   Patents  
  • 25. Embargoes §  Research registered as a pending patent development §  Deposit thesis/research into UBRISA §  metadata made visible on UBRISA §  Thesis is embargoed in UBRISA for a period of time
  • 26. Checking copyright in the work §  For each item ask who owns the copyright? §  Author? §  University? §  Publisher? §  Multiple authors?
  • 27. Output from UB staff
  • 28. Journal articles - versions §  Pre-prints (Author’s version) §  a draft of an academic article or other publication before it has been submitted for peer-review §  Post-prints §  Final accepted manuscript, after peer-review, but before publishers editing and typesetting §  Publisher’s version §  PDF (or other version) with DOI or link to the publisher’s website
  • 30. What is RoMEO? §  RoMEO is a searchable database of publisher's policies regarding the self- archiving of journal articles on the web and in Open Access repositories §  Covers over 18,000 journals
  • 32. What goes into the repository? §  What is academic and scholarly? §  [list of UB accepted content genres]
  • 33. Roles, skills required? §  Repository Manager §  Policy development, advocacy, liaison with stakeholders, team leadership §  Repository Administrator §  Managing metadata fields and quality, reports, statistics, training clients §  Technical services §  Customisation, software upgrades §  General support §  Data entry and general tasks
  • 34. Deposit process §  Academic deposit process §  [Workflow diagram] §  Content Co-ordinator §  [Workflow diagram] §  Library deposit process §  [Workflow diagram]
  • 35. How is it organised? Communities Collections Items
  • 37. Concept: Authentication and Authorization §  Two important concepts: §  Authentication •  The process of establishing the identity of a user (eg LDAP) §  Authorization •  The granting of privileges to a user to perform an action on a resource
  • 38. DSpace backend §  DSpace security based on §  Roles §  Responsibilities §  e-People §  Submitters §  Quality assurers
  • 39. Quality assurance The role of the Library in ensuring quality in what is made available to a global audience §  UBRISA website §  Uploaded content §  Metadata §  Adding value §  [workflow of institutional repository]
  • 40.
  • 42. Quality of uploaded content §  All pages in the pdf §  Cover page if required
  • 43. Quality of metadata §  Completeness §  Consistency §  Adherence to standards §  Added value §  Copyright attribution
  • 44. DC-qualified for Theses Metadata Tag Definition Title dc.title Name given to the resource Subject dc.subject.LCSH Topic of the content of the resource Description dc.description.abstract Abstract Coverage dc.coverage Not used Source dc.source Not used Relation dc.relation Not used Format dc.format MIME types (eg application/pdf) Date dc.date.issued Date on the title page dc.date.available Date available for embargoed theses Resource type dc.type Thesis dc.type.qualificationlevel Honours, Masters, Doctoral Language dc.language Language of the intellectual content of the resource Identifier dc.identifier Unambiguous reference to the resource within a given context: this is the object identifier or OID Creator dc.creator Entity primarily responsible for making the content of the resource Contributor dc.contributor.advisor Supervisors Publisher dc.publisher.institution Entity responsible for publishing the content of the dc.publisher.department resource Rights management dc.rights Information about rights held in and over the resource
  • 45. DC-qualified for other content Metadata Tag Definition Title dc.title Name given to the resource Subject dc.subject.LCSH Topic of the content of the resource Description dc.description.abstract Abstract Coverage dc.coverage Geographical coverge Source dc.source Reference to the book, journal, conference Relation dc.relation Not used Format dc.format MIME types (eg application/pdf) Date dc.date.issued Date on the title page dc.date.available Date available for embargoed research Resource type dc.type Controlled vocabulary of content genres Language dc.language Language of the intellectual content of the resource Identifier dc.identifier Unambiguous reference to the resource within a given context: this is the object identifier – DOI, handle Creator dc.creator Entity primarily responsible for making the content of the resource Contributor dc.contributor Contributors Publisher dc.publisher Entity responsible for publishing the content of the resource Rights management dc.rights Information about rights held in and over the resource
  • 46. Quality assurance §  Consistency §  Adherence to standards §  Completeness
  • 47. DSpace users §  User accounts are required in order to grant privileges to different users §  If not logged in, you are considered to be an anonymous user §  If you have a user account, rights and roles can be granted to you to allow you to interact with Dspace §  Some users will be ‘administrators’ and have access to all functions in DSpace
  • 48. Rights §  New users (e-people) have no rights §  They have to be granted rights and roles
  • 49. DSpace groups §  Combine users into logical groups §  Assists with the management of users §  Assign privileges to groups not individuals §  Groups can be members of other groups §  For example…. §  Computer Science staff group §  Faculty staff group §  All staff group
  • 50. Item submissions §  A typical submission: §  Choose a collection to submit to §  Answer some initial questions §  Enter some metadata §  Upload some files §  Verify the submission §  Agree to the deposit licence
  • 51. RSS feeds §  RSS feeds §  Site level (all new items) §  Community level (new items in all contained collections) §  Collection level (new items in that collection) §  Can be read in modern web browsers §  Can be subscribed to in news reader software
  • 52. Alerts §  Alerts §  Created by users §  Created for a collection §  Emails sent each day for new items §  Script must run daily: •  [dspace]/bin/sub-daily
  • 53. Collecting DSpace statistics §  Statistics available from DSpace §  Set up DSpace server for daily statistics à reports (daily/ monthly) §  Access statistics by adding ‘/statistics’ to the end of the Dspace URL §  Can be made private (must be logged in) or public
  • 54. What statistics do you get? §  General overview metrics §  Numbers of items in repository; numbers of users §  Archive §  List of how many of each type §  Item views §  List of items and downloads of each §  Actions §  Actions (eg browse) and numbers of each §  Search terms §  Search terms used
  • 55. Google statistics §  More detailed statistics – §  Geographic location of users §  Mobile phone access §  Search engine terms to find items §  Time spent on the site §  Graphic (visual) representation of usage §  Requires Javascript
  • 59. Register on OpenDOAR http://www.opendoar.org/
  • 61. World University Rankings Times Higher Education (THE)
  • 62. This work was carried out with the aid of a grant from the International Development Research Centre, Ottawa, Canada §  Thanks to Yvonne Sing Min for the Scholarly Output Types graphic §  Thanks to Henry Trotter for the slide on Output from UB staff