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Exploring ‘Impact’: !
new approaches for alternative
scholarship metrics in africa!
!Open	
  Access	
  Week,	
  23	
  October	
  2012	
  
!University	
  of	
  Cape	
  Town	
  
	
  
Michelle	
  Willmers	
  
Scholarly	
  Communication	
  in	
  Africa	
  Programme	
  
CC-­‐BY-­‐SA	
  
Defining Scholarly
Communication in the
internet era                                    (Thorin, 2003)!




-­‐	
  	
  	
  Conducting	
  research,	
  developing	
  ideas	
  and	
  informal	
  communications.	
  
-­‐  Preparing,	
  shaping	
  and	
  communicating	
  what	
  will	
  become	
  formal	
  
               research	
  outputs.	
  
-­‐  Disseminating	
  formal	
  outputs.	
  
-­‐  Managing	
  personal	
  careers,	
  and	
  research	
  teams	
  and	
  programmes.	
  
-­‐  Communicating	
  scholarly	
  ideas	
  to	
  broader	
  communities.	
  
	
  
	
  	
  	
  
	
  
the world has
 changed radically
   (and so has scholarly
      communication) 	
  

What	
  does	
  this	
  mean	
  for	
  how	
  we	
  think	
  about	
  the	
  impact	
  of	
  
our	
  research,	
  and	
  how	
  we	
  reward	
  it?	
  
>	
  Given	
  the	
  current	
  challenges	
  in	
  African	
  higher	
  education,	
  
what	
  does	
  impact	
  assessment	
  mean	
  in	
  our	
  context?	
  
Impact is relative	
  




          Values	
                                    Mission	
                                       Impact	
  



“Just	
  as	
  scientists	
  would	
  not	
  accept	
  the	
  findings	
  in	
  a	
  scientific	
  paper	
  without	
  seeing	
  the	
  
primary	
  data,	
  so	
  should	
  they	
  not	
  rely	
  on	
  Thomson	
  Scientific’s	
  impact	
  factor,	
  which	
  is	
  
based	
  on	
  hidden	
  data.”	
  (Rossner,	
  Van	
  Epps	
  &	
  Hill	
  2007)	
  
	
  
“Our	
  results	
  indicate	
  that	
  the	
  notion	
  of	
  scientific	
  impact	
  is	
  a	
  multi-­‐dimensional	
  construct	
  
that	
  cannot	
  be	
  adequately	
  measured	
  by	
  any	
  single	
  indicator,	
  although	
  some	
  measures	
  are	
  
more	
  suitable	
  than	
  others.”	
  (Bollen	
  et	
  al.	
  2009)	
  
Impact does not equal
worth (Herb 2010)	
  
	
  
Impact is part of and needs
to be supported by
composite elements of the
system it assesses	
  
	
  
                                                                             Rewards	
  &	
  
                                                                             Incen6ves	
  

   Values	
                                  Mission	
                                              Impact	
  

 “…	
  the	
  impacts	
  of	
  projects/programmes	
  cannot	
  be	
  understood	
  separate	
  from	
  an	
  
 understanding	
  of	
  the	
  capacity	
  of	
  users	
  to	
  absord	
  and	
  utilise	
  findings;	
  and	
  any	
  
 assessment	
  of	
  research	
  use	
  amongst	
  user	
  communities	
  has	
  to	
  pay	
  attention	
  to	
  the	
  
 availability	
  (or	
  otherwise)	
  of	
  usable	
  research	
  findings.”	
  	
  
                                                                                 (Davies,	
  Nutley	
  &	
  Walter	
  2005)	
  
Let’s think about
 research impact in
 an african context 	
  



p.s.	
  What	
  counts	
  as	
  ‘research’?	
  
We see a mountain of
research content/output!
                       Journal	
  Ar6cles	
  

                   Conference	
  Papers	
  


                    Technical	
  Reports	
  

                      Working	
  Papers	
  


                           Policy	
  Briefs	
  


                              Blog	
  Posts	
  


                                  Tweets	
  
Which we treat like an
iceberg!
                         Journal	
  Ar6cles	
  

                     Conference	
  Papers	
  


                      Technical	
  Reports	
  

                         Working	
  Papers	
  


                             Policy	
  Briefs	
  


                                Blog	
  Posts	
  


                                    Tweets	
  
And only reward in the
          prestige sphere!
                   Journal	
  Ar*cles	
  
Pres6ge	
  
How does this serve the need
      for relevance? !
                      Journal	
  Ar*cles	
  
 	
  

And what
other
options are
there?	
  
 	
  




hDp://altmetrics.org/manifesto/	
  
 	
  




Bibliometrics	
  mined	
  impact	
  on	
  	
  the	
  first	
  
scholarly	
  Web.	
  	
  
altmetrics	
  mines	
  impact	
  on	
  the	
  next	
  one.	
  
(Priem	
  2012)	
  
Tracking traditional
              	
  	
  
citation of new forms of
scholarship!
… And new forms of citing
             	
  	
  
traditional scholarship!
New modes of content delivery:   !
rise of the megajournal
and nanopublication	
  
New ways of thinking about peer review:   !
online collaborative	
  
New ways of thinking about peer review:   !
ongoing, iterative	
  
New spaces/networks to
track content across	
  
So what do we do
with all this usage
       data? 	
  

We	
  tell	
  (data-­‐inspired)	
  stories	
  about	
  
networks	
  accessed	
  and	
  patterns	
  of	
  
document	
  usage.	
  	
  
 	
  
What are the drivers
for understanding the
spread, use and
influence of research
findings?                                  !




-­‐  Political	
  imperatives	
  to	
  move	
  beyond	
  ideological	
  assertion	
  to	
  
             pragmatic	
  considersations	
  of	
  ‘evidence’	
  and	
  ‘what	
  works’.	
  
-­‐  Need	
  for	
  research	
  advocates,	
  funding	
  bodies,	
  research	
  providers	
  and	
  
             others	
  to	
  make	
  the	
  case	
  for	
  resources.	
  
	
  	
  	
   Greater	
  demand	
  for	
  rigour	
  in	
  the	
  prioritisation	
  of	
  research	
  efforts.	
  
-­‐ 
       (Davies	
  et	
  al.	
  2005)	
  
-­‐  Demonstration	
  of	
  return	
  on	
  investment	
  to	
  funders	
  and	
  government/
     taxpayers	
  >	
  accountability.	
  
	
  
	
  
What kinds of impact
could (should) we expect
from research? (Davies	
  et	
  al.	
  2005)	
                    	
  
!



    -­‐  Knowledge	
  production	
  (e.g.	
  peer-­‐reviewed	
  papers)	
  
    -­‐  Research	
  capacity	
  building	
  (postgraduate	
  training	
  and	
  career	
  
         development)	
  
    -­‐  Policy	
  or	
  product	
  development	
  (incl.	
  input	
  into	
  official	
  guidelines	
  or	
  
         protocols)	
  
    -­‐  Sector	
  benefits	
  (impacts	
  on	
  scientific	
  client	
  groups)	
  
    -­‐  Societal	
  benefits	
  (economic	
  >	
  health	
  >	
  productivity)	
  
    	
  	
  	
  
    	
  

    	
  
    	
  
 	
  
References!
Bollen	
  J,	
  Van	
  De	
  Sompel	
  H,	
  Hagberg	
  A	
  &	
  Chute	
  R	
  (2009)	
  A	
  principle	
  component	
  analysis	
  of	
  39	
  scientific	
  
impact	
  measures.	
  PLOSone	
  4(6):	
  e6022.	
  DOI:	
  10.371/journal.pone.0006022.	
  Available	
  at	
  	
  
http://www.plosone.org/article/info%3Adoi%2F10.1371%2Fjournal.pone.0006022	
  
	
  
Davies	
  H,	
  Nutley	
  S	
  &	
  Walter	
  I	
  (2005)	
  Approaches	
  to	
  assessing	
  the	
  non-­‐academic	
  impact	
  of	
  social	
  science	
  
research.	
  Report	
  of	
  the	
  ESRC	
  Symposium	
  on	
  assessing	
  the	
  non-­‐academic	
  impact	
  of	
  research,	
  12-­‐13	
  May	
  2005	
  
	
  
Herb	
  U	
  (2010)	
  Alternative	
  Impact	
  Measures	
  for	
  Open	
  Access	
  Documents?	
  An	
  examination	
  of	
  how	
  to	
  
generate	
  interoperable	
  usage	
  information	
  from	
  distributed	
  open	
  access	
  services.	
  Proceedings	
  from	
  World	
  
Library	
  and	
  Information	
  Congress:	
  76th	
  IFLA	
  General	
  Conference	
  and	
  Assembly,	
  10-­‐15	
  August	
  2010,	
  
Gothenburg,	
  Sweden	
  
	
  
Thorin	
  SE	
  (2003)	
  Global	
  changes	
  in	
  scholarly	
  communication.	
  In	
  SC	
  Hsianghoo,	
  PWT	
  Poon	
  and	
  C	
  
McNaught	
  (eds)	
  eLearning	
  and	
  Digital	
  Publishing.	
  Dordrecht:	
  Springer.	
  Available	
  at	
  
http://www.springerlink.com/content/w873x131171x2421	
  
	
  
Rossner	
  M,	
  Van	
  Epps	
  H	
  &	
  Hill	
  E	
  (2008)	
  Irreproducible	
  results:	
  a	
  response	
  to	
  Thomson	
  Scientific.	
  The	
  
Journal	
  of	
  Experimental	
  Medicine	
  205(2):	
  260-­‐261.	
  Available	
  at	
  
http://www.ncbi.nlm.nih.gov/pmc/articles/PMC2213571/	
  
	
  
Priem	
  J	
  (2012)	
  Toward	
  a	
  Second	
  Revolution:	
  altmetrics,	
  total-­‐impact,	
  and	
  the	
  decoupled	
  journal.	
  Presented	
  
at	
  Purdue	
  University,	
  14	
  February	
  2012.	
  https://docs.google.com/present/view?id=ddfg787c_362f465q2g5	
  
	
  
	
  
	
  
!
	
  

	
  




       michelle.willmers@uct.ac.za	
  
       @scaprogramme	
  
       www.scaprogramme.org.za	
  

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Exploring 'Impact': new approaches for alternative scholarly metrics in Africa

  • 1. Exploring ‘Impact’: ! new approaches for alternative scholarship metrics in africa! !Open  Access  Week,  23  October  2012   !University  of  Cape  Town     Michelle  Willmers   Scholarly  Communication  in  Africa  Programme   CC-­‐BY-­‐SA  
  • 2. Defining Scholarly Communication in the internet era (Thorin, 2003)! -­‐      Conducting  research,  developing  ideas  and  informal  communications.   -­‐  Preparing,  shaping  and  communicating  what  will  become  formal   research  outputs.   -­‐  Disseminating  formal  outputs.   -­‐  Managing  personal  careers,  and  research  teams  and  programmes.   -­‐  Communicating  scholarly  ideas  to  broader  communities.            
  • 3. the world has changed radically (and so has scholarly communication)   What  does  this  mean  for  how  we  think  about  the  impact  of   our  research,  and  how  we  reward  it?   >  Given  the  current  challenges  in  African  higher  education,   what  does  impact  assessment  mean  in  our  context?  
  • 4. Impact is relative   Values   Mission   Impact   “Just  as  scientists  would  not  accept  the  findings  in  a  scientific  paper  without  seeing  the   primary  data,  so  should  they  not  rely  on  Thomson  Scientific’s  impact  factor,  which  is   based  on  hidden  data.”  (Rossner,  Van  Epps  &  Hill  2007)     “Our  results  indicate  that  the  notion  of  scientific  impact  is  a  multi-­‐dimensional  construct   that  cannot  be  adequately  measured  by  any  single  indicator,  although  some  measures  are   more  suitable  than  others.”  (Bollen  et  al.  2009)  
  • 5. Impact does not equal worth (Herb 2010)    
  • 6. Impact is part of and needs to be supported by composite elements of the system it assesses     Rewards  &   Incen6ves   Values   Mission   Impact   “…  the  impacts  of  projects/programmes  cannot  be  understood  separate  from  an   understanding  of  the  capacity  of  users  to  absord  and  utilise  findings;  and  any   assessment  of  research  use  amongst  user  communities  has  to  pay  attention  to  the   availability  (or  otherwise)  of  usable  research  findings.”     (Davies,  Nutley  &  Walter  2005)  
  • 7. Let’s think about research impact in an african context   p.s.  What  counts  as  ‘research’?  
  • 8. We see a mountain of research content/output! Journal  Ar6cles   Conference  Papers   Technical  Reports   Working  Papers   Policy  Briefs   Blog  Posts   Tweets  
  • 9. Which we treat like an iceberg! Journal  Ar6cles   Conference  Papers   Technical  Reports   Working  Papers   Policy  Briefs   Blog  Posts   Tweets  
  • 10. And only reward in the prestige sphere! Journal  Ar*cles   Pres6ge  
  • 11. How does this serve the need for relevance? ! Journal  Ar*cles  
  • 14.     Bibliometrics  mined  impact  on    the  first   scholarly  Web.     altmetrics  mines  impact  on  the  next  one.   (Priem  2012)  
  • 15. Tracking traditional     citation of new forms of scholarship!
  • 16. … And new forms of citing     traditional scholarship!
  • 17. New modes of content delivery: ! rise of the megajournal and nanopublication  
  • 18. New ways of thinking about peer review: ! online collaborative  
  • 19. New ways of thinking about peer review: ! ongoing, iterative  
  • 20. New spaces/networks to track content across  
  • 21. So what do we do with all this usage data?   We  tell  (data-­‐inspired)  stories  about   networks  accessed  and  patterns  of   document  usage.    
  • 22.    
  • 23. What are the drivers for understanding the spread, use and influence of research findings? ! -­‐  Political  imperatives  to  move  beyond  ideological  assertion  to   pragmatic  considersations  of  ‘evidence’  and  ‘what  works’.   -­‐  Need  for  research  advocates,  funding  bodies,  research  providers  and   others  to  make  the  case  for  resources.         Greater  demand  for  rigour  in  the  prioritisation  of  research  efforts.   -­‐  (Davies  et  al.  2005)   -­‐  Demonstration  of  return  on  investment  to  funders  and  government/ taxpayers  >  accountability.      
  • 24. What kinds of impact could (should) we expect from research? (Davies  et  al.  2005)     ! -­‐  Knowledge  production  (e.g.  peer-­‐reviewed  papers)   -­‐  Research  capacity  building  (postgraduate  training  and  career   development)   -­‐  Policy  or  product  development  (incl.  input  into  official  guidelines  or   protocols)   -­‐  Sector  benefits  (impacts  on  scientific  client  groups)   -­‐  Societal  benefits  (economic  >  health  >  productivity)              
  • 25.    
  • 26. References! Bollen  J,  Van  De  Sompel  H,  Hagberg  A  &  Chute  R  (2009)  A  principle  component  analysis  of  39  scientific   impact  measures.  PLOSone  4(6):  e6022.  DOI:  10.371/journal.pone.0006022.  Available  at     http://www.plosone.org/article/info%3Adoi%2F10.1371%2Fjournal.pone.0006022     Davies  H,  Nutley  S  &  Walter  I  (2005)  Approaches  to  assessing  the  non-­‐academic  impact  of  social  science   research.  Report  of  the  ESRC  Symposium  on  assessing  the  non-­‐academic  impact  of  research,  12-­‐13  May  2005     Herb  U  (2010)  Alternative  Impact  Measures  for  Open  Access  Documents?  An  examination  of  how  to   generate  interoperable  usage  information  from  distributed  open  access  services.  Proceedings  from  World   Library  and  Information  Congress:  76th  IFLA  General  Conference  and  Assembly,  10-­‐15  August  2010,   Gothenburg,  Sweden     Thorin  SE  (2003)  Global  changes  in  scholarly  communication.  In  SC  Hsianghoo,  PWT  Poon  and  C   McNaught  (eds)  eLearning  and  Digital  Publishing.  Dordrecht:  Springer.  Available  at   http://www.springerlink.com/content/w873x131171x2421     Rossner  M,  Van  Epps  H  &  Hill  E  (2008)  Irreproducible  results:  a  response  to  Thomson  Scientific.  The   Journal  of  Experimental  Medicine  205(2):  260-­‐261.  Available  at   http://www.ncbi.nlm.nih.gov/pmc/articles/PMC2213571/     Priem  J  (2012)  Toward  a  Second  Revolution:  altmetrics,  total-­‐impact,  and  the  decoupled  journal.  Presented   at  Purdue  University,  14  February  2012.  https://docs.google.com/present/view?id=ddfg787c_362f465q2g5        
  • 27. !     michelle.willmers@uct.ac.za   @scaprogramme   www.scaprogramme.org.za