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Towards Precepts of Food System 
Sustainability 
Hallie Eakin 
with: Chris Wharton, John Connors, 
Farryl Bertmann, Angela Xiong, 
Jared Stoltzfus 
Photo: Amy Lerner
FOOD AND AGRICULTURE 
DRIVING 
Raworth 2012 
PLANETARY CRISIS
FOOD AND AGRICULTURE 
CREATING 
HUMANITY 
www.sdsu.edu 
Raworth 2012
• A collaborative network that integrates sustainable food production, 
UC Davis Ag. Sustainability Institute 
processing, distribution, consumption and waste management in order to 
enhance the environmental, economic and social health of a particular 
place 
• Consumer-driven, holistic concept .. Respecting carrying capacity of 
U.N. Food and Agriculture Organization 
natural ecosystems… that do not jeopardize the needs of present and 
future generations 
• … Strives to meet the needs of a growing population and preserve this 
Monsanto Corp. 
planet we call home, and to help improve lives everywhere… 
• Sustainable food systems are … affordable, accessible, healthier and safe 
Walmart 
and transparent 
• An integrated system of plant and animal production practices having 
site-USDA, specific 1990 application Food Agriculture that, satisfy human Conservation food and fiber and needs, 
Trade Act 
enhance environmental quality, use nonrenewable resources efficiently, 
and enhance quality of life
The challenge of defining food system 
sustainability 
Are these definitions equally legitimate? Do they 
contradict one another? Are they compatible? 
• Differential points of entry: ecological 
integrity, resource efficiency, agricultural 
production, farmers’ livelihoods, consumer 
health and rights, commerce and trade
Typology of (Agricultural) Sustainability 
Definitions 
• Non-substantive 
– definitions that are rooted in subjective and 
relative interpretations of “what is good” 
• Resource efficiency 
– focused on enabling persistence of desired activity 
our outcome through foreseeable future 
• Functional integrity 
– maintenance of fundamental system functions in 
a dynamic and evolving world 
P. Thompson, 2007, “Agricultural Sustainability: What it is, and what it is not” International J. of 
Ag. Sustainability. 5: 1-16.
Better 
? 
Worse? 
Sustainability is: 
“A process and outcome that supports and enhances 
human well-being, social equity and environmental 
integrity, and the particular system qualities that sustain 
these” – Leach et al. 2010 
What are those 
“system qualities”?
Food System Elements 
Ericksen, P. (2008). Conceptualizing food systems for global environmental change 
research. Global Environmental Change, 18(234-245)
(Some) Approaches to Food System 
Sustainability 
• Nutrition 
• Community Food Security (CFS) 
• International Development 
• Land Use Change Science (LULCC) 
• Agroecology/ Sustainable Agriculture 
• Political-Economy & Globalization
What 
Sustained? 
What 
Problem? 
How to 
Sustain? 
Metrics? 
Nutrition Human health Over and under 
(Individual) HUMAN WELBEING 
nutrition 
Balanced, 
diversified, safe 
diet 
Morbidity 
reduction 
Community 
Food Sec. 
Local control over 
food system 
Inequities in 
access & control 
Localization, 
participation 
Growth in direct 
marketing & food 
access 
Int’l Dvlpmt Food security and 
(Pop) ECONOMIC DEVELOPMENT & HUMAN WELBEING 
rural livelihoods 
Hunger, 
malnutrition and 
rural poverty 
Improved 
commerce, 
livelihood 
support 
Reduced hunger 
and food crises 
Land 
Change 
Ecological 
services 
Agricultural 
externalities 
Sustainable 
intensification 
Reduced rate of 
land change; 
improved 
agricultural 
efficiency 
Agroecolog 
y 
(Planetary) ENVIRONMENTAL INTEGRITY 
(Plot) ENVIRONMENTAL INTEGRITY 
Farm livelihood 
and resource 
base 
Agricultural 
externalities 
Low external 
input agriculture, 
mimics 
ecological 
processes 
Reduced 
external input 
use, enhanced 
resilience to 
shocks 
Globalizatio 
n 
Multiple values in 
the food economy 
Excessive 
commodification 
Multifunctionality 
; alternative 
Growth of 
alternative food 
(Local) GOVERNANCE & JUSTICE 
(Global) GOVERNANCE & JUSTICE
Six Themes: Diversity 
• Enhances response capacities; 
diminishes risk 
• Conditions innovation 
• Conditions equity 
BUT: 
• Indicators are scale- and 
context-dependent 
• Diversity entails costs & 
tradeoffs
Six Themes: Health 
• Enables efficient and effective 
system function 
• Minimizes need for external 
intervention 
• Enables realization of system 
potential 
BUT: 
• Indicators are unit-specific; 
cross-unit compatibility 
• Objective measures of health 
controversial
Six Themes: MODULARITY 
• Nested & networked 
structure 
• Internal integration > 
External dependence 
• Connected & self-reliant 
But 
• Cost & efficiency 
• Vulnerabilities 
Bellm.org
Six Themes: TRANSPARENCY 
• Essential for 
empowerment, 
participation 
• Facilitates equity, 
justice 
• Enhances system 
feedbacks & learning 
BUT 
• Institutional context key 
?
Six Themes: CONGRUENCE 
http://www.ganzomag.com/symbolik-bitossi. 
html 
• Supports “multiple-reinforcing 
gains” 
• Resource & socially 
appropriate technology 
and institutions 
• Synergy with ecological, 
biological & cultural 
functions
Six Themes: INNOVATION 
• Conditions for “creative 
disruption in practice & 
process” 
• Enables learning, 
problem-solving, 
adaptability 
But 
• Conditions for safe 
experimentation 
• Financial requirements
Food For Thought 
• Can these “themes” be 
considered precepts for 
food system sustainability? 
• If so, can they be applied 
consistently and 
compatibly across scales, 
geographic contexts, 
populations? 
• What is missing? 
Better? 
Worse?
Sustainability as Normative Process 
• “Non-substantive” goal-setting 
remains a critical 
part of (political) 
sustainability process 
• However, goals, and 
interventions, should 
reflect precepts of 
functional integrity 
Governance 
• If these are not the right 
Well-being 
precepts: Can we identify 
them? Eco. Integrity
FOOD SYSTEM SUSTAINABILITY 
Consumption 
Governance 
Production 
Community 
Empowerment 
Waste 
Distribution Processing 
Human Health 
Social welfare 
Livelihood 
security 
Agro-ecological 
integrity 
Ecosystem 
services 
Multiple values 
Food Sovereignty 
FOOD 
SECURIT 
Y 
Diversity 
Transparency 
Innovation Congruence 
EMERGENT 
OUTCOMES 
FOOD 
SYSTEM 
ACTIVITIES 
SUPPORTING 
THEMES – 
PRECEPTS? 
Health 
HUMAN WELL-BEING 
and 
SOCIAL JUSTICE 
ENVIRONMENT 
AL INTEGRITY 
Modularity
THANK YOU! 
COMMENTS WELCOME: HALLIE.EAKIN@ASU.EDU
Where we want to go: 
A food system that aims to achieve and maintain universal 
food security under uncertain and dynamic social-ecological 
conditions, through respecting and supporting the context-specific 
cultural values and decision-processes that give 
food social meaning and the diversity of ecological 
processes necessary for food provisioning today and for 
future generations. 
Better 
? 
Worse? 
What criteria are 
most likely to get us 
there?
What is the vision? 
“Sustainable Development must aim to foster 
and preserve socio-ecological systems, from the 
family to the global levels, that are dynamic and 
adaptable, satisfying, resilient, and therefore 
durable” - Gibson 2006
What is the vision? 
A food system that achieves and maintains 
universal food security under uncertain and 
dynamic social-ecological conditions, through 
respecting and supporting the context-specific 
cultural values and decision-processes that give 
food social meaning, and the integrity of the 
ecological processes necessary for food 
provisioning today and for future generations.
Better? 
What criteria are 
most likely to get us 
Worse? 
there?
Sustainability Assessment Principles 
(Gibson, 2006) 
• Social-ecological integrity 
• Livelihood sufficiency and 
opportunity 
• Inter and intra generational 
equity 
• Resource maintenance and 
efficiency 
• Social-ecological civility and 
democratic governance 
• Precaution and adaptation 
• Integration 
But are these sufficient for 
achieving food system 
sustainability? 
R. Gibson, 2006, “Sustainability assessment: basic components of a practical approach” 
Impact Assessment and Project Appraisal, 24: 170-182

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Towards Precepts of Food System Sustainability

  • 1. Towards Precepts of Food System Sustainability Hallie Eakin with: Chris Wharton, John Connors, Farryl Bertmann, Angela Xiong, Jared Stoltzfus Photo: Amy Lerner
  • 2. FOOD AND AGRICULTURE DRIVING Raworth 2012 PLANETARY CRISIS
  • 3. FOOD AND AGRICULTURE CREATING HUMANITY www.sdsu.edu Raworth 2012
  • 4. • A collaborative network that integrates sustainable food production, UC Davis Ag. Sustainability Institute processing, distribution, consumption and waste management in order to enhance the environmental, economic and social health of a particular place • Consumer-driven, holistic concept .. Respecting carrying capacity of U.N. Food and Agriculture Organization natural ecosystems… that do not jeopardize the needs of present and future generations • … Strives to meet the needs of a growing population and preserve this Monsanto Corp. planet we call home, and to help improve lives everywhere… • Sustainable food systems are … affordable, accessible, healthier and safe Walmart and transparent • An integrated system of plant and animal production practices having site-USDA, specific 1990 application Food Agriculture that, satisfy human Conservation food and fiber and needs, Trade Act enhance environmental quality, use nonrenewable resources efficiently, and enhance quality of life
  • 5. The challenge of defining food system sustainability Are these definitions equally legitimate? Do they contradict one another? Are they compatible? • Differential points of entry: ecological integrity, resource efficiency, agricultural production, farmers’ livelihoods, consumer health and rights, commerce and trade
  • 6. Typology of (Agricultural) Sustainability Definitions • Non-substantive – definitions that are rooted in subjective and relative interpretations of “what is good” • Resource efficiency – focused on enabling persistence of desired activity our outcome through foreseeable future • Functional integrity – maintenance of fundamental system functions in a dynamic and evolving world P. Thompson, 2007, “Agricultural Sustainability: What it is, and what it is not” International J. of Ag. Sustainability. 5: 1-16.
  • 7. Better ? Worse? Sustainability is: “A process and outcome that supports and enhances human well-being, social equity and environmental integrity, and the particular system qualities that sustain these” – Leach et al. 2010 What are those “system qualities”?
  • 8. Food System Elements Ericksen, P. (2008). Conceptualizing food systems for global environmental change research. Global Environmental Change, 18(234-245)
  • 9. (Some) Approaches to Food System Sustainability • Nutrition • Community Food Security (CFS) • International Development • Land Use Change Science (LULCC) • Agroecology/ Sustainable Agriculture • Political-Economy & Globalization
  • 10. What Sustained? What Problem? How to Sustain? Metrics? Nutrition Human health Over and under (Individual) HUMAN WELBEING nutrition Balanced, diversified, safe diet Morbidity reduction Community Food Sec. Local control over food system Inequities in access & control Localization, participation Growth in direct marketing & food access Int’l Dvlpmt Food security and (Pop) ECONOMIC DEVELOPMENT & HUMAN WELBEING rural livelihoods Hunger, malnutrition and rural poverty Improved commerce, livelihood support Reduced hunger and food crises Land Change Ecological services Agricultural externalities Sustainable intensification Reduced rate of land change; improved agricultural efficiency Agroecolog y (Planetary) ENVIRONMENTAL INTEGRITY (Plot) ENVIRONMENTAL INTEGRITY Farm livelihood and resource base Agricultural externalities Low external input agriculture, mimics ecological processes Reduced external input use, enhanced resilience to shocks Globalizatio n Multiple values in the food economy Excessive commodification Multifunctionality ; alternative Growth of alternative food (Local) GOVERNANCE & JUSTICE (Global) GOVERNANCE & JUSTICE
  • 11.
  • 12. Six Themes: Diversity • Enhances response capacities; diminishes risk • Conditions innovation • Conditions equity BUT: • Indicators are scale- and context-dependent • Diversity entails costs & tradeoffs
  • 13. Six Themes: Health • Enables efficient and effective system function • Minimizes need for external intervention • Enables realization of system potential BUT: • Indicators are unit-specific; cross-unit compatibility • Objective measures of health controversial
  • 14. Six Themes: MODULARITY • Nested & networked structure • Internal integration > External dependence • Connected & self-reliant But • Cost & efficiency • Vulnerabilities Bellm.org
  • 15. Six Themes: TRANSPARENCY • Essential for empowerment, participation • Facilitates equity, justice • Enhances system feedbacks & learning BUT • Institutional context key ?
  • 16. Six Themes: CONGRUENCE http://www.ganzomag.com/symbolik-bitossi. html • Supports “multiple-reinforcing gains” • Resource & socially appropriate technology and institutions • Synergy with ecological, biological & cultural functions
  • 17. Six Themes: INNOVATION • Conditions for “creative disruption in practice & process” • Enables learning, problem-solving, adaptability But • Conditions for safe experimentation • Financial requirements
  • 18. Food For Thought • Can these “themes” be considered precepts for food system sustainability? • If so, can they be applied consistently and compatibly across scales, geographic contexts, populations? • What is missing? Better? Worse?
  • 19. Sustainability as Normative Process • “Non-substantive” goal-setting remains a critical part of (political) sustainability process • However, goals, and interventions, should reflect precepts of functional integrity Governance • If these are not the right Well-being precepts: Can we identify them? Eco. Integrity
  • 20. FOOD SYSTEM SUSTAINABILITY Consumption Governance Production Community Empowerment Waste Distribution Processing Human Health Social welfare Livelihood security Agro-ecological integrity Ecosystem services Multiple values Food Sovereignty FOOD SECURIT Y Diversity Transparency Innovation Congruence EMERGENT OUTCOMES FOOD SYSTEM ACTIVITIES SUPPORTING THEMES – PRECEPTS? Health HUMAN WELL-BEING and SOCIAL JUSTICE ENVIRONMENT AL INTEGRITY Modularity
  • 21. THANK YOU! COMMENTS WELCOME: HALLIE.EAKIN@ASU.EDU
  • 22. Where we want to go: A food system that aims to achieve and maintain universal food security under uncertain and dynamic social-ecological conditions, through respecting and supporting the context-specific cultural values and decision-processes that give food social meaning and the diversity of ecological processes necessary for food provisioning today and for future generations. Better ? Worse? What criteria are most likely to get us there?
  • 23. What is the vision? “Sustainable Development must aim to foster and preserve socio-ecological systems, from the family to the global levels, that are dynamic and adaptable, satisfying, resilient, and therefore durable” - Gibson 2006
  • 24. What is the vision? A food system that achieves and maintains universal food security under uncertain and dynamic social-ecological conditions, through respecting and supporting the context-specific cultural values and decision-processes that give food social meaning, and the integrity of the ecological processes necessary for food provisioning today and for future generations.
  • 25. Better? What criteria are most likely to get us Worse? there?
  • 26. Sustainability Assessment Principles (Gibson, 2006) • Social-ecological integrity • Livelihood sufficiency and opportunity • Inter and intra generational equity • Resource maintenance and efficiency • Social-ecological civility and democratic governance • Precaution and adaptation • Integration But are these sufficient for achieving food system sustainability? R. Gibson, 2006, “Sustainability assessment: basic components of a practical approach” Impact Assessment and Project Appraisal, 24: 170-182