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INTRODUCTION
• Constituted on April 12, 1988 as non statutory board.
• 1992 acquired statutory form.
• Mission- INDIA to make best security market exchange.
OBJECTIVES
• Registering & Regulating the working.
• To protect the interest of investors.
• To promote efficient services.
• Calling information for inspection
• Conducting inquires.
• Prohibiting insider trading.
FUNCTIONS of SEBI
REGULATORY FUNCTIONS
DEVELOPMENTAL FUCTIONS
Section 11 of SEBI act
Duty of board to protect securities & promote the development
2 types of FUCTIONS
REGULATORY FUNCTIONS
• Regulation of stock exchange & self regulatory organisations.
• Registration of stock brokers.
• Prohibition in insider trading.
• Regulating substantial acquisitions.
DEVELOPMENTAL FUNCTIONS
• Promoting investors education
• Training of intermediaries
• Conducting research & published information
• Promotion of fair practices
• Promoting self-regulatory organisations.
POWERS OF SEBI
• Power to call periodical returns
• Power to control and regulate stock exchange
• Power to call information and explanation
• Power to levy fees or other charges
• Grant registration to market intermediaries
• To grant approval bye-laws
• To make amend bye-laws
• To declare applicability
• Power to compel listings
QUERY??????

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SEBI

  • 1. INTRODUCTION • Constituted on April 12, 1988 as non statutory board. • 1992 acquired statutory form. • Mission- INDIA to make best security market exchange.
  • 2. OBJECTIVES • Registering & Regulating the working. • To protect the interest of investors. • To promote efficient services. • Calling information for inspection • Conducting inquires. • Prohibiting insider trading.
  • 3. FUNCTIONS of SEBI REGULATORY FUNCTIONS DEVELOPMENTAL FUCTIONS Section 11 of SEBI act Duty of board to protect securities & promote the development 2 types of FUCTIONS
  • 4. REGULATORY FUNCTIONS • Regulation of stock exchange & self regulatory organisations. • Registration of stock brokers. • Prohibition in insider trading. • Regulating substantial acquisitions.
  • 5. DEVELOPMENTAL FUNCTIONS • Promoting investors education • Training of intermediaries • Conducting research & published information • Promotion of fair practices • Promoting self-regulatory organisations.
  • 6. POWERS OF SEBI • Power to call periodical returns • Power to control and regulate stock exchange • Power to call information and explanation • Power to levy fees or other charges • Grant registration to market intermediaries • To grant approval bye-laws • To make amend bye-laws • To declare applicability • Power to compel listings