SEBI( functions, powers,responsibilities)

2. INTRODUCTION
The Securities and Exchange Board of India (SEBI) is the regulator for
the securities market in India. It was established by The Government of
India on 12 April 1998 and give statutory power on 1992 through the
SEBI Act 1992.
 Formed : 12 April,1992
 Jurisdiction: Government of India
 Headquarter: Mumbai, Maharashtra
 Employees: 643(2012)
 Website: www.sebi.gov.in

3. OFFICIAL WEBSITE OF SEBI

4. SEBI HEADQUARTER

5. Board Members

6. Preamble
“....... To protect the interest of investor in securities and to promote the
development of and to regulate the securities market and for matters
connected there with or incidental there to”

7. Functions of SEBI
a) Regulating the business in stock exchange and other securities
market.
b) Prohibiting fraudulent and unfair trade practices relating to securities markets.
c) Monitoring and controlling the functioning of venture capital funds and mutual
funds.
d) Registering and regulating the working of stock brokers, sub- brokers, share
transfer agents, bankers to an issue, trustees of trust deeds, merchant bankers
portfolio manager, investment adviser.

8. Responsibilities of SEBI
•SEBI has to be responsive to needs of three groups, which constitute
the market.
1. The issuers of securities
2. The investors
3. The market intermediaries
• SEBI has three function rolled into one body:
Quasi- legislative, Quasi- Judicial and Quasi- executive

9.  To approve by laws of stock exchange . Sebi
 To require the stock exchange to amend their by- laws.
 Inspect the books of accounts and call periodical returns from
recognized stock exchange.
 Inspect the book of accounts of a financial intermediaries.
 Compel certain companies to list their shares in one or more stock
exchanges.
 Registration brokers.