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Trusted Advisory Services 
STRICTLY CONFIDENTIAL © Copyright 2014 Progressive Intelligence 
USA • UK • INDIA 
Progressive Intelligence 
Partners in Achievement 
9225 W. Jewell Place, 
#101, Lakewood 
Colorado 80227 
USA 
• 
1245 Wild Rose Lane 
Lake Forest 
Illinois 60045 
USA 
• 
333 Rector Pl, #908 
New York 
New York 10280 
USA 
• 
4921 Waterfowl Way, 
Rockville 
Maryland 20853 
USA 
• 
6143 Leesburg Pike, #607 
Falls Church 
Virginia 22041 
USA 
• 
1st Floor, 19 Bracknell 
Gardens, Hampstead, 
London NW3 7EE 
UK 
• 
B-18 Swasthya Vihar 
Vikas Marg 
Delhi 110092 
INDIA 
info@piplinc.com 
Data Protection and Security 
Risk, Mitigation, and Management 
Legal & Operational Landscape 
Dr. Sanjeev B. Ahuja 
Managing Director 
sanjeev.ahuja@piplinc.com
Overview 
2 
Data Risk 
Exposure Mitigation 
Event Management 
Contact
Data Risk 
3 
Biographical 
Personal 
Data 
Data 
Protection 
Act 
Sector Specific 
Tech & Org 
Measures 
Regulator 
Liability 
Info & Comm 
Office 
Consequential 
Liability 
Living 
Individual 
Ability to Identify 
Individual 
Security 
Principles 
Protection 
Security 
Breach 
Criminal 
Activity 
Identity 
Fraud 
Unauthorized 
Or Unlawful 
Processing 
Appropriate 
Diligence 
Technology 
& Cost 
Feasibility 
Systems & 
Controls 
Data Protection & Privacy 
Suppliers 
Accidental, 
Unauthorized, or 
Unlawful Action 
Criminal 
Loss or Alteration. 
Access or Disclosure, 
Destruction or Damage 
Damage to Organization 
& Reputation 
Caused by Organization, 
Employees, or 3rd-Parties 
Civil Contract Breach 
Non-Compliance 
Public 
Undertaking 
Liability of 
Individual 
Officers 
Fines 
DPA Enofrcement 
Notice 
Public Naming 
& Shaming 
Time 
Action 
Compensation 
Security Risk 
Customers 
Employees 
Current/Former 
3rd Parties 
Nature of 
Data 
Harm That 
Results 
Individual 
Corporation 
Reliability of Employees 
& 3rd-Party Suppliers 
Client Instructions 
& Obligations 
By Law
Exposure Mitigation 
4 
Data Protection & Privacy 
Exposure Mitigation 
Executive & 
Operational 
Governance 
Information 
Security 
Policies 
Tech & Org 
Measures 
Information 
Access 
Control 
Staff 
Recruitment 
& Vetting 
Physical 
Security 
Contracts 
With 3rd-Party 
Suppliers 
Training & 
Awareness 
Programs 
Processes for 
Customer Data 
Disposal 
Compliance 
Audit & Monitoring 
Process
Event Management 
5 
Data Protection & Privacy 
Event Management 
1 2 
Exception 
Handling & 
Management 
Evaluation 
& Response 
Containment 
& Recovery 
Assessment of 
Ongoing Risk 
3 4 
Notification 
Of Breach
Contact 
6

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PIPL - Data Protection & Security

  • 1. Trusted Advisory Services STRICTLY CONFIDENTIAL © Copyright 2014 Progressive Intelligence USA • UK • INDIA Progressive Intelligence Partners in Achievement 9225 W. Jewell Place, #101, Lakewood Colorado 80227 USA • 1245 Wild Rose Lane Lake Forest Illinois 60045 USA • 333 Rector Pl, #908 New York New York 10280 USA • 4921 Waterfowl Way, Rockville Maryland 20853 USA • 6143 Leesburg Pike, #607 Falls Church Virginia 22041 USA • 1st Floor, 19 Bracknell Gardens, Hampstead, London NW3 7EE UK • B-18 Swasthya Vihar Vikas Marg Delhi 110092 INDIA info@piplinc.com Data Protection and Security Risk, Mitigation, and Management Legal & Operational Landscape Dr. Sanjeev B. Ahuja Managing Director sanjeev.ahuja@piplinc.com
  • 2. Overview 2 Data Risk Exposure Mitigation Event Management Contact
  • 3. Data Risk 3 Biographical Personal Data Data Protection Act Sector Specific Tech & Org Measures Regulator Liability Info & Comm Office Consequential Liability Living Individual Ability to Identify Individual Security Principles Protection Security Breach Criminal Activity Identity Fraud Unauthorized Or Unlawful Processing Appropriate Diligence Technology & Cost Feasibility Systems & Controls Data Protection & Privacy Suppliers Accidental, Unauthorized, or Unlawful Action Criminal Loss or Alteration. Access or Disclosure, Destruction or Damage Damage to Organization & Reputation Caused by Organization, Employees, or 3rd-Parties Civil Contract Breach Non-Compliance Public Undertaking Liability of Individual Officers Fines DPA Enofrcement Notice Public Naming & Shaming Time Action Compensation Security Risk Customers Employees Current/Former 3rd Parties Nature of Data Harm That Results Individual Corporation Reliability of Employees & 3rd-Party Suppliers Client Instructions & Obligations By Law
  • 4. Exposure Mitigation 4 Data Protection & Privacy Exposure Mitigation Executive & Operational Governance Information Security Policies Tech & Org Measures Information Access Control Staff Recruitment & Vetting Physical Security Contracts With 3rd-Party Suppliers Training & Awareness Programs Processes for Customer Data Disposal Compliance Audit & Monitoring Process
  • 5. Event Management 5 Data Protection & Privacy Event Management 1 2 Exception Handling & Management Evaluation & Response Containment & Recovery Assessment of Ongoing Risk 3 4 Notification Of Breach