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ORTHODONTIC 
DIAGNOSIS 
DR RITESH SHIWAKOTI
CASE HISTORY 
 Case history involves eliciting and recording of 
relevant information from the patient and parent 
to aid in overall diagnosis of the case 
PERSONAL DETAILS: 
NAME :the patient’s name should be recorded for 
the purpose of communication and identification. 
BIRTHDATE : to assist growing age and for diagnosis 
and treatment planning.
 AGE-the patients chronological age should be 
recorded. Age consideration helps in diagnosis as 
well as treatment planning. 
 growth modification procedures using functional 
and orthopaedic appliances are carried out 
during growth period. 
 SEX-patient’s sex should be recorded in case 
history. 
 This is important in planing treatment,as the timing 
of growth events such as growth spurts is different 
in males and females.
 ADDRESS AND OCCUPATION-recording of address 
and occupation helps in evaluation of socio-economic 
status of the patient and the parents. 
 CHIEF COMPLIANT -the patient’s chief compliant 
should be recorded in his/ her on words. 
 This help the clinician in identifying the priorities 
and the desires of the patient.
GENERAL EVALUTATION 
 Height and weight-they provide clue to the 
physical growth and maturation of the patient. 
 Gait-(way a person walks) abnormalities of gait 
are usually associated with neuromuscular 
disorders that may have a dental correlation. 
 Posture-(way a person stands)abnormal postures 
can predispose to malocclusion due to alteration 
in maxillo-mandibular relationship.
FACIAL STRUCTURE 
 The patient’s facial symmetry is examined to 
determine disproportions of the face in transverse 
and vertical planes. Gross facial asymmetry can 
occur as a result of: 
A. Congenital defects 
B. Hemi-facial atrophy/hypertrophy 
C. Unilateral condylar ankylosis and hyperplasia
FACIAL PROFILE 
 The facial profile is examined by viewing the 
patient from the side. The facial profile helps in 
diagnosing the gross deviation of maxillo-mandibular 
relationship. the profile is assessed by 
joining the following two reference lines. 
1. A line joining the forehead and the soft tissue 
point A(deepest point in curvature of upper lip) 
2. A line joining point A and the soft tissue 
pogonion(most anterior part of the chin)
 STRAIGHT PROFILE-the two lines form nearly 
straight line. 
 CONVEX PROFILE-the two lines form an angle with 
concavity facing the tissue. 
This kind of profile occurs as a result of prognathic 
maxilla retrognathic mandible as seen in CLASS 
11,DIVISON 1 MALOCCLUSION. 
STRAIGHT PROFILE CONVEX PROFILE
 COCAVE PROFILE-the two reference lines form an 
angle with convexity towards tissue. 
 This type of profile is associated with a prognathic 
mandible or retrognathic maxilla as in CLASS 111 
MALOCCLUSION.
FUNCTIONAL ANALYSIS
TMJ 
 Clicking ,popping or crepitus. 
 Deviation or Deflection while opening. 
 Pain or tenderness over joint or masticatory 
muscles. 
 Maximal inter Incisal opening ( 40-45 mm) 
 Range of vertical & lateral movements.
PALPATION OF PRE TRAGUS AREA: 
 The examiner can be positioned either in front of or behind the 
patient. 
 Patient is asked to slowly open and close the mouth.Palpation 
with index finger,placed in the pre tragus depression is done. 
INTRA AURICULAR PALPATION: 
 Performed by inserting small finger into the ear canal and 
pressing anteriorly. 
 While palpating with this methods check whether condyle 
moves symmetrically, with the rotation and translation phase.
INTER-OCCLUSAL CLEARANCE. 
 The postural rest position of the mandible at which the 
muscles that closes the jaw and those that open them 
are, in state of minimal contraction to maintain the 
posture of mandible. 
 At postural rest position, a space exists between the 
upper and lower jaws. 
 This space is known as FREEWAY SPACE. 
 FREEWAY SPACE is 3mm in canine region.
 VERNIER CALIPERS CAN BE USED DIRECTLY IN THE 
PATIENT’S MOUTH IN THE CANINE OR INCISAL 
REGION TO MEASURE FREEWAY SPACE. 
 THIS IS DIRECT INTRA ORAL METHOD.
PATH OF CLOSURE 
The path of closure is the movement of mandible from 
the rest position to habitual occlusion . 
 Forward path of closure: a forward path of closure 
occurs in patients with mild skeletal and 
prenormalcy or edge to edge incisor contact. In 
such patients ,the mandible is guided to a more 
forward position to allow the mandibular incisors to 
go labial to the upper incisors. 
 Backward path of closure: class 11 ,division 2 exhibit 
premature incisor contact due to retroclined 
maxillary incisors. Thus the mandible is guided 
posteriorly to establish occlusion 
 Lateral path of closure : lateral deviation of 
mandible to left or right side is associated with 
occlusal prematurities and a narrow maxillary arch
ASSESSMENT OF ANTERO-POSTERIOR 
JAW RELATIONSHIP 
 It can be assessed clinically. 
 Ideally maxillary skeletal base is 2-3 mm ahead of 
the mandibular skeletal base when the teeth are 
in occlusion. 
 Estimation is done by placement of index and 
middle fingers at the soft tissue point A and point 
B respectively.
 In skeletal CLASS1 PATIENTS, the index finger is 
anterior to middle finger or the hand points 
upwards.
 In a skeletal CLASS 11 patient, the middle finger is 
ahead of the forefinger or the hand points 
downwards.
 In a patient with CLASS 111 skeletal pattern the 
hand is at an even level.
ASSESSMENT OF VERTICAL 
SKELETAL RELATIONSHIP 
 The vertical skeletal relationship assessed by studying 
the angle formed between the lower border of the 
mandible and the Frankfort horizontal plane(a line 
between the most superior point of external auditory 
meatus and inferior border of orbit) 
 Normally the two planes intersects at the occipital 
region. 
 In case the two planes meets beyond the occipital 
region, it indicates a low angle case or a horizontal 
growing face. 
 If two planes meet anterior to occipital region it 
indicates a high angle case or a vertical growing 
face.
Assessment of vertical facial height
EVALUATION OF FACIAL 
PROPORTIONS 
 A WELL PROPORTIONED FACE CAN BE DIVIDED 
INTO THREE EQUAL VERTICAL THIRDS USING FOUR 
HORIZONTAL PLANES AT THE LEVEL OF THE 
HAIRLINE,THE SUPRA ORBITAL RIDGE, THE BASE OF 
THE NOSE AND THE INFERIOR BORDER OF CHIN 
 WITHIN THE LOWER FACE, THE UPPER LIP OCCUPIES 
A THIRD OF THE DISTANCE WHILE CHIN OCCUPIES 
THE REST OF THE SPACE.
EXAMINATION OF LIPS 
 The upper lip covers the entire labial surface of 
upper anteriors except the incisal 2-3 mm during 
rest position. 
 The lower lip covers the entire labial surface of 
lower anteriors and 2-3 mm of incisal edge of 
upper anteriors during rest position.
CLASSIFICATION OF LIPS 
 COMPETENT LIP-THE LIPS ARE IN SLIGHT CONTACT 
WHEN MUSCULATURE IS RELAXED.
 INCOMPETENT LIPS-they are morphologically short 
lips which do not form a lip seal in a relaxed state. 
 The lip seal can only be achieved by active 
contraction of perioral and mentalis muscle.
 POTENTIALLY INCOMPETENT LIP-they are normal 
lips that fails to form a lip seal due to proclaimed 
upper incisor. 
 EVERTED LIP-they are hypertrophied lips with weak 
muscular tonicity. 
 Lip are seperated at rest by more than 3-4 mm . 
 Measured by vernier caliper
An imaginary line is drawn from the tip of the nose to 
the tip of the chin called as E line. 
If the lip is significantly forward from this line it can be 
judged to be prominent, if the lip fall behind this 
line it is retrusive. 
Lower lip to E line measures = -2 mm
Gingival display 
Ideal = 2.3 mm tooth coverage 
Maximum = 0.8 mm tooth coverage 
Minimum = 4.5 mm tooth coverage 
Incisal display at rest = 2-3 mm
Overjet refers to the extent of horizontal (anterior-posterior) 
overlap of the maxillary central incisors 
over the mandibular central incisors 
Normal 1mm – 2mm 
Mild 3mm- 4mm 
Moderate 5 – 6 mm 
Severe - more than 7 mm
Overbite refers to the extent of vertical (superior-inferior) 
overlap of the maxillary central incisors 
over the mandibular central incisors, measured 
relative to the incisal ridges. 
0-2 mm = normal 
3-4 mm = slightly deep 
5-7 mm = moderately deep 
>7 mm = significantly deep
Abnormal occlusion in the transverse plane. It is a 
condition where one or more teeth may be 
abnormally malposed bucally or lingually or 
labially with reference to opposing tooth or teeth 
Anterior crossbite 
Single tooth 
Segmental 
Posterior crossbite 
Unilateral 
Bilateral
Upper and lower crowing: discrepancy between the 
tooth size and the arch width leads to crowding 
0-1 mm = Normal 
2-3 mm = Mild crowding 
4-6 mm = Moderate crowing 
>7 mm = Severe
Angle’s classification of malocclusion: 
Canine relationship: 
Class I relation: It means, mesial inclination of the 
cusp of the upper canine which overlaps the 
distal incline of the cusp of lower canine. 
Class II relation: Distal incline of cusp of upper canine 
overlaps the mesial incline of the cusp of the 
lower canine. 
Class III relation: lower canine is forwardly placed 
compared to upper canine.
Class I molar relation: Mesiobuccal cusp of the 
permanent maxillary first molar occludes in 
mesiobuccal groove of first permanent 
mandibular molar. 
Class II relation: distobuccal cusp of the permanent 
maxillary first molar occlude in mesiobuccal 
groove of first permanent mandibular molar. 
Division I : class II molar relation on either side with 
proclined maxillary anteriors.
Division II : class II molar relation with retroclined 
maxillary anterior. 
Class III : mesiobuccal cusp of maxillary first 
permanent molar occludes interdentally between 
first and second mandibular molar. 
End to End relation: the cusp of upper and lower first 
permanent molar are in same plane. 
Flush terminal plane: A relationship between primary 
teeth in which the buccal(distal) surfaces of the 
opposing second molars are aligned when 
occlusion is centric.
Arch length : 
Overall ratio = sum of mand 12* 100/sum of max 12 
Overall ratio = 91.3% 
If < 91.3 max excess 
If > 91.3 mand excess
Curve of spee 
Normal = 2-4 mm 
Flat = 0-2 mm 
Deep = >/= 2 mm
Palate contour: 
High ( V shaped ) 
Normal ( U shaped ) 
Low ( Flat )
Arch width: 
Wide : increase inter canine width and increased 
inter molar width 
Narrow : decreased inter canine and inter molar 
width 
Normal
Arch form: 
Symmetrical 
Asymmetrical 
Caries : 
High 
Moderate 
Low
Tongue 
Normal : Tongue lies in the floor of the mouth with 
the tip forward & slightly below the incisal edges 
of the mandibular anterior teeth. 
Large : The tongue is flattened &broadened but the 
tip is in a normal position. 
Small :the tongue is retracted & depressed into the 
floor of the mouth ,with the tip curled upward, 
downward or assimilated into the body of 
tongue.•.
 Lingual frenum. 
Normal : lingual frenum is loosely attached to the 
floor of the mouth. 
Short : lingual frenum is short and leads to tongue 
tie. 
Broad : fan shaped.
 Tonsils and adenoid 
Enlarged 
Inflamed 
Moderate 
Small 
Not visible 
Removed
Gingiva : 
Healthy 
Marginal irritation 
Inflamed 
Bleeding 
Hypertrophic 
Recessed
Hygiene : 
Good 
Fair 
Poor 
Habits: 
None , thumb , finger
Cephalometric reading : 
Study of area maxillary to cranial base and 
mandible to cranial base and maxillo-mandibular 
relationship gives us idea that malocclusion is of 
skeletal origin. 
Vertical height is used to denote if a person has 
vertical or horizontal growing face. 
Maxillary mandibular incisor position : denotes 
malocclusion is of dental origin 
Normal soft tissue line = -2mm

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Orthodontics diagnosis

  • 1. ORTHODONTIC DIAGNOSIS DR RITESH SHIWAKOTI
  • 2. CASE HISTORY  Case history involves eliciting and recording of relevant information from the patient and parent to aid in overall diagnosis of the case PERSONAL DETAILS: NAME :the patient’s name should be recorded for the purpose of communication and identification. BIRTHDATE : to assist growing age and for diagnosis and treatment planning.
  • 3.  AGE-the patients chronological age should be recorded. Age consideration helps in diagnosis as well as treatment planning.  growth modification procedures using functional and orthopaedic appliances are carried out during growth period.  SEX-patient’s sex should be recorded in case history.  This is important in planing treatment,as the timing of growth events such as growth spurts is different in males and females.
  • 4.  ADDRESS AND OCCUPATION-recording of address and occupation helps in evaluation of socio-economic status of the patient and the parents.  CHIEF COMPLIANT -the patient’s chief compliant should be recorded in his/ her on words.  This help the clinician in identifying the priorities and the desires of the patient.
  • 5. GENERAL EVALUTATION  Height and weight-they provide clue to the physical growth and maturation of the patient.  Gait-(way a person walks) abnormalities of gait are usually associated with neuromuscular disorders that may have a dental correlation.  Posture-(way a person stands)abnormal postures can predispose to malocclusion due to alteration in maxillo-mandibular relationship.
  • 6. FACIAL STRUCTURE  The patient’s facial symmetry is examined to determine disproportions of the face in transverse and vertical planes. Gross facial asymmetry can occur as a result of: A. Congenital defects B. Hemi-facial atrophy/hypertrophy C. Unilateral condylar ankylosis and hyperplasia
  • 7. FACIAL PROFILE  The facial profile is examined by viewing the patient from the side. The facial profile helps in diagnosing the gross deviation of maxillo-mandibular relationship. the profile is assessed by joining the following two reference lines. 1. A line joining the forehead and the soft tissue point A(deepest point in curvature of upper lip) 2. A line joining point A and the soft tissue pogonion(most anterior part of the chin)
  • 8.  STRAIGHT PROFILE-the two lines form nearly straight line.  CONVEX PROFILE-the two lines form an angle with concavity facing the tissue. This kind of profile occurs as a result of prognathic maxilla retrognathic mandible as seen in CLASS 11,DIVISON 1 MALOCCLUSION. STRAIGHT PROFILE CONVEX PROFILE
  • 9.  COCAVE PROFILE-the two reference lines form an angle with convexity towards tissue.  This type of profile is associated with a prognathic mandible or retrognathic maxilla as in CLASS 111 MALOCCLUSION.
  • 11. TMJ  Clicking ,popping or crepitus.  Deviation or Deflection while opening.  Pain or tenderness over joint or masticatory muscles.  Maximal inter Incisal opening ( 40-45 mm)  Range of vertical & lateral movements.
  • 12. PALPATION OF PRE TRAGUS AREA:  The examiner can be positioned either in front of or behind the patient.  Patient is asked to slowly open and close the mouth.Palpation with index finger,placed in the pre tragus depression is done. INTRA AURICULAR PALPATION:  Performed by inserting small finger into the ear canal and pressing anteriorly.  While palpating with this methods check whether condyle moves symmetrically, with the rotation and translation phase.
  • 13. INTER-OCCLUSAL CLEARANCE.  The postural rest position of the mandible at which the muscles that closes the jaw and those that open them are, in state of minimal contraction to maintain the posture of mandible.  At postural rest position, a space exists between the upper and lower jaws.  This space is known as FREEWAY SPACE.  FREEWAY SPACE is 3mm in canine region.
  • 14.  VERNIER CALIPERS CAN BE USED DIRECTLY IN THE PATIENT’S MOUTH IN THE CANINE OR INCISAL REGION TO MEASURE FREEWAY SPACE.  THIS IS DIRECT INTRA ORAL METHOD.
  • 15. PATH OF CLOSURE The path of closure is the movement of mandible from the rest position to habitual occlusion .  Forward path of closure: a forward path of closure occurs in patients with mild skeletal and prenormalcy or edge to edge incisor contact. In such patients ,the mandible is guided to a more forward position to allow the mandibular incisors to go labial to the upper incisors.  Backward path of closure: class 11 ,division 2 exhibit premature incisor contact due to retroclined maxillary incisors. Thus the mandible is guided posteriorly to establish occlusion  Lateral path of closure : lateral deviation of mandible to left or right side is associated with occlusal prematurities and a narrow maxillary arch
  • 16. ASSESSMENT OF ANTERO-POSTERIOR JAW RELATIONSHIP  It can be assessed clinically.  Ideally maxillary skeletal base is 2-3 mm ahead of the mandibular skeletal base when the teeth are in occlusion.  Estimation is done by placement of index and middle fingers at the soft tissue point A and point B respectively.
  • 17.  In skeletal CLASS1 PATIENTS, the index finger is anterior to middle finger or the hand points upwards.
  • 18.  In a skeletal CLASS 11 patient, the middle finger is ahead of the forefinger or the hand points downwards.
  • 19.  In a patient with CLASS 111 skeletal pattern the hand is at an even level.
  • 20. ASSESSMENT OF VERTICAL SKELETAL RELATIONSHIP  The vertical skeletal relationship assessed by studying the angle formed between the lower border of the mandible and the Frankfort horizontal plane(a line between the most superior point of external auditory meatus and inferior border of orbit)  Normally the two planes intersects at the occipital region.  In case the two planes meets beyond the occipital region, it indicates a low angle case or a horizontal growing face.  If two planes meet anterior to occipital region it indicates a high angle case or a vertical growing face.
  • 21. Assessment of vertical facial height
  • 22. EVALUATION OF FACIAL PROPORTIONS  A WELL PROPORTIONED FACE CAN BE DIVIDED INTO THREE EQUAL VERTICAL THIRDS USING FOUR HORIZONTAL PLANES AT THE LEVEL OF THE HAIRLINE,THE SUPRA ORBITAL RIDGE, THE BASE OF THE NOSE AND THE INFERIOR BORDER OF CHIN  WITHIN THE LOWER FACE, THE UPPER LIP OCCUPIES A THIRD OF THE DISTANCE WHILE CHIN OCCUPIES THE REST OF THE SPACE.
  • 23. EXAMINATION OF LIPS  The upper lip covers the entire labial surface of upper anteriors except the incisal 2-3 mm during rest position.  The lower lip covers the entire labial surface of lower anteriors and 2-3 mm of incisal edge of upper anteriors during rest position.
  • 24. CLASSIFICATION OF LIPS  COMPETENT LIP-THE LIPS ARE IN SLIGHT CONTACT WHEN MUSCULATURE IS RELAXED.
  • 25.  INCOMPETENT LIPS-they are morphologically short lips which do not form a lip seal in a relaxed state.  The lip seal can only be achieved by active contraction of perioral and mentalis muscle.
  • 26.  POTENTIALLY INCOMPETENT LIP-they are normal lips that fails to form a lip seal due to proclaimed upper incisor.  EVERTED LIP-they are hypertrophied lips with weak muscular tonicity.  Lip are seperated at rest by more than 3-4 mm .  Measured by vernier caliper
  • 27. An imaginary line is drawn from the tip of the nose to the tip of the chin called as E line. If the lip is significantly forward from this line it can be judged to be prominent, if the lip fall behind this line it is retrusive. Lower lip to E line measures = -2 mm
  • 28. Gingival display Ideal = 2.3 mm tooth coverage Maximum = 0.8 mm tooth coverage Minimum = 4.5 mm tooth coverage Incisal display at rest = 2-3 mm
  • 29. Overjet refers to the extent of horizontal (anterior-posterior) overlap of the maxillary central incisors over the mandibular central incisors Normal 1mm – 2mm Mild 3mm- 4mm Moderate 5 – 6 mm Severe - more than 7 mm
  • 30. Overbite refers to the extent of vertical (superior-inferior) overlap of the maxillary central incisors over the mandibular central incisors, measured relative to the incisal ridges. 0-2 mm = normal 3-4 mm = slightly deep 5-7 mm = moderately deep >7 mm = significantly deep
  • 31. Abnormal occlusion in the transverse plane. It is a condition where one or more teeth may be abnormally malposed bucally or lingually or labially with reference to opposing tooth or teeth Anterior crossbite Single tooth Segmental Posterior crossbite Unilateral Bilateral
  • 32. Upper and lower crowing: discrepancy between the tooth size and the arch width leads to crowding 0-1 mm = Normal 2-3 mm = Mild crowding 4-6 mm = Moderate crowing >7 mm = Severe
  • 33. Angle’s classification of malocclusion: Canine relationship: Class I relation: It means, mesial inclination of the cusp of the upper canine which overlaps the distal incline of the cusp of lower canine. Class II relation: Distal incline of cusp of upper canine overlaps the mesial incline of the cusp of the lower canine. Class III relation: lower canine is forwardly placed compared to upper canine.
  • 34. Class I molar relation: Mesiobuccal cusp of the permanent maxillary first molar occludes in mesiobuccal groove of first permanent mandibular molar. Class II relation: distobuccal cusp of the permanent maxillary first molar occlude in mesiobuccal groove of first permanent mandibular molar. Division I : class II molar relation on either side with proclined maxillary anteriors.
  • 35. Division II : class II molar relation with retroclined maxillary anterior. Class III : mesiobuccal cusp of maxillary first permanent molar occludes interdentally between first and second mandibular molar. End to End relation: the cusp of upper and lower first permanent molar are in same plane. Flush terminal plane: A relationship between primary teeth in which the buccal(distal) surfaces of the opposing second molars are aligned when occlusion is centric.
  • 36. Arch length : Overall ratio = sum of mand 12* 100/sum of max 12 Overall ratio = 91.3% If < 91.3 max excess If > 91.3 mand excess
  • 37. Curve of spee Normal = 2-4 mm Flat = 0-2 mm Deep = >/= 2 mm
  • 38. Palate contour: High ( V shaped ) Normal ( U shaped ) Low ( Flat )
  • 39. Arch width: Wide : increase inter canine width and increased inter molar width Narrow : decreased inter canine and inter molar width Normal
  • 40. Arch form: Symmetrical Asymmetrical Caries : High Moderate Low
  • 41. Tongue Normal : Tongue lies in the floor of the mouth with the tip forward & slightly below the incisal edges of the mandibular anterior teeth. Large : The tongue is flattened &broadened but the tip is in a normal position. Small :the tongue is retracted & depressed into the floor of the mouth ,with the tip curled upward, downward or assimilated into the body of tongue.•.
  • 42.  Lingual frenum. Normal : lingual frenum is loosely attached to the floor of the mouth. Short : lingual frenum is short and leads to tongue tie. Broad : fan shaped.
  • 43.  Tonsils and adenoid Enlarged Inflamed Moderate Small Not visible Removed
  • 44. Gingiva : Healthy Marginal irritation Inflamed Bleeding Hypertrophic Recessed
  • 45. Hygiene : Good Fair Poor Habits: None , thumb , finger
  • 46. Cephalometric reading : Study of area maxillary to cranial base and mandible to cranial base and maxillo-mandibular relationship gives us idea that malocclusion is of skeletal origin. Vertical height is used to denote if a person has vertical or horizontal growing face. Maxillary mandibular incisor position : denotes malocclusion is of dental origin Normal soft tissue line = -2mm