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2.72 Elements of Mechanical Design
Spring 2009
For information about citing these materials or our Terms of Use, visit: http://ocw.mit.edu/terms.
2.72
Elements of
Mechanical Design
Lecture 06: Constraints
Schedule and reading assignment
Quiz
‰ Quiz – HTMs
Topics
‰ Principles of exact constraint

‰ Bearing layout exercises

‰ Spindle shaft constraint/bearing layout

Reading assignment
‰ Chapter 11 in Shigley and Mischke
• Read sections 11.1 – 11.6, 11.9
• Skim sections 11.7 – 11.8, 11.10 – 11.12
‰ This is 40ish pages, but most of it is pictures/graphs/examples
© Martin Culpepper, All rights reserved 2
Principles of
exact constraint
Under, exact and over constraint
Constraints are fundamental to mechanical design
‰	 A mechanical designers goal is to control, i.e. to constrain, parts so that
they are where they are supposed to be.
Exact constraint:
‰	 There should be one constraint for each degree-of-freedom that is
constrained.
Under constraint
‰ Too few constraints, part is not held in all the directions it needs to be
Over constraint
‰	 Too many constraints, some constraints may fight each other when
trying to do the same job.
© Martin Culpepper, All rights reserved 4
Mechanical constraints
We want to learn how to model and design each
We first need to know:
‰ How they should be used

‰ What their functional requirements are

How they should be used and their FRs depend upon:

‰ How they are laid out

‰ Dos and don’ts

Learn to lay them out right
‰ Use this to obtain their Functional Requirements

‰ Then do the detailed design of each

© Martin Culpepper, All rights reserved 5
Constraints and Degrees-of-freedom
Rigid components have 6 degrees-of-freedom

We will represent an ideal constraint as a line

6 – C = R

C = # of Non-Redundant Constraints
R = # of Independent Degrees of Freedom
Example:
6 - 2constraints = 4DoFs
Rz
Courtesy John Hopkins, MIT
© Martin Culpepper, All rights reserved 6
Constraints, compliance and motion
Exact constraint: Achieve desired motion
‰ By applying minimum number of constraints y
‰ Arranging constraints in correct constraint topology
‰ Adding constraints only when necessary z
For now:
‰ Start with ideal constraints
x
Stage
Ground
‰ Considering small motions

‰ Constraints = lines

Focus on rigid stage attached to ground
‰ What do we mean by rigid?

‰ What do we mean by constraint? - Stiffness ratios

© Martin Culpepper, All rights reserved 7
The benefits of exact constraint
Penalties for over constraint
© Martin Culpepper, All rights reserved
Parts of machines are now
always the same strength and
stiffness.
Large, stiff components have a
tendency to “kill” their smaller
counterparts when they are
connected so that they are
forced to fight.
Exact constraint design helps to
prevent fights, therfore all your
parts live in harmony.
8
X
Y
A
B
A
B
Loose
Binding
Figure by MIT OpenCourseWare.
Constraint examples
1 2
More examples:
y

3
z
x
4 5 6
© Martin Culpepper, All rights reserved 9
Exact constraint
practice
Mechanical constraints: Some bearing types
Sliding
‰ Bushings

‰ etc…

Radial rolling
‰ Radial
‰ Shallow groove
‰ Deep groove (Conrad)
‰ Angular contact
‰ Tapered
© Martin Culpepper, All rights reserved 11
Examples drawn from your lathe
© Martin Culpepper, All rights reserved 12
Example: Carriage constraint
x
z
y
Assume these are
bushings as in
your lathe
© Martin Culpepper, All rights reserved 13
Example cont.

y
x
z
Misalignment

& assembly

errors

© Martin Culpepper, All rights reserved 14
Example cont.
x
z
y
Thermally
Induced
growth
© Martin Culpepper, All rights reserved 15
x
Practical embodiment
y
z
Flexure that is stiff in y and z, yet compliant in x

© Martin Culpepper, All rights reserved 16
Group exercise – Carriage constraints
Identify the motions that you desire for the carriage and
the minimum # of constraints that are needed to yield
only these motions.
Identify the constraints from each bearing set and
determine how they act in concert to yield the desired
motions.
© Martin Culpepper, All rights reserved 17
Constraint layouts
and
thermal stability
Housing
Avoiding over constraint
How to deal with the thermal growth issue

‰ The shaft typically gets hotter than the housing because the housing has
better ability to carry heat away
‰ Whether the outer or inner race are fixed, matters…
Constraining front and rear bearings

‰ One bearing set should be axially and radially restrained
‰ The other bearing set should ONLY have radial restraint
19© Martin Culpepper, All rights reserved
Shaft
Chuck
NutGear
Part
Tool
8.0 04.010.0
Gear
Housing
Examples: Good or bad
Outer race fixed axially, if shaft heats is this bad?

‰ Think about what happens to the preload…
Shaft
Chuck
© Martin Culpepper, All rights reserved 20
Housing
Examples: Good or bad
Outer race fixed axially, if shaft heats is this bad?

‰ Think about what happens to the preload…
Shaft
Chuck
This is the
back-to-back config.
It should be used
when the outer race
is not rotating
© Martin Culpepper, All rights reserved 21
Housing
Examples: Good or bad
Assume the outer
race does not rotate
Shaft
Chuck
Nut
Gear
Gear
Sliding permitted
Spacer
1
© Martin Culpepper, All rights reserved 22
Housing
Examples: Good or bad
Assume the outer
race does not rotate
Shaft
Chuck
Nut
Gear
Gear
Sliding permitted
Spacer
2
© Martin Culpepper, All rights reserved 23
Housing
Examples: Good or bad
Shaft
Chuck
Nut
Gear
Gear
Assume the outer
race does not rotate
3
© Martin Culpepper, All rights reserved 24
Housing
Examples: Good or bad
Shaft
Chuck
Nut
Gear
Gear
Spring
Assume the outer
race does not rotate
4
© Martin Culpepper, All rights reserved 25
Housing
Examples: Good or bad
Assume the outer
race does not rotate
Shaft
Chuck
Nut
Gear
Gear
5
© Martin Culpepper, All rights reserved 26
Housing
27© Martin Culpepper, All rights reserved
Gear
Gear
Examples: Good or bad
Assume the outer
race does not rotate
Shaft
Chuck
6
Housing
Examples: Good or bad
Assume the outer
race does not rotate
Good
‰ Front set constrained radially and axially
‰ Rear set constrained only radially
Shaft
Chuck
Nut
Gear
Gear
Sliding permitted
Spacer
1
BUT, sliding means some gap must exist and therefore
one must precision fabricate if a small gap is desired
© Martin Culpepper, All rights reserved 28
Housing
Examples: Good or bad
Assume the outer
race does not rotate
Bad
‰ Front set constrained only radially
‰ Rear set constrained only radially
Shaft
Chuck
Nut
Gear
Gear
Sliding permitted
Spacer
2
This design will not work if axial loads are to be applied
along both directions
© Martin Culpepper, All rights reserved 29
Housing
Examples: Good or bad
Assume the outer
race does not rotate
Good
‰ Front set constrained radially and ½ axially
‰ Rear set constrained radially and ½ axially
Shaft
Chuck
Nut
Gear
Gear
3
BUT, adding a spring increases part count/cost
Axial stiffness values (left vs. right) will be different
© Martin Culpepper, All rights reserved 30
Housing
Examples: Good or bad
Assume the outer
race does not rotate
BAD
‰ Front set is constrained only ½ axially
‰ Rear set is constrained only ½ axially
Shaft
Chuck
Nut
Gear
Gear
Spring
4
This design will not work if axial loads are to be applied
along both directions
© Martin Culpepper, All rights reserved 31
Housing
Examples: Good or bad
Assume the outer
race does not rotate
BAD
‰ Front set is constrained ½ axially and radially
‰ Rear set is constrained ½ axially and radially
Shaft
Chuck
Nut
Gear
Gear
5
At high speeds/loads, thermal growth may kill the
bearing sets
‰ Like a double face-to-face…
© Martin Culpepper, All rights reserved 32
Housing
Examples: Good or bad
Bad
‰ Front set constrained radially and ½ axially

‰ Rear set constrained radially (if flexure is of proper stiffness)

Assume the outer
race does not rotate
Gear

Gear

Shaft
Chuck
6
Left bearing set is not in the back-to-back configuration
Shaft can pop out…
© Martin Culpepper, All rights reserved 33
Group exercise
Group exercise – Spindle constraints
The spindles you have seen use tapered roller bearings. 

First, sketch a layout from one of the previous lathes
and diagnose its layout
Second, generate and sketch a different way to
constrain the spindle shaft.
© Martin Culpepper, All rights reserved 35

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Mit2 72s09 lec06

  • 1. MIT OpenCourseWare http://ocw.mit.edu 2.72 Elements of Mechanical Design Spring 2009 For information about citing these materials or our Terms of Use, visit: http://ocw.mit.edu/terms.
  • 3. Schedule and reading assignment Quiz ‰ Quiz – HTMs Topics ‰ Principles of exact constraint ‰ Bearing layout exercises ‰ Spindle shaft constraint/bearing layout Reading assignment ‰ Chapter 11 in Shigley and Mischke • Read sections 11.1 – 11.6, 11.9 • Skim sections 11.7 – 11.8, 11.10 – 11.12 ‰ This is 40ish pages, but most of it is pictures/graphs/examples © Martin Culpepper, All rights reserved 2
  • 5. Under, exact and over constraint Constraints are fundamental to mechanical design ‰ A mechanical designers goal is to control, i.e. to constrain, parts so that they are where they are supposed to be. Exact constraint: ‰ There should be one constraint for each degree-of-freedom that is constrained. Under constraint ‰ Too few constraints, part is not held in all the directions it needs to be Over constraint ‰ Too many constraints, some constraints may fight each other when trying to do the same job. © Martin Culpepper, All rights reserved 4
  • 6. Mechanical constraints We want to learn how to model and design each We first need to know: ‰ How they should be used ‰ What their functional requirements are How they should be used and their FRs depend upon: ‰ How they are laid out ‰ Dos and don’ts Learn to lay them out right ‰ Use this to obtain their Functional Requirements ‰ Then do the detailed design of each © Martin Culpepper, All rights reserved 5
  • 7. Constraints and Degrees-of-freedom Rigid components have 6 degrees-of-freedom We will represent an ideal constraint as a line 6 – C = R C = # of Non-Redundant Constraints R = # of Independent Degrees of Freedom Example: 6 - 2constraints = 4DoFs Rz Courtesy John Hopkins, MIT © Martin Culpepper, All rights reserved 6
  • 8. Constraints, compliance and motion Exact constraint: Achieve desired motion ‰ By applying minimum number of constraints y ‰ Arranging constraints in correct constraint topology ‰ Adding constraints only when necessary z For now: ‰ Start with ideal constraints x Stage Ground ‰ Considering small motions ‰ Constraints = lines Focus on rigid stage attached to ground ‰ What do we mean by rigid? ‰ What do we mean by constraint? - Stiffness ratios © Martin Culpepper, All rights reserved 7
  • 9. The benefits of exact constraint Penalties for over constraint © Martin Culpepper, All rights reserved Parts of machines are now always the same strength and stiffness. Large, stiff components have a tendency to “kill” their smaller counterparts when they are connected so that they are forced to fight. Exact constraint design helps to prevent fights, therfore all your parts live in harmony. 8 X Y A B A B Loose Binding Figure by MIT OpenCourseWare.
  • 10. Constraint examples 1 2 More examples: y 3 z x 4 5 6 © Martin Culpepper, All rights reserved 9
  • 12. Mechanical constraints: Some bearing types Sliding ‰ Bushings ‰ etc… Radial rolling ‰ Radial ‰ Shallow groove ‰ Deep groove (Conrad) ‰ Angular contact ‰ Tapered © Martin Culpepper, All rights reserved 11
  • 13. Examples drawn from your lathe © Martin Culpepper, All rights reserved 12
  • 14. Example: Carriage constraint x z y Assume these are bushings as in your lathe © Martin Culpepper, All rights reserved 13
  • 15. Example cont. y x z Misalignment & assembly errors © Martin Culpepper, All rights reserved 14
  • 16. Example cont. x z y Thermally Induced growth © Martin Culpepper, All rights reserved 15
  • 17. x Practical embodiment y z Flexure that is stiff in y and z, yet compliant in x © Martin Culpepper, All rights reserved 16
  • 18. Group exercise – Carriage constraints Identify the motions that you desire for the carriage and the minimum # of constraints that are needed to yield only these motions. Identify the constraints from each bearing set and determine how they act in concert to yield the desired motions. © Martin Culpepper, All rights reserved 17
  • 20. Housing Avoiding over constraint How to deal with the thermal growth issue ‰ The shaft typically gets hotter than the housing because the housing has better ability to carry heat away ‰ Whether the outer or inner race are fixed, matters… Constraining front and rear bearings ‰ One bearing set should be axially and radially restrained ‰ The other bearing set should ONLY have radial restraint 19© Martin Culpepper, All rights reserved Shaft Chuck NutGear Part Tool 8.0 04.010.0 Gear
  • 21. Housing Examples: Good or bad Outer race fixed axially, if shaft heats is this bad? ‰ Think about what happens to the preload… Shaft Chuck © Martin Culpepper, All rights reserved 20
  • 22. Housing Examples: Good or bad Outer race fixed axially, if shaft heats is this bad? ‰ Think about what happens to the preload… Shaft Chuck This is the back-to-back config. It should be used when the outer race is not rotating © Martin Culpepper, All rights reserved 21
  • 23. Housing Examples: Good or bad Assume the outer race does not rotate Shaft Chuck Nut Gear Gear Sliding permitted Spacer 1 © Martin Culpepper, All rights reserved 22
  • 24. Housing Examples: Good or bad Assume the outer race does not rotate Shaft Chuck Nut Gear Gear Sliding permitted Spacer 2 © Martin Culpepper, All rights reserved 23
  • 25. Housing Examples: Good or bad Shaft Chuck Nut Gear Gear Assume the outer race does not rotate 3 © Martin Culpepper, All rights reserved 24
  • 26. Housing Examples: Good or bad Shaft Chuck Nut Gear Gear Spring Assume the outer race does not rotate 4 © Martin Culpepper, All rights reserved 25
  • 27. Housing Examples: Good or bad Assume the outer race does not rotate Shaft Chuck Nut Gear Gear 5 © Martin Culpepper, All rights reserved 26
  • 28. Housing 27© Martin Culpepper, All rights reserved Gear Gear Examples: Good or bad Assume the outer race does not rotate Shaft Chuck 6
  • 29. Housing Examples: Good or bad Assume the outer race does not rotate Good ‰ Front set constrained radially and axially ‰ Rear set constrained only radially Shaft Chuck Nut Gear Gear Sliding permitted Spacer 1 BUT, sliding means some gap must exist and therefore one must precision fabricate if a small gap is desired © Martin Culpepper, All rights reserved 28
  • 30. Housing Examples: Good or bad Assume the outer race does not rotate Bad ‰ Front set constrained only radially ‰ Rear set constrained only radially Shaft Chuck Nut Gear Gear Sliding permitted Spacer 2 This design will not work if axial loads are to be applied along both directions © Martin Culpepper, All rights reserved 29
  • 31. Housing Examples: Good or bad Assume the outer race does not rotate Good ‰ Front set constrained radially and ½ axially ‰ Rear set constrained radially and ½ axially Shaft Chuck Nut Gear Gear 3 BUT, adding a spring increases part count/cost Axial stiffness values (left vs. right) will be different © Martin Culpepper, All rights reserved 30
  • 32. Housing Examples: Good or bad Assume the outer race does not rotate BAD ‰ Front set is constrained only ½ axially ‰ Rear set is constrained only ½ axially Shaft Chuck Nut Gear Gear Spring 4 This design will not work if axial loads are to be applied along both directions © Martin Culpepper, All rights reserved 31
  • 33. Housing Examples: Good or bad Assume the outer race does not rotate BAD ‰ Front set is constrained ½ axially and radially ‰ Rear set is constrained ½ axially and radially Shaft Chuck Nut Gear Gear 5 At high speeds/loads, thermal growth may kill the bearing sets ‰ Like a double face-to-face… © Martin Culpepper, All rights reserved 32
  • 34. Housing Examples: Good or bad Bad ‰ Front set constrained radially and ½ axially ‰ Rear set constrained radially (if flexure is of proper stiffness) Assume the outer race does not rotate Gear Gear Shaft Chuck 6 Left bearing set is not in the back-to-back configuration Shaft can pop out… © Martin Culpepper, All rights reserved 33
  • 36. Group exercise – Spindle constraints The spindles you have seen use tapered roller bearings. First, sketch a layout from one of the previous lathes and diagnose its layout Second, generate and sketch a different way to constrain the spindle shaft. © Martin Culpepper, All rights reserved 35