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An Introduction
MATERIALS SCIENCEandENGINEERING
William D. Callister, Jr.
David G. Rethwisch
9E
Characteristics of Selected Elements
Atomic Density of Crystal Atomic Ionic Most Melting
Atomic Weight Solid, 20؇C Structure, Radius Radius Common Point
Element Symbol Number (amu) (g/cm3
) 20؇C (nm) (nm) Valence (؇C)
Aluminum Al 13 26.98 2.71 FCC 0.143 0.053 3ϩ 660.4
Argon Ar 18 39.95 — — — — Inert Ϫ189.2
Barium Ba 56 137.33 3.5 BCC 0.217 0.136 2ϩ 725
Beryllium Be 4 9.012 1.85 HCP 0.114 0.035 2ϩ 1278
Boron B 5 10.81 2.34 Rhomb. — 0.023 3ϩ 2300
Bromine Br 35 79.90 — — — 0.196 1Ϫ Ϫ7.2
Cadmium Cd 48 112.41 8.65 HCP 0.149 0.095 2ϩ 321
Calcium Ca 20 40.08 1.55 FCC 0.197 0.100 2ϩ 839
Carbon C 6 12.011 2.25 Hex. 0.071 ϳ0.016 4ϩ (sublimes at 3367)
Cesium Cs 55 132.91 1.87 BCC 0.265 0.170 1ϩ 28.4
Chlorine Cl 17 35.45 — — — 0.181 1Ϫ Ϫ101
Chromium Cr 24 52.00 7.19 BCC 0.125 0.063 3ϩ 1875
Cobalt Co 27 58.93 8.9 HCP 0.125 0.072 2ϩ 1495
Copper Cu 29 63.55 8.94 FCC 0.128 0.096 1ϩ 1085
Fluorine F 9 19.00 — — — 0.133 1Ϫ Ϫ220
Gallium Ga 31 69.72 5.90 Ortho. 0.122 0.062 3ϩ 29.8
Germanium Ge 32 72.64 5.32 Dia. cubic 0.122 0.053 4ϩ 937
Gold Au 79 196.97 19.32 FCC 0.144 0.137 1ϩ 1064
Helium He 2 4.003 — — — — Inert Ϫ272 (at 26 atm)
Hydrogen H 1 1.008 — — — 0.154 1ϩ Ϫ259
Iodine I 53 126.91 4.93 Ortho. 0.136 0.220 1Ϫ 114
Iron Fe 26 55.85 7.87 BCC 0.124 0.077 2ϩ 1538
Lead Pb 82 207.2 11.35 FCC 0.175 0.120 2ϩ 327
Lithium Li 3 6.94 0.534 BCC 0.152 0.068 1ϩ 181
Magnesium Mg 12 24.31 1.74 HCP 0.160 0.072 2ϩ 649
Manganese Mn 25 54.94 7.44 Cubic 0.112 0.067 2ϩ 1244
Mercury Hg 80 200.59 — — — 0.110 2ϩ Ϫ38.8
Molybdenum Mo 42 95.94 10.22 BCC 0.136 0.070 4ϩ 2617
Neon Ne 10 20.18 — — — — Inert Ϫ248.7
Nickel Ni 28 58.69 8.90 FCC 0.125 0.069 2ϩ 1455
Niobium Nb 41 92.91 8.57 BCC 0.143 0.069 5ϩ 2468
Nitrogen N 7 14.007 — — — 0.01–0.02 5ϩ Ϫ209.9
Oxygen O 8 16.00 — — — 0.140 2Ϫ Ϫ218.4
Phosphorus P 15 30.97 1.82 Ortho. 0.109 0.035 5ϩ 44.1
Platinum Pt 78 195.08 21.45 FCC 0.139 0.080 2ϩ 1772
Potassium K 19 39.10 0.862 BCC 0.231 0.138 1ϩ 63
Silicon Si 14 28.09 2.33 Dia. cubic 0.118 0.040 4ϩ 1410
Silver Ag 47 107.87 10.49 FCC 0.144 0.126 1ϩ 962
Sodium Na 11 22.99 0.971 BCC 0.186 0.102 1ϩ 98
Sulfur S 16 32.06 2.07 Ortho. 0.106 0.184 2Ϫ 113
Tin Sn 50 118.71 7.27 Tetra. 0.151 0.071 4ϩ 232
Titanium Ti 22 47.87 4.51 HCP 0.145 0.068 4ϩ 1668
Tungsten W 74 183.84 19.3 BCC 0.137 0.070 4ϩ 3410
Vanadium V 23 50.94 6.1 BCC 0.132 0.059 5ϩ 1890
Zinc Zn 30 65.41 7.13 HCP 0.133 0.074 2ϩ 420
Zirconium Zr 40 91.22 6.51 HCP 0.159 0.079 4ϩ 1852
Values of Selected Physical Constants
Quantity Symbol SI Units cgs Units
Avogadro’s number NA 6.022 ϫ 1023
6.022 ϫ 1023
molecules/mol molecules/mol
Boltzmann’s constant k 1.38 ϫ 10Ϫ23
J/atom K 1.38 ϫ 10Ϫ16
erg/atom K
8.62 ϫ 10Ϫ5
eV/atom K
Bohr magneton mB 9.27 ϫ 10Ϫ24
A m2
9.27 ϫ 10Ϫ21
erg/gaussa
Electron charge e 1.602 ϫ 10Ϫ19
C 4.8 ϫ 10Ϫ10
statcoulb
Electron mass — 9.11 ϫ 10Ϫ31
kg 9.11 ϫ 10Ϫ28
g
Gas constant R 8.31 J/mol K 1.987 cal/mol K
Permeability of a vacuum m0 1.257 ϫ 10Ϫ6
henry/m unitya
Permittivity of a vacuum ⑀0 8.85 ϫ 10Ϫ12
farad/m unityb
Planck’s constant h 6.63 ϫ 10Ϫ34
J s 6.63 ϫ 10Ϫ27
erg s
4.13 ϫ 10Ϫ15
eV s
Velocity of light in a vacuum c 3 ϫ 108
m/s 3 ϫ 1010
cm/s
a
In cgs-emu units.
b
In cgs-esu units.
#
##
##
#
#
##
Unit Abbreviations
A ϭ ampere in. ϭ inch N ϭ newton
ϭ angstrom J ϭ joule nm ϭ nanometer
Btu ϭ British thermal unit K ϭ degrees Kelvin P ϭ poise
C ϭ Coulomb kg ϭ kilogram Pa ϭ Pascal
ЊC ϭ degrees Celsius lbf ϭ pound force s ϭ second
cal ϭ calorie (gram) lbm ϭ pound mass T ϭ temperature
cm ϭ centimeter m ϭ meter ␮m ϭ micrometer
eV ϭ electron volt Mg ϭ megagram (micron)
ЊF ϭ degrees Fahrenheit mm ϭ millimeter W ϭ watt
ft ϭ foot mol ϭ mole psi ϭ pounds per square
g ϭ gram MPa ϭ megapascal inch
Å
SI Multiple and Submultiple Prefixes
Factor by Which
Multiplied Prefix Symbol
109
giga G
106
mega M
103
kilo k
10Ϫ2
centia
c
10Ϫ3
milli m
10Ϫ6
micro ␮
10Ϫ9
nano n
10Ϫ12
pico p
a
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© Courtney Keating/iStockphoto
9th Edition
Materials Science
and Engineering
AN INTRODUCTION
WILLIAM D. CALLISTER, JR.
Department of Metallurgical Engineering
The University of Utah
DAVID G. RETHWISCH
Department of Chemical and Biochemical Engineering
The University of Iowa
Front Cover: Depiction of a unit cell for iron carbide (Fe3C) from three different perspectives. Brown and blue spheres represent iron
and carbon atoms, respectively.
Back Cover: Three representations of the unit cell for body-centered cubic iron (a-ferrite); each unit cell contains an interstitial carbon
atom.
VICE PRESIDENT AND EXECUTIVE PUBLISHER Donald Fowley
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COVER ART Roy Wiemann and William D. Callister, Jr.
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ISBN: 978-1-118-32457-8
Wiley Binder Version ISBN: 978-1-118-47770-0
Printed in the United States of America
10 9 8 7 6 5 4 3 2 1
Dedicated to
Bill Stenquist, editor and friend
In this ninth edition we have retained the objectives and approaches for teaching
materials science and engineering that were presented in previous editions. The first,
and primary, objective is to present the basic fundamentals on a level appropriate for
university/college students who have completed their freshmen calculus, chemistry, and
physics courses.
The second objective is to present the subject matter in a logical order, from the
simple to the more complex. Each chapter builds on the content of previous ones.
The third objective, or philosophy, that we strive to maintain throughout the text is
that if a topic or concept is worth treating, then it is worth treating in sufficient detail and
to the extent that students have the opportunity to fully understand it without having to
consult other sources; in addition, in most cases, some practical relevance is provided.
The fourth objective is to include features in the book that will expedite the learning
process.These learning aids include the following:
• Numerous illustrations, now presented in full color, and photographs to help
visualize what is being presented
• Learning objectives, to focus student attention on what they should be getting from
each chapter
• “Why Study . . .” and “Materials of Importance” items as well as case studies that
provide relevance to topic discussions
• “Concept Check” questions that test whether a student understands the subject
matter on a conceptual level
• Key terms, and descriptions of key equations, highlighted in the margins for quick
reference
• End-of-chapter questions and problems designed to progressively develop
students’ understanding of concepts and facility with skills
• Answers to selected problems, so students can check their work
• A glossary, a global list of symbols, and references to facilitate understanding of the
subject matter
• End-of-chapter summary tables of important equations and symbols used in these
equations
• Processing/Structure/Properties/Performance correlations and summary concept
maps for four materials (steels, glass-ceramics, polymer fibers, and silicon
semiconductors), which integrate important concepts from chapter to chapter
• Materials of Importance sections that lend relevance to topical coverage by
discussing familiar and interesting materials and their applications
The fifth objective is to enhance the teaching and learning process by using the newer tech-
nologies that are available to most instructors and today’s engineering students.
Preface
• vii
viii • Preface
New/Revised Content
Several important changes have been made with this Ninth Edition. One of the most signifi-
cant is the incorporation of several new sections, as well as revisions/amplifications of other
sections. These include the following:
• Numerous new and revised example problems. In addition, all homework problems
requiring computations have been refreshed.
• Revised, expanded, and updated tables
• Two new case studies:“Liberty Ship Failures” (Chapter 1) and “Use of Composites
in the Boeing 787 Dreamliner” (Chapter 16)
• Bond hybridization in carbon (Chapter 2)
• Revision of discussions on crystallographic planes and directions to include the use
of equations for the determination of planar and directional indices (Chapter 3)
• Revised discussion on determination of grain size (Chapter 4)
• New section on the structure of carbon fibers (Chapter 13)
• Revised/expanded discussions on structures, properties, and applications of the
nanocarbons: fullerenes, carbon nanotubes, and graphene (Chapter 13)
• Revised/expanded discussion on structural composites: laminar composites and
sandwich panels (Chapter 16)
• New section on structure, properties, and applications of nanocomposite materials
(Chapter 16)
• Tutorial videos. In WileyPLUS,Tutorial Videos help students with their “muddiest
points” in conceptual understanding and problem-solving.
• Exponents and logarithms. In WileyPLUS, the exponential functions and natural
logarithms have been added to the Exponents and Logarithms section of the Math
Skills Review.
• Fundamentals of Engineering homework problems and questions for most
chapters.These appear at the end of Questions and Problems sections and provide
students the opportunity to practice answering and solving questions and problems
similar to those found on Fundamentals of Engineering examinations.
Online Learning Resources—Student Companion Site
at www.wiley.com/college/callister.
Also found on the book’s website is a Students’ Companion page on which is posted several
important instructional elements for the student that complement the text; these include the
following:
• Answers to Concept Check questions, questions which are found in the print book.
• Library of Case Studies. One way to demonstrate principles of design in an engineering
curriculum is via case studies: analyses of problem-solving strategies applied to
real-world examples of applications/devices/failures encountered by engineers. Five
case studies are provided as follows: (1) Materials Selection for a Torsionally Stressed
Cylindrical Shaft; (2) Automobile Valve Spring; (3) Failure of an Automobile Rear
Axle; (4) Artificial Total Hip Replacement; and (5) Chemical Protective Clothing.
• Mechanical Engineering (ME) Module. This module treats materials science/
engineering topics not covered in the printed text that are relevant to mechanical
engineering.
• Extended Learning Objectives. This is a more extensive list of learning objectives
than is provided at the beginning of each chapter.These direct the student to study
the subject material to a greater depth.
Preface • ix
• Student Lecture PowerPoint®
Slides.These slides (in both Adobe Acrobat®
PDF
and PowerPoint®
formats) are virtually identical to the lecture slides provided to
an instructor for use in the classroom.The student set has been designed to allow
for note taking on printouts.
• Index of Learning Styles. Upon answering a 44-item questionnaire, a user’s
learning-style preference (i.e., the manner in which information is assimilated and
processed) is assessed.
Online Resources for Instructors—Instructors Companion Site
at www.wiley.com/college/callister.
The Instructor Companion Site is available for instructors who have adopted this text.
Please visit the website to register for access. Resources that are available include the
following:
• All resources found on the Student Companion Site. (Except for the Student
Lecture PowerPoint®
Slides.)
• Instructor Solutions Manual. Detailed solutions for all end-of-chapter questions
and problems (in both Word®
and Adobe Acrobat®
PDF formats).
• Homework Problem Correlation Guide—8th edition to 9th edition. This guide
notes, for each homework problem or question (by number), whether it appeared
in the eighth edition and, if so, its number in this previous edition.
• Virtual Materials Science and Engineering (VMSE). This web-based software
package consists of interactive simulations and animations that enhance the
learning of key concepts in materials science and engineering. Included in VMSE
are eight modules and a materials properties/cost database.Titles of these modules
are as follows: (1) Metallic Crystal Structures and Crystallography; (2) Ceramic
Crystal Structures; (3) Repeat Unit and Polymer Structures; (4) Dislocations; (5)
Phase Diagrams; (6) Diffusion; (7) Tensile Tests; and (8) Solid-Solution
Strengthening.
• Image Gallery. Illustrations from the book. Instructors can use them in
assignments, tests, or other exercises they create for students.
• Art PowerPoint Slides. Book art loaded into PowerPoints, so instructors can more
easily use them to create their own PowerPoint Slides.
• Lecture Note PowerPoints. These slides, developed by the authors and Peter M.
Anderson (The Ohio State University), follow the flow of topics in the text, and
include materials taken from the text as well as other sources. Slides are available
in both Adobe Acrobat®
PDF and PowerPoint®
formats. [Note: If an instructor
doesn’t have available all fonts used by the developer, special characters may not
be displayed correctly in the PowerPoint version (i.e., it is not possible to embed
fonts in PowerPoints); however, in the PDF version, these characters will appear
correctly.]
• Solutions to Case Study Problems.
• Solutions to Problems in the Mechanical Engineering Web Module.
• Suggested Course Syllabi for the Various Engineering Disciplines. Instructors
may consult these syllabi for guidance in course/lecture organization and
planning.
• Experiments and Classroom Demonstrations. Instructions and outlines for
experiments and classroom demonstrations that portray phenomena and/or
illustrate principles that are discussed in the book; references are also provided
that give more detailed accounts of these demonstrations.
x • Preface
WileyPLUS is a research-based online environment for effective teaching and learning.
WileyPLUS builds students’ confidence by taking the guesswork out of studying by
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What do students receive with WileyPLUS?
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Engineering), tutorial videos, a Math Skills Review, flashcards, and much more;
these resources provide multiple study paths and encourage more active learning.
What do instructors receive with WileyPLUS?
• The ability to effectively and efficiently personalize and manage their course.
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WileyPLUS
We have a sincere interest in meeting the needs of educators and students in the materi-
als science and engineering community, and therefore we solicit feedback on this edition.
Comments, suggestions, and criticisms may be submitted to the authors via email at the
following address: billcallister@comcast.net.
Feedback
Since we undertook the task of writing this and previous editions, instructors and stu-
dents, too numerous to mention, have shared their input and contributions on how to
make this work more effective as a teaching and learning tool. To all those who have
helped, we express our sincere thanks.
We express our appreciation to those who have made contributions to this edition.
We are especially indebted to the following:
Audrey Butler of The University of Iowa, and Bethany Smith and Stephen Krause
of Arizona State University, for helping to develop material in the WileyPLUS course.
Grant Head for his expert programming skills, which he used in developing the Vir-
tual Materials Science and Engineering software.
Eric Hellstrom and Theo Siegrist of Florida State University for their feedback and
suggestions for this edition.
Acknowledgments
Preface • xi
In addition, we thank the many instructors who participated in the fall 2011 market-
ing survey; their valuable contributions were driving forces for many of the changes and
additions to this ninth edition.
We are also indebted to Dan Sayre, Executive Editor, Jennifer Welter, Senior Prod-
uct Designer, and Jessica Knecht, Editorial Program Assistant, for their guidance and
assistance on this revision.
Last, but certainly not least, we deeply and sincerely appreciate the continual en-
couragement and support of our families and friends.
William D. Callister, Jr.
David G. Rethwisch
October 2013
Contents
LIST OF SYMBOLS xxi
1. Introduction 1
Learning Objectives 2
1.1 Historical Perspective 2
1.2 Materials Science and Engineering 2
1.3 Why Study Materials Science and
Engineering? 4
Case Study—Liberty Ship Failures 5
1.4 Classification of Materials 6
Case Study—Carbonated Beverage
Containers 11
1.5 Advanced Materials 12
1.6 Modern Materials’ Needs 14
1.7 Processing/Structure/Properties/
Performance Correlations 15
Summary 17
References 17
Questions 18
2. Atomic Structure and Interatomic
Bonding 19
Learning Objectives 20
2.1 Introduction 20
ATOMIC STRUCTURE 20
2.2 Fundamental Concepts 20
2.3 Electrons in Atoms 22
2.4 The Periodic Table 28
ATOMIC BONDING IN SOLIDS 30
2.5 Bonding Forces and Energies 30
2.6 Primary Interatomic Bonds 32
2.7 Secondary Bonding or van der Waals
Bonding 39
Materials of Importance—Water (Its
Volume Expansion Upon Freezing) 42
2.8 Mixed Bonding 43
2.9 Molecules 44
2.10 Bonding Type-Materials Classification
Correlations 44
Summary 45
Equation Summary 46
List of Symbols 46
Processing/Structure/Properties/Performance
Summary 47
Important Terms and Concepts 47
References 47
Questions and Problems 48
Fundamentals of Engineering Questions and
Problems 50
3. The Structure of Crystalline Solids 51
Learning Objectives 52
3.1 Introduction 52
CRYSTAL STRUCTURES 52
3.2 Fundamental Concepts 52
3.3 Unit Cells 53
3.4 Metallic Crystal Structures 54
3.5 Density Computations 60
3.6 Polymorphism and Allotropy 60
Materials of Importance—Tin (Its
Allotropic Transformation) 61
3.7 Crystal Systems 62
CRYSTALLOGRAPHIC POINTS, DIRECTIONS, AND
PLANES 64
3.8 Point Coordinates 64
3.9 Crystallographic Directions 67
3.10 Crystallographic Planes 75
3.11 Linear and Planar Densities 81
3.12 Close-Packed Crystal Structures 82
CRYSTALLINE AND NONCRYSTALLINE
MATERIALS 84
3.13 Single Crystals 84
3.14 Polycrystalline Materials 84
3.15 Anisotropy 86
3.16 X-Ray Diffraction: Determination of
Crystal Structures 87
3.17 Noncrystalline Solids 92
Summary 93
Equation Summary 95
List of Symbols 96
• xiii
xiv • Contents
Processing/Structure/Properties/Performance
Summary 96
Important Terms and Concepts 97
References 97
Questions and Problems 97
Fundamentals of Engineering Questions and
Problems 104
4. Imperfections in Solids 105
Learning Objectives 106
4.1 Introduction 106
POINT DEFECTS 106
4.2 Vacancies and Self-Interstitials 106
4.3 Impurities in Solids 108
4.4 Specification of Composition 111
MISCELLANEOUS IMPERFECTIONS 115
4.5 Dislocations—Linear Defects 115
4.6 Interfacial Defects 118
Materials of Importance—Catalysts (and
Surface Defects) 121
4.7 Bulk or Volume Defects 122
4.8 Atomic Vibrations 122
MICROSCOPIC EXAMINATION 123
4.9 Basic Concepts of Microscopy 123
4.10 Microscopic Techniques 124
4.11 Grain-Size Determination 128
Summary 131
Equation Summary 132
List of Symbols 133
Processing/Structure/Properties/Performance
Summary 134
Important Terms and Concepts 135
References 135
Questions and Problems 135
Design Problems 138
Fundamentals of Engineering Questions and
Problems 139
5. Diffusion 140
Learning Objectives 141
5.1 Introduction 141
5.2 Diffusion Mechanisms 142
5.3 Fick’s First Law 143
5.4 Fick’s Second Law—Nonsteady-State
Diffusion 145
5.5 Factors That Influence Diffusion 149
5.6 Diffusion in Semiconducting
Materials 154
Material of Importance—Aluminum for
Integrated Circuit Interconnects 157
5.7 Other Diffusion Paths 158
Summary 158
Equation Summary 159
List of Symbols 160
Processing/Structure/Properties/Performance
Summary 160
Important Terms and Concepts 162
References 162
Questions and Problems 162
Design Problems 166
Fundamentals of Engineering Questions and
Problems 167
6. Mechanical Properties of Metals 168
Learning Objectives 169
6.1 Introduction 169
6.2 Concepts of Stress and Strain 170
ELASTIC DEFORMATION 174
6.3 Stress–Strain Behavior 174
6.4 Anelasticity 177
6.5 Elastic Properties of Materials 177
PLASTIC DEFORMATION 180
6.6 Tensile Properties 180
6.7 True Stress and Strain 187
6.8 Elastic Recovery After Plastic
Deformation 190
6.9 Compressive, Shear, and Torsional
Deformation 191
6.10 Hardness 191
PROPERTY VARIABILITY AND DESIGN/SAFETY
FACTORS 197
6.11 Variability of Material Properties 197
6.12 Design/Safety Factors 199
Summary 203
Equation Summary 205
List of Symbols 205
Processing/Structure/Properties/Performance
Summary 206
Important Terms and Concepts 206
References 207
Questions and Problems 207
Design Problems 213
Fundamentals of Engineering Questions and
Problems 214
7. Dislocations and Strengthening
Mechanisms 216
Learning Objectives 217
7.1 Introduction 217
DISLOCATIONS AND PLASTIC DEFORMATION 217
Contents • xv
7.2 Basic Concepts 218
7.3 Characteristics of Dislocations 220
7.4 Slip Systems 221
7.5 Slip in Single Crystals 223
7.6 Plastic Deformation of Polycrystalline
Materials 226
7.7 Deformation by Twinning 228
MECHANISMS OF STRENGTHENING IN METALS 229
7.8 Strengthening by Grain Size Reduction 229
7.9 Solid-Solution Strengthening 231
7.10 Strain Hardening 232
RECOVERY, RECRYSTALLIZATION, AND GRAIN
GROWTH 235
7.11 Recovery 235
7.12 Recrystallization 236
7.13 Grain Growth 240
Summary 242
Equation Summary 244
List of Symbols 244
Processing/Structure/Properties/Performance
Summary 245
Important Terms and Concepts 246
References 246
Questions and Problems 246
Design Problems 250
Fundamentals of Engineering Questions and
Problems 250
8. Failure 251
Learning Objectives 252
8.1 Introduction 252
FRACTURE 253
8.2 Fundamentals of Fracture 253
8.3 Ductile Fracture 253
8.4 Brittle Fracture 255
8.5 Principles of Fracture Mechanics 257
8.6 Fracture Toughness Testing 265
FATIGUE 270
8.7 Cyclic Stresses 270
8.8 The S–N Curve 272
8.9 Crack Initiation and Propagation 276
8.10 Factors That Affect Fatigue Life 278
8.11 Environmental Effects 280
CREEP 281
8.12 Generalized Creep Behavior 281
8.13 Stress and Temperature Effects 282
8.14 Data Extrapolation Methods 285
8.15 Alloys for High-Temperature Use 286
Summary 287
Equation Summary 290
List of Symbols 290
Important Terms and Concepts 291
References 291
Questions and Problems 291
Design Problems 295
Fundamentals of Engineering Questions
and Problems 296
9. Phase Diagrams 297
Learning Objectives 298
9.1 Introduction 298
DEFINITIONS AND BASIC CONCEPTS 298
9.2 Solubility Limit 299
9.3 Phases 300
9.4 Microstructure 300
9.5 Phase Equilibria 300
9.6 One-Component (or Unary) Phase
Diagrams 301
BINARY PHASE DIAGRAMS 302
9.7 Binary Isomorphous Systems 303
9.8 Interpretation of Phase Diagrams 305
9.9 Development of Microstructure in
Isomorphous Alloys 309
9.10 Mechanical Properties of Isomorphous
Alloys 312
9.11 Binary Eutectic Systems 312
9.12 Development of Microstructure in
Eutectic Alloys 318
Materials of Importance—Lead-Free
Solders 319
9.13 Equilibrium Diagrams Having Intermediate
Phases or Compounds 325
9.14 Eutectoid and Peritectic Reactions 328
9.15 Congruent Phase Transformations 329
9.16 Ceramic and Ternary Phase
Diagrams 330
9.17 The Gibbs Phase Rule 330
THE IRON–CARBON SYSTEM 333
9.18 The Iron–Iron Carbide (Fe–Fe3C) Phase
Diagram 333
9.19 Development of Microstructure in
Iron–Carbon Alloys 336
9.20 The Influence of Other Alloying
Elements 344
Summary 344
Equation Summary 346
List of Symbols 347
Processing/Structure/Properties/Performance
Summary 347
Important Terms and Concepts 349
References 349
Questions and Problems 349
Fundamentals of Engineering Questions and
Problems 355
10. Phase Transformations: Development
of Microstructure and Alteration of
Mechanical Properties 356
Learning Objectives 357
10.1 Introduction 357
PHASE TRANSFORMATIONS 357
10.2 Basic Concepts 357
10.3 The Kinetics of Phase Transformations 358
10.4 Metastable Versus Equilibrium States 369
MICROSTRUCTURAL AND PROPERTY CHANGES IN
IRON–CARBON ALLOYS 370
10.5 Isothermal Transformation Diagrams 370
10.6 Continuous-Cooling Transformation
Diagrams 381
10.7 Mechanical Behavior of Iron–Carbon
Alloys 384
10.8 Tempered Martensite 388
10.9 Review of Phase Transformations and
Mechanical Properties for Iron–Carbon
Alloys 391
Materials of Importance—Shape-Memory
Alloys 394
Summary 397
Equation Summary 398
List of Symbols 399
Processing/Structure/Properties/Performance
Summary 399
Important Terms and Concepts 401
References 402
Questions and Problems 402
Design Problems 406
Fundamentals of Engineering Questions and
Problems 406
11. Applications and Processing
of Metal Alloys 408
Learning Objectives 409
11.1 Introduction 409
TYPES OF METAL ALLOYS 410
11.2 Ferrous Alloys 410
11.3 Nonferrous Alloys 422
Materials of Importance—Metal Alloys
Used for Euro Coins 433
FABRICATION OF METALS 434
11.4 Forming Operations 434
11.5 Casting 436
11.6 Miscellaneous Techniques 437
THERMAL PROCESSING OF METALS 439
11.7 Annealing Processes 439
11.8 Heat Treatment of Steels 441
11.9 Precipitation Hardening 451
Summary 458
Processing/Structure/Properties/Performance
Summary 460
Important Terms and Concepts 460
References 463
Questions and Problems 463
Design Problems 464
Fundamentals of Engineering Questions and
Problems 466
12. Structures and Properties of
Ceramics 467
Learning Objectives 468
12.1 Introduction 468
CERAMIC STRUCTURES 468
12.2 Crystal Structures 469
12.3 Silicate Ceramics 477
12.4 Carbon 481
12.5 Imperfections in Ceramics 482
12.6 Diffusion in Ionic Materials 486
12.7 Ceramic Phase Diagrams 487
MECHANICAL PROPERTIES 490
12.8 Brittle Fracture of Ceramics 491
12.9 Stress–Strain Behavior 495
12.10 Mechanisms of Plastic Deformation 497
12.11 Miscellaneous Mechanical
Considerations 499
Summary 501
Equation Summary 503
List of Symbols 503
Processing/Structure/Properties/Performance
Summary 503
Important Terms and Concepts 504
References 505
Questions and Problems 505
Design Problems 509
Fundamentals of Engineering Questions and
Problems 509
13. Applications and Processing of
Ceramics 510
Learning Objectives 511
13.1 Introduction 511
TYPES AND APPLICATIONS OF CERAMICS 512
xvi • Contents
13.2 Glasses 512
13.3 Glass–Ceramics 512
13.4 Clay Products 514
13.5 Refractories 514
13.6 Abrasives 516
13.7 Cements 517
13.8 Carbons 518
13.9 Advanced Ceramics 521
FABRICATION AND PROCESSING OF
CERAMICS 525
13.10 Fabrication and Processing of Glasses and
Glass–Ceramics 526
13.11 Fabrication and Processing of Clay
Products 531
13.12 Powder Pressing 535
13.13 Tape Casting 537
Summary 538
Processing/Structure/Properties/Performance
Summary 540
Important Terms and Concepts 542
References 543
Questions and Problems 543
Design Problem 544
Fundamentals of Engineering Questions and
Problems 544
14. Polymer Structures 545
Learning Objectives 546
14.1 Introduction 546
14.2 Hydrocarbon Molecules 546
14.3 Polymer Molecules 549
14.4 The Chemistry of Polymer Molecules 549
14.5 Molecular Weight 553
14.6 Molecular Shape 556
14.7 Molecular Structure 558
14.8 Molecular Configurations 559
14.9 Thermoplastic and Thermosetting
Polymers 562
14.10 Copolymers 563
14.11 Polymer Crystallinity 564
14.12 Polymer Crystals 568
14.13 Defects in Polymers 570
14.14 Diffusion in Polymeric Materials 571
Summary 573
Equation Summary 575
List of Symbols 575
Processing/Structure/Properties/Performance
Summary 575
Important Terms and Concepts 576
References 576
Questions and Problems 577
Fundamentals of Engineering Questions and
Problems 579
15. Characteristics, Applications, and
Processing of Polymers 580
Learning Objectives 581
15.1 Introduction 581
MECHANICAL BEHAVIOR OF POLYMERS 581
15.2 Stress–Strain Behavior 581
15.3 Macroscopic Deformation 584
15.4 Viscoelastic Deformation 584
15.5 Fracture of Polymers 588
15.6 Miscellaneous Mechanical
Characteristics 590
MECHANISMS OF DEFORMATION AND FOR
STRENGTHENING OF POLYMERS 591
15.7 Deformation of Semicrystalline
Polymers 591
15.8 Factors That Influence the Mechanical
Properties of Semicrystalline
Polymers 593
Materials of Importance—Shrink-Wrap
Polymer Films 597
15.9 Deformation of Elastomers 597
CRYSTALLIZATION, MELTING, AND GLASS-
TRANSITION PHENOMENA IN POLYMERS 599
15.10 Crystallization 600
15.11 Melting 601
15.12 The Glass Transition 601
15.13 Melting and Glass Transition
Temperatures 601
15.14 Factors That Influence Melting and Glass
Transition Temperatures 603
POLYMER TYPES 605
15.15 Plastics 605
Materials of Importance—Phenolic
Billiard Balls 607
15.16 Elastomers 608
15.17 Fibers 610
15.18 Miscellaneous Applications 610
15.19 Advanced Polymeric Materials 612
POLYMER SYNTHESIS AND PROCESSING 616
15.20 Polymerization 616
15.21 Polymer Additives 618
15.22 Forming Techniques for Plastics 620
15.23 Fabrication of Elastomers 622
15.24 Fabrication of Fibers and Films 622
Summary 624
Equation Summary 626
List of Symbols 626
Processing/Structure/Properties/Performance
Summary 626
Contents • xvii
Important Terms and Concepts 629
References 629
Questions and Problems 629
Design Questions 633
Fundamentals of Engineering Question 633
16. Composites 634
Learning Objectives 635
16.1 Introduction 635
PARTICLE-REINFORCED COMPOSITES 637
16.2 Large-Particle Composites 637
16.3 Dispersion-Strengthened Composites 641
FIBER-REINFORCED COMPOSITES 642
16.4 Influence of Fiber Length 642
16.5 Influence of Fiber Orientation and
Concentration 643
16.6 The Fiber Phase 651
16.7 The Matrix Phase 653
16.8 Polymer-Matrix Composites 653
16.9 Metal-Matrix Composites 659
16.10 Ceramic-Matrix Composites 660
16.11 Carbon–Carbon Composites 662
16.12 Hybrid Composites 662
16.13 Processing of Fiber-Reinforced
Composites 663
STRUCTURAL COMPOSITES 665
16.14 Laminar Composites 665
16.15 Sandwich Panels 667
Case Study—Use of Composites in the
Boeing 787 Dreamliner 669
16.16 Nanocomposites 670
Summary 673
Equation Summary 675
List of Symbols 676
Important Terms and Concepts 676
References 676
Questions and Problems 676
Design Problems 679
Fundamentals of Engineering Questions and
Problems 680
17. Corrosion and Degradation
of Materials 681
Learning Objectives 682
17.1 Introduction 682
CORROSION OF METALS 683
17.2 Electrochemical Considerations 683
17.3 Corrosion Rates 689
17.4 Prediction of Corrosion Rates 691
17.5 Passivity 698
17.6 Environmental Effects 699
17.7 Forms of Corrosion 699
17.8 Corrosion Environments 707
17.9 Corrosion Prevention 707
17.10 Oxidation 709
CORROSION OF CERAMIC MATERIALS 712
DEGRADATION OF POLYMERS 713
17.11 Swelling and Dissolution 713
17.12 Bond Rupture 715
17.13 Weathering 716
Summary 717
Equation Summary 719
List of Symbols 719
Important Terms and Concepts 720
References 720
Questions and Problems 721
Design Problems 723
Fundamentals of Engineering Questions and
Problems 724
18. Electrical Properties 725
Learning Objectives 726
18.1 Introduction 726
ELECTRICAL CONDUCTION 726
18.2 Ohm’s Law 726
18.3 Electrical Conductivity 727
18.4 Electronic and Ionic Conduction 728
18.5 Energy Band Structures in
Solids 728
18.6 Conduction in Terms of Band and
Atomic Bonding Models 730
18.7 Electron Mobility 732
18.8 Electrical Resistivity of Metals 733
18.9 Electrical Characteristics of Commercial
Alloys 736
Materials of Importance—Aluminum
Electrical Wires 736
SEMICONDUCTIVITY 738
18.10 Intrinsic Semiconduction 738
18.11 Extrinsic Semiconduction 741
18.12 The Temperature Dependence of Carrier
Concentration 744
18.13 Factors That Affect Carrier
Mobility 745
18.14 The Hall Effect 749
18.15 Semiconductor Devices 751
ELECTRICAL CONDUCTION IN IONIC CERAMICS
AND IN POLYMERS 757
18.16 Conduction in Ionic Materials 758
xviii • Contents
18.17 Electrical Properties of Polymers 758
DIELECTRIC BEHAVIOR 759
18.18 Capacitance 759
18.19 Field Vectors and Polarization 761
18.20 Types of Polarization 764
18.21 Frequency Dependence of the Dielectric
Constant 766
18.22 Dielectric Strength 767
18.23 Dielectric Materials 767
OTHER ELECTRICAL CHARACTERISTICS OF
MATERIALS 767
18.24 Ferroelectricity 767
18.25 Piezoelectricity 768
Materials of Importance—Piezoelectric
Ceramic Ink-Jet Printer Heads 769
Summary 770
Equation Summary 773
List of Symbols 774
Processing/Structure/Properties/Performance
Summary 774
Important Terms and Concepts 778
References 778
Questions and Problems 778
Design Problems 782
Fundamentals of Engineering Questions and
Problems 783
19. Thermal Properties 785
Learning Objectives 786
19.1 Introduction 786
19.2 Heat Capacity 786
19.3 Thermal Expansion 790
Materials of Importance—Invar
and Other Low-Expansion
Alloys 792
19.4 Thermal Conductivity 793
19.5 Thermal Stresses 796
Summary 798
Equation Summary 799
List of Symbols 799
Important Terms and Concepts 800
References 800
Questions and Problems 800
Design Problems 802
Fundamentals of Engineering Questions and
Problems 802
20. Magnetic Properties 803
Learning Objectives 804
20.1 Introduction 804
20.2 Basic Concepts 804
20.3 Diamagnetism and Paramagnetism 808
20.4 Ferromagnetism 810
20.5 Antiferromagnetism
and Ferrimagnetism 811
20.6 The Influence of Temperature on Magnetic
Behavior 815
20.7 Domains and Hysteresis 816
20.8 Magnetic Anisotropy 819
20.9 Soft Magnetic Materials 820
Materials of Importance—An
Iron–Silicon Alloy Used in
Transformer Cores 821
20.10 Hard Magnetic Materials 822
20.11 Magnetic Storage 825
20.12 Superconductivity 828
Summary 831
Equation Summary 833
List of Symbols 833
Important Terms and Concepts 834
References 834
Questions and Problems 834
Design Problems 837
Fundamentals of Engineering Questions and
Problems 837
21. Optical Properties 838
Learning Objectives 839
21.1 Introduction 839
BASIC CONCEPTS 839
21.2 Electromagnetic Radiation 839
21.3 Light Interactions with Solids 841
21.4 Atomic and Electronic
Interactions 842
OPTICAL PROPERTIES OF METALS 843
OPTICAL PROPERTIES OF NONMETALS 844
21.5 Refraction 844
21.6 Reflection 846
21.7 Absorption 846
21.8 Transmission 850
21.9 Color 850
21.10 Opacity and Translucency in
Insulators 852
APPLICATIONS OF OPTICAL
PHENOMENA 853
21.11 Luminescence 853
21.12 Photoconductivity 853
Materials of Importance—Light-Emitting
Diodes 854
21.13 Lasers 856
21.14 Optical Fibers in Communications 860
Contents • xix
Summary 862
Equation Summary 864
List of Symbols 865
Important Terms and Concepts 865
References 865
Questions and Problems 866
Design Problem 867
Fundamentals of Engineering Questions and
Problems 867
22. Economic, Environmental, and
Societal Issues in Materials
Science and Engineering 868
Learning Objectives 869
22.1 Introduction 869
ECONOMIC CONSIDERATIONS 869
22.2 Component Design 870
22.3 Materials 870
22.4 Manufacturing Techniques 870
ENVIRONMENTAL AND SOCIETAL
CONSIDERATIONS 871
22.5 Recycling Issues in Materials Science
and Engineering 873
Materials of Importance—Biodegradable
and Biorenewable Polymers/
Plastics 876
Summary 878
References 879
Design Questions 879
Appendix A The International System of
Units (SI) 880
Appendix B Properties of Selected
Engineering Materials 882
B.1 Density 882
B.2 Modulus of Elasticity 885
B.3 Poisson’s Ratio 889
B.4 Strength and Ductility 890
B.5 Plane Strain Fracture Toughness 895
B.6 Linear Coefficient of Thermal
Expansion 897
B.7 Thermal Conductivity 900
B.8 Specific Heat 903
B.9 Electrical Resistivity 906
B.10 Metal Alloy Compositions 909
Appendix C Costs and Relative Costs for
Selected Engineering Materials 911
Appendix D Repeat Unit Structures for
Common Polymers 916
Appendix E Glass Transition and Melting
Temperatures for Common Polymeric
Materials 920
Glossary 921
Answers to Selected Problems 934
Index 939
xx • Contents
List of Symbols
The number of the section in which a symbol is introduced or explained is given in
parentheses.
A = area
Å = angstrom unit
Ai = atomic weight of
element i (2.2)
APF = atomic packing factor (3.4)
a = lattice parameter: unit cell
x-axial length (3.4)
a = crack length of a surface crack
(8.5)
at% = atom percent (4.4)
B = magnetic flux density
(induction) (20.2)
Br = magnetic remanence (20.7)
BCC = body-centered cubic crystal
structure (3.4)
b = lattice parameter: unit cell
y-axial length (3.7)
b = Burgers vector (4.5)
C = capacitance (18.18)
Ci = concentration (composition) of
component i in wt% (4.4)
C¿i = concentration (composition) of
component i in at% (4.4)
Cy, Cp = heat capacity at constant
volume, pressure (19.2)
CPR = corrosion penetration rate
(17.3)
CVN = Charpy V-notch (8.6)
%CW = percent cold work (7.10)
c = lattice parameter: unit cell
z-axial length (3.7)
c = velocity of electromagnetic
radiation in a vacuum (21.2)
D = diffusion coefficient (5.3)
D = dielectric displacement (18.19)
DP = degree of polymerization (14.5)
d = diameter
d = average grain diameter (7.8)
dhkl = interplanar spacing for planes
of Miller indices h, k, and l
(3.16)
E = energy (2.5)
E = modulus of elasticity or
Young’s modulus (6.3)
e = electric field intensity (18.3)
Ef = Fermi energy (18.5)
Eg = band gap energy (18.6)
Er(t) = relaxation modulus (15.4)
%EL = ductility, in percent elongation
(6.6)
e = electric charge per electron
(18.7)
e-
= electron (17.2)
erf = Gaussian error function (5.4)
exp = e, the base for natural
logarithms
F = force, interatomic or
mechanical (2.5, 6.2)
f = Faraday constant (17.2)
FCC = face-centered cubic crystal
structure (3.4)
G = shear modulus (6.3)
H = magnetic field strength (20.2)
Hc = magnetic coercivity (20.7)
HB = Brinell hardness (6.10)
HCP = hexagonal close-packed crystal
structure (3.4)
HK = Knoop hardness (6.10)
HRB, HRF = Rockwell hardness: B and F
scales (6.10)
HR15N, HR45W = superficial Rockwell hardness:
15N and 45W scales (6.10)
HV = Vickers hardness (6.10)
h = Planck’s constant (21.2)
(hkl) = Miller indices for a crystallo-
graphic plane (3.10)
• xxi
xxii • List of Symbols
(hkil) = Miller indices for a crystal-
lographic plane, hexagonal
crystals (3.10)
I = electric current (18.2)
I = intensity of electromagnetic
radiation (21.3)
i = current density (17.3)
iC = corrosion current density (17.4)
J = diffusion flux (5.3)
J = electric current density (18.3)
Kc = fracture toughness (8.5)
KIc = plane strain fracture tough-
ness for mode I crack surface
displacement (8.5)
k = Boltzmann’s constant (4.2)
k = thermal conductivity (19.4)
l = length
lc = critical fiber length (16.4)
ln = natural logarithm
log = logarithm taken to base 10
M = magnetization (20.2)
Mn = polymer number-average
molecular weight (14.5)
Mw = polymer weight-average
molecular weight (14.5)
mol% = mole percent
N = number of fatigue cycles (8.8)
NA = Avogadro’s number (3.5)
Nf = fatigue life (8.8)
n = principal quantum number (2.3)
n = number of atoms per unit cell
(3.5)
n = strain-hardening exponent (6.7)
n = number of electrons in an
electrochemical reaction (17.2)
n = number of conducting elec-
trons per cubic meter (18.7)
n = index of refraction (21.5)
n¿ = for ceramics, the number of
formula units per unit cell
(12.2)
ni = intrinsic carrier (electron and
hole) concentration (18.10)
P = dielectric polarization (18.19)
P–B ratio = Pilling–Bedworth ratio (17.10)
p = number of holes per cubic
meter (18.10)
Q = activation energy
Q = magnitude of charge stored
(18.18)
R = atomic radius (3.4)
R = gas constant
%RA = ductility, in percent reduction
in area (6.6)
r = interatomic distance (2.5)
r = reaction rate (17.3)
rA, rC = anion and cation ionic radii
(12.2)
S = fatigue stress amplitude (8.8)
SEM = scanning electron microscopy
or microscope
T = temperature
Tc = Curie temperature (20.6)
TC = superconducting critical
temperature (20.12)
Tg = glass transition temperature
(13.10, 15.12)
Tm = melting temperature
TEM = transmission electron
microscopy or microscope
TS = tensile strength (6.6)
t = time
tr = rupture lifetime (8.12)
Ur = modulus of resilience (6.6)
[uyw] = indices for a crystallographic
direction (3.9)
[uvtw], [UVW] = indices for a crystallographic
direction, hexagonal crystals
(3.9)
V = electrical potential difference
(voltage) (17.2, 18.2)
VC = unit cell volume (3.4)
VC = corrosion potential (17.4)
VH = Hall voltage (18.14)
Vi = volume fraction of phase i (9.8)
y = velocity
vol% = volume percent
Wi = mass fraction of phase i (9.8)
wt% = weight percent (4.4)
x = length
x = space coordinate
Y = dimensionless parameter or
function in fracture toughness
expression (8.5)
y = space coordinate
z = space coordinate
a = lattice parameter: unit cell y–z
interaxial angle (3.7)
a, b, g = phase designations
al = linear coefficient of thermal
expansion (19.3)
b = lattice parameter: unit cell x–z
interaxial angle (3.7)
g = lattice parameter: unit cell x–y
interaxial angle (3.7)
g = shear strain (6.2)
¢ = precedes the symbol of a pa-
rameter to denote finite change
P = engineering strain (6.2)
P = dielectric permittivity (18.18)
List of Symbols • xxiii
Pr = dielectric constant or relative
permittivity (18.18)
P
.
s = steady-state creep rate (8.12)
PT = true strain (6.7)
h = viscosity (12.10)
h = overvoltage (17.4)
2u = Bragg diffraction angle (3.16)
uD = Debye temperature (19.2)
l = wavelength of electromagnetic
radiation (3.16)
m = magnetic permeability (20.2)
mB = Bohr magneton (20.2)
mr = relative magnetic permeability
(20.2)
me = electron mobility (18.7)
mh = hole mobility (18.10)
n = Poisson’s ratio (6.5)
n = frequency of electromagnetic
radiation (21.2)
r = density (3.5)
r = electrical resistivity (18.2)
rt = radius of curvature at the tip of
a crack (8.5)
s = engineering stress, tensile or
compressive (6.2)
s = electrical conductivity (18.3)
s* = longitudinal strength (compos-
ite) (16.5)
sc = critical stress for crack propa-
gation (8.5)
sfs = flexural strength (12.9)
sm = maximum stress (8.5)
sm = mean stress (8.7)
s¿m = stress in matrix at composite
failure (16.5)
sT = true stress (6.7)
sw = safe or working stress (6.12)
sy = yield strength (6.6)
t = shear stress (6.2)
tc = fiber–matrix bond strength/
matrix shear yield strength
(16.4)
tcrss = critical resolved shear stress
(7.5)
xm = magnetic susceptibility
(20.2)
Subscripts
c = composite
cd = discontinuous fibrous
composite
cl = longitudinal direction (aligned
fibrous composite)
ct = transverse direction (aligned
fibrous composite)
f = final
f = at fracture
f = fiber
i = instantaneous
m = matrix
m, max = maximum
min = minimum
0 = original
0 = at equilibrium
0 = in a vacuum
• 1
C h a p t e r 1 Introduction
Afamiliar item fabricated from three different material types is the
beverage container. Beverages are marketed in aluminum (metal) cans
(top), glass (ceramic) bottles (center), and plastic (polymer) bottles
(bottom).
©blickwinkel/Alamy
©iStockphoto/MarkOleksiy
©iStockphoto/JillChen
©iStockphoto/MarkOleksiy
©blickwinkel/Alamy
Learning Objectives
After studying this chapter, you should be able to do the following:
1. List six different property classifications of mate-
rials that determine their applicability.
2. Cite the four components that are involved in
the design, production, and utilization of materi-
als, and briefly describe the interrelationships
between these components.
3. Cite three criteria that are important in the ma-
terials selection process.
4. (a) List the three primary classifications
of solid materials, and then cite the
distinctive chemical feature of each.
(b) Note the four types of advanced materials
and, for each, its distinctive feature(s).
5. (a) Briefly define smart material/system.
(b) Briefly explain the concept of nanotechnol-
ogy as it applies to materials.
Materials are probably more deep seated in our culture than most of us realize.
Transportation, housing, clothing, communication, recreation, and food production—
virtually every segment of our everyday lives is influenced to one degree or another
by materials. Historically, the development and advancement of societies have been
intimately tied to the members’ ability to produce and manipulate materials to fill their
needs. In fact, early civilizations have been designated by the level of their materials
development (Stone Age, Bronze Age, Iron Age).1
The earliest humans had access to only a very limited number of materials, those that
occur naturally: stone, wood, clay, skins, and so on. With time, they discovered techniques
for producing materials that had properties superior to those of the natural ones; these
new materials included pottery and various metals. Furthermore, it was discovered that the
properties of a material could be altered by heat treatments and by the addition of other
substances. At this point, materials utilization was totally a selection process that involved
deciding from a given, rather limited set of materials, the one best suited for an application
by virtue of its characteristics. It was not until relatively recent times that scientists came to
understand the relationships between the structural elements of materials and their proper-
ties. This knowledge, acquired over approximately the past 100 years, has empowered them
to fashion, to a large degree, the characteristics of materials. Thus, tens of thousands of dif-
ferent materials have evolved with rather specialized characteristics that meet the needs of
our modern and complex society, including metals, plastics, glasses, and fibers.
The development of many technologies that make our existence so comfortable
has been intimately associated with the accessibility of suitable materials. An advance-
ment in the understanding of a material type is often the forerunner to the stepwise
progression of a technology. For example, automobiles would not have been possible
without the availability of inexpensive steel or some other comparable substitute. In the
contemporary era, sophisticated electronic devices rely on components that are made
from what are called semiconducting materials.
1.1 HISTORICAL PERSPECTIVE
1
The approximate dates for the beginnings of the Stone, Bronze, and Iron ages are 2.5 million bc, 3500 bc, and
1000 bc, respectively.
Sometimes it is useful to subdivide the discipline of materials science and engineering
into materials science and materials engineering subdisciplines. Strictly speaking, materi-
als science involves investigating the relationships that exist between the structures and
1.2 MATERIALS SCIENCE AND ENGINEERING
2 •
1.2 Materials Science and Engineering • 3
properties of materials. In contrast, materials engineering involves, on the basis of these
structure–property correlations, designing or engineering the structure of a material to
produce a predetermined set of properties.2
From a functional perspective, the role of a
materials scientist is to develop or synthesize new materials, whereas a materials engi-
neer is called upon to create new products or systems using existing materials and/or to
develop techniques for processing materials. Most graduates in materials programs are
trained to be both materials scientists and materials engineers.
Structure is, at this point, a nebulous term that deserves some explanation. In brief,
the structure of a material usually relates to the arrangement of its internal components.
Subatomic structure involves electrons within the individual atoms and interactions with
their nuclei. On an atomic level, structure encompasses the organization of atoms or
molecules relative to one another. The next larger structural realm, which contains large
groups of atoms that are normally agglomerated together, is termed microscopic, mean-
ing that which is subject to direct observation using some type of microscope. Finally,
structural elements that can be viewed with the naked eye are termed macroscopic.
The notion of property deserves elaboration. While in service use, all materials are
exposed to external stimuli that evoke some type of response. For example, a specimen
subjected to forces experiences deformation, or a polished metal surface reflects light. A
property is a material trait in terms of the kind and magnitude of response to a specific
imposed stimulus. Generally, definitions of properties are made independent of mate-
rial shape and size.
Virtually all important properties of solid materials may be grouped into six differ-
ent categories: mechanical, electrical, thermal, magnetic, optical, and deteriorative. For
each, there is a characteristic type of stimulus capable of provoking different responses.
Mechanical properties relate deformation to an applied load or force; examples include
elastic modulus (stiffness), strength, and toughness. For electrical properties, such as
electrical conductivity and dielectric constant, the stimulus is an electric field. The
thermal behavior of solids can be represented in terms of heat capacity and thermal
conductivity. Magnetic properties demonstrate the response of a material to the ap-
plication of a magnetic field. For optical properties, the stimulus is electromagnetic or
light radiation; index of refraction and reflectivity are representative optical properties.
Finally, deteriorative characteristics relate to the chemical reactivity of materials. The
chapters that follow discuss properties that fall within each of these six classifications.
In addition to structure and properties, two other important components are in-
volved in the science and engineering of materials—namely, processing and perform-
ance. With regard to the relationships of these four components, the structure of a
material depends on how it is processed. Furthermore, a material’s performance is a
function of its properties. Thus, the interrelationship among processing, structure, prop-
erties, and performance is as depicted in the schematic illustration shown in Figure 1.1.
Throughout this text, we draw attention to the relationships among these four compo-
nents in terms of the design, production, and utilization of materials.
We present an example of these processing-structure-properties-performance prin-
ciples in Figure 1.2, a photograph showing three thin disk specimens placed over some
printed matter. It is obvious that the optical properties (i.e., the light transmittance) of each
of the three materials are different; the one on the left is transparent (i.e., virtually all of the
2
Throughout this text, we draw attention to the relationships between material properties and structural elements.
Figure 1.1 The four components of the discipline of materials science and
engineering and their interrelationship.
Processing Structure Properties Performance
4 • Chapter 1 / Introduction
reflected light passes through it), whereas the disks in the center and on the right are, respec-
tively, translucent and opaque. All of these specimens are of the same material, aluminum
oxide, but the leftmost one is what we call a single crystal—that is, has a high degree of
perfection—which gives rise to its transparency. The center one is composed of numerous
and very small single crystals that are all connected; the boundaries between these small
crystals scatter a portion of the light reflected from the printed page, which makes this ma-
terial optically translucent. Finally, the specimen on the right is composed not only of many
small, interconnected crystals, but also of a large number of very small pores or void spaces.
These pores also effectively scatter the reflected light and render this material opaque.
Thus, the structures of these three specimens are different in terms of crystal
boundaries and pores, which affect the optical transmittance properties. Furthermore,
each material was produced using a different processing technique. If optical transmit-
tance is an important parameter relative to the ultimate in-service application, the per-
formance of each material will be different.
Why do we study materials? Many an applied scientist or engineer, whether mechani-
cal, civil, chemical, or electrical, is at one time or another exposed to a design problem
involving materials, such as a transmission gear, the superstructure for a building, an
oil refinery component, or an integrated circuit chip. Of course, materials scientists
and engineers are specialists who are totally involved in the investigation and design
of materials.
Many times, a materials problem is one of selecting the right material from the
thousands available. The final decision is normally based on several criteria. First, the
in-service conditions must be characterized, for these dictate the properties required of
the material. On only rare occasions does a material possess the maximum or ideal com-
bination of properties. Thus, it may be necessary to trade one characteristic for another.
The classic example involves strength and ductility; normally, a material having a high
strength has only a limited ductility. In such cases, a reasonable compromise between
two or more properties may be necessary.
A second selection consideration is any deterioration of material properties that
may occur during service operation. For example, significant reductions in mechanical
strength may result from exposure to elevated temperatures or corrosive environments.
1.3 WHY STUDY MATERIALS SCIENCE
AND ENGINEERING?
Figure 1.2 Three thin disk specimens of
aluminum oxide that have been placed over a
printed page in order to demonstrate their
differences in light-transmittance characteristics.
The disk on the left is transparent (i.e., virtually
all light that is reflected from the page passes
through it), whereas the one in the center is
translucent (meaning that some of this reflected
light is transmitted through the disk). The disk
on the right is opaque—that is, none of the light
passes through it. These differences in optical
properties are a consequence of differences in
structure of these materials, which have resulted
from the way the materials were processed.
Specimenpreparation,P.A.Lessing
1.3 Why Study Materials Science and Engineering? • 5
Finally, probably the overriding consideration is that of economics: What will the
finished product cost? A material may be found that has the ideal set of properties but is
prohibitively expensive. Here again, some compromise is inevitable. The cost of a finished
piece also includes any expense incurred during fabrication to produce the desired shape.
The more familiar an engineer or scientist is with the various characteristics and
structure–property relationships, as well as the processing techniques of materials, the
more proficient and confident he or she will be in making judicious materials choices
based on these criteria.
Liberty Ship Failures
C A S E S T U D Y
The following case study illustrates one role that
materials scientists and engineers are called
upon to assume in the area of materials performance:
analyze mechanical failures, determine their causes,
and then propose appropriate measures to guard
against future incidents.
The failure of many of the World War II Liberty
ships3
is a well-known and dramatic example of the
brittle fracture of steel that was thought to be duc-
tile.4
Some of the early ships experienced structural
damage when cracks developed in their decks and
hulls.Three of them catastrophically split in half when
cracks formed, grew to critical lengths, and then rap-
idly propagated completely around the ships’ girths.
Figure 1.3 shows one of the ships that fractured the
day after it was launched.
Subsequent investigations concluded one or more
of the following factors contributed to each failure5
:
• When some normally ductile metal alloys are
cooled to relatively low temperatures, they be-
come susceptible to brittle fracture—that is, they
experience a ductile-to-brittle transition upon
cooling through a critical range of temperatures.
These Liberty ships were constructed of steel that
experienced a ductile-to-brittle transition. Some
of them were deployed to the frigid North Atlan-
tic, where the once ductile metal experienced brit-
tle fracture when temperatures dropped to below
the transition temperature.6
• The corner of each hatch (i.e., door) was square;
these corners acted as points of stress concentra-
tion where cracks can form.
• German U-boats were sinking cargo ships faster
than they could be replaced using existing con-
struction techniques. Consequently, it became
necessary to revolutionize construction methods
to build cargo ships faster and in greater numbers.
This was accomplished using prefabricated steel
sheets that were assembled by welding rather
than by the traditional time-consuming riveting.
Unfortunately, cracks in welded structures may
propagate unimpeded for large distances, which
can lead to catastrophic failure. However, when
structures are riveted, a crack ceases to propagate
once it reaches the edge of a steel sheet.
• Weld defects and discontinuities (i.e., sites where
cracks can form) were introduced by inexperi-
enced operators.
3
During World War II, 2,710 Liberty cargo ships were mass-produced by the United States to supply food and
materials to the combatants in Europe.
4
Ductile metals fail after relatively large degrees of permanent deformation; however, very little if any permanent
deformation accompanies the fracture of brittle materials. Brittle fractures can occur very suddenly as cracks spread
rapidly; crack propagation is normally much slower in ductile materials, and the eventual fracture takes longer.
For these reasons, the ductile mode of fracture is usually preferred. Ductile and brittle fractures are discussed in
Sections 8.3 and 8.4.
5
Sections 8.2 through 8.6 discuss various aspects of failure.
6
This ductile-to-brittle transition phenomenon, as well as techniques that are used to measure and raise the critical
temperature range, are discussed in Section 8.6.
(continued)
6 • Chapter 1 / Introduction
Remedial measures taken to correct these prob-
lems included the following:
• Lowering the ductile-to-brittle temperature of
the steel to an acceptable level by improving steel
quality (e.g., reducing sulfur and phosphorus im-
purity contents).
• Rounding off hatch corners by welding a curved
reinforcement strip on each corner.7
• Installing crack-arresting devices such as riveted
straps and strong weld seams to stop propagating
cracks.
• Improving welding practices and establishing weld-
ing codes.
In spite of these failures, the Liberty ship program
was considered a success for several reasons, the pri-
mary reason being that ships that survived failure were
able to supplyAllied Forces in the theater of operations
and in all likelihood shortened the war. In addition,
structural steels were developed with vastly improved
resistances to catastrophic brittle fractures. Detailed
analyses of these failures advanced the understand-
ing of crack formation and growth, which ultimately
evolved into the discipline of fracture mechanics.
Figure 1.3 The Liberty ship S.S. Schenectady, which, in 1943, failed
before leaving the shipyard.
(Reprinted with permission of Earl R. Parker, Brittle Behavior of Engineering
Structures, National Academy of Sciences, National Research Council, John
Wiley & Sons, New York, 1957.)
7
The reader may note that corners of windows and doors for all of today’s marine and aircraft structures are
rounded.
Solid materials have been conveniently grouped into three basic categories: metals, ce-
ramics, and polymers, a scheme based primarily on chemical makeup and atomic struc-
ture. Most materials fall into one distinct grouping or another. In addition, there are the
composites that are engineered combinations of two or more different materials. A brief
explanation of these material classifications and representative characteristics is offered
next. Another category is advanced materials—those used in high-technology applica-
tions, such as semiconductors, biomaterials, smart materials, and nanoengineered mate-
rials; these are discussed in Section 1.5.
1.4 CLASSIFICATION OF MATERIALS
Tutorial Video:
What are the
Different Classes
of Materials?
1.4 Classification of Materials • 7
Metals
Metals are composed of one or more metallic elements (e.g., iron, aluminum, copper,
titanium, gold, nickel), and often also nonmetallic elements (e.g., carbon, nitrogen,
oxygen) in relatively small amounts.8
Atoms in metals and their alloys are arranged in a
very orderly manner (as discussed in Chapter 3) and are relatively dense in comparison
to the ceramics and polymers (Figure 1.4). With regard to mechanical characteristics,
these materials are relatively stiff (Figure 1.5) and strong (Figure 1.6), yet are ductile
(i.e., capable of large amounts of deformation without fracture), and are resistant to
fracture (Figure 1.7), which accounts for their widespread use in structural applications.
Metallic materials have large numbers of nonlocalized electrons—that is, these electrons
are not bound to particular atoms. Many properties of metals are directly attributable
to these electrons. For example, metals are extremely good conductors of electricity
8
The term metal alloy refers to a metallic substance that is composed of two or more elements.
Density(g/cm3)(logarithmicscale)
40
20
10
8
6
4
2
1.0
0.8
0.6
0.2
0.4
0.1
Metals
Platinum
Silver
Copper
Iron/Steel
Titanium
Aluminum
Magnesium
Composites
GFRC
CFRC
Woods
Polymers
PTFE
PVC
PS
PE
Rubber
ZrO2
Al2O3
SiC,Si3N4
Glass
Concrete
Ceramics
Figure 1.4
Bar chart of room-
temperature density
values for various
metals, ceramics,
polymers, and
composite materials.
Figure 1.5
Bar chart of room-
temperature stiffness
(i.e., elastic modulus)
values for various
metals, ceramics,
polymers, and
composite materials. 10
1.0
0.1
100
1000
0.01
0.001
Stiffness[elastic(orYoung’s)modulus(inunitsof
gigapascals)](logarithmicscale)
Composites
GFRC
CFRC
WoodsPolymers
PVC
PTFE
PE
Rubbers
PS, Nylon
Metals
Tungsten
Iron/Steel
Aluminum
Magnesium
Titanium
Ceramics
SiC
AI2O3
Si3N4
ZrO2
Glass
Concrete
Tutorial Video:
Metals
8 • Chapter 1 / Introduction
Strength(tensilestrength,inunitsof
megapascals)(logarithmicscale)
1000
100
10
Nylon
PS
PE
PVC
PTFE
Polymers
Steel
alloys
Gold
Aluminum
alloys
Cu,Ti
alloys
Metals
CFRC
GFRC
Composites
Woods
Glass
Si3N4
SiC
Ceramics
Al2O3
Figure 1.6
Bar chart of room-
temperature strength
(i.e., tensile strength)
values for various
metals, ceramics,
polymers, and
composite materials.
ResistancetoFracture(fracturetoughness,
inunitsofMPam)(logarithmicscale)
100
10
1.0
0.1
Composites
GFRCCFRC
Wood
Nylon
Polymers
Polystyrene
Polyethylene
Polyester
Al2O3
SiC
Si3N4
Glass
Concrete
Ceramics
Metals
Steel
alloys
Titanium
alloys
Aluminum
alloys
Figure 1.7
Bar chart of
room-temperature
resistance to fracture
(i.e., fracture tough-
ness) for various
metals, ceramics,
polymers, and
composite materials.
(Reprinted from
Engineering Materials
1: An Introduction to
Properties, Applications
and Design, third
edition, M. F. Ashby and
D. R. H. Jones, pages
177 and 178, Copyright
2005, with permission
from Elsevier.)
(Figure 1.8) and heat, and are not transparent to visible light; a polished metal surface
has a lustrous appearance. In addition, some of the metals (i.e., Fe, Co, and Ni) have
desirable magnetic properties.
Figure 1.9 shows several common and familiar objects that are made of metallic materials.
Furthermore, the types and applications of metals and their alloys are discussed in Chapter 11.
Ceramics
Ceramics are compounds between metallic and nonmetallic elements; they are most fre-
quently oxides, nitrides, and carbides. For example, common ceramic materials include
aluminum oxide (or alumina, Al2O3), silicon dioxide (or silica, SiO2), silicon carbide (SiC),
silicon nitride (Si3N4), and, in addition, what some refer to as the traditional ceramics—those
composed of clay minerals (e.g., porcelain), as well as cement and glass. With regard to me-
chanical behavior, ceramic materials are relatively stiff and strong—stiffnesses and strengths
are comparable to those of the metals (Figures 1.5 and 1.6). In addition, they are typically
very hard. Historically, ceramics have exhibited extreme brittleness (lack of ductility) and are
highly susceptible to fracture (Figure 1.7). However, newer ceramics are being engineered
to have improved resistance to fracture; these materials are used for cookware, cutlery, and
Tutorial Video:
Ceramics
1.4 Classification of Materials • 9
ElectricalConductivity(inunitsofreciprocal
ohm-meters)(logarithmicscale)
108
104
1
10–12
10–8
10–4
10–16
10–20
Ceramics Polymers
Semiconductors
MetalsFigure 1.8
Bar chart of room-
temperature
electrical
conductivity ranges
for metals, ceramics,
polymers, and
semiconducting
materials.
Figure 1.9 Familiar objects made of
metals and metal alloys (from left to right):
silverware (fork and knife), scissors, coins, a
gear, a wedding ring, and a nut and bolt.
even automobile engine parts. Furthermore, ceramic materials are typically insulative to the
passage of heat and electricity (i.e., have low electrical conductivities, Figure 1.8) and are
more resistant to high temperatures and harsh environments than are metals and polymers.
With regard to optical characteristics, ceramics may be transparent, translucent, or opaque
(Figure 1.2), and some of the oxide ceramics (e.g., Fe3O4) exhibit magnetic behavior.
Several common ceramic objects are shown in Figure 1.10. The characteristics,
types, and applications of this class of materials are also discussed in Chapters 12 and 13.
Polymers
Polymers include the familiar plastic and rubber materials. Many of them are organic
compounds that are chemically based on carbon, hydrogen, and other nonmetallic ele-
ments (i.e., O, N, and Si). Furthermore, they have very large molecular structures, often
chainlike in nature, that often have a backbone of carbon atoms. Some common and
familiar polymers are polyethylene (PE), nylon, poly(vinyl chloride) (PVC), polycar-
bonate (PC), polystyrene (PS), and silicone rubber. These materials typically have low
densities (Figure 1.4), whereas their mechanical characteristics are generally dissimilar
to those of the metallic and ceramic materials—they are not as stiff or strong as these
©WilliamD.Callister,Jr.
10 • Chapter 1 / Introduction
other material types (Figures 1.5 and 1.6). However, on the basis of their low densities,
many times their stiffnesses and strengths on a per-mass basis are comparable to those
of the metals and ceramics. In addition, many of the polymers are extremely ductile
and pliable (i.e., plastic), which means they are easily formed into complex shapes. In
general, they are relatively inert chemically and unreactive in a large number of environ-
ments. One major drawback to the polymers is their tendency to soften and/or decom-
pose at modest temperatures, which, in some instances, limits their use. Furthermore,
they have low electrical conductivities (Figure 1.8) and are nonmagnetic.
Figure 1.11 shows several articles made of polymers that are familiar to the reader.
Chapters 14 and 15 are devoted to discussions of the structures, properties, applications,
and processing of polymeric materials.
Figure 1.10 Common objects made of
ceramic materials: scissors, a china teacup, a
building brick, a floor tile, and a glass vase.
Figure 1.11 Several common objects
made of polymeric materials: plastic
tableware (spoon, fork, and knife), billiard
balls, a bicycle helmet, two dice, a lawn
mower wheel (plastic hub and rubber tire),
and a plastic milk carton.
©WilliamD.Callister,Jr.©WilliamD.Callister,Jr.
Tutorial Video:
Polymers
1.4 Classification of Materials • 11
Composites
A composite is composed of two (or more) individual materials that come from the
categories previously discussed—metals, ceramics, and polymers. The design goal of a
composite is to achieve a combination of properties that is not displayed by any single
material and also to incorporate the best characteristics of each of the component ma-
terials. A large number of composite types are represented by different combinations
of metals, ceramics, and polymers. Furthermore, some naturally occurring materials are
composites—for example, wood and bone. However, most of those we consider in our
discussions are synthetic (or human-made) composites.
One of the most common and familiar composites is fiberglass, in which small glass
fibers are embedded within a polymeric material (normally an epoxy or polyester).9
The
glass fibers are relatively strong and stiff (but also brittle), whereas the polymer is more
flexible. Thus, fiberglass is relatively stiff, strong (Figures 1.5 and 1.6), and flexible. In
addition, it has a low density (Figure 1.4).
Another technologically important material is the carbon fiber–reinforced polymer
(CFRP) composite—carbon fibers that are embedded within a polymer. These materials
are stiffer and stronger than glass fiber–reinforced materials (Figures 1.5 and 1.6) but
more expensive. CFRP composites are used in some aircraft and aerospace applications,
as well as in high-tech sporting equipment (e.g., bicycles, golf clubs, tennis rackets, skis/
snowboards) and recently in automobile bumpers. The new Boeing 787 fuselage is pri-
marily made from such CFRP composites.
Chapter 16 is devoted to a discussion of these interesting composite materials.
Carbonated Beverage Containers
C A S E S T U D Y
One common item that presents some interesting
material property requirements is the container
for carbonated beverages. The material used for this
application must satisfy the following constraints: (1)
provide a barrier to the passage of carbon dioxide,
which is under pressure in the container; (2) be non-
toxic, unreactive with the beverage, and, preferably,
recyclable; (3) be relatively strong and capable of
surviving a drop from a height of several feet when
containing the beverage; (4) be inexpensive, includ-
ing the cost to fabricate the final shape; (5) if opti-
cally transparent, retain its optical clarity; and (6) be
capable of being produced in different colors and/or
adorned with decorative labels.
All three of the basic material types—metal
(aluminum), ceramic (glass), and polymer (polyes-
ter plastic)—are used for carbonated beverage con-
tainers (per the chapter-opening photographs). All
of these materials are nontoxic and unreactive with
beverages. In addition, each material has its pros and
cons. For example, the aluminum alloy is relatively
strong (but easily dented), is a very good barrier to
the diffusion of carbon dioxide, is easily recycled,
cools beverages rapidly, and allows labels to be
painted onto its surface. However, the cans are op-
tically opaque and relatively expensive to produce.
Glass is impervious to the passage of carbon dioxide,
is a relatively inexpensive material, and may be recy-
cled, but it cracks and fractures easily, and glass bot-
tles are relatively heavy.Whereas plastic is relatively
strong, may be made optically transparent, is inex-
pensive and lightweight, and is recyclable, it is not
as impervious to the passage of carbon dioxide as
aluminum and glass. For example, you may have no-
ticed that beverages in aluminum and glass contain-
ers retain their carbonization (i.e.,“fizz”) for several
years, whereas those in two-liter plastic bottles “go
flat” within a few months.
9
Fiberglass is sometimes also termed a glass fiber–reinforced polymer composite (GFRP).
Tutorial Video:
Composites
12 • Chapter 1 / Introduction
Materials utilized in high-technology (or high-tech) applications are sometimes termed
advanced materials. By high technology, we mean a device or product that operates or
functions using relatively intricate and sophisticated principles, including electronic
equipment (camcorders, CD/DVD players), computers, fiber-optic systems, spacecraft,
aircraft, and military rocketry. These advanced materials are typically traditional mate-
rials whose properties have been enhanced and also newly developed, high-performance
materials. Furthermore, they may be of all material types (e.g., metals, ceramics,
polymers) and are normally expensive. Advanced materials include semiconductors,
biomaterials, and what we may term materials of the future (i.e., smart materials and
nanoengineered materials), which we discuss next. The properties and applications of
a number of these advanced materials—for example, materials that are used for lasers,
integrated circuits, magnetic information storage, liquid crystal displays (LCDs), and
fiber optics—are also discussed in subsequent chapters.
Semiconductors
Semiconductors have electrical properties that are intermediate between those of
electrical conductors (i.e., metals and metal alloys) and insulators (i.e., ceramics and
polymers)—see Figure 1.8. Furthermore, the electrical characteristics of these ma-
terials are extremely sensitive to the presence of minute concentrations of impurity
atoms, for which the concentrations may be controlled over very small spatial regions.
Semiconductors have made possible the advent of integrated circuitry that has totally
revolutionized the electronics and computer industries (not to mention our lives) over
the past three decades.
Biomaterials
Biomaterials are employed in components implanted into the human body to replace dis-
eased or damaged body parts. These materials must not produce toxic substances and must
be compatible with body tissues (i.e., must not cause adverse biological reactions). All of
the preceding materials—metals, ceramics, polymers, composites, and semiconductors—
may be used as biomaterials.
Smart Materials
Smart (or intelligent) materials are a group of new and state-of-the-art materials now
being developed that will have a significant influence on many of our technologies. The
adjective smart implies that these materials are able to sense changes in their environ-
ment and then respond to these changes in predetermined manners—traits that are also
found in living organisms. In addition, this smart concept is being extended to rather
sophisticated systems that consist of both smart and traditional materials.
Components of a smart material (or system) include some type of sensor (which
detects an input signal) and an actuator (which performs a responsive and adaptive
function). Actuators may be called upon to change shape, position, natural frequency,
or mechanical characteristics in response to changes in temperature, electric fields,
and/or magnetic fields.
Four types of materials are commonly used for actuators: shape-memory alloys, pi-
ezoelectric ceramics, magnetostrictive materials, and electrorheological/magnetorheo-
logical fluids. Shape-memory alloys are metals that, after having been deformed, revert
to their original shape when temperature is changed (see the Materials of Importance
box following Section 10.9). Piezoelectric ceramics expand and contract in response to
an applied electric field (or voltage); conversely, they also generate an electric field
when their dimensions are altered (see Section 18.25). The behavior of magnetostrictive
materials is analogous to that of the piezoelectrics, except that they are responsive to
1.5 ADVANCED MATERIALS
1.5 Advanced Materials • 13
magnetic fields. Also, electrorheological and magnetorheological fluids are liquids that
experience dramatic changes in viscosity upon the application of electric and magnetic
fields, respectively.
Materials/devices employed as sensors include optical fibers (Section 21.14), piezoelec-
tric materials (including some polymers), and microelectromechanical systems (MEMS;
Section 13.9).
For example, one type of smart system is used in helicopters to reduce aerodynamic
cockpit noise created by the rotating rotor blades. Piezoelectric sensors inserted into the
blades monitor blade stresses and deformations; feedback signals from these sensors are
fed into a computer-controlled adaptive device that generates noise-canceling antinoise.
Nanomaterials
One new material class that has fascinating properties and tremendous technological
promise is the nanomaterials, which may be any one of the four basic types—metals,
ceramics, polymers, or composites. However, unlike these other materials, they are
not distinguished on the basis of their chemistry but rather their size; the nano prefix
denotes that the dimensions of these structural entities are on the order of a nanometer
(10-9
m)—as a rule, less than 100 nanometers (nm; equivalent to the diameter of ap-
proximately 500 atoms).
Prior to the advent of nanomaterials, the general procedure scientists used to
understand the chemistry and physics of materials was to begin by studying large and
complex structures and then investigate the fundamental building blocks of these struc-
tures that are smaller and simpler. This approach is sometimes termed top-down science.
However, with the development of scanning probe microscopes (Section 4.10), which
permit observation of individual atoms and molecules, it has become possible to design
and build new structures from their atomic-level constituents, one atom or molecule at
a time (i.e., “materials by design”). This ability to arrange atoms carefully provides op-
portunities to develop mechanical, electrical, magnetic, and other properties that are not
otherwise possible. We call this the bottom-up approach, and the study of the properties
of these materials is termed nanotechnology.10
Some of the physical and chemical characteristics exhibited by matter may experi-
ence dramatic changes as particle size approaches atomic dimensions. For example,
materials that are opaque in the macroscopic domain may become transparent on the
nanoscale; some solids become liquids, chemically stable materials become combustible,
and electrical insulators become conductors. Furthermore, properties may depend on
size in this nanoscale domain. Some of these effects are quantum mechanical in origin,
whereas others are related to surface phenomena—the proportion of atoms located on
surface sites of a particle increases dramatically as its size decreases.
Because of these unique and unusual properties, nanomaterials are finding niches
in electronic, biomedical, sporting, energy production, and other industrial applications.
Some are discussed in this text, including the following:
• Catalytic converters for automobiles (Materials of Importance box, Chapter 4)
• Nanocarbons—Fullerenes, carbon nanotubes, and graphene (Section 13.9)
• Particles of carbon black as reinforcement for automobile tires (Section 16.2)
• Nanocomposites (Section 16.16)
• Magnetic nanosize grains that are used for hard disk drives (Section 20.11)
• Magnetic particles that store data on magnetic tapes (Section 20.11)
10
One legendary and prophetic suggestion as to the possibility of nanoengineered materials was offered by Richard
Feynman in his 1959 American Physical Society lecture titled “There’s Plenty of Room at the Bottom.”
14 • Chapter 1 / Introduction
Whenever a new material is developed, its potential for harmful and toxicological
interactions with humans and animals must be considered. Small nanoparticles have ex-
ceedingly large surface area–to–volume ratios, which can lead to high chemical reactivi-
ties. Although the safety of nanomaterials is relatively unexplored, there are concerns
that they may be absorbed into the body through the skin, lungs, and digestive tract
at relatively high rates, and that some, if present in sufficient concentrations, will pose
health risks—such as damage to DNA or promotion of lung cancer.
In spite of the tremendous progress that has been made in the discipline of materials
science and engineering within the past few years, technological challenges remain, in-
cluding the development of even more sophisticated and specialized materials, as well
as consideration of the environmental impact of materials production. Some comment
is appropriate relative to these issues so as to round out this perspective.
Nuclear energy holds some promise, but the solutions to the many problems that
remain necessarily involve materials, such as fuels, containment structures, and facilities
for the disposal of radioactive waste.
Significant quantities of energy are involved in transportation. Reducing the weight of
transportation vehicles (automobiles, aircraft, trains, etc.), as well as increasing engine op-
erating temperatures, will enhance fuel efficiency. New high-strength, low-density struc-
tural materials remain to be developed, as well as materials that have higher-temperature
capabilities, for use in engine components.
Furthermore, there is a recognized need to find new and economical sources of
energy and to use present resources more efficiently. Materials will undoubtedly play
a significant role in these developments. For example, the direct conversion of solar
power into electrical energy has been demonstrated. Solar cells employ some rather
complex and expensive materials. To ensure a viable technology, materials that are
highly efficient in this conversion process yet less costly must be developed.
The hydrogen fuel cell is another very attractive and feasible energy-conversion
technology that has the advantage of being nonpolluting. It is just beginning to be im-
plemented in batteries for electronic devices and holds promise as a power plant for
automobiles. New materials still need to be developed for more efficient fuel cells and
also for better catalysts to be used in the production of hydrogen.
Furthermore, environmental quality depends on our ability to control air and
water pollution. Pollution control techniques employ various materials. In addition,
materials processing and refinement methods need to be improved so that they pro-
duce less environmental degradation—that is, less pollution and less despoilage of the
landscape from the mining of raw materials. Also, in some materials manufacturing
processes, toxic substances are produced, and the ecological impact of their disposal
must be considered.
Many materials that we use are derived from resources that are nonrenewable—that
is, not capable of being regenerated, including most polymers, for which the prime raw
material is oil, and some metals. These nonrenewable resources are gradually becoming
depleted, which necessitates (1) the discovery of additional reserves, (2) the development
of new materials having comparable properties with less adverse environmental impact,
and/or (3) increased recycling efforts and the development of new recycling technologies.
As a consequence of the economics of not only production but also environmental im-
pact and ecological factors, it is becoming increasingly important to consider the “cradle-
to-grave” life cycle of materials relative to the overall manufacturing process.
The roles that materials scientists and engineers play relative to these, as well as
other environmental and societal issues, are discussed in more detail in Chapter 22.
1.6 MODERN MATERIALS’ NEEDS
1.7 Processing/Structure/Properties/Performance Correlations • 15
As mentioned previously (Section 1.2), the science and engineering of materials in-
volves four interrelated components: processing, structure, properties, and perform-
ance (Figure 1.1). Inasmuch as the remainder of this text discusses these components
for the different material types, it has been decided to direct the reader’s attention to
the treatment of individual components for several specific materials. Whereas some
of these discussions are found within single chapters, others are spread out over mul-
tiple chapters. For the latter, and for each material we have selected, a topic timeline
has been created that indicates the locations (by sections) where treatments of the
four components are to be found. Figure 1.12 presents topic timelines for the follow-
ing materials: steels, glass–ceramics, polymer fibers, and silicon semiconductors. In
addition, near the end of each chapter with some discussion of processing, structure,
1.7 PROCESSING/STRUCTURE/PROPERTIES/
PERFORMANCE CORRELATIONS
Figure 1.12 Processing/structure/properties/performance topic timelines for (a) steels, (b) glass–ceramics,
(c) polymer fibers, and (d) silicon semiconductors.
Processing
STEELS
Structure
Crystal structure,
polymorphism
Solid solutions,
dislocations
Mechanical
properties
Microstructure of various
microconstituents
Mechanical properties of
Fe–C alloys
Applications of steel alloys
Dislocations,
slip systems,
strengthening
mechanisms
Phase equilibria,
the iron–iron carbide
phase diagram
Development of microstructure,
iron–iron carbide alloys
Properties
Performance
ch 3 ch 4 ch 5 ch 6 ch 7 ch 9 ch 10 ch 11
Diffusion
➣
➣
➣
➣➣
➣
➣
➣
➣
➣
➣
➣
➣
Recrystallization
Isothermal transformation diagrams,
continuous-cooling transformation diagrams;
heat treating for tempered martensite
Heat treatment of steels
(a)
Processing
GLASS–CERAMICS
Structure
Noncrystalline
solids Polycrystallinity
Mechanical, thermal,
optical properties
Opacity and translucency in
insulators
Applications
Atomic structure
of silica glasses
Properties
Performance
ch 3 ch 10 ch 12 ch 13 ch 21
Continuous-cooling
transformation diagrams
➣
➣
➣
➣
➣
➣
➣
➣
➣
Concept of viscosity
Crystallization,
fabrication, heat
treatment
(b)
Tutorial Video:
Processing/
Structure/
Properties/
Performance of
Materials
16 • Chapter 1 / Introduction
properties, and/or performance for at least one of these four materials, a summary
is provided in the form of one or more concept maps. A concept map is a diagram
that illustrates the relationships among concepts. We represent these relationships
by connecting arrows (frequently horizontal); each arrow points (left to right) from
one concept to another. The organization of these connections is hierarchical—that
is, a concept to the left of an arrow should be mastered before a concept to the right
can be understood. For each map, at least one of its concepts is discussed in its chap-
ter; other concepts may be treated in previous and/or later chapters. For example,
Figure 1.13 presents a portion of a concept map for the processing of steel alloys that
appears in Chapter 10.
Processing
POLYMER FIBERS
Structure
Electronic structure,
interatomic bonding
Mechanical properties,
factors that affect
Melting temperature,
factors that affect
Degradation
Applications
Polymer molecules, polymer
crystals
Properties
Performance
ch 2 ch 14 ch 15 ch 17
➣
➣
Thermoplastic
polymers
➣
➣➣
➣
➣➣
Polymerization, additives,
melting, fiber forming
➣
Melting temperature,
factors that affect
Figure 1.12 (continued)
Figure 1.13 Portion of a concept map for the processing of a steel alloy found in
Chapter 10.
Iron–iron carbide
phase diagram
(Chapter 9)
Isothermal
transformation
diagrams
(Chapter 10)
Continuous-cooling
transformation
diagrams
(Chapter 10)
Heat treatment
of steels
(Chapter 11)
(c)
Processing
SILICON SEMICONDUCTORS
Structure
Electronic structure,
interatomic bonding
Electrical properties
Electronic band structure
Integrated circuits
Properties
Performance
ch 3 ch 4 ch 5 ch 18
➣
➣➣➣➣
➣
Integrated circuits
Composition
specification
➣
Diffusion
(d)
References • 17
SUMMARY
• There are six different property classifications of materials that determine their ap-
plicability: mechanical, electrical, thermal, magnetic, optical, and deteriorative.
• One aspect of materials science is the investigation of relationships that exist be-
tween the structures and properties of materials. By structure, we mean how some in-
ternal component(s) of the material is (are) arranged. In terms of (and with increas-
ing) dimensionality, structural elements include subatomic, atomic, microscopic, and
macroscopic.
• With regard to the design, production, and utilization of materials, there are four
elements to consider—processing, structure, properties, and performance. The per-
formance of a material depends on its properties, which in turn are a function of its
structure(s); furthermore, structure(s) is (are) determined by how the material was
processed.
• Three important criteria in materials selection are in-service conditions to which the
material will be subjected, any deterioration of material properties during operation,
and economics or cost of the fabricated piece.
• On the basis of chemistry and atomic structure, materials are classified into three
general categories: metals (metallic elements), ceramics (compounds between me-
tallic and nonmetallic elements), and polymers (compounds composed of carbon,
hydrogen, and other nonmetallic elements). In addition, composites are composed of
at least two different material types.
• Another materials category is the advanced materials that are used in high-tech ap-
plications, including semiconductors (having electrical conductivities intermediate
between those of conductors and insulators), biomaterials (which must be compat-
ible with body tissues), smart materials (those that sense and respond to changes in
their environments in predetermined manners), and nanomaterials (those that have
structural features on the order of a nanometer, some of which may be designed on
the atomic/molecular level).
Classification of
Materials
Advanced Materials
Materials Science
and Engineering
REFERENCES
Ashby, M. F., and D. R. H. Jones, Engineering Materials 1: An
Introduction to Their Properties, Applications, and Design,
4th edition, Butterworth-Heinemann, Oxford, England, 2012.
Ashby, M. F., and D. R. H. Jones, Engineering Materials 2:
An Introduction to Microstructures and Processing, 4th
edition, Butterworth-Heinemann, Oxford, England, 2012.
Ashby, M., H. Shercliff, and D. Cebon, Materials Engineering,
Science, Processing and Design, Butterworth-Heinemann,
Oxford, England, 2007.
Askeland, D. R., P. P. Fulay, and W. J. Wright, The Science and
Engineering of Materials, 6th edition, Cengage Learning,
Stamford, CT, 2011.
Baillie, C., and L. Vanasupa, Navigating the Materials World,
Academic Press, San Diego, CA, 2003.
Douglas, E. P.,IntroductiontoMaterials ScienceandEngineering:
A Guided Inquiry, Pearson Education, Upper Saddle
River, NJ, 2014.
Fischer, T., Materials Science for Engineering Students,
Academic Press, San Diego, CA, 2009.
Jacobs, J. A., and T. F. Kilduff, Engineering Materials Technology,
5th edition, Prentice Hall PTR, Paramus, NJ, 2005.
McMahon, C. J., Jr., Structural Materials, Merion Books,
Philadelphia, PA, 2004.
Murray, G. T., C. V. White, and W. Weise, Introduction to
Engineering Materials, 2nd edition, CRC Press, Boca
Raton, FL, 2007.
Schaffer, J. P., A. Saxena, S. D. Antolovich, T. H. Sanders, Jr.,
and S. B. Warner, The Science and Design of Engineering
Materials, 2nd edition, McGraw-Hill, New York, NY, 1999.
Shackelford, J. F., Introduction to Materials Science for Engineers,
7th edition, Prentice Hall PTR, Paramus, NJ, 2009.
Smith, W. F., and J. Hashemi, Foundations of Materials Science
and Engineering, 5th edition, McGraw-Hill, New York,
NY, 2010.
Van Vlack, L. H., Elements of Materials Science and Engineering,
6th edition, Addison-Wesley Longman, Boston, MA, 1989.
White, M. A., Physical Properties of Materials, 2nd edition,
CRC Press, Boca Raton, FL, 2012.
18 • Chapter 1 / Introduction
QUESTIONS
Problem available (at instructor’s discretion) in WileyPLUS
1.1 Select one or more of the following modern items
or devices and conduct an Internet search in order
to determine what specific material(s) is (are)
used and what specific properties this (these)
material(s) possess(es) in order for the device/item
to function properly. Finally, write a short essay in
which you report your findings.
Cell phone/digital camera batteries
Cell phone displays
Solar cells
Wind turbine blades
Fuel cells
Automobile engine blocks (other than cast
iron)
Automobile bodies (other than steel alloys)
Space telescope mirrors
Military body armor
Sports equipment
Soccer balls
Basketballs
Ski poles
Ski boots
Snowboards
Surfboards
Golf clubs
Golf balls
Kayaks
Lightweight bicycle frames
1.2 List three items (in addition to those shown in
Figure 1.9) made from metals or their alloys. For
each item, note the specific metal or alloy used
and at least one characteristic that makes it the
material of choice.
1.3 List three items (in addition to those shown in
Figure 1.10) made from ceramic materials. For each
item, note the specific ceramic used and at least one
characteristic that makes it the material of choice.
1.4 List three items (in addition to those shown in
Figure 1.11) made from polymeric materials. For
each item, note the specific polymer used and at
least one characteristic that makes it the material
of choice.
1.5 Classify each of the following materials as to whether
it is a metal, ceramic, or polymer. Justify each
choice: (a) brass; (b) magnesium oxide (MgO);
(c) Plexiglas®
; (d) polychloroprene; (e) boron car-
bide (B4C); and (f) cast iron.
• 19
C h a p t e r 2 Atomic Structure and
Interatomic Bonding
The photograph at the bottom of this page is of a
gecko.
Geckos, harmless tropical lizards, are extremely
fascinating and extraordinary animals. They have very
sticky feet (one of which is shown in the third photograph)
that cling to virtually any surface. This characteristic makes
it possible for them to run rapidly up vertical walls and
along the undersides of horizontal surfaces. In fact, a gecko
can support its body mass with a single toe! The secret to
this remarkable ability is the presence of an extremely large
number of microscopically small hairs on each of their toe
pads. When these hairs come in contact with a surface,
weak forces of attraction (i.e., van der Waals forces) are established between hair molecules and
molecules on the surface. The fact that these hairs are so small and so numerous explains why the
gecko grips surfaces so tightly. To release its grip, the gecko simply curls up its toes and peels the
hairs away from the surface.
Using their knowledge of this mechanism of adhesion, scientists have developed several
ultrastrong synthetic adhesives, one of which is an adhesive tape (shown in the second photo-
graph) that is an especially promising tool for use in surgical procedures as a replacement for
sutures and staples to close wounds and incisions. This material retains its adhesive nature in wet
environments, is biodegradable, and does not release toxic substances as it dissolves during the
healing process. Microscopic features of this adhesive tape are shown in the top photograph.
PaulD.Stewart/ScienceSource
CourtesyJeffreyKarp,
RobertLangerand
AlexGalakatos
BarbaraPeacock/Photodisc/GettyImages,Inc.
CourtesyJeffreyKarp,RobertLanger
andAlexGalakatos
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Me 3101 text

  • 1. An Introduction MATERIALS SCIENCEandENGINEERING William D. Callister, Jr. David G. Rethwisch 9E
  • 2.
  • 3. Characteristics of Selected Elements Atomic Density of Crystal Atomic Ionic Most Melting Atomic Weight Solid, 20؇C Structure, Radius Radius Common Point Element Symbol Number (amu) (g/cm3 ) 20؇C (nm) (nm) Valence (؇C) Aluminum Al 13 26.98 2.71 FCC 0.143 0.053 3ϩ 660.4 Argon Ar 18 39.95 — — — — Inert Ϫ189.2 Barium Ba 56 137.33 3.5 BCC 0.217 0.136 2ϩ 725 Beryllium Be 4 9.012 1.85 HCP 0.114 0.035 2ϩ 1278 Boron B 5 10.81 2.34 Rhomb. — 0.023 3ϩ 2300 Bromine Br 35 79.90 — — — 0.196 1Ϫ Ϫ7.2 Cadmium Cd 48 112.41 8.65 HCP 0.149 0.095 2ϩ 321 Calcium Ca 20 40.08 1.55 FCC 0.197 0.100 2ϩ 839 Carbon C 6 12.011 2.25 Hex. 0.071 ϳ0.016 4ϩ (sublimes at 3367) Cesium Cs 55 132.91 1.87 BCC 0.265 0.170 1ϩ 28.4 Chlorine Cl 17 35.45 — — — 0.181 1Ϫ Ϫ101 Chromium Cr 24 52.00 7.19 BCC 0.125 0.063 3ϩ 1875 Cobalt Co 27 58.93 8.9 HCP 0.125 0.072 2ϩ 1495 Copper Cu 29 63.55 8.94 FCC 0.128 0.096 1ϩ 1085 Fluorine F 9 19.00 — — — 0.133 1Ϫ Ϫ220 Gallium Ga 31 69.72 5.90 Ortho. 0.122 0.062 3ϩ 29.8 Germanium Ge 32 72.64 5.32 Dia. cubic 0.122 0.053 4ϩ 937 Gold Au 79 196.97 19.32 FCC 0.144 0.137 1ϩ 1064 Helium He 2 4.003 — — — — Inert Ϫ272 (at 26 atm) Hydrogen H 1 1.008 — — — 0.154 1ϩ Ϫ259 Iodine I 53 126.91 4.93 Ortho. 0.136 0.220 1Ϫ 114 Iron Fe 26 55.85 7.87 BCC 0.124 0.077 2ϩ 1538 Lead Pb 82 207.2 11.35 FCC 0.175 0.120 2ϩ 327 Lithium Li 3 6.94 0.534 BCC 0.152 0.068 1ϩ 181 Magnesium Mg 12 24.31 1.74 HCP 0.160 0.072 2ϩ 649 Manganese Mn 25 54.94 7.44 Cubic 0.112 0.067 2ϩ 1244 Mercury Hg 80 200.59 — — — 0.110 2ϩ Ϫ38.8 Molybdenum Mo 42 95.94 10.22 BCC 0.136 0.070 4ϩ 2617 Neon Ne 10 20.18 — — — — Inert Ϫ248.7 Nickel Ni 28 58.69 8.90 FCC 0.125 0.069 2ϩ 1455 Niobium Nb 41 92.91 8.57 BCC 0.143 0.069 5ϩ 2468 Nitrogen N 7 14.007 — — — 0.01–0.02 5ϩ Ϫ209.9 Oxygen O 8 16.00 — — — 0.140 2Ϫ Ϫ218.4 Phosphorus P 15 30.97 1.82 Ortho. 0.109 0.035 5ϩ 44.1 Platinum Pt 78 195.08 21.45 FCC 0.139 0.080 2ϩ 1772 Potassium K 19 39.10 0.862 BCC 0.231 0.138 1ϩ 63 Silicon Si 14 28.09 2.33 Dia. cubic 0.118 0.040 4ϩ 1410 Silver Ag 47 107.87 10.49 FCC 0.144 0.126 1ϩ 962 Sodium Na 11 22.99 0.971 BCC 0.186 0.102 1ϩ 98 Sulfur S 16 32.06 2.07 Ortho. 0.106 0.184 2Ϫ 113 Tin Sn 50 118.71 7.27 Tetra. 0.151 0.071 4ϩ 232 Titanium Ti 22 47.87 4.51 HCP 0.145 0.068 4ϩ 1668 Tungsten W 74 183.84 19.3 BCC 0.137 0.070 4ϩ 3410 Vanadium V 23 50.94 6.1 BCC 0.132 0.059 5ϩ 1890 Zinc Zn 30 65.41 7.13 HCP 0.133 0.074 2ϩ 420 Zirconium Zr 40 91.22 6.51 HCP 0.159 0.079 4ϩ 1852
  • 4. Values of Selected Physical Constants Quantity Symbol SI Units cgs Units Avogadro’s number NA 6.022 ϫ 1023 6.022 ϫ 1023 molecules/mol molecules/mol Boltzmann’s constant k 1.38 ϫ 10Ϫ23 J/atom K 1.38 ϫ 10Ϫ16 erg/atom K 8.62 ϫ 10Ϫ5 eV/atom K Bohr magneton mB 9.27 ϫ 10Ϫ24 A m2 9.27 ϫ 10Ϫ21 erg/gaussa Electron charge e 1.602 ϫ 10Ϫ19 C 4.8 ϫ 10Ϫ10 statcoulb Electron mass — 9.11 ϫ 10Ϫ31 kg 9.11 ϫ 10Ϫ28 g Gas constant R 8.31 J/mol K 1.987 cal/mol K Permeability of a vacuum m0 1.257 ϫ 10Ϫ6 henry/m unitya Permittivity of a vacuum ⑀0 8.85 ϫ 10Ϫ12 farad/m unityb Planck’s constant h 6.63 ϫ 10Ϫ34 J s 6.63 ϫ 10Ϫ27 erg s 4.13 ϫ 10Ϫ15 eV s Velocity of light in a vacuum c 3 ϫ 108 m/s 3 ϫ 1010 cm/s a In cgs-emu units. b In cgs-esu units. # ## ## # # ## Unit Abbreviations A ϭ ampere in. ϭ inch N ϭ newton ϭ angstrom J ϭ joule nm ϭ nanometer Btu ϭ British thermal unit K ϭ degrees Kelvin P ϭ poise C ϭ Coulomb kg ϭ kilogram Pa ϭ Pascal ЊC ϭ degrees Celsius lbf ϭ pound force s ϭ second cal ϭ calorie (gram) lbm ϭ pound mass T ϭ temperature cm ϭ centimeter m ϭ meter ␮m ϭ micrometer eV ϭ electron volt Mg ϭ megagram (micron) ЊF ϭ degrees Fahrenheit mm ϭ millimeter W ϭ watt ft ϭ foot mol ϭ mole psi ϭ pounds per square g ϭ gram MPa ϭ megapascal inch Å SI Multiple and Submultiple Prefixes Factor by Which Multiplied Prefix Symbol 109 giga G 106 mega M 103 kilo k 10Ϫ2 centia c 10Ϫ3 milli m 10Ϫ6 micro ␮ 10Ϫ9 nano n 10Ϫ12 pico p a Avoided when possible.
  • 5. WileyPLUS builds students’ confidence because it takes the guesswork out of studying by providing students with a clear roadmap: • what to do • how to do it • if they did it right It offers interactive resources along with a complete digital textbook that help students learn more. With WileyPLUS, students take more initiative so you’ll have greater impact on their achievement in the classroom and beyond. For more information, visit www.wileyplus.com Now available for WileyPLUS is a research-based online environment for effective teaching and learning.
  • 6. ALL THE HELP, RESOURCES, AND PERSONAL SUPPORT YOU AND YOUR STUDENTS NEED! www.wileyplus.com/resources Technical Support 24/7 FAQs, online chat, and phone support www.wileyplus.com/support Student support from an experienced student user Collaborate with your colleagues, find a mentor, attend virtual and live events, and view resources 2-Minute Tutorials and all of the resources you and your students need to get started Your WileyPLUS Account Manager, providing personal training and support www.WhereFacultyConnect.com Pre-loaded, ready-to-use assignments and presentations created by subject matter experts Student Partner Program Quick Start © Courtney Keating/iStockphoto
  • 7. 9th Edition Materials Science and Engineering AN INTRODUCTION WILLIAM D. CALLISTER, JR. Department of Metallurgical Engineering The University of Utah DAVID G. RETHWISCH Department of Chemical and Biochemical Engineering The University of Iowa
  • 8. Front Cover: Depiction of a unit cell for iron carbide (Fe3C) from three different perspectives. Brown and blue spheres represent iron and carbon atoms, respectively. Back Cover: Three representations of the unit cell for body-centered cubic iron (a-ferrite); each unit cell contains an interstitial carbon atom. VICE PRESIDENT AND EXECUTIVE PUBLISHER Donald Fowley EXECUTIVE EDITOR Daniel Sayre EDITORIAL PROGRAM ASSISTANT Jessica Knecht SENIOR CONTENT MANAGER Kevin Holm PRODUCTION EDITOR James Metzger EXECUTIVE MARKETING MANAGER Christopher Ruel DESIGN DIRECTOR Harry Nolan SENIOR DESIGNER Madelyn Lesure SENIOR PHOTO EDITOR MaryAnn Price COVER ART Roy Wiemann and William D. Callister, Jr. This book was set in 9.5/11.5 Times Ten LT Std by Aptara, Inc., and printed and bound by Quad Graphics/Versailles.The cover was printed by Quad Graphics/Versailles. This book is printed on acid-free paper. q Copyright © 2014, 2010, 2007, 2003, 2000 John Wiley & Sons, Inc.All rights reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, scanning or otherwise, except as permitted under Sections 107 or 108 of the 1976 United States Copyright Act, without either the prior written permission of the Publisher, or authorization through payment of the appropriate per-copy fee to the Copyright Clearance Center, Inc., 222 Rosewood Drive, Danvers, MA 01923, website www.copyright.com. Requests to the Publisher for permission should be addressed to the Permissions Department, John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030-5774, (201) 748-6011, fax (201) 748-6008, website www.wiley.com/go/permissions. Evaluation copies are provided to qualified academics and professionals for review purposes only, for use in their courses during the next academic year.These copies are licensed and may not be sold or transferred to a third party. Upon completion of the review period, please return the evaluation copy to Wiley. Return instructions and a free of charge return shipping label are available at www.wiley.com/go/returnlabel. Outside of the United States, please contact your local representative. ISBN: 978-1-118-32457-8 Wiley Binder Version ISBN: 978-1-118-47770-0 Printed in the United States of America 10 9 8 7 6 5 4 3 2 1
  • 9. Dedicated to Bill Stenquist, editor and friend
  • 10.
  • 11. In this ninth edition we have retained the objectives and approaches for teaching materials science and engineering that were presented in previous editions. The first, and primary, objective is to present the basic fundamentals on a level appropriate for university/college students who have completed their freshmen calculus, chemistry, and physics courses. The second objective is to present the subject matter in a logical order, from the simple to the more complex. Each chapter builds on the content of previous ones. The third objective, or philosophy, that we strive to maintain throughout the text is that if a topic or concept is worth treating, then it is worth treating in sufficient detail and to the extent that students have the opportunity to fully understand it without having to consult other sources; in addition, in most cases, some practical relevance is provided. The fourth objective is to include features in the book that will expedite the learning process.These learning aids include the following: • Numerous illustrations, now presented in full color, and photographs to help visualize what is being presented • Learning objectives, to focus student attention on what they should be getting from each chapter • “Why Study . . .” and “Materials of Importance” items as well as case studies that provide relevance to topic discussions • “Concept Check” questions that test whether a student understands the subject matter on a conceptual level • Key terms, and descriptions of key equations, highlighted in the margins for quick reference • End-of-chapter questions and problems designed to progressively develop students’ understanding of concepts and facility with skills • Answers to selected problems, so students can check their work • A glossary, a global list of symbols, and references to facilitate understanding of the subject matter • End-of-chapter summary tables of important equations and symbols used in these equations • Processing/Structure/Properties/Performance correlations and summary concept maps for four materials (steels, glass-ceramics, polymer fibers, and silicon semiconductors), which integrate important concepts from chapter to chapter • Materials of Importance sections that lend relevance to topical coverage by discussing familiar and interesting materials and their applications The fifth objective is to enhance the teaching and learning process by using the newer tech- nologies that are available to most instructors and today’s engineering students. Preface • vii
  • 12. viii • Preface New/Revised Content Several important changes have been made with this Ninth Edition. One of the most signifi- cant is the incorporation of several new sections, as well as revisions/amplifications of other sections. These include the following: • Numerous new and revised example problems. In addition, all homework problems requiring computations have been refreshed. • Revised, expanded, and updated tables • Two new case studies:“Liberty Ship Failures” (Chapter 1) and “Use of Composites in the Boeing 787 Dreamliner” (Chapter 16) • Bond hybridization in carbon (Chapter 2) • Revision of discussions on crystallographic planes and directions to include the use of equations for the determination of planar and directional indices (Chapter 3) • Revised discussion on determination of grain size (Chapter 4) • New section on the structure of carbon fibers (Chapter 13) • Revised/expanded discussions on structures, properties, and applications of the nanocarbons: fullerenes, carbon nanotubes, and graphene (Chapter 13) • Revised/expanded discussion on structural composites: laminar composites and sandwich panels (Chapter 16) • New section on structure, properties, and applications of nanocomposite materials (Chapter 16) • Tutorial videos. In WileyPLUS,Tutorial Videos help students with their “muddiest points” in conceptual understanding and problem-solving. • Exponents and logarithms. In WileyPLUS, the exponential functions and natural logarithms have been added to the Exponents and Logarithms section of the Math Skills Review. • Fundamentals of Engineering homework problems and questions for most chapters.These appear at the end of Questions and Problems sections and provide students the opportunity to practice answering and solving questions and problems similar to those found on Fundamentals of Engineering examinations. Online Learning Resources—Student Companion Site at www.wiley.com/college/callister. Also found on the book’s website is a Students’ Companion page on which is posted several important instructional elements for the student that complement the text; these include the following: • Answers to Concept Check questions, questions which are found in the print book. • Library of Case Studies. One way to demonstrate principles of design in an engineering curriculum is via case studies: analyses of problem-solving strategies applied to real-world examples of applications/devices/failures encountered by engineers. Five case studies are provided as follows: (1) Materials Selection for a Torsionally Stressed Cylindrical Shaft; (2) Automobile Valve Spring; (3) Failure of an Automobile Rear Axle; (4) Artificial Total Hip Replacement; and (5) Chemical Protective Clothing. • Mechanical Engineering (ME) Module. This module treats materials science/ engineering topics not covered in the printed text that are relevant to mechanical engineering. • Extended Learning Objectives. This is a more extensive list of learning objectives than is provided at the beginning of each chapter.These direct the student to study the subject material to a greater depth.
  • 13. Preface • ix • Student Lecture PowerPoint® Slides.These slides (in both Adobe Acrobat® PDF and PowerPoint® formats) are virtually identical to the lecture slides provided to an instructor for use in the classroom.The student set has been designed to allow for note taking on printouts. • Index of Learning Styles. Upon answering a 44-item questionnaire, a user’s learning-style preference (i.e., the manner in which information is assimilated and processed) is assessed. Online Resources for Instructors—Instructors Companion Site at www.wiley.com/college/callister. The Instructor Companion Site is available for instructors who have adopted this text. Please visit the website to register for access. Resources that are available include the following: • All resources found on the Student Companion Site. (Except for the Student Lecture PowerPoint® Slides.) • Instructor Solutions Manual. Detailed solutions for all end-of-chapter questions and problems (in both Word® and Adobe Acrobat® PDF formats). • Homework Problem Correlation Guide—8th edition to 9th edition. This guide notes, for each homework problem or question (by number), whether it appeared in the eighth edition and, if so, its number in this previous edition. • Virtual Materials Science and Engineering (VMSE). This web-based software package consists of interactive simulations and animations that enhance the learning of key concepts in materials science and engineering. Included in VMSE are eight modules and a materials properties/cost database.Titles of these modules are as follows: (1) Metallic Crystal Structures and Crystallography; (2) Ceramic Crystal Structures; (3) Repeat Unit and Polymer Structures; (4) Dislocations; (5) Phase Diagrams; (6) Diffusion; (7) Tensile Tests; and (8) Solid-Solution Strengthening. • Image Gallery. Illustrations from the book. Instructors can use them in assignments, tests, or other exercises they create for students. • Art PowerPoint Slides. Book art loaded into PowerPoints, so instructors can more easily use them to create their own PowerPoint Slides. • Lecture Note PowerPoints. These slides, developed by the authors and Peter M. Anderson (The Ohio State University), follow the flow of topics in the text, and include materials taken from the text as well as other sources. Slides are available in both Adobe Acrobat® PDF and PowerPoint® formats. [Note: If an instructor doesn’t have available all fonts used by the developer, special characters may not be displayed correctly in the PowerPoint version (i.e., it is not possible to embed fonts in PowerPoints); however, in the PDF version, these characters will appear correctly.] • Solutions to Case Study Problems. • Solutions to Problems in the Mechanical Engineering Web Module. • Suggested Course Syllabi for the Various Engineering Disciplines. Instructors may consult these syllabi for guidance in course/lecture organization and planning. • Experiments and Classroom Demonstrations. Instructions and outlines for experiments and classroom demonstrations that portray phenomena and/or illustrate principles that are discussed in the book; references are also provided that give more detailed accounts of these demonstrations.
  • 14. x • Preface WileyPLUS is a research-based online environment for effective teaching and learning. WileyPLUS builds students’ confidence by taking the guesswork out of studying by providing them with a clear roadmap:  what is assigned, what is required for each assign- ment, and whether assignments are done correctly. Independent research has shown that students using WileyPLUS will take more initiative so the instructor has a greater impact on their achievement in the classroom and beyond.WileyPLUS also helps students study and progress at a pace that’s right for them. Our integrated resources–available 24/7– function like a personal tutor, directly addressing each student’s demonstrated needs by providing specific problem-solving techniques. What do students receive with WileyPLUS? • The complete digital textbook that saves students up to 60% of the cost of the in-print text. • Navigation assistance, including links to relevant sections in the online textbook. • Immediate feedback on performance and progress, 24/7. • Integrated, multi-media resources—to include VMSE (Virtual Materials Science & Engineering), tutorial videos, a Math Skills Review, flashcards, and much more; these resources provide multiple study paths and encourage more active learning. What do instructors receive with WileyPLUS? • The ability to effectively and efficiently personalize and manage their course. • The ability to track student performance and progress, and easily identify those who are falling behind. • Media-rich course materials and assessment resources including—a complete Solutions Manual, PowerPoint® Lecture Slides, Extended Learning Objectives, and much more. www.WileyPLUS.com WileyPLUS We have a sincere interest in meeting the needs of educators and students in the materi- als science and engineering community, and therefore we solicit feedback on this edition. Comments, suggestions, and criticisms may be submitted to the authors via email at the following address: billcallister@comcast.net. Feedback Since we undertook the task of writing this and previous editions, instructors and stu- dents, too numerous to mention, have shared their input and contributions on how to make this work more effective as a teaching and learning tool. To all those who have helped, we express our sincere thanks. We express our appreciation to those who have made contributions to this edition. We are especially indebted to the following: Audrey Butler of The University of Iowa, and Bethany Smith and Stephen Krause of Arizona State University, for helping to develop material in the WileyPLUS course. Grant Head for his expert programming skills, which he used in developing the Vir- tual Materials Science and Engineering software. Eric Hellstrom and Theo Siegrist of Florida State University for their feedback and suggestions for this edition. Acknowledgments
  • 15. Preface • xi In addition, we thank the many instructors who participated in the fall 2011 market- ing survey; their valuable contributions were driving forces for many of the changes and additions to this ninth edition. We are also indebted to Dan Sayre, Executive Editor, Jennifer Welter, Senior Prod- uct Designer, and Jessica Knecht, Editorial Program Assistant, for their guidance and assistance on this revision. Last, but certainly not least, we deeply and sincerely appreciate the continual en- couragement and support of our families and friends. William D. Callister, Jr. David G. Rethwisch October 2013
  • 16.
  • 17. Contents LIST OF SYMBOLS xxi 1. Introduction 1 Learning Objectives 2 1.1 Historical Perspective 2 1.2 Materials Science and Engineering 2 1.3 Why Study Materials Science and Engineering? 4 Case Study—Liberty Ship Failures 5 1.4 Classification of Materials 6 Case Study—Carbonated Beverage Containers 11 1.5 Advanced Materials 12 1.6 Modern Materials’ Needs 14 1.7 Processing/Structure/Properties/ Performance Correlations 15 Summary 17 References 17 Questions 18 2. Atomic Structure and Interatomic Bonding 19 Learning Objectives 20 2.1 Introduction 20 ATOMIC STRUCTURE 20 2.2 Fundamental Concepts 20 2.3 Electrons in Atoms 22 2.4 The Periodic Table 28 ATOMIC BONDING IN SOLIDS 30 2.5 Bonding Forces and Energies 30 2.6 Primary Interatomic Bonds 32 2.7 Secondary Bonding or van der Waals Bonding 39 Materials of Importance—Water (Its Volume Expansion Upon Freezing) 42 2.8 Mixed Bonding 43 2.9 Molecules 44 2.10 Bonding Type-Materials Classification Correlations 44 Summary 45 Equation Summary 46 List of Symbols 46 Processing/Structure/Properties/Performance Summary 47 Important Terms and Concepts 47 References 47 Questions and Problems 48 Fundamentals of Engineering Questions and Problems 50 3. The Structure of Crystalline Solids 51 Learning Objectives 52 3.1 Introduction 52 CRYSTAL STRUCTURES 52 3.2 Fundamental Concepts 52 3.3 Unit Cells 53 3.4 Metallic Crystal Structures 54 3.5 Density Computations 60 3.6 Polymorphism and Allotropy 60 Materials of Importance—Tin (Its Allotropic Transformation) 61 3.7 Crystal Systems 62 CRYSTALLOGRAPHIC POINTS, DIRECTIONS, AND PLANES 64 3.8 Point Coordinates 64 3.9 Crystallographic Directions 67 3.10 Crystallographic Planes 75 3.11 Linear and Planar Densities 81 3.12 Close-Packed Crystal Structures 82 CRYSTALLINE AND NONCRYSTALLINE MATERIALS 84 3.13 Single Crystals 84 3.14 Polycrystalline Materials 84 3.15 Anisotropy 86 3.16 X-Ray Diffraction: Determination of Crystal Structures 87 3.17 Noncrystalline Solids 92 Summary 93 Equation Summary 95 List of Symbols 96 • xiii
  • 18. xiv • Contents Processing/Structure/Properties/Performance Summary 96 Important Terms and Concepts 97 References 97 Questions and Problems 97 Fundamentals of Engineering Questions and Problems 104 4. Imperfections in Solids 105 Learning Objectives 106 4.1 Introduction 106 POINT DEFECTS 106 4.2 Vacancies and Self-Interstitials 106 4.3 Impurities in Solids 108 4.4 Specification of Composition 111 MISCELLANEOUS IMPERFECTIONS 115 4.5 Dislocations—Linear Defects 115 4.6 Interfacial Defects 118 Materials of Importance—Catalysts (and Surface Defects) 121 4.7 Bulk or Volume Defects 122 4.8 Atomic Vibrations 122 MICROSCOPIC EXAMINATION 123 4.9 Basic Concepts of Microscopy 123 4.10 Microscopic Techniques 124 4.11 Grain-Size Determination 128 Summary 131 Equation Summary 132 List of Symbols 133 Processing/Structure/Properties/Performance Summary 134 Important Terms and Concepts 135 References 135 Questions and Problems 135 Design Problems 138 Fundamentals of Engineering Questions and Problems 139 5. Diffusion 140 Learning Objectives 141 5.1 Introduction 141 5.2 Diffusion Mechanisms 142 5.3 Fick’s First Law 143 5.4 Fick’s Second Law—Nonsteady-State Diffusion 145 5.5 Factors That Influence Diffusion 149 5.6 Diffusion in Semiconducting Materials 154 Material of Importance—Aluminum for Integrated Circuit Interconnects 157 5.7 Other Diffusion Paths 158 Summary 158 Equation Summary 159 List of Symbols 160 Processing/Structure/Properties/Performance Summary 160 Important Terms and Concepts 162 References 162 Questions and Problems 162 Design Problems 166 Fundamentals of Engineering Questions and Problems 167 6. Mechanical Properties of Metals 168 Learning Objectives 169 6.1 Introduction 169 6.2 Concepts of Stress and Strain 170 ELASTIC DEFORMATION 174 6.3 Stress–Strain Behavior 174 6.4 Anelasticity 177 6.5 Elastic Properties of Materials 177 PLASTIC DEFORMATION 180 6.6 Tensile Properties 180 6.7 True Stress and Strain 187 6.8 Elastic Recovery After Plastic Deformation 190 6.9 Compressive, Shear, and Torsional Deformation 191 6.10 Hardness 191 PROPERTY VARIABILITY AND DESIGN/SAFETY FACTORS 197 6.11 Variability of Material Properties 197 6.12 Design/Safety Factors 199 Summary 203 Equation Summary 205 List of Symbols 205 Processing/Structure/Properties/Performance Summary 206 Important Terms and Concepts 206 References 207 Questions and Problems 207 Design Problems 213 Fundamentals of Engineering Questions and Problems 214 7. Dislocations and Strengthening Mechanisms 216 Learning Objectives 217 7.1 Introduction 217 DISLOCATIONS AND PLASTIC DEFORMATION 217
  • 19. Contents • xv 7.2 Basic Concepts 218 7.3 Characteristics of Dislocations 220 7.4 Slip Systems 221 7.5 Slip in Single Crystals 223 7.6 Plastic Deformation of Polycrystalline Materials 226 7.7 Deformation by Twinning 228 MECHANISMS OF STRENGTHENING IN METALS 229 7.8 Strengthening by Grain Size Reduction 229 7.9 Solid-Solution Strengthening 231 7.10 Strain Hardening 232 RECOVERY, RECRYSTALLIZATION, AND GRAIN GROWTH 235 7.11 Recovery 235 7.12 Recrystallization 236 7.13 Grain Growth 240 Summary 242 Equation Summary 244 List of Symbols 244 Processing/Structure/Properties/Performance Summary 245 Important Terms and Concepts 246 References 246 Questions and Problems 246 Design Problems 250 Fundamentals of Engineering Questions and Problems 250 8. Failure 251 Learning Objectives 252 8.1 Introduction 252 FRACTURE 253 8.2 Fundamentals of Fracture 253 8.3 Ductile Fracture 253 8.4 Brittle Fracture 255 8.5 Principles of Fracture Mechanics 257 8.6 Fracture Toughness Testing 265 FATIGUE 270 8.7 Cyclic Stresses 270 8.8 The S–N Curve 272 8.9 Crack Initiation and Propagation 276 8.10 Factors That Affect Fatigue Life 278 8.11 Environmental Effects 280 CREEP 281 8.12 Generalized Creep Behavior 281 8.13 Stress and Temperature Effects 282 8.14 Data Extrapolation Methods 285 8.15 Alloys for High-Temperature Use 286 Summary 287 Equation Summary 290 List of Symbols 290 Important Terms and Concepts 291 References 291 Questions and Problems 291 Design Problems 295 Fundamentals of Engineering Questions and Problems 296 9. Phase Diagrams 297 Learning Objectives 298 9.1 Introduction 298 DEFINITIONS AND BASIC CONCEPTS 298 9.2 Solubility Limit 299 9.3 Phases 300 9.4 Microstructure 300 9.5 Phase Equilibria 300 9.6 One-Component (or Unary) Phase Diagrams 301 BINARY PHASE DIAGRAMS 302 9.7 Binary Isomorphous Systems 303 9.8 Interpretation of Phase Diagrams 305 9.9 Development of Microstructure in Isomorphous Alloys 309 9.10 Mechanical Properties of Isomorphous Alloys 312 9.11 Binary Eutectic Systems 312 9.12 Development of Microstructure in Eutectic Alloys 318 Materials of Importance—Lead-Free Solders 319 9.13 Equilibrium Diagrams Having Intermediate Phases or Compounds 325 9.14 Eutectoid and Peritectic Reactions 328 9.15 Congruent Phase Transformations 329 9.16 Ceramic and Ternary Phase Diagrams 330 9.17 The Gibbs Phase Rule 330 THE IRON–CARBON SYSTEM 333 9.18 The Iron–Iron Carbide (Fe–Fe3C) Phase Diagram 333 9.19 Development of Microstructure in Iron–Carbon Alloys 336 9.20 The Influence of Other Alloying Elements 344 Summary 344 Equation Summary 346 List of Symbols 347 Processing/Structure/Properties/Performance Summary 347 Important Terms and Concepts 349
  • 20. References 349 Questions and Problems 349 Fundamentals of Engineering Questions and Problems 355 10. Phase Transformations: Development of Microstructure and Alteration of Mechanical Properties 356 Learning Objectives 357 10.1 Introduction 357 PHASE TRANSFORMATIONS 357 10.2 Basic Concepts 357 10.3 The Kinetics of Phase Transformations 358 10.4 Metastable Versus Equilibrium States 369 MICROSTRUCTURAL AND PROPERTY CHANGES IN IRON–CARBON ALLOYS 370 10.5 Isothermal Transformation Diagrams 370 10.6 Continuous-Cooling Transformation Diagrams 381 10.7 Mechanical Behavior of Iron–Carbon Alloys 384 10.8 Tempered Martensite 388 10.9 Review of Phase Transformations and Mechanical Properties for Iron–Carbon Alloys 391 Materials of Importance—Shape-Memory Alloys 394 Summary 397 Equation Summary 398 List of Symbols 399 Processing/Structure/Properties/Performance Summary 399 Important Terms and Concepts 401 References 402 Questions and Problems 402 Design Problems 406 Fundamentals of Engineering Questions and Problems 406 11. Applications and Processing of Metal Alloys 408 Learning Objectives 409 11.1 Introduction 409 TYPES OF METAL ALLOYS 410 11.2 Ferrous Alloys 410 11.3 Nonferrous Alloys 422 Materials of Importance—Metal Alloys Used for Euro Coins 433 FABRICATION OF METALS 434 11.4 Forming Operations 434 11.5 Casting 436 11.6 Miscellaneous Techniques 437 THERMAL PROCESSING OF METALS 439 11.7 Annealing Processes 439 11.8 Heat Treatment of Steels 441 11.9 Precipitation Hardening 451 Summary 458 Processing/Structure/Properties/Performance Summary 460 Important Terms and Concepts 460 References 463 Questions and Problems 463 Design Problems 464 Fundamentals of Engineering Questions and Problems 466 12. Structures and Properties of Ceramics 467 Learning Objectives 468 12.1 Introduction 468 CERAMIC STRUCTURES 468 12.2 Crystal Structures 469 12.3 Silicate Ceramics 477 12.4 Carbon 481 12.5 Imperfections in Ceramics 482 12.6 Diffusion in Ionic Materials 486 12.7 Ceramic Phase Diagrams 487 MECHANICAL PROPERTIES 490 12.8 Brittle Fracture of Ceramics 491 12.9 Stress–Strain Behavior 495 12.10 Mechanisms of Plastic Deformation 497 12.11 Miscellaneous Mechanical Considerations 499 Summary 501 Equation Summary 503 List of Symbols 503 Processing/Structure/Properties/Performance Summary 503 Important Terms and Concepts 504 References 505 Questions and Problems 505 Design Problems 509 Fundamentals of Engineering Questions and Problems 509 13. Applications and Processing of Ceramics 510 Learning Objectives 511 13.1 Introduction 511 TYPES AND APPLICATIONS OF CERAMICS 512 xvi • Contents
  • 21. 13.2 Glasses 512 13.3 Glass–Ceramics 512 13.4 Clay Products 514 13.5 Refractories 514 13.6 Abrasives 516 13.7 Cements 517 13.8 Carbons 518 13.9 Advanced Ceramics 521 FABRICATION AND PROCESSING OF CERAMICS 525 13.10 Fabrication and Processing of Glasses and Glass–Ceramics 526 13.11 Fabrication and Processing of Clay Products 531 13.12 Powder Pressing 535 13.13 Tape Casting 537 Summary 538 Processing/Structure/Properties/Performance Summary 540 Important Terms and Concepts 542 References 543 Questions and Problems 543 Design Problem 544 Fundamentals of Engineering Questions and Problems 544 14. Polymer Structures 545 Learning Objectives 546 14.1 Introduction 546 14.2 Hydrocarbon Molecules 546 14.3 Polymer Molecules 549 14.4 The Chemistry of Polymer Molecules 549 14.5 Molecular Weight 553 14.6 Molecular Shape 556 14.7 Molecular Structure 558 14.8 Molecular Configurations 559 14.9 Thermoplastic and Thermosetting Polymers 562 14.10 Copolymers 563 14.11 Polymer Crystallinity 564 14.12 Polymer Crystals 568 14.13 Defects in Polymers 570 14.14 Diffusion in Polymeric Materials 571 Summary 573 Equation Summary 575 List of Symbols 575 Processing/Structure/Properties/Performance Summary 575 Important Terms and Concepts 576 References 576 Questions and Problems 577 Fundamentals of Engineering Questions and Problems 579 15. Characteristics, Applications, and Processing of Polymers 580 Learning Objectives 581 15.1 Introduction 581 MECHANICAL BEHAVIOR OF POLYMERS 581 15.2 Stress–Strain Behavior 581 15.3 Macroscopic Deformation 584 15.4 Viscoelastic Deformation 584 15.5 Fracture of Polymers 588 15.6 Miscellaneous Mechanical Characteristics 590 MECHANISMS OF DEFORMATION AND FOR STRENGTHENING OF POLYMERS 591 15.7 Deformation of Semicrystalline Polymers 591 15.8 Factors That Influence the Mechanical Properties of Semicrystalline Polymers 593 Materials of Importance—Shrink-Wrap Polymer Films 597 15.9 Deformation of Elastomers 597 CRYSTALLIZATION, MELTING, AND GLASS- TRANSITION PHENOMENA IN POLYMERS 599 15.10 Crystallization 600 15.11 Melting 601 15.12 The Glass Transition 601 15.13 Melting and Glass Transition Temperatures 601 15.14 Factors That Influence Melting and Glass Transition Temperatures 603 POLYMER TYPES 605 15.15 Plastics 605 Materials of Importance—Phenolic Billiard Balls 607 15.16 Elastomers 608 15.17 Fibers 610 15.18 Miscellaneous Applications 610 15.19 Advanced Polymeric Materials 612 POLYMER SYNTHESIS AND PROCESSING 616 15.20 Polymerization 616 15.21 Polymer Additives 618 15.22 Forming Techniques for Plastics 620 15.23 Fabrication of Elastomers 622 15.24 Fabrication of Fibers and Films 622 Summary 624 Equation Summary 626 List of Symbols 626 Processing/Structure/Properties/Performance Summary 626 Contents • xvii
  • 22. Important Terms and Concepts 629 References 629 Questions and Problems 629 Design Questions 633 Fundamentals of Engineering Question 633 16. Composites 634 Learning Objectives 635 16.1 Introduction 635 PARTICLE-REINFORCED COMPOSITES 637 16.2 Large-Particle Composites 637 16.3 Dispersion-Strengthened Composites 641 FIBER-REINFORCED COMPOSITES 642 16.4 Influence of Fiber Length 642 16.5 Influence of Fiber Orientation and Concentration 643 16.6 The Fiber Phase 651 16.7 The Matrix Phase 653 16.8 Polymer-Matrix Composites 653 16.9 Metal-Matrix Composites 659 16.10 Ceramic-Matrix Composites 660 16.11 Carbon–Carbon Composites 662 16.12 Hybrid Composites 662 16.13 Processing of Fiber-Reinforced Composites 663 STRUCTURAL COMPOSITES 665 16.14 Laminar Composites 665 16.15 Sandwich Panels 667 Case Study—Use of Composites in the Boeing 787 Dreamliner 669 16.16 Nanocomposites 670 Summary 673 Equation Summary 675 List of Symbols 676 Important Terms and Concepts 676 References 676 Questions and Problems 676 Design Problems 679 Fundamentals of Engineering Questions and Problems 680 17. Corrosion and Degradation of Materials 681 Learning Objectives 682 17.1 Introduction 682 CORROSION OF METALS 683 17.2 Electrochemical Considerations 683 17.3 Corrosion Rates 689 17.4 Prediction of Corrosion Rates 691 17.5 Passivity 698 17.6 Environmental Effects 699 17.7 Forms of Corrosion 699 17.8 Corrosion Environments 707 17.9 Corrosion Prevention 707 17.10 Oxidation 709 CORROSION OF CERAMIC MATERIALS 712 DEGRADATION OF POLYMERS 713 17.11 Swelling and Dissolution 713 17.12 Bond Rupture 715 17.13 Weathering 716 Summary 717 Equation Summary 719 List of Symbols 719 Important Terms and Concepts 720 References 720 Questions and Problems 721 Design Problems 723 Fundamentals of Engineering Questions and Problems 724 18. Electrical Properties 725 Learning Objectives 726 18.1 Introduction 726 ELECTRICAL CONDUCTION 726 18.2 Ohm’s Law 726 18.3 Electrical Conductivity 727 18.4 Electronic and Ionic Conduction 728 18.5 Energy Band Structures in Solids 728 18.6 Conduction in Terms of Band and Atomic Bonding Models 730 18.7 Electron Mobility 732 18.8 Electrical Resistivity of Metals 733 18.9 Electrical Characteristics of Commercial Alloys 736 Materials of Importance—Aluminum Electrical Wires 736 SEMICONDUCTIVITY 738 18.10 Intrinsic Semiconduction 738 18.11 Extrinsic Semiconduction 741 18.12 The Temperature Dependence of Carrier Concentration 744 18.13 Factors That Affect Carrier Mobility 745 18.14 The Hall Effect 749 18.15 Semiconductor Devices 751 ELECTRICAL CONDUCTION IN IONIC CERAMICS AND IN POLYMERS 757 18.16 Conduction in Ionic Materials 758 xviii • Contents
  • 23. 18.17 Electrical Properties of Polymers 758 DIELECTRIC BEHAVIOR 759 18.18 Capacitance 759 18.19 Field Vectors and Polarization 761 18.20 Types of Polarization 764 18.21 Frequency Dependence of the Dielectric Constant 766 18.22 Dielectric Strength 767 18.23 Dielectric Materials 767 OTHER ELECTRICAL CHARACTERISTICS OF MATERIALS 767 18.24 Ferroelectricity 767 18.25 Piezoelectricity 768 Materials of Importance—Piezoelectric Ceramic Ink-Jet Printer Heads 769 Summary 770 Equation Summary 773 List of Symbols 774 Processing/Structure/Properties/Performance Summary 774 Important Terms and Concepts 778 References 778 Questions and Problems 778 Design Problems 782 Fundamentals of Engineering Questions and Problems 783 19. Thermal Properties 785 Learning Objectives 786 19.1 Introduction 786 19.2 Heat Capacity 786 19.3 Thermal Expansion 790 Materials of Importance—Invar and Other Low-Expansion Alloys 792 19.4 Thermal Conductivity 793 19.5 Thermal Stresses 796 Summary 798 Equation Summary 799 List of Symbols 799 Important Terms and Concepts 800 References 800 Questions and Problems 800 Design Problems 802 Fundamentals of Engineering Questions and Problems 802 20. Magnetic Properties 803 Learning Objectives 804 20.1 Introduction 804 20.2 Basic Concepts 804 20.3 Diamagnetism and Paramagnetism 808 20.4 Ferromagnetism 810 20.5 Antiferromagnetism and Ferrimagnetism 811 20.6 The Influence of Temperature on Magnetic Behavior 815 20.7 Domains and Hysteresis 816 20.8 Magnetic Anisotropy 819 20.9 Soft Magnetic Materials 820 Materials of Importance—An Iron–Silicon Alloy Used in Transformer Cores 821 20.10 Hard Magnetic Materials 822 20.11 Magnetic Storage 825 20.12 Superconductivity 828 Summary 831 Equation Summary 833 List of Symbols 833 Important Terms and Concepts 834 References 834 Questions and Problems 834 Design Problems 837 Fundamentals of Engineering Questions and Problems 837 21. Optical Properties 838 Learning Objectives 839 21.1 Introduction 839 BASIC CONCEPTS 839 21.2 Electromagnetic Radiation 839 21.3 Light Interactions with Solids 841 21.4 Atomic and Electronic Interactions 842 OPTICAL PROPERTIES OF METALS 843 OPTICAL PROPERTIES OF NONMETALS 844 21.5 Refraction 844 21.6 Reflection 846 21.7 Absorption 846 21.8 Transmission 850 21.9 Color 850 21.10 Opacity and Translucency in Insulators 852 APPLICATIONS OF OPTICAL PHENOMENA 853 21.11 Luminescence 853 21.12 Photoconductivity 853 Materials of Importance—Light-Emitting Diodes 854 21.13 Lasers 856 21.14 Optical Fibers in Communications 860 Contents • xix
  • 24. Summary 862 Equation Summary 864 List of Symbols 865 Important Terms and Concepts 865 References 865 Questions and Problems 866 Design Problem 867 Fundamentals of Engineering Questions and Problems 867 22. Economic, Environmental, and Societal Issues in Materials Science and Engineering 868 Learning Objectives 869 22.1 Introduction 869 ECONOMIC CONSIDERATIONS 869 22.2 Component Design 870 22.3 Materials 870 22.4 Manufacturing Techniques 870 ENVIRONMENTAL AND SOCIETAL CONSIDERATIONS 871 22.5 Recycling Issues in Materials Science and Engineering 873 Materials of Importance—Biodegradable and Biorenewable Polymers/ Plastics 876 Summary 878 References 879 Design Questions 879 Appendix A The International System of Units (SI) 880 Appendix B Properties of Selected Engineering Materials 882 B.1 Density 882 B.2 Modulus of Elasticity 885 B.3 Poisson’s Ratio 889 B.4 Strength and Ductility 890 B.5 Plane Strain Fracture Toughness 895 B.6 Linear Coefficient of Thermal Expansion 897 B.7 Thermal Conductivity 900 B.8 Specific Heat 903 B.9 Electrical Resistivity 906 B.10 Metal Alloy Compositions 909 Appendix C Costs and Relative Costs for Selected Engineering Materials 911 Appendix D Repeat Unit Structures for Common Polymers 916 Appendix E Glass Transition and Melting Temperatures for Common Polymeric Materials 920 Glossary 921 Answers to Selected Problems 934 Index 939 xx • Contents
  • 25. List of Symbols The number of the section in which a symbol is introduced or explained is given in parentheses. A = area Å = angstrom unit Ai = atomic weight of element i (2.2) APF = atomic packing factor (3.4) a = lattice parameter: unit cell x-axial length (3.4) a = crack length of a surface crack (8.5) at% = atom percent (4.4) B = magnetic flux density (induction) (20.2) Br = magnetic remanence (20.7) BCC = body-centered cubic crystal structure (3.4) b = lattice parameter: unit cell y-axial length (3.7) b = Burgers vector (4.5) C = capacitance (18.18) Ci = concentration (composition) of component i in wt% (4.4) C¿i = concentration (composition) of component i in at% (4.4) Cy, Cp = heat capacity at constant volume, pressure (19.2) CPR = corrosion penetration rate (17.3) CVN = Charpy V-notch (8.6) %CW = percent cold work (7.10) c = lattice parameter: unit cell z-axial length (3.7) c = velocity of electromagnetic radiation in a vacuum (21.2) D = diffusion coefficient (5.3) D = dielectric displacement (18.19) DP = degree of polymerization (14.5) d = diameter d = average grain diameter (7.8) dhkl = interplanar spacing for planes of Miller indices h, k, and l (3.16) E = energy (2.5) E = modulus of elasticity or Young’s modulus (6.3) e = electric field intensity (18.3) Ef = Fermi energy (18.5) Eg = band gap energy (18.6) Er(t) = relaxation modulus (15.4) %EL = ductility, in percent elongation (6.6) e = electric charge per electron (18.7) e- = electron (17.2) erf = Gaussian error function (5.4) exp = e, the base for natural logarithms F = force, interatomic or mechanical (2.5, 6.2) f = Faraday constant (17.2) FCC = face-centered cubic crystal structure (3.4) G = shear modulus (6.3) H = magnetic field strength (20.2) Hc = magnetic coercivity (20.7) HB = Brinell hardness (6.10) HCP = hexagonal close-packed crystal structure (3.4) HK = Knoop hardness (6.10) HRB, HRF = Rockwell hardness: B and F scales (6.10) HR15N, HR45W = superficial Rockwell hardness: 15N and 45W scales (6.10) HV = Vickers hardness (6.10) h = Planck’s constant (21.2) (hkl) = Miller indices for a crystallo- graphic plane (3.10) • xxi
  • 26. xxii • List of Symbols (hkil) = Miller indices for a crystal- lographic plane, hexagonal crystals (3.10) I = electric current (18.2) I = intensity of electromagnetic radiation (21.3) i = current density (17.3) iC = corrosion current density (17.4) J = diffusion flux (5.3) J = electric current density (18.3) Kc = fracture toughness (8.5) KIc = plane strain fracture tough- ness for mode I crack surface displacement (8.5) k = Boltzmann’s constant (4.2) k = thermal conductivity (19.4) l = length lc = critical fiber length (16.4) ln = natural logarithm log = logarithm taken to base 10 M = magnetization (20.2) Mn = polymer number-average molecular weight (14.5) Mw = polymer weight-average molecular weight (14.5) mol% = mole percent N = number of fatigue cycles (8.8) NA = Avogadro’s number (3.5) Nf = fatigue life (8.8) n = principal quantum number (2.3) n = number of atoms per unit cell (3.5) n = strain-hardening exponent (6.7) n = number of electrons in an electrochemical reaction (17.2) n = number of conducting elec- trons per cubic meter (18.7) n = index of refraction (21.5) n¿ = for ceramics, the number of formula units per unit cell (12.2) ni = intrinsic carrier (electron and hole) concentration (18.10) P = dielectric polarization (18.19) P–B ratio = Pilling–Bedworth ratio (17.10) p = number of holes per cubic meter (18.10) Q = activation energy Q = magnitude of charge stored (18.18) R = atomic radius (3.4) R = gas constant %RA = ductility, in percent reduction in area (6.6) r = interatomic distance (2.5) r = reaction rate (17.3) rA, rC = anion and cation ionic radii (12.2) S = fatigue stress amplitude (8.8) SEM = scanning electron microscopy or microscope T = temperature Tc = Curie temperature (20.6) TC = superconducting critical temperature (20.12) Tg = glass transition temperature (13.10, 15.12) Tm = melting temperature TEM = transmission electron microscopy or microscope TS = tensile strength (6.6) t = time tr = rupture lifetime (8.12) Ur = modulus of resilience (6.6) [uyw] = indices for a crystallographic direction (3.9) [uvtw], [UVW] = indices for a crystallographic direction, hexagonal crystals (3.9) V = electrical potential difference (voltage) (17.2, 18.2) VC = unit cell volume (3.4) VC = corrosion potential (17.4) VH = Hall voltage (18.14) Vi = volume fraction of phase i (9.8) y = velocity vol% = volume percent Wi = mass fraction of phase i (9.8) wt% = weight percent (4.4) x = length x = space coordinate Y = dimensionless parameter or function in fracture toughness expression (8.5) y = space coordinate z = space coordinate a = lattice parameter: unit cell y–z interaxial angle (3.7) a, b, g = phase designations al = linear coefficient of thermal expansion (19.3) b = lattice parameter: unit cell x–z interaxial angle (3.7) g = lattice parameter: unit cell x–y interaxial angle (3.7) g = shear strain (6.2) ¢ = precedes the symbol of a pa- rameter to denote finite change P = engineering strain (6.2) P = dielectric permittivity (18.18)
  • 27. List of Symbols • xxiii Pr = dielectric constant or relative permittivity (18.18) P . s = steady-state creep rate (8.12) PT = true strain (6.7) h = viscosity (12.10) h = overvoltage (17.4) 2u = Bragg diffraction angle (3.16) uD = Debye temperature (19.2) l = wavelength of electromagnetic radiation (3.16) m = magnetic permeability (20.2) mB = Bohr magneton (20.2) mr = relative magnetic permeability (20.2) me = electron mobility (18.7) mh = hole mobility (18.10) n = Poisson’s ratio (6.5) n = frequency of electromagnetic radiation (21.2) r = density (3.5) r = electrical resistivity (18.2) rt = radius of curvature at the tip of a crack (8.5) s = engineering stress, tensile or compressive (6.2) s = electrical conductivity (18.3) s* = longitudinal strength (compos- ite) (16.5) sc = critical stress for crack propa- gation (8.5) sfs = flexural strength (12.9) sm = maximum stress (8.5) sm = mean stress (8.7) s¿m = stress in matrix at composite failure (16.5) sT = true stress (6.7) sw = safe or working stress (6.12) sy = yield strength (6.6) t = shear stress (6.2) tc = fiber–matrix bond strength/ matrix shear yield strength (16.4) tcrss = critical resolved shear stress (7.5) xm = magnetic susceptibility (20.2) Subscripts c = composite cd = discontinuous fibrous composite cl = longitudinal direction (aligned fibrous composite) ct = transverse direction (aligned fibrous composite) f = final f = at fracture f = fiber i = instantaneous m = matrix m, max = maximum min = minimum 0 = original 0 = at equilibrium 0 = in a vacuum
  • 28.
  • 29. • 1 C h a p t e r 1 Introduction Afamiliar item fabricated from three different material types is the beverage container. Beverages are marketed in aluminum (metal) cans (top), glass (ceramic) bottles (center), and plastic (polymer) bottles (bottom). ©blickwinkel/Alamy ©iStockphoto/MarkOleksiy ©iStockphoto/JillChen ©iStockphoto/MarkOleksiy ©blickwinkel/Alamy
  • 30. Learning Objectives After studying this chapter, you should be able to do the following: 1. List six different property classifications of mate- rials that determine their applicability. 2. Cite the four components that are involved in the design, production, and utilization of materi- als, and briefly describe the interrelationships between these components. 3. Cite three criteria that are important in the ma- terials selection process. 4. (a) List the three primary classifications of solid materials, and then cite the distinctive chemical feature of each. (b) Note the four types of advanced materials and, for each, its distinctive feature(s). 5. (a) Briefly define smart material/system. (b) Briefly explain the concept of nanotechnol- ogy as it applies to materials. Materials are probably more deep seated in our culture than most of us realize. Transportation, housing, clothing, communication, recreation, and food production— virtually every segment of our everyday lives is influenced to one degree or another by materials. Historically, the development and advancement of societies have been intimately tied to the members’ ability to produce and manipulate materials to fill their needs. In fact, early civilizations have been designated by the level of their materials development (Stone Age, Bronze Age, Iron Age).1 The earliest humans had access to only a very limited number of materials, those that occur naturally: stone, wood, clay, skins, and so on. With time, they discovered techniques for producing materials that had properties superior to those of the natural ones; these new materials included pottery and various metals. Furthermore, it was discovered that the properties of a material could be altered by heat treatments and by the addition of other substances. At this point, materials utilization was totally a selection process that involved deciding from a given, rather limited set of materials, the one best suited for an application by virtue of its characteristics. It was not until relatively recent times that scientists came to understand the relationships between the structural elements of materials and their proper- ties. This knowledge, acquired over approximately the past 100 years, has empowered them to fashion, to a large degree, the characteristics of materials. Thus, tens of thousands of dif- ferent materials have evolved with rather specialized characteristics that meet the needs of our modern and complex society, including metals, plastics, glasses, and fibers. The development of many technologies that make our existence so comfortable has been intimately associated with the accessibility of suitable materials. An advance- ment in the understanding of a material type is often the forerunner to the stepwise progression of a technology. For example, automobiles would not have been possible without the availability of inexpensive steel or some other comparable substitute. In the contemporary era, sophisticated electronic devices rely on components that are made from what are called semiconducting materials. 1.1 HISTORICAL PERSPECTIVE 1 The approximate dates for the beginnings of the Stone, Bronze, and Iron ages are 2.5 million bc, 3500 bc, and 1000 bc, respectively. Sometimes it is useful to subdivide the discipline of materials science and engineering into materials science and materials engineering subdisciplines. Strictly speaking, materi- als science involves investigating the relationships that exist between the structures and 1.2 MATERIALS SCIENCE AND ENGINEERING 2 •
  • 31. 1.2 Materials Science and Engineering • 3 properties of materials. In contrast, materials engineering involves, on the basis of these structure–property correlations, designing or engineering the structure of a material to produce a predetermined set of properties.2 From a functional perspective, the role of a materials scientist is to develop or synthesize new materials, whereas a materials engi- neer is called upon to create new products or systems using existing materials and/or to develop techniques for processing materials. Most graduates in materials programs are trained to be both materials scientists and materials engineers. Structure is, at this point, a nebulous term that deserves some explanation. In brief, the structure of a material usually relates to the arrangement of its internal components. Subatomic structure involves electrons within the individual atoms and interactions with their nuclei. On an atomic level, structure encompasses the organization of atoms or molecules relative to one another. The next larger structural realm, which contains large groups of atoms that are normally agglomerated together, is termed microscopic, mean- ing that which is subject to direct observation using some type of microscope. Finally, structural elements that can be viewed with the naked eye are termed macroscopic. The notion of property deserves elaboration. While in service use, all materials are exposed to external stimuli that evoke some type of response. For example, a specimen subjected to forces experiences deformation, or a polished metal surface reflects light. A property is a material trait in terms of the kind and magnitude of response to a specific imposed stimulus. Generally, definitions of properties are made independent of mate- rial shape and size. Virtually all important properties of solid materials may be grouped into six differ- ent categories: mechanical, electrical, thermal, magnetic, optical, and deteriorative. For each, there is a characteristic type of stimulus capable of provoking different responses. Mechanical properties relate deformation to an applied load or force; examples include elastic modulus (stiffness), strength, and toughness. For electrical properties, such as electrical conductivity and dielectric constant, the stimulus is an electric field. The thermal behavior of solids can be represented in terms of heat capacity and thermal conductivity. Magnetic properties demonstrate the response of a material to the ap- plication of a magnetic field. For optical properties, the stimulus is electromagnetic or light radiation; index of refraction and reflectivity are representative optical properties. Finally, deteriorative characteristics relate to the chemical reactivity of materials. The chapters that follow discuss properties that fall within each of these six classifications. In addition to structure and properties, two other important components are in- volved in the science and engineering of materials—namely, processing and perform- ance. With regard to the relationships of these four components, the structure of a material depends on how it is processed. Furthermore, a material’s performance is a function of its properties. Thus, the interrelationship among processing, structure, prop- erties, and performance is as depicted in the schematic illustration shown in Figure 1.1. Throughout this text, we draw attention to the relationships among these four compo- nents in terms of the design, production, and utilization of materials. We present an example of these processing-structure-properties-performance prin- ciples in Figure 1.2, a photograph showing three thin disk specimens placed over some printed matter. It is obvious that the optical properties (i.e., the light transmittance) of each of the three materials are different; the one on the left is transparent (i.e., virtually all of the 2 Throughout this text, we draw attention to the relationships between material properties and structural elements. Figure 1.1 The four components of the discipline of materials science and engineering and their interrelationship. Processing Structure Properties Performance
  • 32. 4 • Chapter 1 / Introduction reflected light passes through it), whereas the disks in the center and on the right are, respec- tively, translucent and opaque. All of these specimens are of the same material, aluminum oxide, but the leftmost one is what we call a single crystal—that is, has a high degree of perfection—which gives rise to its transparency. The center one is composed of numerous and very small single crystals that are all connected; the boundaries between these small crystals scatter a portion of the light reflected from the printed page, which makes this ma- terial optically translucent. Finally, the specimen on the right is composed not only of many small, interconnected crystals, but also of a large number of very small pores or void spaces. These pores also effectively scatter the reflected light and render this material opaque. Thus, the structures of these three specimens are different in terms of crystal boundaries and pores, which affect the optical transmittance properties. Furthermore, each material was produced using a different processing technique. If optical transmit- tance is an important parameter relative to the ultimate in-service application, the per- formance of each material will be different. Why do we study materials? Many an applied scientist or engineer, whether mechani- cal, civil, chemical, or electrical, is at one time or another exposed to a design problem involving materials, such as a transmission gear, the superstructure for a building, an oil refinery component, or an integrated circuit chip. Of course, materials scientists and engineers are specialists who are totally involved in the investigation and design of materials. Many times, a materials problem is one of selecting the right material from the thousands available. The final decision is normally based on several criteria. First, the in-service conditions must be characterized, for these dictate the properties required of the material. On only rare occasions does a material possess the maximum or ideal com- bination of properties. Thus, it may be necessary to trade one characteristic for another. The classic example involves strength and ductility; normally, a material having a high strength has only a limited ductility. In such cases, a reasonable compromise between two or more properties may be necessary. A second selection consideration is any deterioration of material properties that may occur during service operation. For example, significant reductions in mechanical strength may result from exposure to elevated temperatures or corrosive environments. 1.3 WHY STUDY MATERIALS SCIENCE AND ENGINEERING? Figure 1.2 Three thin disk specimens of aluminum oxide that have been placed over a printed page in order to demonstrate their differences in light-transmittance characteristics. The disk on the left is transparent (i.e., virtually all light that is reflected from the page passes through it), whereas the one in the center is translucent (meaning that some of this reflected light is transmitted through the disk). The disk on the right is opaque—that is, none of the light passes through it. These differences in optical properties are a consequence of differences in structure of these materials, which have resulted from the way the materials were processed. Specimenpreparation,P.A.Lessing
  • 33. 1.3 Why Study Materials Science and Engineering? • 5 Finally, probably the overriding consideration is that of economics: What will the finished product cost? A material may be found that has the ideal set of properties but is prohibitively expensive. Here again, some compromise is inevitable. The cost of a finished piece also includes any expense incurred during fabrication to produce the desired shape. The more familiar an engineer or scientist is with the various characteristics and structure–property relationships, as well as the processing techniques of materials, the more proficient and confident he or she will be in making judicious materials choices based on these criteria. Liberty Ship Failures C A S E S T U D Y The following case study illustrates one role that materials scientists and engineers are called upon to assume in the area of materials performance: analyze mechanical failures, determine their causes, and then propose appropriate measures to guard against future incidents. The failure of many of the World War II Liberty ships3 is a well-known and dramatic example of the brittle fracture of steel that was thought to be duc- tile.4 Some of the early ships experienced structural damage when cracks developed in their decks and hulls.Three of them catastrophically split in half when cracks formed, grew to critical lengths, and then rap- idly propagated completely around the ships’ girths. Figure 1.3 shows one of the ships that fractured the day after it was launched. Subsequent investigations concluded one or more of the following factors contributed to each failure5 : • When some normally ductile metal alloys are cooled to relatively low temperatures, they be- come susceptible to brittle fracture—that is, they experience a ductile-to-brittle transition upon cooling through a critical range of temperatures. These Liberty ships were constructed of steel that experienced a ductile-to-brittle transition. Some of them were deployed to the frigid North Atlan- tic, where the once ductile metal experienced brit- tle fracture when temperatures dropped to below the transition temperature.6 • The corner of each hatch (i.e., door) was square; these corners acted as points of stress concentra- tion where cracks can form. • German U-boats were sinking cargo ships faster than they could be replaced using existing con- struction techniques. Consequently, it became necessary to revolutionize construction methods to build cargo ships faster and in greater numbers. This was accomplished using prefabricated steel sheets that were assembled by welding rather than by the traditional time-consuming riveting. Unfortunately, cracks in welded structures may propagate unimpeded for large distances, which can lead to catastrophic failure. However, when structures are riveted, a crack ceases to propagate once it reaches the edge of a steel sheet. • Weld defects and discontinuities (i.e., sites where cracks can form) were introduced by inexperi- enced operators. 3 During World War II, 2,710 Liberty cargo ships were mass-produced by the United States to supply food and materials to the combatants in Europe. 4 Ductile metals fail after relatively large degrees of permanent deformation; however, very little if any permanent deformation accompanies the fracture of brittle materials. Brittle fractures can occur very suddenly as cracks spread rapidly; crack propagation is normally much slower in ductile materials, and the eventual fracture takes longer. For these reasons, the ductile mode of fracture is usually preferred. Ductile and brittle fractures are discussed in Sections 8.3 and 8.4. 5 Sections 8.2 through 8.6 discuss various aspects of failure. 6 This ductile-to-brittle transition phenomenon, as well as techniques that are used to measure and raise the critical temperature range, are discussed in Section 8.6. (continued)
  • 34. 6 • Chapter 1 / Introduction Remedial measures taken to correct these prob- lems included the following: • Lowering the ductile-to-brittle temperature of the steel to an acceptable level by improving steel quality (e.g., reducing sulfur and phosphorus im- purity contents). • Rounding off hatch corners by welding a curved reinforcement strip on each corner.7 • Installing crack-arresting devices such as riveted straps and strong weld seams to stop propagating cracks. • Improving welding practices and establishing weld- ing codes. In spite of these failures, the Liberty ship program was considered a success for several reasons, the pri- mary reason being that ships that survived failure were able to supplyAllied Forces in the theater of operations and in all likelihood shortened the war. In addition, structural steels were developed with vastly improved resistances to catastrophic brittle fractures. Detailed analyses of these failures advanced the understand- ing of crack formation and growth, which ultimately evolved into the discipline of fracture mechanics. Figure 1.3 The Liberty ship S.S. Schenectady, which, in 1943, failed before leaving the shipyard. (Reprinted with permission of Earl R. Parker, Brittle Behavior of Engineering Structures, National Academy of Sciences, National Research Council, John Wiley & Sons, New York, 1957.) 7 The reader may note that corners of windows and doors for all of today’s marine and aircraft structures are rounded. Solid materials have been conveniently grouped into three basic categories: metals, ce- ramics, and polymers, a scheme based primarily on chemical makeup and atomic struc- ture. Most materials fall into one distinct grouping or another. In addition, there are the composites that are engineered combinations of two or more different materials. A brief explanation of these material classifications and representative characteristics is offered next. Another category is advanced materials—those used in high-technology applica- tions, such as semiconductors, biomaterials, smart materials, and nanoengineered mate- rials; these are discussed in Section 1.5. 1.4 CLASSIFICATION OF MATERIALS Tutorial Video: What are the Different Classes of Materials?
  • 35. 1.4 Classification of Materials • 7 Metals Metals are composed of one or more metallic elements (e.g., iron, aluminum, copper, titanium, gold, nickel), and often also nonmetallic elements (e.g., carbon, nitrogen, oxygen) in relatively small amounts.8 Atoms in metals and their alloys are arranged in a very orderly manner (as discussed in Chapter 3) and are relatively dense in comparison to the ceramics and polymers (Figure 1.4). With regard to mechanical characteristics, these materials are relatively stiff (Figure 1.5) and strong (Figure 1.6), yet are ductile (i.e., capable of large amounts of deformation without fracture), and are resistant to fracture (Figure 1.7), which accounts for their widespread use in structural applications. Metallic materials have large numbers of nonlocalized electrons—that is, these electrons are not bound to particular atoms. Many properties of metals are directly attributable to these electrons. For example, metals are extremely good conductors of electricity 8 The term metal alloy refers to a metallic substance that is composed of two or more elements. Density(g/cm3)(logarithmicscale) 40 20 10 8 6 4 2 1.0 0.8 0.6 0.2 0.4 0.1 Metals Platinum Silver Copper Iron/Steel Titanium Aluminum Magnesium Composites GFRC CFRC Woods Polymers PTFE PVC PS PE Rubber ZrO2 Al2O3 SiC,Si3N4 Glass Concrete Ceramics Figure 1.4 Bar chart of room- temperature density values for various metals, ceramics, polymers, and composite materials. Figure 1.5 Bar chart of room- temperature stiffness (i.e., elastic modulus) values for various metals, ceramics, polymers, and composite materials. 10 1.0 0.1 100 1000 0.01 0.001 Stiffness[elastic(orYoung’s)modulus(inunitsof gigapascals)](logarithmicscale) Composites GFRC CFRC WoodsPolymers PVC PTFE PE Rubbers PS, Nylon Metals Tungsten Iron/Steel Aluminum Magnesium Titanium Ceramics SiC AI2O3 Si3N4 ZrO2 Glass Concrete Tutorial Video: Metals
  • 36. 8 • Chapter 1 / Introduction Strength(tensilestrength,inunitsof megapascals)(logarithmicscale) 1000 100 10 Nylon PS PE PVC PTFE Polymers Steel alloys Gold Aluminum alloys Cu,Ti alloys Metals CFRC GFRC Composites Woods Glass Si3N4 SiC Ceramics Al2O3 Figure 1.6 Bar chart of room- temperature strength (i.e., tensile strength) values for various metals, ceramics, polymers, and composite materials. ResistancetoFracture(fracturetoughness, inunitsofMPam)(logarithmicscale) 100 10 1.0 0.1 Composites GFRCCFRC Wood Nylon Polymers Polystyrene Polyethylene Polyester Al2O3 SiC Si3N4 Glass Concrete Ceramics Metals Steel alloys Titanium alloys Aluminum alloys Figure 1.7 Bar chart of room-temperature resistance to fracture (i.e., fracture tough- ness) for various metals, ceramics, polymers, and composite materials. (Reprinted from Engineering Materials 1: An Introduction to Properties, Applications and Design, third edition, M. F. Ashby and D. R. H. Jones, pages 177 and 178, Copyright 2005, with permission from Elsevier.) (Figure 1.8) and heat, and are not transparent to visible light; a polished metal surface has a lustrous appearance. In addition, some of the metals (i.e., Fe, Co, and Ni) have desirable magnetic properties. Figure 1.9 shows several common and familiar objects that are made of metallic materials. Furthermore, the types and applications of metals and their alloys are discussed in Chapter 11. Ceramics Ceramics are compounds between metallic and nonmetallic elements; they are most fre- quently oxides, nitrides, and carbides. For example, common ceramic materials include aluminum oxide (or alumina, Al2O3), silicon dioxide (or silica, SiO2), silicon carbide (SiC), silicon nitride (Si3N4), and, in addition, what some refer to as the traditional ceramics—those composed of clay minerals (e.g., porcelain), as well as cement and glass. With regard to me- chanical behavior, ceramic materials are relatively stiff and strong—stiffnesses and strengths are comparable to those of the metals (Figures 1.5 and 1.6). In addition, they are typically very hard. Historically, ceramics have exhibited extreme brittleness (lack of ductility) and are highly susceptible to fracture (Figure 1.7). However, newer ceramics are being engineered to have improved resistance to fracture; these materials are used for cookware, cutlery, and Tutorial Video: Ceramics
  • 37. 1.4 Classification of Materials • 9 ElectricalConductivity(inunitsofreciprocal ohm-meters)(logarithmicscale) 108 104 1 10–12 10–8 10–4 10–16 10–20 Ceramics Polymers Semiconductors MetalsFigure 1.8 Bar chart of room- temperature electrical conductivity ranges for metals, ceramics, polymers, and semiconducting materials. Figure 1.9 Familiar objects made of metals and metal alloys (from left to right): silverware (fork and knife), scissors, coins, a gear, a wedding ring, and a nut and bolt. even automobile engine parts. Furthermore, ceramic materials are typically insulative to the passage of heat and electricity (i.e., have low electrical conductivities, Figure 1.8) and are more resistant to high temperatures and harsh environments than are metals and polymers. With regard to optical characteristics, ceramics may be transparent, translucent, or opaque (Figure 1.2), and some of the oxide ceramics (e.g., Fe3O4) exhibit magnetic behavior. Several common ceramic objects are shown in Figure 1.10. The characteristics, types, and applications of this class of materials are also discussed in Chapters 12 and 13. Polymers Polymers include the familiar plastic and rubber materials. Many of them are organic compounds that are chemically based on carbon, hydrogen, and other nonmetallic ele- ments (i.e., O, N, and Si). Furthermore, they have very large molecular structures, often chainlike in nature, that often have a backbone of carbon atoms. Some common and familiar polymers are polyethylene (PE), nylon, poly(vinyl chloride) (PVC), polycar- bonate (PC), polystyrene (PS), and silicone rubber. These materials typically have low densities (Figure 1.4), whereas their mechanical characteristics are generally dissimilar to those of the metallic and ceramic materials—they are not as stiff or strong as these ©WilliamD.Callister,Jr.
  • 38. 10 • Chapter 1 / Introduction other material types (Figures 1.5 and 1.6). However, on the basis of their low densities, many times their stiffnesses and strengths on a per-mass basis are comparable to those of the metals and ceramics. In addition, many of the polymers are extremely ductile and pliable (i.e., plastic), which means they are easily formed into complex shapes. In general, they are relatively inert chemically and unreactive in a large number of environ- ments. One major drawback to the polymers is their tendency to soften and/or decom- pose at modest temperatures, which, in some instances, limits their use. Furthermore, they have low electrical conductivities (Figure 1.8) and are nonmagnetic. Figure 1.11 shows several articles made of polymers that are familiar to the reader. Chapters 14 and 15 are devoted to discussions of the structures, properties, applications, and processing of polymeric materials. Figure 1.10 Common objects made of ceramic materials: scissors, a china teacup, a building brick, a floor tile, and a glass vase. Figure 1.11 Several common objects made of polymeric materials: plastic tableware (spoon, fork, and knife), billiard balls, a bicycle helmet, two dice, a lawn mower wheel (plastic hub and rubber tire), and a plastic milk carton. ©WilliamD.Callister,Jr.©WilliamD.Callister,Jr. Tutorial Video: Polymers
  • 39. 1.4 Classification of Materials • 11 Composites A composite is composed of two (or more) individual materials that come from the categories previously discussed—metals, ceramics, and polymers. The design goal of a composite is to achieve a combination of properties that is not displayed by any single material and also to incorporate the best characteristics of each of the component ma- terials. A large number of composite types are represented by different combinations of metals, ceramics, and polymers. Furthermore, some naturally occurring materials are composites—for example, wood and bone. However, most of those we consider in our discussions are synthetic (or human-made) composites. One of the most common and familiar composites is fiberglass, in which small glass fibers are embedded within a polymeric material (normally an epoxy or polyester).9 The glass fibers are relatively strong and stiff (but also brittle), whereas the polymer is more flexible. Thus, fiberglass is relatively stiff, strong (Figures 1.5 and 1.6), and flexible. In addition, it has a low density (Figure 1.4). Another technologically important material is the carbon fiber–reinforced polymer (CFRP) composite—carbon fibers that are embedded within a polymer. These materials are stiffer and stronger than glass fiber–reinforced materials (Figures 1.5 and 1.6) but more expensive. CFRP composites are used in some aircraft and aerospace applications, as well as in high-tech sporting equipment (e.g., bicycles, golf clubs, tennis rackets, skis/ snowboards) and recently in automobile bumpers. The new Boeing 787 fuselage is pri- marily made from such CFRP composites. Chapter 16 is devoted to a discussion of these interesting composite materials. Carbonated Beverage Containers C A S E S T U D Y One common item that presents some interesting material property requirements is the container for carbonated beverages. The material used for this application must satisfy the following constraints: (1) provide a barrier to the passage of carbon dioxide, which is under pressure in the container; (2) be non- toxic, unreactive with the beverage, and, preferably, recyclable; (3) be relatively strong and capable of surviving a drop from a height of several feet when containing the beverage; (4) be inexpensive, includ- ing the cost to fabricate the final shape; (5) if opti- cally transparent, retain its optical clarity; and (6) be capable of being produced in different colors and/or adorned with decorative labels. All three of the basic material types—metal (aluminum), ceramic (glass), and polymer (polyes- ter plastic)—are used for carbonated beverage con- tainers (per the chapter-opening photographs). All of these materials are nontoxic and unreactive with beverages. In addition, each material has its pros and cons. For example, the aluminum alloy is relatively strong (but easily dented), is a very good barrier to the diffusion of carbon dioxide, is easily recycled, cools beverages rapidly, and allows labels to be painted onto its surface. However, the cans are op- tically opaque and relatively expensive to produce. Glass is impervious to the passage of carbon dioxide, is a relatively inexpensive material, and may be recy- cled, but it cracks and fractures easily, and glass bot- tles are relatively heavy.Whereas plastic is relatively strong, may be made optically transparent, is inex- pensive and lightweight, and is recyclable, it is not as impervious to the passage of carbon dioxide as aluminum and glass. For example, you may have no- ticed that beverages in aluminum and glass contain- ers retain their carbonization (i.e.,“fizz”) for several years, whereas those in two-liter plastic bottles “go flat” within a few months. 9 Fiberglass is sometimes also termed a glass fiber–reinforced polymer composite (GFRP). Tutorial Video: Composites
  • 40. 12 • Chapter 1 / Introduction Materials utilized in high-technology (or high-tech) applications are sometimes termed advanced materials. By high technology, we mean a device or product that operates or functions using relatively intricate and sophisticated principles, including electronic equipment (camcorders, CD/DVD players), computers, fiber-optic systems, spacecraft, aircraft, and military rocketry. These advanced materials are typically traditional mate- rials whose properties have been enhanced and also newly developed, high-performance materials. Furthermore, they may be of all material types (e.g., metals, ceramics, polymers) and are normally expensive. Advanced materials include semiconductors, biomaterials, and what we may term materials of the future (i.e., smart materials and nanoengineered materials), which we discuss next. The properties and applications of a number of these advanced materials—for example, materials that are used for lasers, integrated circuits, magnetic information storage, liquid crystal displays (LCDs), and fiber optics—are also discussed in subsequent chapters. Semiconductors Semiconductors have electrical properties that are intermediate between those of electrical conductors (i.e., metals and metal alloys) and insulators (i.e., ceramics and polymers)—see Figure 1.8. Furthermore, the electrical characteristics of these ma- terials are extremely sensitive to the presence of minute concentrations of impurity atoms, for which the concentrations may be controlled over very small spatial regions. Semiconductors have made possible the advent of integrated circuitry that has totally revolutionized the electronics and computer industries (not to mention our lives) over the past three decades. Biomaterials Biomaterials are employed in components implanted into the human body to replace dis- eased or damaged body parts. These materials must not produce toxic substances and must be compatible with body tissues (i.e., must not cause adverse biological reactions). All of the preceding materials—metals, ceramics, polymers, composites, and semiconductors— may be used as biomaterials. Smart Materials Smart (or intelligent) materials are a group of new and state-of-the-art materials now being developed that will have a significant influence on many of our technologies. The adjective smart implies that these materials are able to sense changes in their environ- ment and then respond to these changes in predetermined manners—traits that are also found in living organisms. In addition, this smart concept is being extended to rather sophisticated systems that consist of both smart and traditional materials. Components of a smart material (or system) include some type of sensor (which detects an input signal) and an actuator (which performs a responsive and adaptive function). Actuators may be called upon to change shape, position, natural frequency, or mechanical characteristics in response to changes in temperature, electric fields, and/or magnetic fields. Four types of materials are commonly used for actuators: shape-memory alloys, pi- ezoelectric ceramics, magnetostrictive materials, and electrorheological/magnetorheo- logical fluids. Shape-memory alloys are metals that, after having been deformed, revert to their original shape when temperature is changed (see the Materials of Importance box following Section 10.9). Piezoelectric ceramics expand and contract in response to an applied electric field (or voltage); conversely, they also generate an electric field when their dimensions are altered (see Section 18.25). The behavior of magnetostrictive materials is analogous to that of the piezoelectrics, except that they are responsive to 1.5 ADVANCED MATERIALS
  • 41. 1.5 Advanced Materials • 13 magnetic fields. Also, electrorheological and magnetorheological fluids are liquids that experience dramatic changes in viscosity upon the application of electric and magnetic fields, respectively. Materials/devices employed as sensors include optical fibers (Section 21.14), piezoelec- tric materials (including some polymers), and microelectromechanical systems (MEMS; Section 13.9). For example, one type of smart system is used in helicopters to reduce aerodynamic cockpit noise created by the rotating rotor blades. Piezoelectric sensors inserted into the blades monitor blade stresses and deformations; feedback signals from these sensors are fed into a computer-controlled adaptive device that generates noise-canceling antinoise. Nanomaterials One new material class that has fascinating properties and tremendous technological promise is the nanomaterials, which may be any one of the four basic types—metals, ceramics, polymers, or composites. However, unlike these other materials, they are not distinguished on the basis of their chemistry but rather their size; the nano prefix denotes that the dimensions of these structural entities are on the order of a nanometer (10-9 m)—as a rule, less than 100 nanometers (nm; equivalent to the diameter of ap- proximately 500 atoms). Prior to the advent of nanomaterials, the general procedure scientists used to understand the chemistry and physics of materials was to begin by studying large and complex structures and then investigate the fundamental building blocks of these struc- tures that are smaller and simpler. This approach is sometimes termed top-down science. However, with the development of scanning probe microscopes (Section 4.10), which permit observation of individual atoms and molecules, it has become possible to design and build new structures from their atomic-level constituents, one atom or molecule at a time (i.e., “materials by design”). This ability to arrange atoms carefully provides op- portunities to develop mechanical, electrical, magnetic, and other properties that are not otherwise possible. We call this the bottom-up approach, and the study of the properties of these materials is termed nanotechnology.10 Some of the physical and chemical characteristics exhibited by matter may experi- ence dramatic changes as particle size approaches atomic dimensions. For example, materials that are opaque in the macroscopic domain may become transparent on the nanoscale; some solids become liquids, chemically stable materials become combustible, and electrical insulators become conductors. Furthermore, properties may depend on size in this nanoscale domain. Some of these effects are quantum mechanical in origin, whereas others are related to surface phenomena—the proportion of atoms located on surface sites of a particle increases dramatically as its size decreases. Because of these unique and unusual properties, nanomaterials are finding niches in electronic, biomedical, sporting, energy production, and other industrial applications. Some are discussed in this text, including the following: • Catalytic converters for automobiles (Materials of Importance box, Chapter 4) • Nanocarbons—Fullerenes, carbon nanotubes, and graphene (Section 13.9) • Particles of carbon black as reinforcement for automobile tires (Section 16.2) • Nanocomposites (Section 16.16) • Magnetic nanosize grains that are used for hard disk drives (Section 20.11) • Magnetic particles that store data on magnetic tapes (Section 20.11) 10 One legendary and prophetic suggestion as to the possibility of nanoengineered materials was offered by Richard Feynman in his 1959 American Physical Society lecture titled “There’s Plenty of Room at the Bottom.”
  • 42. 14 • Chapter 1 / Introduction Whenever a new material is developed, its potential for harmful and toxicological interactions with humans and animals must be considered. Small nanoparticles have ex- ceedingly large surface area–to–volume ratios, which can lead to high chemical reactivi- ties. Although the safety of nanomaterials is relatively unexplored, there are concerns that they may be absorbed into the body through the skin, lungs, and digestive tract at relatively high rates, and that some, if present in sufficient concentrations, will pose health risks—such as damage to DNA or promotion of lung cancer. In spite of the tremendous progress that has been made in the discipline of materials science and engineering within the past few years, technological challenges remain, in- cluding the development of even more sophisticated and specialized materials, as well as consideration of the environmental impact of materials production. Some comment is appropriate relative to these issues so as to round out this perspective. Nuclear energy holds some promise, but the solutions to the many problems that remain necessarily involve materials, such as fuels, containment structures, and facilities for the disposal of radioactive waste. Significant quantities of energy are involved in transportation. Reducing the weight of transportation vehicles (automobiles, aircraft, trains, etc.), as well as increasing engine op- erating temperatures, will enhance fuel efficiency. New high-strength, low-density struc- tural materials remain to be developed, as well as materials that have higher-temperature capabilities, for use in engine components. Furthermore, there is a recognized need to find new and economical sources of energy and to use present resources more efficiently. Materials will undoubtedly play a significant role in these developments. For example, the direct conversion of solar power into electrical energy has been demonstrated. Solar cells employ some rather complex and expensive materials. To ensure a viable technology, materials that are highly efficient in this conversion process yet less costly must be developed. The hydrogen fuel cell is another very attractive and feasible energy-conversion technology that has the advantage of being nonpolluting. It is just beginning to be im- plemented in batteries for electronic devices and holds promise as a power plant for automobiles. New materials still need to be developed for more efficient fuel cells and also for better catalysts to be used in the production of hydrogen. Furthermore, environmental quality depends on our ability to control air and water pollution. Pollution control techniques employ various materials. In addition, materials processing and refinement methods need to be improved so that they pro- duce less environmental degradation—that is, less pollution and less despoilage of the landscape from the mining of raw materials. Also, in some materials manufacturing processes, toxic substances are produced, and the ecological impact of their disposal must be considered. Many materials that we use are derived from resources that are nonrenewable—that is, not capable of being regenerated, including most polymers, for which the prime raw material is oil, and some metals. These nonrenewable resources are gradually becoming depleted, which necessitates (1) the discovery of additional reserves, (2) the development of new materials having comparable properties with less adverse environmental impact, and/or (3) increased recycling efforts and the development of new recycling technologies. As a consequence of the economics of not only production but also environmental im- pact and ecological factors, it is becoming increasingly important to consider the “cradle- to-grave” life cycle of materials relative to the overall manufacturing process. The roles that materials scientists and engineers play relative to these, as well as other environmental and societal issues, are discussed in more detail in Chapter 22. 1.6 MODERN MATERIALS’ NEEDS
  • 43. 1.7 Processing/Structure/Properties/Performance Correlations • 15 As mentioned previously (Section 1.2), the science and engineering of materials in- volves four interrelated components: processing, structure, properties, and perform- ance (Figure 1.1). Inasmuch as the remainder of this text discusses these components for the different material types, it has been decided to direct the reader’s attention to the treatment of individual components for several specific materials. Whereas some of these discussions are found within single chapters, others are spread out over mul- tiple chapters. For the latter, and for each material we have selected, a topic timeline has been created that indicates the locations (by sections) where treatments of the four components are to be found. Figure 1.12 presents topic timelines for the follow- ing materials: steels, glass–ceramics, polymer fibers, and silicon semiconductors. In addition, near the end of each chapter with some discussion of processing, structure, 1.7 PROCESSING/STRUCTURE/PROPERTIES/ PERFORMANCE CORRELATIONS Figure 1.12 Processing/structure/properties/performance topic timelines for (a) steels, (b) glass–ceramics, (c) polymer fibers, and (d) silicon semiconductors. Processing STEELS Structure Crystal structure, polymorphism Solid solutions, dislocations Mechanical properties Microstructure of various microconstituents Mechanical properties of Fe–C alloys Applications of steel alloys Dislocations, slip systems, strengthening mechanisms Phase equilibria, the iron–iron carbide phase diagram Development of microstructure, iron–iron carbide alloys Properties Performance ch 3 ch 4 ch 5 ch 6 ch 7 ch 9 ch 10 ch 11 Diffusion ➣ ➣ ➣ ➣➣ ➣ ➣ ➣ ➣ ➣ ➣ ➣ ➣ Recrystallization Isothermal transformation diagrams, continuous-cooling transformation diagrams; heat treating for tempered martensite Heat treatment of steels (a) Processing GLASS–CERAMICS Structure Noncrystalline solids Polycrystallinity Mechanical, thermal, optical properties Opacity and translucency in insulators Applications Atomic structure of silica glasses Properties Performance ch 3 ch 10 ch 12 ch 13 ch 21 Continuous-cooling transformation diagrams ➣ ➣ ➣ ➣ ➣ ➣ ➣ ➣ ➣ Concept of viscosity Crystallization, fabrication, heat treatment (b) Tutorial Video: Processing/ Structure/ Properties/ Performance of Materials
  • 44. 16 • Chapter 1 / Introduction properties, and/or performance for at least one of these four materials, a summary is provided in the form of one or more concept maps. A concept map is a diagram that illustrates the relationships among concepts. We represent these relationships by connecting arrows (frequently horizontal); each arrow points (left to right) from one concept to another. The organization of these connections is hierarchical—that is, a concept to the left of an arrow should be mastered before a concept to the right can be understood. For each map, at least one of its concepts is discussed in its chap- ter; other concepts may be treated in previous and/or later chapters. For example, Figure 1.13 presents a portion of a concept map for the processing of steel alloys that appears in Chapter 10. Processing POLYMER FIBERS Structure Electronic structure, interatomic bonding Mechanical properties, factors that affect Melting temperature, factors that affect Degradation Applications Polymer molecules, polymer crystals Properties Performance ch 2 ch 14 ch 15 ch 17 ➣ ➣ Thermoplastic polymers ➣ ➣➣ ➣ ➣➣ Polymerization, additives, melting, fiber forming ➣ Melting temperature, factors that affect Figure 1.12 (continued) Figure 1.13 Portion of a concept map for the processing of a steel alloy found in Chapter 10. Iron–iron carbide phase diagram (Chapter 9) Isothermal transformation diagrams (Chapter 10) Continuous-cooling transformation diagrams (Chapter 10) Heat treatment of steels (Chapter 11) (c) Processing SILICON SEMICONDUCTORS Structure Electronic structure, interatomic bonding Electrical properties Electronic band structure Integrated circuits Properties Performance ch 3 ch 4 ch 5 ch 18 ➣ ➣➣➣➣ ➣ Integrated circuits Composition specification ➣ Diffusion (d)
  • 45. References • 17 SUMMARY • There are six different property classifications of materials that determine their ap- plicability: mechanical, electrical, thermal, magnetic, optical, and deteriorative. • One aspect of materials science is the investigation of relationships that exist be- tween the structures and properties of materials. By structure, we mean how some in- ternal component(s) of the material is (are) arranged. In terms of (and with increas- ing) dimensionality, structural elements include subatomic, atomic, microscopic, and macroscopic. • With regard to the design, production, and utilization of materials, there are four elements to consider—processing, structure, properties, and performance. The per- formance of a material depends on its properties, which in turn are a function of its structure(s); furthermore, structure(s) is (are) determined by how the material was processed. • Three important criteria in materials selection are in-service conditions to which the material will be subjected, any deterioration of material properties during operation, and economics or cost of the fabricated piece. • On the basis of chemistry and atomic structure, materials are classified into three general categories: metals (metallic elements), ceramics (compounds between me- tallic and nonmetallic elements), and polymers (compounds composed of carbon, hydrogen, and other nonmetallic elements). In addition, composites are composed of at least two different material types. • Another materials category is the advanced materials that are used in high-tech ap- plications, including semiconductors (having electrical conductivities intermediate between those of conductors and insulators), biomaterials (which must be compat- ible with body tissues), smart materials (those that sense and respond to changes in their environments in predetermined manners), and nanomaterials (those that have structural features on the order of a nanometer, some of which may be designed on the atomic/molecular level). Classification of Materials Advanced Materials Materials Science and Engineering REFERENCES Ashby, M. F., and D. R. H. Jones, Engineering Materials 1: An Introduction to Their Properties, Applications, and Design, 4th edition, Butterworth-Heinemann, Oxford, England, 2012. Ashby, M. F., and D. R. H. Jones, Engineering Materials 2: An Introduction to Microstructures and Processing, 4th edition, Butterworth-Heinemann, Oxford, England, 2012. Ashby, M., H. Shercliff, and D. Cebon, Materials Engineering, Science, Processing and Design, Butterworth-Heinemann, Oxford, England, 2007. Askeland, D. R., P. P. Fulay, and W. J. Wright, The Science and Engineering of Materials, 6th edition, Cengage Learning, Stamford, CT, 2011. Baillie, C., and L. Vanasupa, Navigating the Materials World, Academic Press, San Diego, CA, 2003. Douglas, E. P.,IntroductiontoMaterials ScienceandEngineering: A Guided Inquiry, Pearson Education, Upper Saddle River, NJ, 2014. Fischer, T., Materials Science for Engineering Students, Academic Press, San Diego, CA, 2009. Jacobs, J. A., and T. F. Kilduff, Engineering Materials Technology, 5th edition, Prentice Hall PTR, Paramus, NJ, 2005. McMahon, C. J., Jr., Structural Materials, Merion Books, Philadelphia, PA, 2004. Murray, G. T., C. V. White, and W. Weise, Introduction to Engineering Materials, 2nd edition, CRC Press, Boca Raton, FL, 2007. Schaffer, J. P., A. Saxena, S. D. Antolovich, T. H. Sanders, Jr., and S. B. Warner, The Science and Design of Engineering Materials, 2nd edition, McGraw-Hill, New York, NY, 1999. Shackelford, J. F., Introduction to Materials Science for Engineers, 7th edition, Prentice Hall PTR, Paramus, NJ, 2009. Smith, W. F., and J. Hashemi, Foundations of Materials Science and Engineering, 5th edition, McGraw-Hill, New York, NY, 2010. Van Vlack, L. H., Elements of Materials Science and Engineering, 6th edition, Addison-Wesley Longman, Boston, MA, 1989. White, M. A., Physical Properties of Materials, 2nd edition, CRC Press, Boca Raton, FL, 2012.
  • 46. 18 • Chapter 1 / Introduction QUESTIONS Problem available (at instructor’s discretion) in WileyPLUS 1.1 Select one or more of the following modern items or devices and conduct an Internet search in order to determine what specific material(s) is (are) used and what specific properties this (these) material(s) possess(es) in order for the device/item to function properly. Finally, write a short essay in which you report your findings. Cell phone/digital camera batteries Cell phone displays Solar cells Wind turbine blades Fuel cells Automobile engine blocks (other than cast iron) Automobile bodies (other than steel alloys) Space telescope mirrors Military body armor Sports equipment Soccer balls Basketballs Ski poles Ski boots Snowboards Surfboards Golf clubs Golf balls Kayaks Lightweight bicycle frames 1.2 List three items (in addition to those shown in Figure 1.9) made from metals or their alloys. For each item, note the specific metal or alloy used and at least one characteristic that makes it the material of choice. 1.3 List three items (in addition to those shown in Figure 1.10) made from ceramic materials. For each item, note the specific ceramic used and at least one characteristic that makes it the material of choice. 1.4 List three items (in addition to those shown in Figure 1.11) made from polymeric materials. For each item, note the specific polymer used and at least one characteristic that makes it the material of choice. 1.5 Classify each of the following materials as to whether it is a metal, ceramic, or polymer. Justify each choice: (a) brass; (b) magnesium oxide (MgO); (c) Plexiglas® ; (d) polychloroprene; (e) boron car- bide (B4C); and (f) cast iron.
  • 47. • 19 C h a p t e r 2 Atomic Structure and Interatomic Bonding The photograph at the bottom of this page is of a gecko. Geckos, harmless tropical lizards, are extremely fascinating and extraordinary animals. They have very sticky feet (one of which is shown in the third photograph) that cling to virtually any surface. This characteristic makes it possible for them to run rapidly up vertical walls and along the undersides of horizontal surfaces. In fact, a gecko can support its body mass with a single toe! The secret to this remarkable ability is the presence of an extremely large number of microscopically small hairs on each of their toe pads. When these hairs come in contact with a surface, weak forces of attraction (i.e., van der Waals forces) are established between hair molecules and molecules on the surface. The fact that these hairs are so small and so numerous explains why the gecko grips surfaces so tightly. To release its grip, the gecko simply curls up its toes and peels the hairs away from the surface. Using their knowledge of this mechanism of adhesion, scientists have developed several ultrastrong synthetic adhesives, one of which is an adhesive tape (shown in the second photo- graph) that is an especially promising tool for use in surgical procedures as a replacement for sutures and staples to close wounds and incisions. This material retains its adhesive nature in wet environments, is biodegradable, and does not release toxic substances as it dissolves during the healing process. Microscopic features of this adhesive tape are shown in the top photograph. PaulD.Stewart/ScienceSource CourtesyJeffreyKarp, RobertLangerand AlexGalakatos BarbaraPeacock/Photodisc/GettyImages,Inc. CourtesyJeffreyKarp,RobertLanger andAlexGalakatos