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The pursuit of compliance is exhausting 
because it is always a moving target. 
Governors move on, the party in power gets 
replaced, a new president is elected, and all 
want to put their own stamp on education. 
It is saner and less exhausting to define your 
own course and align compliance 
requirements to that.
CHARACTERISTICS OF COMPLIANCE-BASED 
ASSESSMENT SYSTEMS
Control of the assessment system is assumed to be external – tests 
are mandated and not chosen.
Assessments are focused on accountability and are 
perceived as punitive
Learning goals are focused on achieving 
compliance (making AYP)
The district’s assessment program changes 
anytime federal and state mandates change.
Number of annual instructional hours 
required in school for students in grades 6-8 
990
Number of hours required to administer the 
Smarter Balanced Assessment summative 
assessment in grades 6-8 
9.0
ESTIMATED TIME DEVOTED TO TEST 
PREPARATION IN ONE MID-WESTERN 
SCHOOL SYSTEM 
Nelson, H. (2013). Testing More Teaching Less. What America’s Obsession with Student Testing Costs in Terms
DAYS NEEDED TO COMPLETE PARCC TESTING 
300 STUDENT ELEMENTARY SCHOOL 
Source: 2013 PARCC Assessment Administration Capacity Tool
DAYS NEEDED TO COMPLETE PARCC TESTING 
900 STUDENT MIDDLE SCHOOL
Seven prinicples to guide maximizing your 
student assessment system
The 7 princples underlying maximized assessment 
systems 
1.The purposes of all assessments are defined and the assessments are valid 
and useful for their purposes. 
2.Teachers are educated in the proper administration and application of the 
assessments used in their classrooms. 
3.Assessment results are aligned to the needs of their audiences. 
4.The metrics and incentives used encourage a focus on all learners. 
5.Redundant, mis-aligned, or unused assessments are eliminated. 
6.Assessment results are delivered in a timely and useful manner. 
7.The assessment program contributes to a climate of transparency and 
objectivity with a long-term focus.
The purposes of all assessments are 
defined and the assessments are valid 
and useful for their purposes. 1
Typical assessment purposes 
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QUESTIONS TEACHERS WANT ANSWERED 
FROM ASSESSMENT 
• What does each student know and not know? 
• What does this student need to learn next? 
• What resources will help this student? 
• How can I group these students for instruction?
Teachers are educated in the proper 
administration and application of the 
assessments used in their classrooms. 2
Assessment results are aligned to the 
needs of their audiences. 3
Assessment audiences 
• School Board 
• Students 
• Teachers 
• Parents 
• Principals, school administrators, and teacher 
leaders 
• District Administrators 
• Community members 
• State and federal officials
IT’S GOOD TO KNOW YOUR TARGET AUDIENCE
WHAT KIND OF DATA TO PARENTS WANT? 
Source – Northwest Evaluation Association (2012) – NWEA Assessment Perceptions 
Study. Survey conducted by Grunwald Associates LLC
QUESTIONS PARENTS WANT ANSWERED FROM 
ASSESSMENT 
• Core question – Do you know and care for 
my child? 
• What are my child’s strengths and weaknesses? 
• Is my child on track for the next grade? 
• Is my child on track for college? 
• Is my child showing improvement? 
• Should I be concerned?
QUESTIONS BUILDING ADMINISTRATORS WANT 
ANSWERED FROM ASSESSMENT 
• Which students are struggling with school? 
• Which students are not showing progress? 
• Which grade levels/teachers are particularly 
effective or ineffective? 
• How can we correct problems before or as they 
occur?
The metrics and incentives used 
4encourage a focus on all learners.
Three reasons why metrics matter 
1. They frame problems
Why metrics matter 
2. They influence public 
perceptions of schools
WHY METRICS MATTER 
3. They incentivize behavior
Case #1 - No Child Left Behind 
…is responsible for 
redefining the 
term BUBBLE KID.
One district’s change in 5th grade math 
performance relative to Kentucky cut scores
One district’s change in 5th grade math 
performance relative to Kentucky cut scores
Case #2 
Misidentification of 
problems
CHANGE IN PROFICIENCY LEVEL CUT SCORES ON THE NEW 
YORK STATE MATHEMATICS ASSESSMENT.
MAP MATHEMATICS GRADE 5 MEANS SPRING 
2012- SPRING 2013 
Spring 2012 Spring 2013 
District 1 226.9 229.7 
District 2 226.1 230.7 
District 3 232.4 240.6 
District 4 227.0 228.3 
District 5 208.6 212.1
ESTIMATED CHANGE IN MAP GRADE 5 ESTIMATED 
PROFICIENCY RATES IN MATH – BASED ON OLD AND NEW CUT 
SCORES 
Actual Change Change if 2012 and 2013 used the 
current cut score 
Spring 2012 Spring 2013 Spring 2012 Spring 2013 
District 1 88% 40% 36% 40% 
District 2 85% 44% 34% 44% 
District 3 91% 72% 51% 72% 
District 4 86% 40% 34% 40% 
District 5 36% 7% 5% 7%
Redundant, mis-aligned, or unused 
5assessments are eliminated.
Assessment results are delivered in a 
6timely and useful manner.
The assessment program contributes to 
a climate of transparency and objectivity 
with a long-term focus 7
MEDIAN ACHIEVEMENT IN TWO SCHOOLS
PROPORTION OF INVALID TESTS
There is value in learning 
from past experience

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Maximizing Student Success with Strategic Assessment Systems

  • 1. MMaaxxiimmiizziinngg AAsssseessssmmeenntt SSyysstteemmss ffoorr SSttuuddeenntt SSuucccceessss
  • 2. The pursuit of compliance is exhausting because it is always a moving target. Governors move on, the party in power gets replaced, a new president is elected, and all want to put their own stamp on education. It is saner and less exhausting to define your own course and align compliance requirements to that.
  • 4. Control of the assessment system is assumed to be external – tests are mandated and not chosen.
  • 5. Assessments are focused on accountability and are perceived as punitive
  • 6. Learning goals are focused on achieving compliance (making AYP)
  • 7. The district’s assessment program changes anytime federal and state mandates change.
  • 8. Number of annual instructional hours required in school for students in grades 6-8 990
  • 9. Number of hours required to administer the Smarter Balanced Assessment summative assessment in grades 6-8 9.0
  • 10. ESTIMATED TIME DEVOTED TO TEST PREPARATION IN ONE MID-WESTERN SCHOOL SYSTEM Nelson, H. (2013). Testing More Teaching Less. What America’s Obsession with Student Testing Costs in Terms
  • 11. DAYS NEEDED TO COMPLETE PARCC TESTING 300 STUDENT ELEMENTARY SCHOOL Source: 2013 PARCC Assessment Administration Capacity Tool
  • 12. DAYS NEEDED TO COMPLETE PARCC TESTING 900 STUDENT MIDDLE SCHOOL
  • 13. Seven prinicples to guide maximizing your student assessment system
  • 14. The 7 princples underlying maximized assessment systems 1.The purposes of all assessments are defined and the assessments are valid and useful for their purposes. 2.Teachers are educated in the proper administration and application of the assessments used in their classrooms. 3.Assessment results are aligned to the needs of their audiences. 4.The metrics and incentives used encourage a focus on all learners. 5.Redundant, mis-aligned, or unused assessments are eliminated. 6.Assessment results are delivered in a timely and useful manner. 7.The assessment program contributes to a climate of transparency and objectivity with a long-term focus.
  • 15. The purposes of all assessments are defined and the assessments are valid and useful for their purposes. 1
  • 16. Typical assessment purposes • IIddeennttiiffyy ssttuuddeenntt lleeaarrnniinngg nneeeeddss • IIddeennttiiffyy ggrroouuppiinnggss ooff ssttuuddeennttss ffoorr iinnssttrruuccttiioonn • GGuuiiddee iinnssttrruuccttiioonn • CCoouurrssee ppllaacceemmeenntt • DDeetteerrmmiinnee eelliiggiibbiilliittyy ffoorr pprrooggrraammss • AAwwaarrdd ccrreeddiittss aanndd//oorr aassssiiggnn ggrraaddeess • EEvvaalluuaattee pprrooffiicciieennccyy • MMoonniittoorr ssttuuddeenntt pprrooggrreessss • PPrreeddiicctt pprrooffiicciieennccyy • PPrroojjeecctt aacchhiieevveemmeenntt ooff aa ggooaall • FFoorrmmaattiivvee aanndd ssuummmmaattiivvee eevvaalluuaattiioonn ooff pprrooggrraammss • FFoorrmmaattiivvee eevvaalluuaattiioonn ttoo ssuuppppoorrtt sscchhooooll aanndd tteeaacchheerr iimmpprroovveemmeenntt • RReeppoorrtt ssttuuddeenntt aacchhiieevveemmeenntt,, ggrroowwtthh,, aanndd pprrooggrreessss ttoo tthhee ccoommmmuunniittyy aanndd ssttaakkeehhoollddeerrss.. • SSuummmmaattiivvee eevvaalluuaattiioonn ooff sscchhoooollss aanndd tteeaacchheerrss
  • 17. QUESTIONS TEACHERS WANT ANSWERED FROM ASSESSMENT • What does each student know and not know? • What does this student need to learn next? • What resources will help this student? • How can I group these students for instruction?
  • 18. Teachers are educated in the proper administration and application of the assessments used in their classrooms. 2
  • 19. Assessment results are aligned to the needs of their audiences. 3
  • 20. Assessment audiences • School Board • Students • Teachers • Parents • Principals, school administrators, and teacher leaders • District Administrators • Community members • State and federal officials
  • 21. IT’S GOOD TO KNOW YOUR TARGET AUDIENCE
  • 22. WHAT KIND OF DATA TO PARENTS WANT? Source – Northwest Evaluation Association (2012) – NWEA Assessment Perceptions Study. Survey conducted by Grunwald Associates LLC
  • 23. QUESTIONS PARENTS WANT ANSWERED FROM ASSESSMENT • Core question – Do you know and care for my child? • What are my child’s strengths and weaknesses? • Is my child on track for the next grade? • Is my child on track for college? • Is my child showing improvement? • Should I be concerned?
  • 24. QUESTIONS BUILDING ADMINISTRATORS WANT ANSWERED FROM ASSESSMENT • Which students are struggling with school? • Which students are not showing progress? • Which grade levels/teachers are particularly effective or ineffective? • How can we correct problems before or as they occur?
  • 25. The metrics and incentives used 4encourage a focus on all learners.
  • 26. Three reasons why metrics matter 1. They frame problems
  • 27. Why metrics matter 2. They influence public perceptions of schools
  • 28. WHY METRICS MATTER 3. They incentivize behavior
  • 29. Case #1 - No Child Left Behind …is responsible for redefining the term BUBBLE KID.
  • 30. One district’s change in 5th grade math performance relative to Kentucky cut scores
  • 31. One district’s change in 5th grade math performance relative to Kentucky cut scores
  • 33. CHANGE IN PROFICIENCY LEVEL CUT SCORES ON THE NEW YORK STATE MATHEMATICS ASSESSMENT.
  • 34. MAP MATHEMATICS GRADE 5 MEANS SPRING 2012- SPRING 2013 Spring 2012 Spring 2013 District 1 226.9 229.7 District 2 226.1 230.7 District 3 232.4 240.6 District 4 227.0 228.3 District 5 208.6 212.1
  • 35. ESTIMATED CHANGE IN MAP GRADE 5 ESTIMATED PROFICIENCY RATES IN MATH – BASED ON OLD AND NEW CUT SCORES Actual Change Change if 2012 and 2013 used the current cut score Spring 2012 Spring 2013 Spring 2012 Spring 2013 District 1 88% 40% 36% 40% District 2 85% 44% 34% 44% District 3 91% 72% 51% 72% District 4 86% 40% 34% 40% District 5 36% 7% 5% 7%
  • 36.
  • 37. Redundant, mis-aligned, or unused 5assessments are eliminated.
  • 38. Assessment results are delivered in a 6timely and useful manner.
  • 39. The assessment program contributes to a climate of transparency and objectivity with a long-term focus 7
  • 40. MEDIAN ACHIEVEMENT IN TWO SCHOOLS
  • 42. There is value in learning from past experience