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Legal Framework for
Concessions in Protected Areas
Workshop on Tourism Partnerships
Time Block 5
Paul F. J. Eagles
May 31, 2017
National Laws and Policies
•  All contacts, leases, permits and
concessions are subject to national and
park laws.
•  Head office should have at least one staff
person with training in the legal aspects.
•  Each park should have at least one staff
person with training in the legal aspects.
Concessions and partnerships policies
•  Keep tourism in balance with conservation goals
outlined in the protected area management plan;
•  Encourage sufficient volumes of tourism to ensure
financial viability;

•  Set limits for acceptable change associated with
tourism; 

•  Establish a framework to ensure that these limits
are applied fairly and effectively; and,
•  Create institutional and financial structures to
manage tourism revenues.
Characteristics of concession law,
regulations and policies
•  Concession contract terms, such as length of contract
operation.
•  Process for obtaining concession proposals.
•  Award process.
•  Evaluation criteria.
•  Protections for concessionaires.
•  Control of concessionaire rates and charges for
services to visitors.
•  Concession fees (to government or the protected area
authority).
Characteristics of concession law,
regulations and policies
•  How concession fee revenues are spent (i.e.
on conservation, maintenance etc.).
•  Economic development.
•  Preferences (e.g. for local or community
businesses).
•  Assignments and transfers of rights.
•  Suspension or termination procedures.
•  Prosecution, breach, and penalties.
Tendering
•  Subject to national and park laws.
•  The process for negotiating a bid and selecting a
concessionaire (i.e. the tendering process) is
usually long, complex, and expensive for all
parties.
•  The high cost often creates an incentive for the
protected area authority to use other approaches,
such as long-term contracts, easy methods for
contract renewal, or insourcing.
Contracts
•  Contracts can be verbal, but this leaves important issues to later
interpretation in the case of dispute.
•  It is more preferable for all contracts to be written to make
interpretation much easier and enhances the likelihood that disputes
will be successfully resolved through mediation or legal action.
•  Contract law underpins all outsourcing activities in protected area
tourism. It is important that the responsibilities of each partner are
listed in sufficient detail in a contract. Having a clear idea of these
responsibilities allows for the regular measurement of contract
performance. Typically, there are financial and other penalties for
non-compliance.
Contracts
•  The contract includes a section outlining the
rules for cancellation of the contract in the
case of major non-compliance with contract
stipulations.
•  Ultimately all the contract stipulations,
including those dealing with contract
cancellation will be subject to interpretation
by the court
Outcome of Contract Dispute
Transboundary Parks
•  A unique situation that involves bilateral
negotiations is that of transboundary
parks.
•  This situation requires negotiation and
legal clarification concerns the rights on
contractors to operate across national
boundaries

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Legal framework for concessions in protected areas, Paul F J Eagles

  • 1. Legal Framework for Concessions in Protected Areas Workshop on Tourism Partnerships Time Block 5 Paul F. J. Eagles May 31, 2017
  • 2. National Laws and Policies •  All contacts, leases, permits and concessions are subject to national and park laws. •  Head office should have at least one staff person with training in the legal aspects. •  Each park should have at least one staff person with training in the legal aspects.
  • 3. Concessions and partnerships policies •  Keep tourism in balance with conservation goals outlined in the protected area management plan; •  Encourage sufficient volumes of tourism to ensure financial viability;
 •  Set limits for acceptable change associated with tourism; 
 •  Establish a framework to ensure that these limits are applied fairly and effectively; and, •  Create institutional and financial structures to manage tourism revenues.
  • 4. Characteristics of concession law, regulations and policies •  Concession contract terms, such as length of contract operation. •  Process for obtaining concession proposals. •  Award process. •  Evaluation criteria. •  Protections for concessionaires. •  Control of concessionaire rates and charges for services to visitors. •  Concession fees (to government or the protected area authority).
  • 5. Characteristics of concession law, regulations and policies •  How concession fee revenues are spent (i.e. on conservation, maintenance etc.). •  Economic development. •  Preferences (e.g. for local or community businesses). •  Assignments and transfers of rights. •  Suspension or termination procedures. •  Prosecution, breach, and penalties.
  • 6. Tendering •  Subject to national and park laws. •  The process for negotiating a bid and selecting a concessionaire (i.e. the tendering process) is usually long, complex, and expensive for all parties. •  The high cost often creates an incentive for the protected area authority to use other approaches, such as long-term contracts, easy methods for contract renewal, or insourcing.
  • 7. Contracts •  Contracts can be verbal, but this leaves important issues to later interpretation in the case of dispute. •  It is more preferable for all contracts to be written to make interpretation much easier and enhances the likelihood that disputes will be successfully resolved through mediation or legal action. •  Contract law underpins all outsourcing activities in protected area tourism. It is important that the responsibilities of each partner are listed in sufficient detail in a contract. Having a clear idea of these responsibilities allows for the regular measurement of contract performance. Typically, there are financial and other penalties for non-compliance.
  • 8. Contracts •  The contract includes a section outlining the rules for cancellation of the contract in the case of major non-compliance with contract stipulations. •  Ultimately all the contract stipulations, including those dealing with contract cancellation will be subject to interpretation by the court
  • 10. Transboundary Parks •  A unique situation that involves bilateral negotiations is that of transboundary parks. •  This situation requires negotiation and legal clarification concerns the rights on contractors to operate across national boundaries