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Roberta Ness, MD, PhD 
Dean, School of Public Health 
M. David Low Chair and 
James W. Rockwell Professor in Public Health 
Vice President, Innovation 
Houston Center for Innovative Generation 
The University of Texas 
Health Science Center at Houston
Center for Innovation Generation Website 
https://sph.uth.edu/research/centers/ingen
http://youtu.be/B2pjN4Ne1ag
So You Think You Can Innovate? 
University of Southern California 
September 15, 2014 
Roberta B. Ness, MD, MPH 
James W. Rockwell Professor in Public Health 
University of Texas School of Public Health 
Vice President, Innovation 
UTHealth 
Presented by the Education, Career Development, and Ethics Program (ECDE) of the 
Southern California Clinical and Translational Science Institute (SC CTSI) in collaboration 
With KSOM Office of Research Seminar Series & NIH T32HD060549 Training Program
Surprise in 
the service 
of health 
and 
prosperity 
• Make existing 
resources better, 
faster, cheaper 
• Create new 
technologies, 
breakthroughs 
Innovation Defined
Teaching Innovation 
Can innovation be taught?
Does It Work? 
Clapham et al: Meta-analysis of 40 studies 
Scott et al: Meta-analysis of 70 studies 
2 – 3X increases in fluency, novelty, and originality 
Improvements in problem-solving, attitude and work 
performance
Does It Work? 
Structured programs demonstrated effects 
independent of: 
• Age 
• Gender 
• Intellectual capacity 
• Professional/academic setting
Conceptual Components 
Recognizing and 
finding alternatives 
to habitual 
cognitive patterns 
Learning to use 
tools that 
enhance 
generative 
ideation 
Aligning 
divergent 
thinking with 
the scientific 
method
Overcoming Habitual Cognitive 
Patterns and Their Implications
Big “I” Innovation Means 
Thinking Outside Frames 
• Frames define human 
communication and thus 
thinking 
• Frames are expectations which 
we use to interpret new 
information and draw 
inferences
Little “i” Innovation 
• Cell phone 
• GPS 
• Safety of Anesthesia 
Big “I” Innovation 
• Transistor 
• Theory of special relativity 
• Germ theory
Threats to Mankind Require 
Big “I” Innovation 
• Income/Education disparities 
• Alzheimer’s disease 
• Global warming 
• Emerging infections 
• Obesity
Example: Expectation in going to a 
restaurant
Gary and Nancy are lying on 
the floor dead. Around them 
is a puddle of water and 
some broken glass. What are 
the circumstances of their 
death?
Answer: They are fish 
and their fish tank broke 
– thus they suffocated.
Emotion 
Remove 
street signs 
from city 
centers
Metaphors and Frames 
• War on 
cancer 
VERSUS 
• Cancer as 
neighbor
Tools that Enhance 
Idea Generation
Tool 1: Finding the Right Question 
• Right time and place 
Example: Cervical cancer 
as an STI - needed PCR to 
identify HPV
Tool 1: Finding the Right Question 
• Big questions 
Example: Jeremy Morris, 
father of physical activity: 
“What about social class 
alters CVD risk?”
Tool 2: Observation 
• Normal observation 
becomes complacent 
• Normal observation is 
biased by expectations
Tool 2: Observation 
• Marshall and Warren win Novel Prize 
for discovery of H. pylori
Tool 3: Analogy 
• Kekule: Structure of benzene as a 
snake seizing its own tail 
• Bell: Electromagnetic vibration as 
human voice 
• Jenner: Cowpox protection as 
smallpox protection
Tool 4: Juggling Opposites 
Deduction and Induction 
• Induction: Mendel observed 
thousands of pea crosses 
• Deduction: Einstein moved 
from axioms to theorums
Tool 4: Deduction and Induction 
• Innovation combines 
induction and deduction 
• Eg: Darwin observed 
beak size variability in 
finches. Through a leap 
of logic he inferred that 
some beaks out-competed 
others in a 
given environment
Tool 5: Change Your Point of View 
• Darwin imagined 
himself as a plant 
• Einstein imagined 
traveling at the speed 
of light 
• Montessori imagined 
herself as a child
Tool 5: Change Your Point of View 
• Imagine yourself as a teenager in 
West Texas deciding whether or 
not to keep an unintended 
pregnancy
Tool 6: Broadening Your Perspective 
• Ancel Keys: Father of 
the Mediterranean Diet 
• Expanded his research 
network to create the 
first international 
comparisons of heart 
disease: Japan, 
Greece, Finland
Tool 6: Broadening Your Perspective 
• How can we provide more 
nutritious foods in America’s 
lunchrooms? 
• How do we get America to eat 
better?
Tool 7: Reversal 
• Serendipity: a “happy accident” 
• Alexander Fleming: father of antibiotics 
• Joseph Goldberger: presence of 
infection vs. absence of nutrient as the 
cause of pellagra
Tool 7: Reversal 
• Medicine: Presence of disease 
• Public Health: Absence of disease 
• Implications for obliviousness to 
absence 
• Hard to get people excited 
• Hard to get compliance
Tool 8: Reorganization and Rearrangement 
• Functional fixedness: a 
particular object implies a 
particular use 
• Candle experiment: attach 
the candle to the wall 
Candle 
Book of matches 
Box of thumbtacks
Tool 8: Reorganization and Rearrangement 
• Combining disciplines 
• Nanoparticle engineers and 
pharmacologists to create new systems 
for drug delivery
Tool 8: Reorganization and Rearrangement 
• How might you 
design a neonatal 
incubator for 
developing, 
resource-poor 
settings?
Tool 9: Brainstorming Group 
DARPA: RED BALLOONS 
Challenge: Ten 8 foot high, fixed bright red weather balloons at random 
locations around the U.S. $40,000 to the first person or team to find all 
10 balloons.
• “C” Factor 
• Groups performance on wide range of 
intelligence tasks 
• Not strongly correlated with individual 
intelligence 
• Correlated with social sensitivity (e.g., 
inclusiveness) of group 
Woolley, Science 2010 
Tool 9: Power of Groups
Tool 9: Brainstorming Group 
• Generates > 100 ideas/hour 
• Divergent thinking first 
• Convergent thinking next
Harmonizing 
• Idea Generation and the 
Scientific Method 
Hypothesis Expectation 
Inference Observation
Stepwise Harmonization 
Define the problem 
Gather information 
Separate raw inputs from frames 
Generate alternative, original ideas 
Converge on most useful insights/hypothesis 
Develop action plan to test hypothesis
Death: 
scary, sober, 
mysterious 
Approach 
with awe, 
fear 
Few people 
have advance 
directives 
Thinking Inside the Box
Thinking Outside the Box 
• Death and taxes 
Ø Tax form for advanced directives
Summary 
Innovative thinking can be taught 
Key is thinking outside frames 
Tools include: 
Alternative framing and metaphors 
Kenner observation 
Awareness of cognitive biases 
Analogy 
Expansion 
Reversal 
PO 
Etc
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Lecture Slides: So You Think You Can Innovate?

  • 1. Roberta Ness, MD, PhD Dean, School of Public Health M. David Low Chair and James W. Rockwell Professor in Public Health Vice President, Innovation Houston Center for Innovative Generation The University of Texas Health Science Center at Houston
  • 2. Center for Innovation Generation Website https://sph.uth.edu/research/centers/ingen
  • 3.
  • 5. So You Think You Can Innovate? University of Southern California September 15, 2014 Roberta B. Ness, MD, MPH James W. Rockwell Professor in Public Health University of Texas School of Public Health Vice President, Innovation UTHealth Presented by the Education, Career Development, and Ethics Program (ECDE) of the Southern California Clinical and Translational Science Institute (SC CTSI) in collaboration With KSOM Office of Research Seminar Series & NIH T32HD060549 Training Program
  • 6. Surprise in the service of health and prosperity • Make existing resources better, faster, cheaper • Create new technologies, breakthroughs Innovation Defined
  • 7.
  • 8.
  • 9. Teaching Innovation Can innovation be taught?
  • 10. Does It Work? Clapham et al: Meta-analysis of 40 studies Scott et al: Meta-analysis of 70 studies 2 – 3X increases in fluency, novelty, and originality Improvements in problem-solving, attitude and work performance
  • 11. Does It Work? Structured programs demonstrated effects independent of: • Age • Gender • Intellectual capacity • Professional/academic setting
  • 12. Conceptual Components Recognizing and finding alternatives to habitual cognitive patterns Learning to use tools that enhance generative ideation Aligning divergent thinking with the scientific method
  • 13. Overcoming Habitual Cognitive Patterns and Their Implications
  • 14. Big “I” Innovation Means Thinking Outside Frames • Frames define human communication and thus thinking • Frames are expectations which we use to interpret new information and draw inferences
  • 15. Little “i” Innovation • Cell phone • GPS • Safety of Anesthesia Big “I” Innovation • Transistor • Theory of special relativity • Germ theory
  • 16. Threats to Mankind Require Big “I” Innovation • Income/Education disparities • Alzheimer’s disease • Global warming • Emerging infections • Obesity
  • 17. Example: Expectation in going to a restaurant
  • 18. Gary and Nancy are lying on the floor dead. Around them is a puddle of water and some broken glass. What are the circumstances of their death?
  • 19. Answer: They are fish and their fish tank broke – thus they suffocated.
  • 20. Emotion Remove street signs from city centers
  • 21. Metaphors and Frames • War on cancer VERSUS • Cancer as neighbor
  • 22. Tools that Enhance Idea Generation
  • 23. Tool 1: Finding the Right Question • Right time and place Example: Cervical cancer as an STI - needed PCR to identify HPV
  • 24. Tool 1: Finding the Right Question • Big questions Example: Jeremy Morris, father of physical activity: “What about social class alters CVD risk?”
  • 25. Tool 2: Observation • Normal observation becomes complacent • Normal observation is biased by expectations
  • 26. Tool 2: Observation • Marshall and Warren win Novel Prize for discovery of H. pylori
  • 27. Tool 3: Analogy • Kekule: Structure of benzene as a snake seizing its own tail • Bell: Electromagnetic vibration as human voice • Jenner: Cowpox protection as smallpox protection
  • 28. Tool 4: Juggling Opposites Deduction and Induction • Induction: Mendel observed thousands of pea crosses • Deduction: Einstein moved from axioms to theorums
  • 29. Tool 4: Deduction and Induction • Innovation combines induction and deduction • Eg: Darwin observed beak size variability in finches. Through a leap of logic he inferred that some beaks out-competed others in a given environment
  • 30. Tool 5: Change Your Point of View • Darwin imagined himself as a plant • Einstein imagined traveling at the speed of light • Montessori imagined herself as a child
  • 31. Tool 5: Change Your Point of View • Imagine yourself as a teenager in West Texas deciding whether or not to keep an unintended pregnancy
  • 32. Tool 6: Broadening Your Perspective • Ancel Keys: Father of the Mediterranean Diet • Expanded his research network to create the first international comparisons of heart disease: Japan, Greece, Finland
  • 33. Tool 6: Broadening Your Perspective • How can we provide more nutritious foods in America’s lunchrooms? • How do we get America to eat better?
  • 34. Tool 7: Reversal • Serendipity: a “happy accident” • Alexander Fleming: father of antibiotics • Joseph Goldberger: presence of infection vs. absence of nutrient as the cause of pellagra
  • 35. Tool 7: Reversal • Medicine: Presence of disease • Public Health: Absence of disease • Implications for obliviousness to absence • Hard to get people excited • Hard to get compliance
  • 36. Tool 8: Reorganization and Rearrangement • Functional fixedness: a particular object implies a particular use • Candle experiment: attach the candle to the wall Candle Book of matches Box of thumbtacks
  • 37. Tool 8: Reorganization and Rearrangement • Combining disciplines • Nanoparticle engineers and pharmacologists to create new systems for drug delivery
  • 38. Tool 8: Reorganization and Rearrangement • How might you design a neonatal incubator for developing, resource-poor settings?
  • 39. Tool 9: Brainstorming Group DARPA: RED BALLOONS Challenge: Ten 8 foot high, fixed bright red weather balloons at random locations around the U.S. $40,000 to the first person or team to find all 10 balloons.
  • 40. • “C” Factor • Groups performance on wide range of intelligence tasks • Not strongly correlated with individual intelligence • Correlated with social sensitivity (e.g., inclusiveness) of group Woolley, Science 2010 Tool 9: Power of Groups
  • 41. Tool 9: Brainstorming Group • Generates > 100 ideas/hour • Divergent thinking first • Convergent thinking next
  • 42. Harmonizing • Idea Generation and the Scientific Method Hypothesis Expectation Inference Observation
  • 43. Stepwise Harmonization Define the problem Gather information Separate raw inputs from frames Generate alternative, original ideas Converge on most useful insights/hypothesis Develop action plan to test hypothesis
  • 44. Death: scary, sober, mysterious Approach with awe, fear Few people have advance directives Thinking Inside the Box
  • 45. Thinking Outside the Box • Death and taxes Ø Tax form for advanced directives
  • 46. Summary Innovative thinking can be taught Key is thinking outside frames Tools include: Alternative framing and metaphors Kenner observation Awareness of cognitive biases Analogy Expansion Reversal PO Etc