This document discusses a lecture on how health information technology (HIT) can impact patient safety culture. The lecture covers strategies for adaptive work that can be useful for HIT initiatives, including being unwavering in goals while inviting others to help achieve them, addressing real and perceived losses from changes, and assuming healthcare providers want to help patients. References are provided for images and content used in the lecture.
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2009 10: 24Health Promot Pract
Katz
Kari A. Hartwig, Richard Louis Dunville, Michael H. Kim, Becca Levy, Margot M. Zaharek, Valentine Y. Njike and David L.
Promoting Healthy People 2010 Through Small Grants
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Promoting Healthy People 2010
Through Small Grants
Kari A. Hartwig, DrPH
Richard Louis Dunville, MPH
Michael H. Kim, MPH
Becca Levy, PhD
Margot M. Zaharek, MS
Valentine Y. Njike, MD, MPH
David L. Katz, MD, MPH
objectives (U.S. Department of Health and Human
Services [DHHS], 2000a). Today’s Healthy People 2010
(HP 2010) goals and objectives build on the previous
two decades’ accomplishments and set national targets
for reducing disease and disability and promoting
healthier, longer lives (DHHS, 2000b). Led by the U.S.
DHHS, the overarching goals of the current initiative
are to increase quality and years of life and to eliminate
health disparities (Davis, 2000; DHHS, 2003). DHHS
(2001) encourages working through communities and
local organizations to influence individual behavior
and the promotion and maintenance of environments
conducive to healthier lifestyles.
>>BACKGROUND
Building on the health promotion premise that orga-
nizations and communities are instruments of change
(McLeroy, Bibeau, Steckler, & Glanz, 1988; Stokols,
1992), the DHHS Office of Disease Prevention and
Health Promotion (ODPHP) initiated a pilot study in
October 2001 to develop a national model for engaging
community organizations in health promotion and dis-
ease prevention activities that reflect the national HP
2010 goals and objectives. ODPHP awarded the Healthy
People 2010 Microgrant Project, one of two pilot stud-
ies, to Yale Univer ...
This concept can be applied to the wisdom of clinicians inside healthcare institutions. By gathering and sharing course content and tools between care facilities, hospitals can be connected to more than just the technical cloud. They can be connected to the wisdom of the cloud.
httphpp.sagepub.comHealth Promotion Practice http.docxMARRY7
http://hpp.sagepub.com/
Health Promotion Practice
http://hpp.sagepub.com/content/10/1/24
The online version of this article can be found at:
DOI: 10.1177/1524839906289048
2009 10: 24Health Promot Pract
Katz
Kari A. Hartwig, Richard Louis Dunville, Michael H. Kim, Becca Levy, Margot M. Zaharek, Valentine Y. Njike and David L.
Promoting Healthy People 2010 Through Small Grants
Published by:
http://www.sagepublications.com
On behalf of:
Society for Public Health Education
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Promoting Healthy People 2010
Through Small Grants
Kari A. Hartwig, DrPH
Richard Louis Dunville, MPH
Michael H. Kim, MPH
Becca Levy, PhD
Margot M. Zaharek, MS
Valentine Y. Njike, MD, MPH
David L. Katz, MD, MPH
objectives (U.S. Department of Health and Human
Services [DHHS], 2000a). Today’s Healthy People 2010
(HP 2010) goals and objectives build on the previous
two decades’ accomplishments and set national targets
for reducing disease and disability and promoting
healthier, longer lives (DHHS, 2000b). Led by the U.S.
DHHS, the overarching goals of the current initiative
are to increase quality and years of life and to eliminate
health disparities (Davis, 2000; DHHS, 2003). DHHS
(2001) encourages working through communities and
local organizations to influence individual behavior
and the promotion and maintenance of environments
conducive to healthier lifestyles.
>>BACKGROUND
Building on the health promotion premise that orga-
nizations and communities are instruments of change
(McLeroy, Bibeau, Steckler, & Glanz, 1988; Stokols,
1992), the DHHS Office of Disease Prevention and
Health Promotion (ODPHP) initiated a pilot study in
October 2001 to develop a national model for engaging
community organizations in health promotion and dis-
ease prevention activities that reflect the national HP
2010 goals and objectives. ODPHP awarded the Healthy
People 2010 Microgrant Project, one of two pilot stud-
ies, to Yale Univer ...
This concept can be applied to the wisdom of clinicians inside healthcare institutions. By gathering and sharing course content and tools between care facilities, hospitals can be connected to more than just the technical cloud. They can be connected to the wisdom of the cloud.
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This slide deck was presented at the 2017 ACR/ARHP Annual Meeting. It provided a general overview of the topic and addresses the following learning objectives include: (1) Understand what populations can be recruited online, (2)
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Lecture 7B
1. Quality Improvement
HIT’s Impact on a Patient Safety Culture
Lecture b
This material (Comp 12 Unit 7) was developed by Johns Hopkins University, funded by the Department of Health
and Human Services, Office of the National Coordinator for Health Information Technology under Award
Number IU24OC000013. This material was updated in 2016 by Johns Hopkins University under Award
Number 90WT0005.
This work is licensed under the Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International
License. To view a copy of this license, visit http://creativecommons.org/licenses/by-nc-sa/4.0/.
2. HIT’s Impact on a Patient Safety Culture
Learning Objective — Lecture b
• Identify strategies for adaptive work that
can be useful to HIT initiatives.
2
3. Last Phase of Talk
Courtesy http://www.patientsafety.va.gov/professionals/training/team.asp
3
8. HIT’s Impact on a Patient Safety Culture
Summary — Lecture b
• Be unwavering in the hill you are about to
climb; invite others to help you climb it.
• Make sure that there are no monsters in
the bathroom.
• Surface the real and perceived loss.
• Value the dissenter.
• Assume that health care providers want to
do what’s right for patients.
8
9. HIT’s Impact on a Patient Safety Culture
References — Lecture b
References
Pronovost, P. (2010 October). Speech presented at the Legg Mason Capital Management Thought
Leader Forum.
Images
Slide 3: Health Care Team Patient Safety. [Online image]. Retrieved June 24, 2016 from
http://www.patientsafety.va.gov/images/three_shot_d_w350.jpg
Slide 4: Bathroom Drain [Online image]. Berg, Thomas. (2006). Attribution-ShareAlike 2.0 Generic (CC
BY-SA 2.0). Retrieved May 25, 2016,
fromhttp://www.flickr.com/photos/47799429@N00/290724680/
Slide 5: Dr. Peter Pronovost . [Online image]. The photo was taken during filming for Program One —
"Silent Killer" at Johns Hopkins University's Hospital and Children's Center for the RAM
Campaign. Retrieved May 25, 2016, from
http://www.ramcampaign.org/pages/campaign_photos.htm
Slide 6: Change. Flickr Creative Commons Commercial: Time for Change. [Online image]. Retrieved
May 25, 2016, from http://www.sharedvisions.ca/wp-content/uploads/2010/12/Change.jpg
Slide 7: Bethlehrm Royal Hospital . [Online image]. Author: Philip Talmage .
http://openbuildings.com/buildings/bethlem-royal-hospital-profile-20177 CC-BY-2.0
9
10. Quality Improvement
HIT’s Impact on a Patient Safety Culture
Lecture b
This material (Comp 12 Unit 7) was developed
by Johns Hopkins University, funded by the
Department of Health and Human Services,
Office of the National Coordinator for Health
Information Technology under Award Number
IU24OC000013. This material was updated by
Johns Hopkins University under Award Number
90WT0005.
10
Editor's Notes
Welcome to Quality Improvement: HIT’s Impact on a Patient Safety Culture. This is Lecture b.
The objective for this lecture of HIT’s Impact on a Patient Safety Culture is to:
Identify strategies for adaptive work that can be useful to HIT initiatives.
I want to go to the last phase of my talk because I think it’s the most important; that is, yeah, all this technical stuff is great, Peter, but why do quality improvement efforts fail? And, as I said, 90 percent of them fail; they don’t achieve their goals. For the most part, some do fail because we don’t have measurement, and that’s a piece of it, but most fail because we don’t get buy-in, and they fail of what we call the adaptive piece. Because all these projects have a technical component — that’s kind of the science: what’s the evidence, what the measure is — but they fail for what I call the adaptive — that is, things that require changes in people’s values and attitudes, and beliefs. The nurse feeling comfortable questioning the docs — no one debated the evidence, the technical piece was fine. It was the culture piece. So I wanted to leave you with some tips for adaptive change. And they are mostly metaphors — or, they are all metaphors, but they are really powerful.
The first idea for adaptive change is: to be unwavering in the hill you are going to climb, but invite everybody to help you climb it. Let me give you an example. When I was about 18, I went on a camping trip — and there were a number of mountains we could climb. And they broke us into three groups of boys, and each had a counselor; and we’re sitting by the campfire the night before — it was a chilly night. And the counselors were discussing what we were going to do the next day; what hill we’re going to climb. The first counselor comes up to his group and said, “Do you see that hill there? That’s what we’re going to climb.” And he gave the boys an hour lecture about how they were going to do it, and everyone fell asleep — no passion. The second counselor came up (I think that he may have been high) and said, “You know — I’m not sure what hill we’re going to climb. You guys can decide — there’s a lot of beautiful hills.” Equally — no passion. The third counselor came up, the group I was in, and said, “You see that hill over there? That’s the Circle of Towers; now I’m not sure we can get there, it is going to be hard, but if we get there, boy, does it have a beautiful view! Now we’re going to have to collaborate like we haven’t before! We’re going to have to pull together to do it, but I think if we do, we can make it.” And that guy had a bunch of revved up boys ready to work! Now I see all the time these leadership failures, where we either micromanage how you’re going to do it — right — we don’t tap that wisdom or the opposite — we’re laissez-faire, and you do what you want … and again, there’s no direction, so getting on — we will eliminate catheter-related infections — right? There was no wavering — I didn’t want to hear any whining about it — but I was humble enough to say, “Yes, but I need your help to do it … I don’t know how to do it. Please join in the group.” That balance is key.
The second is, “Make sure that there are no monsters in the bathroom.” No monsters in the bathroom … let me tell you the story. When my son was in third grade, he came home from school and said, “Daddy, daddy, daddy … there’s monsters in the bathroom.” I said, “Ok, Ethan — great!” The next day, he comes back, clearly distressed, and says, “Daddy, daddy, daddy, there’s monsters in the bathroom — I’m afraid to go in.” So obviously, I was concerned. I called the school and said, “Help me understand what’s up. Ethan’s afraid to go in the bathroom!” And the teacher chuckled and said, “Oh, we put in new automatic flush toilets and nobody told the kids!” And now, think about the way that you roll out quality programs or we roll out information systems.
We don’t have the greatest — what I call containing — vessels to communicate with the staff about the reason we’re doing it — and they see it as monsters in the bathroom. So make sure that there are what I call containing vessels to communicate with your staff about why this is going on — because if you don’t, you will get resistance.
The third key principle is, “Surface the real and perceived loss.” Now, let me ask you a question: how many of you think that clinicians — and doctors, in particular — resist change? Most people resist change. Let me ask you to think about this a little bit deeper — perhaps a little bit differently. If we were to give most of you — or most of our faculty — a winning lottery ticket for 100 million dollars.
And, unless you’re independently wealthy, almost all of us who are staff — it would change our lives pretty dramatically. And I doubt any of you — or them — would so, “Oh no, Peter, you keep your 100 million dollars … I hate change — change isn’t good. I don’t want 100 million dollars! Now, that would never happen — why? Because we don’t fear change — we fear loss — and loss has a real component — it may take things longer — and it’s perceived that you don’t communicate effectively.
So without tackling those monsters in the bathroom, when we first started doing these nurses questioning doctors in the whole state of Michigan in every hospital, it was, “They are revolting — they are taking over doctors roles like Animal Farm.”
It was nothing like this, but the case was that (in many cases), we didn’t communicate the message well, and the perceived loss … In the decision-making sciences, people may ask: how do you make the right decision? What’s the strategy for making right decisions? The right decision is the one that the team supports — the one that they agree to implement. There is no right or wrong — forget — there is often no right or wrong — it’s the one that the collective group agrees that they are going to implement. If you don’t have that, it won’t work. So surface the real and perceived loss.
The next idea for this adaptive change is value the dissenter, value the dissenter. So let me frame this for you: most of us in quality have got the concept that individual people aren’t to blame, that it’s a systems problem — I think, quite frankly, that our nursing boards need to get that message a little better — the pharmacy boards may need to get the message a little clearer.
But, when things go wrong, we generally, maybe we went too far on the system, but once you take one step back from that sharp end where the mistake occurred to the group, we are right back in tribal warfare.
And if you don’t believe that, I happen to have the advantage of wearing multiple hats, so I sit in on different things — so I sit in nursing break rooms and hear, “Well, if only the administration would do this — if only the doctors would do that.” Or I sit in senior executive discussions and hear discussions like, “Well, if only the doctors or nurses weren’t so lazy” — whatever the issue is — but we fall right back into judging people’s intentions — and it’s really destructive.
And what I found perhaps the most liberating and powerful approach to this adaptive change (issue) is: I assume that everyone is in health care because they want to do what’s right for patients. And I don’t think that’s Pollyannaish, I really believe it’s true. And therefore, if there is resistance to something happening, there’s likely wisdom in that — and my job is not to bully that resistance, but to understand it and find out why there is resistance. Because there’s often a misconception or a kernel of truth in that — and we don’t necessarily approach that well. When I have someone resisting, I’ll use the approach of just listening, something we’re not good at as managers, and go in and say, “I see you’re not supporting this” — and acknowledge their commitment to their patient.
“And I know that you’re committed to giving high-quality care. I have no doubt that you want what’s best for your patient. But I see you’re not supporting this — help me understand why.” And then I just listen, and often, I find that there’s some unintended risk for this stuff that I haven’t thought of, and they are right, but the way they have expressed it was that the whole thing was shot because of this risk. And I say, “Well, ok, how do we manage that particular risk you’re having?” And it’s very, very powerful way … but we often fall too easily into assuming that other people have bad intentions, or at least, what I’ll call the tribe’s intentions — whether it’s one unit versus another, or the docs versus nurses versus administration. We don’t necessarily say, “Hey, if you’re resisting something…”
“I’m validating that you want what’s best for your patient. Again, I’m not wavering on the hill that we’re going to climb — we’re going to eliminate infections, right? But I understand your resistance. What we need to do is find out what that barrier is — it doesn’t mean that I’m going to give on the ultimate goal. You may not like it — but we’re going to reduce infections.” So that balance is key.
I hope those five principles of adaptive work resonate with you. Because as you do this work, what you will see is that things don’t fail mostly for the technical reasons; they fail for this adaptive piece, and none of us are trained in this adaptive work though it’s really where the culture change lies.
I can’t tell you how many hospitals I’ve worked with, where they want to implement the daily goals, and a well-intentioned nurse manager will say, “Peter, I copied the Hopkins daily goals and handed it out to all my staff and said, ‘You will do this!’” And she said, “But it didn’t really go well…” And I said, “Do you think? Of course it didn’t go well; you didn’t get any buy in. They don’t understand why to make it theirs. But apply some of these principles, and your life is going to get a lot easier.” That’s why all this work has to be owned locally, and by our teams.
You can tell that I have a passion about this. And perhaps my passion, as some of yours may be, are rooted in my personal relationships. My father, as some of you may know — and some of you may have read the book — died of a diagnostic error. They thought he had one type of cancer, and he had another.
Actually, he had a second opinion at Hopkins when I was a medical student, and Hopkins diagnosed him correctly. Perhaps this explains my love of Hopkins. But he then came home to die in hospice. And he had the most horrible hospice experience. He writhed in pain for a week; he suffered needlessly. And when I questioned the pain, I was told, well, that’s all the pain medication we can give him.
Obviously I know now that that was a myth; it was just poor quality care, and, luckily, now hospice care is dramatically better. But I remember so deeply, he was dying and I was sitting beside his bed. I hadn’t been super close to my dad. Either he was working a lot or I was working while growing up, and, as he was sitting there delirious, I regretted how much I missed having that type of adaptive work of getting to know him better as a person and understand him better. But this medical error stuff kind of took it away — needlessly short. And all of us who have patients have those same stories. They have grandkids that they want to see — weddings that they want to go to — and we have far too many people dying needlessly. And I hope through this work that you give your patients that opportunity to connect better with their loved ones and live fuller lives. So I thank you.
This concludes Lecture b of HIT’s Impact on a Patient Safety Culture.
In summary, there are five principles that will help IT professionals to support the adaptive work in which clinicians engage when transitioning to new information technology. These include: being focused on the goal and involving all stakeholders in decisions, ensuring that there are no unseen “monsters” in the bathroom, bringing the real and perceived losses to the surface, valuing dissenting opinions, and assuming that all health care providers want to do what is right for the patient.