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IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands.




OCR for Typewritten Documents
   Stefan Pletschacher
IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands.




Overview
       Introduction to Typewritten OCR
       Document Types and Challenges
       Specific Approaches
       Results




                                                                                                                       Hansen Writing Ball, Source: Wikipedia




Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011                                                                      2
IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands.




(The) Short History
 1870 first commercially manufactured typewriter
 1970s-80s first PCs and desktop printers




               Sholes and Glidden typewriter, 1873,                                                     IBM 5150 PC, 1981, Source: Wikipedia
               Source: Wikipedia




Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011                                                               3
IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands.




Typewritten Documents
 Millions of pages of significant typewritten documents exist in archives and libraries
    – Practically most administrative and individually-produced documents of the
        20th Century
 Typewritten documents pose unique challenges to recognition
    – Each character is produced independently of the rest – glyphs can appear
        with different intensity/weight even within the same word
    – Carbon copies are common – glyphs are blurred, connected to each other
        and the background is textured
    – Content – administrative documents with names, abbreviations, numbers etc.
        which render lexicon based recognition approaches less useful
 In addition, the usual degradations of historical documents are present due to
  ageing and use

Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011                                                               4
IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands.




Document Types and Challenges
       Manuscripts                                                                      Annotations
       Scientific publications                                                          Abbreviations and names
       Index cards                                                                      Carbon copies (low contrast)
       Administrative documents                                                         Punch holes, staples etc.
       Letters                                                                          Damage from regular handling (folds,
       …                                                                                 tears, stains)
                                                                                         Discoloured paper (often unevenly)




Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011                                                               5
IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands.




Some Examples




Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011                                                               6
IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands.




Specific Approaches
 Incorporate background knowledge about typewritten
  documents
 Pre-processing
          – Improved glyph segmentation
          – Enhancement of individual glyph images
 Recognition
          – Perform language independent character recognition using specifically
            trained classifiers
          – Voting engine

Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011                                                               7
Typewritten OCR
                 IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands.



                                                       TOCR
 Document
  Image
   (greyscale)
                                                                                                 Glyph Segmentation
                                                                                                                                                                          System
                                                                                                 Glyph
                                                                                                Elements
                                                                                                                                                                          developed
          Binarisation
                                                                                                 Glyph Enhancement
                                                                                                                                                                          in IMPACT
 Document
  Image                                                                                         Enhanced
(black-and-white)                                                                                Glyphs


                                                                                         Composite Character Recognition
  Region Segmentation
                                                                   Template Matching                                                         Weights
                                                                                                                Voting Engine
                       <?xml version="1.0“>
                       <PcGts>                                     Feature-based Classifier
 PAGE XML                <Page>

                                                                             ...
                           <Region/>
(with text regions)      </Page>
                       </PcGts>




                                                                                                 Glyph
 Text Line Segmentation                                                                         Elements
                                                                                                  (with text)

                                                                                                                                                                                                 <?xml version="1.0“>
                                                                                                                                                                                                 <PcGts>
                      <?xml version="1.0“>
                                                                                                     PAGE Exporter                                                         PAGE XML                <Page>
PAGE XML              <PcGts>
                        <Page>                                                                                                                                             (completely filled)
                                                                                                                                                                                                     <Region/>

 (with text lines)        <Region/>
                        </Page>
                                                                                              (includes word composition)                                                                          </Page>
                                                                                                                                                                                                 </PcGts>
                      </PcGts>




                 Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011                                                                                                        8
IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands.




      Some Results
Top:
Commercial
OCR

Bottom:
IMPACT
Typewritten
OCR prototype


More complete
results and thus
higher overall
accuracy

      Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011                                                               9
IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands.




  For more information visit:

 PRImA
   http://www.primaresearch.org

 IMPACT
   http://www.impact-project.eu



  Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011                                                               10

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IMPACT Final Conference - Research Parallel Sessions - 03 typewritten ocr

  • 1. IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands. OCR for Typewritten Documents Stefan Pletschacher
  • 2. IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands. Overview  Introduction to Typewritten OCR  Document Types and Challenges  Specific Approaches  Results Hansen Writing Ball, Source: Wikipedia Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011 2
  • 3. IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands. (The) Short History  1870 first commercially manufactured typewriter  1970s-80s first PCs and desktop printers Sholes and Glidden typewriter, 1873, IBM 5150 PC, 1981, Source: Wikipedia Source: Wikipedia Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011 3
  • 4. IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands. Typewritten Documents  Millions of pages of significant typewritten documents exist in archives and libraries – Practically most administrative and individually-produced documents of the 20th Century  Typewritten documents pose unique challenges to recognition – Each character is produced independently of the rest – glyphs can appear with different intensity/weight even within the same word – Carbon copies are common – glyphs are blurred, connected to each other and the background is textured – Content – administrative documents with names, abbreviations, numbers etc. which render lexicon based recognition approaches less useful  In addition, the usual degradations of historical documents are present due to ageing and use Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011 4
  • 5. IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands. Document Types and Challenges  Manuscripts  Annotations  Scientific publications  Abbreviations and names  Index cards  Carbon copies (low contrast)  Administrative documents  Punch holes, staples etc.  Letters  Damage from regular handling (folds,  … tears, stains)  Discoloured paper (often unevenly) Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011 5
  • 6. IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands. Some Examples Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011 6
  • 7. IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands. Specific Approaches  Incorporate background knowledge about typewritten documents  Pre-processing – Improved glyph segmentation – Enhancement of individual glyph images  Recognition – Perform language independent character recognition using specifically trained classifiers – Voting engine Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011 7
  • 8. Typewritten OCR IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands. TOCR Document Image (greyscale) Glyph Segmentation System Glyph Elements developed Binarisation Glyph Enhancement in IMPACT Document Image Enhanced (black-and-white) Glyphs Composite Character Recognition Region Segmentation Template Matching Weights Voting Engine <?xml version="1.0“> <PcGts> Feature-based Classifier PAGE XML <Page> ... <Region/> (with text regions) </Page> </PcGts> Glyph Text Line Segmentation Elements (with text) <?xml version="1.0“> <PcGts> <?xml version="1.0“> PAGE Exporter PAGE XML <Page> PAGE XML <PcGts> <Page> (completely filled) <Region/> (with text lines) <Region/> </Page> (includes word composition) </Page> </PcGts> </PcGts> Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011 8
  • 9. IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands. Some Results Top: Commercial OCR Bottom: IMPACT Typewritten OCR prototype More complete results and thus higher overall accuracy Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011 9
  • 10. IMPACT is supported by the European Community under the FP7 ICT Work Programme. The project is coordinated by the National Library of the Netherlands. For more information visit:  PRImA http://www.primaresearch.org  IMPACT http://www.impact-project.eu Stefan Pletschacher - OCR for Typewritten Documents, IMPACT Conference, London, 25.10.2011 10