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Chapter 6
Introduction to
Law
Learning Objectives – I
• Understand the meaning and objectives of tort
law.
• Define negligence and understand the
distinction and similarity between negligence &
malpractice.
• Explain how the commission and omission of an
act differ.
Learning Objectives – II
• Explain the elements necessary to prove a
negligence case.
• Describe the importance of foreseeability in a
negligence case.
• Describe what an intentional tort is and discuss
several examples of intentional torts and how
they might apply in various health care settings.
Learning Objectives – III
• Explain what a crime is and how various crimes
are not so uncommon in the health care setting.
• Explain the various elements of a contract.
• Describe the pretrial procedures and the
process of a trial.
Tort Law
A tort is a wrong, other than a breach of contract,
committed against a person or property for
which a court provides a remedy, generally in
the form of monetary damages.
Objectives of Tort Law
• Preservation of peace between individuals.
• Fault-finding for wrongdoing.
• Acts as a deterrence to wrongful acts.
• Indemnify injured person(s).
Negligence
Commission or omission of an act that a
reasonably prudent person would or would not
do under given circumstances.
Commission of an Act
• Administering wrong medication
• Administering wrong dosage of a medication
• Administering medication to the wrong patient
• Performing procedure without patient consent
• Performing procedure on wrong patient
• Removing the wrong body part
• Failing to assess & patient’s nutritional needs
Omission of an Act
• Failure to administer medication[s]
• Failure to order required diagnostic tests
• Failure to follow up on abnormal test results
• Failure to perform a “time-out” to ensure the
correct surgical procedure is being conducted on
the correct patient at the correct site
Malpractice
• Negligence of a professional person:
– surgeon who conducts surgery on the wrong
body part.
– nurse who administers wrong medication
injuring patient.
– pharmacist who mislabels a medication & the
patient is harmed.
Forms of Negligence
• Malfeasance
• Misfeasance
• Nonfeasance
Malfeasance
• Execution of an unlawful or improper act
– performing a partial birth abortion when
prohibited by law.
– performing a procedure without having the
appropriate credentials.
Misfeasance
• Improper performance of an act
– wrong sided surgery
– leaving an instrument in the patient’s body
Nonfeasance
• Failure to act when there is a duty to act:
– failure to prescribe antibiotics when indicated.
– failure to respond to emergency call.
Four Elements of Negligence
1. Duty to Care
– Legal obligation of care imposed on one to
safeguard rights of others.
– Duty Created by Statute
• Defendant must have been within specified class of persons
outlined in the statute
• Plaintiff must have been injured in a way statute was
designed to prevent
• Plaintiff must show that injury would not have occurred if the
statute had not been violated
Standard of Care
• Actual performance of an individual in a given
situation will be measured against what a
reasonably prudent person would or would not
have done.
Duty to Hire Competent Staff
A nurse was hired sight unseen over telephone
an applicant who falsely stated in his application
that he was a licensed LPN. In reality, he was
not an LPN & he had committed 56 criminal
offenses of theft & assaulted a resident. Your
verdict?
Judgment for the Plaintiff
Nursing center failed in its “duty to care” by not
validating the nurse’s license.
2. Breach of Duty
• Must be a deviation from recognized standard of
care.
• Must be failure to adhere to an obligation.
– Breach of duty can occur when a physician fails to
respond to his/her on-call emergency room duties.
– Failure to perform an adequate history and physical in
the ED, such as, failure to properly diagnose a patient
at risk for Ebola and discharging that patient back into
the community.
3. Injury/ Actual Damages
• Actual damages must be established.
• Without injury damages cannot be awarded.
4. Causation
• Must be a reasonable, close, & causal
connection between the defendant’s negligent
conduct & resulting damages suffered.
o e.g., in the text Hastings case, a person
does not bleed to death in a hospital
emergency department over a two-hour
period without some surgical intervention.
Causation, Con’t
Foreseeability
• Test for foreseeability is whether a person of ordinary
prudence & intelligence should have anticipated danger
to others caused by a negligent act.
o In the text Hastings case, it was highly probable that
the patient would die if the bleeding was not
stopped. “The broad test of negligence is what a
reasonably prudent person would foresee & would
do in the light of this foresight under the
circumstances.”
Intentional Torts
• Assault & Battery
• False Imprisonment
• Defamation of Character
• Invasion of Privacy
• Infliction of Mental Distress
Assault & Battery
• Assault – deliberate threat, coupled with
apparent ability to do physical harm to another.
Actual contact not necessary.
• Battery – intentional touching of another’s
person in socially impermissible manner without
person’s consent.
Assault
1. Person attempting to touch another unlawfully
must possess apparent present ability to
commit battery.
2. Person threatened must be aware of or have
actual knowledge of an immediate threat of a
battery & must fear it.
False Imprisonment
Unlawful restraint of individual’s personal liberty
or unlawful restraining or confining an individual.
Defamation of Character
• Involves communications to someone other than
the person defamed that tends to hold that
person’s reputation up to scorn & ridicule.
– Slander
– Libel
Invasion of Privacy
• Right to
– be left alone
– be free from unwarranted publicity
– be free from exposure to public view
– be free from unwarranted intrusions into a
one’s personal affairs
– personal privacy
– have records/kept confidential
Infliction of Mental Distress
• Conduct that is so outrageous that it goes
beyond bounds tolerated by decent society.
Criminal Law
• Crime - any social harm defined & made
punishable by law
• Purpose of criminal law
– maintain public order & safety.
– protect the individual.
– use punishment as a deterrent to crime.
– rehabilitate the criminal for return to society.
Classification of Crimes
• Misdemeanor - an offense punishable by less
than one year in jail &/or a fine (e.g., petty
larceny).
• Felony - is a much more serious crime (e.g.,
rape, murder) & is generally punishable by
imprisonment in a state or federal penitentiary
for more than one year.
Criminal Procedure
• Arrest
• Arraignment
• Indictment
• Conference
– Prosecutor
– Defense Attorney
• Criminal Trial
Fraud
Billing Scam
A pharmacist dispensed the generic equivalent
of a drug & billed for the higher cost brand
name.
Discuss the ethical & legal issues.
Ethical & Legal Issues
• Ethical Issues
– Truth telling
– Professional codes of ethics
• Legal Issues
– Fraud
Fraud
Self-Referrals
Dr. L ordered unnecessary highly expensive
esoteric lab tests for his patients. Dr. L referred
his patients to a private lab, in which he had
30% ownership.
Discuss the ethical & legal issues.
Ethical & Legal Issues
• Ethical Issues
– Truthfulness
– Professional codes of ethics
• Legal Issues
– Fraud
Other Criminal Acts
• Manslaughter
• Murder
• Theft
Contracts
Contract - a special kind of agreement, either
written or oral, that involves legally binding
obligations between two or more parties
Elements of a Contract
1. Offer/Communication
1. Consideration
1. Acceptance
Kinds of Contracts
• Employment Contracts
• Exclusive Contracts
• Commercial Ethics & Non Competition
Agreements
Trial Procedure and the Courtroom
Pleadings
• Summons & Complaint
• Answer
• Bill of Particulars
Trial Procedure
Discovery
• Process of investigating the facts of a case
before trial.
– obtain evidence that might not be obtainable at the
time of trial
– isolate and narrow the issues for trial
– gather knowledge of the existence of additional
evidence that may be admissible at trial
– obtain leads to enable the discovering party to gather
further evidence
Trial Procedure
Preparation of Witnesses
• The manner in which a witness handles
questioning at a deposition or trial is often as
important as the facts of the case.
• Each witness should be well prepared before
testifying.
• Preparation should include a review of all
pertinent records . . .
Trial Procedure, con’t
• The Court
– decides questions of law
• The Jury
– determines questions of fact
Trial Procedure
Subpoenas
• Subpoena - a legal order requiring the
appearance of a person &/or the presentation of
documents to a court or administrative body.
• Subpoena ad testificandum - orders the
appearance of a person at a trial or other
investigative proceeding to give testimony.
• Subpoena duces tecum - a written command to
bring records, documents, or other evidence
described in the subpoena to a trial or other
investigative proceeding.
Trial Procedure
• Opening Statements
– by plaintiff/s
– by defendant/s
Trial Procedure
Burden of Proof
• The plaintiff is required to show that the
defendant violated a legal duty.
• The case is dismissed if the evidence does not
support the defendant’s allegations.
Trial Procedure
Kinds of Evidence
• Direct Evidence
• Demonstrative Evidence
• Documentary Evidence
• Examination of Witnesses
• Expert Witnesses
Defense of One’s Actions
• Assumption of a Risk
• Comparative Negligence
• Contributory Negligence
• Good Samaritan Laws
Defenses Against Recovery, con’t
• Ignorance of Fact & Unintentional Wrongs
• Statute of Limitations
• Sovereign Immunity
Trial Procedure
• Closing Statements
• Judge’s Charge to the Jury
• Jury Deliberation
• Damages
• Appeals
REVIEW QUESTIONS
• Describe the objectives of tort law.
• Discuss the distinctions among negligent torts,
intentional torts, and strict liability.
• Explain the difference between a commission and
omission of a negligent act.
• Explain the difference between negligence and
malpractice.
• What are the elements that must be proven in order to
be successful in a negligence suit? Illustrate your answer
with a case. (The facts of the case can be hypothetical.)
• Describe the categories of intentional torts.
• How does slander differ from libel? Give an example of
each.
• Describe the objectives of criminal law.
• Describe the difference between a misdemeanor and a
felony. Give an example of each.
• Discuss why physicians have been so reluctant to
remove a patient’s life-support systems.
• Describe a scheme to defraud.
• Explain the elements of a contract.
• Describe why exclusive contracts are so controversial.
• Describe the trial process, including pretrial motions and
the functions of the judge, jury, and attorneys.
• Describe the kinds of evidence that a plaintiff can
present in order to establish a negligent act.
• What defenses can a defendant present in order to
refute a plaintiff’s evidence?
• Describe how statutes of limitations favor defendants in
a lawsuit.
• Describe the various types of damages that can be
awarded a plaintiff.
• Explain why either the plaintiff or defendant may wish to
appeal a jury’s verdict.

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HIT1443 LEIHP4e Ch06

  • 2. Learning Objectives – I • Understand the meaning and objectives of tort law. • Define negligence and understand the distinction and similarity between negligence & malpractice. • Explain how the commission and omission of an act differ.
  • 3. Learning Objectives – II • Explain the elements necessary to prove a negligence case. • Describe the importance of foreseeability in a negligence case. • Describe what an intentional tort is and discuss several examples of intentional torts and how they might apply in various health care settings.
  • 4. Learning Objectives – III • Explain what a crime is and how various crimes are not so uncommon in the health care setting. • Explain the various elements of a contract. • Describe the pretrial procedures and the process of a trial.
  • 5. Tort Law A tort is a wrong, other than a breach of contract, committed against a person or property for which a court provides a remedy, generally in the form of monetary damages.
  • 6. Objectives of Tort Law • Preservation of peace between individuals. • Fault-finding for wrongdoing. • Acts as a deterrence to wrongful acts. • Indemnify injured person(s).
  • 7. Negligence Commission or omission of an act that a reasonably prudent person would or would not do under given circumstances.
  • 8. Commission of an Act • Administering wrong medication • Administering wrong dosage of a medication • Administering medication to the wrong patient • Performing procedure without patient consent • Performing procedure on wrong patient • Removing the wrong body part • Failing to assess & patient’s nutritional needs
  • 9. Omission of an Act • Failure to administer medication[s] • Failure to order required diagnostic tests • Failure to follow up on abnormal test results • Failure to perform a “time-out” to ensure the correct surgical procedure is being conducted on the correct patient at the correct site
  • 10. Malpractice • Negligence of a professional person: – surgeon who conducts surgery on the wrong body part. – nurse who administers wrong medication injuring patient. – pharmacist who mislabels a medication & the patient is harmed.
  • 11. Forms of Negligence • Malfeasance • Misfeasance • Nonfeasance
  • 12. Malfeasance • Execution of an unlawful or improper act – performing a partial birth abortion when prohibited by law. – performing a procedure without having the appropriate credentials.
  • 13. Misfeasance • Improper performance of an act – wrong sided surgery – leaving an instrument in the patient’s body
  • 14. Nonfeasance • Failure to act when there is a duty to act: – failure to prescribe antibiotics when indicated. – failure to respond to emergency call.
  • 15. Four Elements of Negligence 1. Duty to Care – Legal obligation of care imposed on one to safeguard rights of others. – Duty Created by Statute • Defendant must have been within specified class of persons outlined in the statute • Plaintiff must have been injured in a way statute was designed to prevent • Plaintiff must show that injury would not have occurred if the statute had not been violated
  • 16. Standard of Care • Actual performance of an individual in a given situation will be measured against what a reasonably prudent person would or would not have done.
  • 17. Duty to Hire Competent Staff A nurse was hired sight unseen over telephone an applicant who falsely stated in his application that he was a licensed LPN. In reality, he was not an LPN & he had committed 56 criminal offenses of theft & assaulted a resident. Your verdict?
  • 18. Judgment for the Plaintiff Nursing center failed in its “duty to care” by not validating the nurse’s license.
  • 19. 2. Breach of Duty • Must be a deviation from recognized standard of care. • Must be failure to adhere to an obligation. – Breach of duty can occur when a physician fails to respond to his/her on-call emergency room duties. – Failure to perform an adequate history and physical in the ED, such as, failure to properly diagnose a patient at risk for Ebola and discharging that patient back into the community.
  • 20. 3. Injury/ Actual Damages • Actual damages must be established. • Without injury damages cannot be awarded.
  • 21. 4. Causation • Must be a reasonable, close, & causal connection between the defendant’s negligent conduct & resulting damages suffered. o e.g., in the text Hastings case, a person does not bleed to death in a hospital emergency department over a two-hour period without some surgical intervention.
  • 22. Causation, Con’t Foreseeability • Test for foreseeability is whether a person of ordinary prudence & intelligence should have anticipated danger to others caused by a negligent act. o In the text Hastings case, it was highly probable that the patient would die if the bleeding was not stopped. “The broad test of negligence is what a reasonably prudent person would foresee & would do in the light of this foresight under the circumstances.”
  • 23. Intentional Torts • Assault & Battery • False Imprisonment • Defamation of Character • Invasion of Privacy • Infliction of Mental Distress
  • 24. Assault & Battery • Assault – deliberate threat, coupled with apparent ability to do physical harm to another. Actual contact not necessary. • Battery – intentional touching of another’s person in socially impermissible manner without person’s consent.
  • 25. Assault 1. Person attempting to touch another unlawfully must possess apparent present ability to commit battery. 2. Person threatened must be aware of or have actual knowledge of an immediate threat of a battery & must fear it.
  • 26. False Imprisonment Unlawful restraint of individual’s personal liberty or unlawful restraining or confining an individual.
  • 27. Defamation of Character • Involves communications to someone other than the person defamed that tends to hold that person’s reputation up to scorn & ridicule. – Slander – Libel
  • 28. Invasion of Privacy • Right to – be left alone – be free from unwarranted publicity – be free from exposure to public view – be free from unwarranted intrusions into a one’s personal affairs – personal privacy – have records/kept confidential
  • 29. Infliction of Mental Distress • Conduct that is so outrageous that it goes beyond bounds tolerated by decent society.
  • 30. Criminal Law • Crime - any social harm defined & made punishable by law • Purpose of criminal law – maintain public order & safety. – protect the individual. – use punishment as a deterrent to crime. – rehabilitate the criminal for return to society.
  • 31. Classification of Crimes • Misdemeanor - an offense punishable by less than one year in jail &/or a fine (e.g., petty larceny). • Felony - is a much more serious crime (e.g., rape, murder) & is generally punishable by imprisonment in a state or federal penitentiary for more than one year.
  • 32. Criminal Procedure • Arrest • Arraignment • Indictment • Conference – Prosecutor – Defense Attorney • Criminal Trial
  • 33. Fraud Billing Scam A pharmacist dispensed the generic equivalent of a drug & billed for the higher cost brand name. Discuss the ethical & legal issues.
  • 34. Ethical & Legal Issues • Ethical Issues – Truth telling – Professional codes of ethics • Legal Issues – Fraud
  • 35. Fraud Self-Referrals Dr. L ordered unnecessary highly expensive esoteric lab tests for his patients. Dr. L referred his patients to a private lab, in which he had 30% ownership. Discuss the ethical & legal issues.
  • 36. Ethical & Legal Issues • Ethical Issues – Truthfulness – Professional codes of ethics • Legal Issues – Fraud
  • 37. Other Criminal Acts • Manslaughter • Murder • Theft
  • 38. Contracts Contract - a special kind of agreement, either written or oral, that involves legally binding obligations between two or more parties
  • 39. Elements of a Contract 1. Offer/Communication 1. Consideration 1. Acceptance
  • 40. Kinds of Contracts • Employment Contracts • Exclusive Contracts • Commercial Ethics & Non Competition Agreements
  • 41. Trial Procedure and the Courtroom Pleadings • Summons & Complaint • Answer • Bill of Particulars
  • 42. Trial Procedure Discovery • Process of investigating the facts of a case before trial. – obtain evidence that might not be obtainable at the time of trial – isolate and narrow the issues for trial – gather knowledge of the existence of additional evidence that may be admissible at trial – obtain leads to enable the discovering party to gather further evidence
  • 43. Trial Procedure Preparation of Witnesses • The manner in which a witness handles questioning at a deposition or trial is often as important as the facts of the case. • Each witness should be well prepared before testifying. • Preparation should include a review of all pertinent records . . .
  • 44. Trial Procedure, con’t • The Court – decides questions of law • The Jury – determines questions of fact
  • 45. Trial Procedure Subpoenas • Subpoena - a legal order requiring the appearance of a person &/or the presentation of documents to a court or administrative body. • Subpoena ad testificandum - orders the appearance of a person at a trial or other investigative proceeding to give testimony. • Subpoena duces tecum - a written command to bring records, documents, or other evidence described in the subpoena to a trial or other investigative proceeding.
  • 46. Trial Procedure • Opening Statements – by plaintiff/s – by defendant/s
  • 47. Trial Procedure Burden of Proof • The plaintiff is required to show that the defendant violated a legal duty. • The case is dismissed if the evidence does not support the defendant’s allegations.
  • 48. Trial Procedure Kinds of Evidence • Direct Evidence • Demonstrative Evidence • Documentary Evidence • Examination of Witnesses • Expert Witnesses
  • 49. Defense of One’s Actions • Assumption of a Risk • Comparative Negligence • Contributory Negligence • Good Samaritan Laws
  • 50. Defenses Against Recovery, con’t • Ignorance of Fact & Unintentional Wrongs • Statute of Limitations • Sovereign Immunity
  • 51. Trial Procedure • Closing Statements • Judge’s Charge to the Jury • Jury Deliberation • Damages • Appeals
  • 52. REVIEW QUESTIONS • Describe the objectives of tort law. • Discuss the distinctions among negligent torts, intentional torts, and strict liability. • Explain the difference between a commission and omission of a negligent act. • Explain the difference between negligence and malpractice.
  • 53. • What are the elements that must be proven in order to be successful in a negligence suit? Illustrate your answer with a case. (The facts of the case can be hypothetical.) • Describe the categories of intentional torts. • How does slander differ from libel? Give an example of each. • Describe the objectives of criminal law.
  • 54. • Describe the difference between a misdemeanor and a felony. Give an example of each. • Discuss why physicians have been so reluctant to remove a patient’s life-support systems. • Describe a scheme to defraud. • Explain the elements of a contract. • Describe why exclusive contracts are so controversial.
  • 55. • Describe the trial process, including pretrial motions and the functions of the judge, jury, and attorneys. • Describe the kinds of evidence that a plaintiff can present in order to establish a negligent act. • What defenses can a defendant present in order to refute a plaintiff’s evidence?
  • 56. • Describe how statutes of limitations favor defendants in a lawsuit. • Describe the various types of damages that can be awarded a plaintiff. • Explain why either the plaintiff or defendant may wish to appeal a jury’s verdict.