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Funding for Federal-Aid 
Projects in Northwest 
Indiana 
October 27, 2014
Today’s Topics 
•1. Background 
•2. Metropolitan Planning Organization (MPO) 
•2. Federal-Aid Project Basics 
•3. Release of NOFA 2014-2
What is NIRPC? 
• Northwestern Indiana Regional 
Planning Commission 
• Created in 1965 
• Council of Governments 
• Metropolitan Planning 
Organization 
• Serves Lake, Porter, and LaPorte 
Counties and their 41 municipalities
NIRPC Basics 
•All 53 NIRPC Board Members are 
•Elected Officials
•Metropolitan Planning 
Organization (MPO)
Metropolitan Transportation 
Planning Process 
Continuing, Cooperative, and Comprehensive (3-C) 
Multi-Modal Scope—All Surface Transportation 
Fosters Economic Growth & Development 
Minimizes Fuel Consumption & Air Pollution 
Emphasizes System Preservation
Metropolitan Transportation 
Planning and Programming 
• Long Range Transportation Plan (LRP) 
• Multi-modal, Comprehensive 
• 20-Year Horizon or more 
• Guides Selection of Federal-Aid Projects for the TIP 
• Identifies Capacity-Increasing Projects 
• Transportation Improvement Program (TIP) 
• Four-Year List of Surface Transportation Projects 
• Identifies Regionally Significant and Other Federally- 
Funded Projects 
• Unified Planning Work Program (UPWP)
NIRPC Basics 
•NIRPC’s 2014-2017 TIP Contains 
•978 Line-Item Entries 
•427 INDOT-Sponsored Project Phases 
•186 Local Highway-Related Project Phases 
•71 Local Bicycle/Pedestrian Project Phases 
•1 National Lakeshore Project 
•293 Public Transit Projects
NIRPC Basics 
•NIRPC’s 2014-2017 TIP Contains 
•$1.2 Billion (Total Spending) 
•$770 Million (Federal Funds)
NIRPC Basics 
•We Have Two Urbanized Areas 
•1. Chicago, IL/IN 
•2. Michigan City-LaPorte, IN/MI
•Federal Aid Project Basics
Annual Federal-Aid Apportionments 
• Federal Highway Administration (FHWA): 
• Surface Transportation Program (STP) 
• Congestion Mitigation/Air Quality Program 
(CMAQ) 
• Highway Safety Improvement Program (HSIP) 
• Transportation Alternatives Program (TAP) 
• Federal Transit Administration (FTA): 
• Public Transit Formula Grants (5307) 
• Bus Capital (5339) 
• State of Good Repair (Commuter Rail)
Annual Federal-Aid Apportionments – Eligiblity 
• Federal Highway Administration (FHWA): 
• Surface Transportation Program (STP) 
• General purpose construction funds for highways, bridges, 
Bike/Ped Facilities, Transit Capital, etc. 
• Congestion Mitigation/Air Quality Program (CMAQ) 
• Transportation projects that reduce emissions. 
• Highway Safety Improvement Program (HSIP) 
• Construction funds for improved highway safety. 
• Transportation Alternatives Program (TAP) 
• Construction funds for Bicycle/Pedestrian & Environmental 
Mitigation Projects.
Annual Federal-Aid Apportionments 
• Federal Transit Administration (FTA): 
• Public Transit Formula Grants (5307) 
• Transit Capital and Operating Assistance 
• Bus Capital (5339) 
• Transit Capital Assistance for Bus Services 
• State of Good Repair (Commuter Rail) 
• Capital Assistance for Commuter Rail
Federal Aid Received (FHWA) 
• Chicago Urbanized Area (Indiana Portion) $17.9 M 
• STP Funds: $10.9 M/year 
• CMAQ Funds: $ 3.3 M/year 
• HSIP Funds: $ 2.7 M/year 
• TAP Funds: $ 1.0 M/year 
• Michigan City-LaPorte Urbanized Area $2.0 M 
• STP Funds: $ 1.0 M/year 
• CMAQ Funds: $ 0.6 M/year 
• HSIP Funds: $ 0.3 M/year 
• TAP Funds: $ 0.1 M/year
Federal Aid Received (FTA) 
• Chicago Urbanized Area (Indiana Portion) $17.9 M 
• 5307 Funds: $ 10.9 M/year 
• 5339 Funds: $ 0.5 M/year 
• SGR Funds: $ 12.5 M/year 
• Michigan City-LaPorte Urbanized Area $1.0 M 
• 5307 Funds: $ 1.0 M/year
Where does the money come 
from? 
Answer: Motor Fuel Excise Taxes 
Gasoline: 18.3 cents per gallon 
Diesel: 24.3 cents per gallon 
Propane: 13.6 cents per gallon 
1. US Treasury Places Funds in the Highway Trust Fund 
2. Congress Appropriates HTF Proceeds to FHWA & FTA 
3. FHWA & FTA Distribute Funds to States 
4. States Sub-allocate funds to Urbanized Areas 
5. MPO’s allocate funds to individual projects
Stakeholder-Driven Project 
Selection Process 
• Four Primary Stakeholder Groups. 
• Environmental Management Policy Committee (EMPC) 
• Ped, Pedal, & Paddle Committee (3-P) 
• Surface Transportation Committee (CST) 
• Transit Operators Roundtable (Transit Operators) 
• LaPorte County Stakeholder Group 
• Each Group Establishes a process for selecting Federal-Aid 
projects within their area of expertise. 
• Selection recommendations are made to the Transportation 
Policy Committee (TPC). 
• NIRPC Board ratifies the list of projects selected.
Stakeholder Jurisdictional Areas 
• Environmental Management Policy Committee (EMPC) 
• Non-Traditional CMAQ Projects (Non-Construction) 
• Ped, Pedal, & Paddle Committee (3-P) 
• Non-Motorized & Bike/Ped Projects (TAP, CMAQ, STP) 
• Surface Transportation Committee (CST) 
• Highway Construction Projects (STP, CMAQ, HSIP) 
• Transit Operators Roundtable (Transit Operators) 
• All Public Transit Projects, except LaPorte County CMAQ 
• LaPorte County Stakeholders 
• All Federal-Aid Projects within the LaPorte County
NIRPC Board Approval of Projects 
Two Common Methods: 
• Inclusion of the New Project in the TIP 
• Inclusion of the Project in a New TIP or 
• Amendment of the Project into an Existing TIP 
• Board Approves the TIP or TIP Amendment 
• Approval of a Specific List of New Projects 
• EMPC or TPC Submits List to Board 
• Board Reviews and Approves the List of New Projects
Once Your Project Has Been 
Selected & is in the TIP 
For Most FHWA-Funded Projects 
• NIRPC will Request a DES Number from INDOT 
• Your project is now within INDOT’s Production System 
• Select your Employee in Responsible Charge (ERC) 
• Official Contact with INDOT (INDOT must Certify). 
• For FHWA-funded projects, INDOT will then issue a 
Master Agreement. Execute & return as directed. 
• Note: For some CMAQ-funded non-construction projects, you 
will be directed to submit your Agreement to NIRPC for 
execution.
Selecting an Engineering Firm 
For Most FHWA-Funded Construction Projects 
• If your project requires design services, you may then 
begin the Consultant Procurement/Selection Process. 
• Use INDOT’s System: Preliminary Engineering (PE) Costs are 
Eligible for Reimbursement with Federal Funds. 
• Use Another System: PE Costs Covered at 100% Local. 
• All Design Consultants must be INDOT-Pre-qualified. 
• Negotiate contract terms with the chosen firm. 
• Your chosen Consultant may not begin work on your 
project until: 1) A fully-executed, written contract is in 
place and 2) INDOT has issued a Notice to Proceed 
(NTP).
Obtaining Reimbursements 
For All FHWA-Funded Projects 
• For all project-related expenses except the construction 
contract itself, the sponsor must pay 100% of all costs up 
front before seeking reimbursement from INDOT. 
• This includes CMAQ-funded equipment & motor fuel. 
• Must submit copies of cancelled checks. 
• No Exceptions.
NIRPC Oversight 
For All FHWA-Funded Projects 
• Quarterly Tracking Meetings. 
• Sponsor meets face-to-face with INDOT & NIRPC. 
• Project-by-Project Review. 
• Participation Required as Condition of Funding. 
• Meetings Spread Over Four-Five Days 
• On-Line Quarterly Reporting (LQR). 
• Reviewed Prior to Tracking Meetings. 
• Submission Required as Condition of Funding.
NIRPC Basics 
•LQR Reviews 
•Reports Reviewed: 98 
•Average Time per Report: 8.5 minutes
•NOFA 2014-2 
Solicitation/Call for 
Federal-Aid Transportation Projects 
in 
Lake, Porter, and LaPorte Counties, Indiana
NOFA 2012-2 
• For Lake & Porter Counties 
• 2017-2021 CMAQ Projects $13.4 Million 
• 2017-2021 HSIP Projects $ 9.9 Million 
• For LaPorte County 
• 2016-2021 CMAQ Projects $ 2.6 Million 
• 2016-2021 HSIP Projects $ 1.5 Million 
• 2016-2021 STP Projects $ 4.7 Million
NOFA 2012-2 
• Submission Deadline 
•Monday, December 1, 2014 
• Eligible Applicants 
• Counties, Cities, Towns 
• Gary PTC, NICTD, 
• State Agencies (including IU, Purdue, Ivy Tech) 
• Other Entities (via written agreement with one of the 
above)
NOFA 2012-2 
• What to Submit 
• Application Form 
• Purpose/Need Statement 
• Required Programmatic Documentation 
• CMAQ: Emissions Calculations 
• HSIP: Road Safety Audit & Cost-Benefit Analysis 
• Transmittal Letter Executed by CEO 
• Chief Elected Official or Chief Executive Officer 
• How to Submit 
• Via E-Mail, USPS, In-Person. 
• Hand-written applications accepted.
NOFA 2012-2 
• To Download Forms 
• Go to www.nirpc.org. 
• Click on “Events” and follow instructions. 
• Software You Will Need 
• Microsoft Excel (CMAQ Application Forms & Emissions 
Worksheets). 
• Adobe PDF Reader (Portions of HSIP Application). 
• Microsoft Word (Portions of HSIP Application).
NOFA 2012-2 
• Purchases of CMAQ-Funded Alternative Fuels 
• FHWA extended the eligibility of these projects through 
FFY 2017 (Sept 30, 2017). 
• FHWA CMAQ Guidance 
• Required reading to learn what’s eligible.
NOFA 2012-2 
• NIRPC Contacts 
• HSIP: Stephen Sostaric ssostaric@nirpc.org 
• Bike/Ped: Mitch Barloga mbarloga@nirpc.org 
• STP/CMAQ: Gary Evers gevers@nirpc.org 
• Emissions: Kathy Luther kluther@nirpc.org 
• Transit: Belinda Petroskey bpetroskey@nirpc.org 
• Solicitation, Deadlines, Document Formats, Meetings: 
Amanda Pollard aperegrine@nirpc.org 
• Telephone 219.763.6060
How to Contact NIRPC 
By email: comments@nirpc.org 
By telephone: (219)763-6060, ext. 160 
By US Postal Service: 
6100 Southport Rd. 
Portage, Indiana 46368
Find NIRPC Online 
www.nirpc.org 
facebook.com/nirpcmpo 
twitter.com/nirpc

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NIRPC Green Fleet: Funding Process for Transportation Projects

  • 1. Funding for Federal-Aid Projects in Northwest Indiana October 27, 2014
  • 2. Today’s Topics •1. Background •2. Metropolitan Planning Organization (MPO) •2. Federal-Aid Project Basics •3. Release of NOFA 2014-2
  • 3. What is NIRPC? • Northwestern Indiana Regional Planning Commission • Created in 1965 • Council of Governments • Metropolitan Planning Organization • Serves Lake, Porter, and LaPorte Counties and their 41 municipalities
  • 4. NIRPC Basics •All 53 NIRPC Board Members are •Elected Officials
  • 6. Metropolitan Transportation Planning Process Continuing, Cooperative, and Comprehensive (3-C) Multi-Modal Scope—All Surface Transportation Fosters Economic Growth & Development Minimizes Fuel Consumption & Air Pollution Emphasizes System Preservation
  • 7. Metropolitan Transportation Planning and Programming • Long Range Transportation Plan (LRP) • Multi-modal, Comprehensive • 20-Year Horizon or more • Guides Selection of Federal-Aid Projects for the TIP • Identifies Capacity-Increasing Projects • Transportation Improvement Program (TIP) • Four-Year List of Surface Transportation Projects • Identifies Regionally Significant and Other Federally- Funded Projects • Unified Planning Work Program (UPWP)
  • 8. NIRPC Basics •NIRPC’s 2014-2017 TIP Contains •978 Line-Item Entries •427 INDOT-Sponsored Project Phases •186 Local Highway-Related Project Phases •71 Local Bicycle/Pedestrian Project Phases •1 National Lakeshore Project •293 Public Transit Projects
  • 9. NIRPC Basics •NIRPC’s 2014-2017 TIP Contains •$1.2 Billion (Total Spending) •$770 Million (Federal Funds)
  • 10. NIRPC Basics •We Have Two Urbanized Areas •1. Chicago, IL/IN •2. Michigan City-LaPorte, IN/MI
  • 11.
  • 12.
  • 14. Annual Federal-Aid Apportionments • Federal Highway Administration (FHWA): • Surface Transportation Program (STP) • Congestion Mitigation/Air Quality Program (CMAQ) • Highway Safety Improvement Program (HSIP) • Transportation Alternatives Program (TAP) • Federal Transit Administration (FTA): • Public Transit Formula Grants (5307) • Bus Capital (5339) • State of Good Repair (Commuter Rail)
  • 15. Annual Federal-Aid Apportionments – Eligiblity • Federal Highway Administration (FHWA): • Surface Transportation Program (STP) • General purpose construction funds for highways, bridges, Bike/Ped Facilities, Transit Capital, etc. • Congestion Mitigation/Air Quality Program (CMAQ) • Transportation projects that reduce emissions. • Highway Safety Improvement Program (HSIP) • Construction funds for improved highway safety. • Transportation Alternatives Program (TAP) • Construction funds for Bicycle/Pedestrian & Environmental Mitigation Projects.
  • 16. Annual Federal-Aid Apportionments • Federal Transit Administration (FTA): • Public Transit Formula Grants (5307) • Transit Capital and Operating Assistance • Bus Capital (5339) • Transit Capital Assistance for Bus Services • State of Good Repair (Commuter Rail) • Capital Assistance for Commuter Rail
  • 17. Federal Aid Received (FHWA) • Chicago Urbanized Area (Indiana Portion) $17.9 M • STP Funds: $10.9 M/year • CMAQ Funds: $ 3.3 M/year • HSIP Funds: $ 2.7 M/year • TAP Funds: $ 1.0 M/year • Michigan City-LaPorte Urbanized Area $2.0 M • STP Funds: $ 1.0 M/year • CMAQ Funds: $ 0.6 M/year • HSIP Funds: $ 0.3 M/year • TAP Funds: $ 0.1 M/year
  • 18. Federal Aid Received (FTA) • Chicago Urbanized Area (Indiana Portion) $17.9 M • 5307 Funds: $ 10.9 M/year • 5339 Funds: $ 0.5 M/year • SGR Funds: $ 12.5 M/year • Michigan City-LaPorte Urbanized Area $1.0 M • 5307 Funds: $ 1.0 M/year
  • 19. Where does the money come from? Answer: Motor Fuel Excise Taxes Gasoline: 18.3 cents per gallon Diesel: 24.3 cents per gallon Propane: 13.6 cents per gallon 1. US Treasury Places Funds in the Highway Trust Fund 2. Congress Appropriates HTF Proceeds to FHWA & FTA 3. FHWA & FTA Distribute Funds to States 4. States Sub-allocate funds to Urbanized Areas 5. MPO’s allocate funds to individual projects
  • 20. Stakeholder-Driven Project Selection Process • Four Primary Stakeholder Groups. • Environmental Management Policy Committee (EMPC) • Ped, Pedal, & Paddle Committee (3-P) • Surface Transportation Committee (CST) • Transit Operators Roundtable (Transit Operators) • LaPorte County Stakeholder Group • Each Group Establishes a process for selecting Federal-Aid projects within their area of expertise. • Selection recommendations are made to the Transportation Policy Committee (TPC). • NIRPC Board ratifies the list of projects selected.
  • 21. Stakeholder Jurisdictional Areas • Environmental Management Policy Committee (EMPC) • Non-Traditional CMAQ Projects (Non-Construction) • Ped, Pedal, & Paddle Committee (3-P) • Non-Motorized & Bike/Ped Projects (TAP, CMAQ, STP) • Surface Transportation Committee (CST) • Highway Construction Projects (STP, CMAQ, HSIP) • Transit Operators Roundtable (Transit Operators) • All Public Transit Projects, except LaPorte County CMAQ • LaPorte County Stakeholders • All Federal-Aid Projects within the LaPorte County
  • 22. NIRPC Board Approval of Projects Two Common Methods: • Inclusion of the New Project in the TIP • Inclusion of the Project in a New TIP or • Amendment of the Project into an Existing TIP • Board Approves the TIP or TIP Amendment • Approval of a Specific List of New Projects • EMPC or TPC Submits List to Board • Board Reviews and Approves the List of New Projects
  • 23. Once Your Project Has Been Selected & is in the TIP For Most FHWA-Funded Projects • NIRPC will Request a DES Number from INDOT • Your project is now within INDOT’s Production System • Select your Employee in Responsible Charge (ERC) • Official Contact with INDOT (INDOT must Certify). • For FHWA-funded projects, INDOT will then issue a Master Agreement. Execute & return as directed. • Note: For some CMAQ-funded non-construction projects, you will be directed to submit your Agreement to NIRPC for execution.
  • 24. Selecting an Engineering Firm For Most FHWA-Funded Construction Projects • If your project requires design services, you may then begin the Consultant Procurement/Selection Process. • Use INDOT’s System: Preliminary Engineering (PE) Costs are Eligible for Reimbursement with Federal Funds. • Use Another System: PE Costs Covered at 100% Local. • All Design Consultants must be INDOT-Pre-qualified. • Negotiate contract terms with the chosen firm. • Your chosen Consultant may not begin work on your project until: 1) A fully-executed, written contract is in place and 2) INDOT has issued a Notice to Proceed (NTP).
  • 25. Obtaining Reimbursements For All FHWA-Funded Projects • For all project-related expenses except the construction contract itself, the sponsor must pay 100% of all costs up front before seeking reimbursement from INDOT. • This includes CMAQ-funded equipment & motor fuel. • Must submit copies of cancelled checks. • No Exceptions.
  • 26. NIRPC Oversight For All FHWA-Funded Projects • Quarterly Tracking Meetings. • Sponsor meets face-to-face with INDOT & NIRPC. • Project-by-Project Review. • Participation Required as Condition of Funding. • Meetings Spread Over Four-Five Days • On-Line Quarterly Reporting (LQR). • Reviewed Prior to Tracking Meetings. • Submission Required as Condition of Funding.
  • 27. NIRPC Basics •LQR Reviews •Reports Reviewed: 98 •Average Time per Report: 8.5 minutes
  • 28. •NOFA 2014-2 Solicitation/Call for Federal-Aid Transportation Projects in Lake, Porter, and LaPorte Counties, Indiana
  • 29. NOFA 2012-2 • For Lake & Porter Counties • 2017-2021 CMAQ Projects $13.4 Million • 2017-2021 HSIP Projects $ 9.9 Million • For LaPorte County • 2016-2021 CMAQ Projects $ 2.6 Million • 2016-2021 HSIP Projects $ 1.5 Million • 2016-2021 STP Projects $ 4.7 Million
  • 30. NOFA 2012-2 • Submission Deadline •Monday, December 1, 2014 • Eligible Applicants • Counties, Cities, Towns • Gary PTC, NICTD, • State Agencies (including IU, Purdue, Ivy Tech) • Other Entities (via written agreement with one of the above)
  • 31. NOFA 2012-2 • What to Submit • Application Form • Purpose/Need Statement • Required Programmatic Documentation • CMAQ: Emissions Calculations • HSIP: Road Safety Audit & Cost-Benefit Analysis • Transmittal Letter Executed by CEO • Chief Elected Official or Chief Executive Officer • How to Submit • Via E-Mail, USPS, In-Person. • Hand-written applications accepted.
  • 32. NOFA 2012-2 • To Download Forms • Go to www.nirpc.org. • Click on “Events” and follow instructions. • Software You Will Need • Microsoft Excel (CMAQ Application Forms & Emissions Worksheets). • Adobe PDF Reader (Portions of HSIP Application). • Microsoft Word (Portions of HSIP Application).
  • 33. NOFA 2012-2 • Purchases of CMAQ-Funded Alternative Fuels • FHWA extended the eligibility of these projects through FFY 2017 (Sept 30, 2017). • FHWA CMAQ Guidance • Required reading to learn what’s eligible.
  • 34. NOFA 2012-2 • NIRPC Contacts • HSIP: Stephen Sostaric ssostaric@nirpc.org • Bike/Ped: Mitch Barloga mbarloga@nirpc.org • STP/CMAQ: Gary Evers gevers@nirpc.org • Emissions: Kathy Luther kluther@nirpc.org • Transit: Belinda Petroskey bpetroskey@nirpc.org • Solicitation, Deadlines, Document Formats, Meetings: Amanda Pollard aperegrine@nirpc.org • Telephone 219.763.6060
  • 35. How to Contact NIRPC By email: comments@nirpc.org By telephone: (219)763-6060, ext. 160 By US Postal Service: 6100 Southport Rd. Portage, Indiana 46368
  • 36. Find NIRPC Online www.nirpc.org facebook.com/nirpcmpo twitter.com/nirpc