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Ethical Dimension of HIV/AIDS


     Najibullah Safi, MD, MSc. HPM
  PhD Candidates (Health Management)
Presentation outline
• Introduction (what is ethics, why is it
  important)
• General principles
• Ethical dimensions of HIV/AIDS in clinical
  practice and research
• Codes and policies for research ethics
• Conclusion


Monday, March 11, 2013        Ethical dimensions of HIV/AIDS   2
What is ethics?
• It comes from the Greek word “ethos”, which
  mean character
• Dictionary meaning:
      – The moral principles governing or influencing
        conduct (OXFORD)
      –                       –            (Babylon)
      – In Arabic



Monday, March 11, 2013      Ethical dimensions of HIV/AIDS   3
What is ethics? cont…
• Moral philosophy – defining or recommending
  the concept of right and wrong
• Ethics has to do with:
      – Feelings (e.g. right and wrong)
      – Law requirement
      – Standard of behavior society accepts
      – Religious beliefs (character traits of the human
        and virtuous physician are already embedded in
        the Qur’an and Sunna)

Monday, March 11, 2013         Ethical dimensions of HIV/AIDS   4
What is ethics? cont…
• At a more fundamental level, ethics is the
  method by which we categorize our values
  and pursue them
      – Do we pursue our own happiness, or do we
        scarifies ourselves to a great cause
• Hippocratic Oath:
      – … “first of all, do not harm”…



Monday, March 11, 2013         Ethical dimensions of HIV/AIDS   5
Ethics in epidemiology
• Ethics is a branch of philosophy that deals
  with distinction between right and wrong –
  the moral consequences of human action
• The ethical principles in epidemiological
  practice and research includes:
      – informed consent
      – Confidentiality
      – Respect for human rights and
      – Scientific integrity

Monday, March 11, 2013     Ethical dimensions of HIV/AIDS   6
Why is ethics important?
• Required for human life
• Means of deciding on a course of action
• Without ethics – no way to work towards goal




Monday, March 11, 2013   Ethical dimensions of HIV/AIDS   7
General ethical principles
• Respect for person
      – Autonomy
      – Protection of persons with impaired or diminished
        autonomy
• Beneficence
      – Maximize benefits and minimize harms
• Nonmaleficence (do not harm)
• Justice (equitable distribution of both burden
  and benefits)
Monday, March 11, 2013   Ethical dimensions of HIV/AIDS   8
Ethical Dimension of HIV/AIDS
                 1. Clinical Ethics



Monday, March 11, 2013   Ethical dimensions of HIV/AIDS   9
Confidentiality
• Protection of HIV related medical records
• Exceptions may exist (e.g. HIV/AIDS cases
  should be reported to Public Health
  Authorities in USA)
      – Benefits to public health to outweigh the risk to
        individuals
      – Health care providers may also disclose a patient’s
        HIV infection to person at risk of infection
             • Prevent serious harm to an identifiable person
             • No other effective means of achieving goal
             • The breach of confidentiality is minimized
Monday, March 11, 2013        Ethical dimensions of HIV/AIDS    10
Informed consent for testing
• Blood test do not require extensive informed
  consent discussion (minimal risk, only implied
  consent)
• However, in early epidemics of HIV/AIDS
      – Serious psychosocial risks (e.g. rejection by
        family, discrimination in employment)
      – Specific procedures (e.g. pretest
        counseling, specific informed consent)


Monday, March 11, 2013   Ethical dimensions of HIV/AIDS   11
Exceptions to informed consent
• HIV test without consent
      – Significant exposure to emergency response
        workers or health workers
      – Testing of prisoners
      – Persons accused of sex crimes
      – Mandatory HIV testing of newborns (indirectly
        reveals maternal HIV status)



Monday, March 11, 2013   Ethical dimensions of HIV/AIDS   12
Exceptions to informed consent
• Prenatal HIV testing (all pregnant women be tested
  for HIV as a routine part of prenatal care in US)
• May raise several concerns
      – Acceptability
      – Women may not realize that they have option to
        decline testing
      – Caregivers may forget the psychosocial risk of
        testing
      – Routine testing may undermine prevention efforts
      – May affect adherence to the norms of pretest
        counseling and informed consent in other contexts
Monday, March 11, 2013   Ethical dimensions of HIV/AIDS   13
End of life issues
• End-of-life care in HIV infection in US has
  become less prominent – as the availability of
  highly active antiretroviral therapy prolonged
  survival
• In developing countries palliative care focuses
  on relief from suffering (pain, psychosocial
  issues)
      – Ongoing efforts to reduce the price of
        ARV, permitting production of generic
        version, provisions of funds
Monday, March 11, 2013       Ethical dimensions of HIV/AIDS   14
Ethical Dimension of HIV/AIDS
                2. Research Ethics



Monday, March 11, 2013   Ethical dimensions of HIV/AIDS   15
General principles
• Helsinki Declaration of1964 focuses on:
      – Privacy and integrity of individuals protected
      – Adequate informed consent
      – Research for valid scientific benefits
      – Accepted scientific principles
      – Benefits outweigh risks
      – Protect control group
      – Individual wellbeing vs. needs of science and
        society

Monday, March 11, 2013       Ethical dimensions of HIV/AIDS   16
Research design
• People accept risks and inconvenience to
  advance knowledge and to benefits others
• Sufficiently rigorous that the results will be
  valid and generalizable
• Meet ethical obligations
• Adequate sample size
• Appropriate end point (study outcome)
• RCTs – require preliminary lab and animal
  research
Monday, March 11, 2013      Ethical dimensions of HIV/AIDS   17
Informed consent
• Informed consent might be affected by
      – Personal expectation
      – Individual benefits vs. generalizable knowledge
      – Inadequate understanding of experiment vs. research
      – Randomization
      – Patients inclination to follow the advice of their health
        care providers
      – Patients trust in health care providers
      – Over estimation of the benefits by health care
        providers

Monday, March 11, 2013       Ethical dimensions of HIV/AIDS     18
Vulnerable participants
• Vulnerability is defined by categories, in US
  includes:
      – Children, prisoners, pregnant women, mentally
        disabled person, economically and educationally
        disadvantage persons, homosexuals, injecting
        drug users, minorities
• Vulnerable groups require special protection
  from research risks

Monday, March 11, 2013    Ethical dimensions of HIV/AIDS   19
Conflict of interest
• Some conflicting interest are inherent in research
  such as:
      – Gain prestige, grants, promotion, publication
      – This interest may conflict sometimes with the best
        interest of participants
      – It is an accepted element of research and
        acknowledged
• Some interest e.g. financial interest may create
  ethical problems
      – Overestimate the benefits, underestimate the risks

Monday, March 11, 2013        Ethical dimensions of HIV/AIDS   20
Special issues in vaccine research
• Good animal model does not exist
• HIV is highly variable and undergoes rapid
  mutation
• Little information on protection against HIV
• Misbelieve of protection from the vaccine, may
  increase high risk behavior
• Participants should have access to appropriate
  risk reduction counseling
• Appropriate monitoring

Monday, March 11, 2013   Ethical dimensions of HIV/AIDS   21
Special issues in vaccine research
                      cont…
• Risk to participants
      – May not participate in future trials, less effectiveness
        of vaccine may produced in the future
      – Positive reaction to HIV antibody tests (may limit
        travels and eligibility for certain jobs)
• Early phase clinical trials should take place in
  sponsor countries
• Placebo-controlled vaccine trials are ethically
  acceptable

Monday, March 11, 2013    Ethical dimensions of HIV/AIDS           22
Codes and Policies for Research
                  Ethics



Monday, March 11, 2013   Ethical dimensions of HIV/AIDS   23
Codes and Policies for Research Ethics

•   Honesty
•   Objectivity
•   Integrity
•   Carefulness
•   Openness
•   Respect for Intellectual Property
•   Confidentiality
•   Human subject protection

Monday, March 11, 2013   Ethical dimensions of HIV/AIDS   24
Codes and Policies for Research Ethics cont…

•   Responsible publication
•   Responsible mentoring
•   Respect for colleagues
•   Social responsibility
•   Non-discrimination
•   Competence
•   Legality
•   Animal care

Monday, March 11, 2013   Ethical dimensions of HIV/AIDS   25
Conclusion
• Muslim Physician and the ethics of medicine:
  the Muslim physician, guided by Qur’an and
  Sunna (two primary sources of Islamic
  Law), will possess the necessary character
  traits of a good physician. This in turn, will
  lead to a healthy physician-patient
  relationship and will safeguard the profession
  of medicine.

Monday, March 11, 2013    Ethical dimensions of HIV/AIDS   26
References Materials
1.     International ethical guidelines for epidemiological studies
2.     Responsible Conduct of Research, 2nd ed. (New York: Oxford
       University Press) - Shamoo A and Resnik D. 2009.
3.     Ethical dimension of HIV/AIDS, Leslie E. Wolf et all, University of
       California San Francisco
4.     Guidance on Ethics and Equitable access to HIV Treatment and
       Care, WHO, UNAIDS 2004
5.     The Muslim physician and Ethics of Medicine , Thalia A.
       Arawai, PhD, JIMA: Volum 42, 2010, page 111-116
6.     The Ethics of Muslim Physician and the Legacy of Mohammad
            , Thalia A. Arawai, PhD, JIMA: Volum 43, 2011, page 35 - 38


Monday, March 11, 2013        Ethical dimensions of HIV/AIDS                 27
Monday, March 11, 2013   Ethical dimensions of HIV/AIDS   28

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Ethical dimention of hiv

  • 1. Ethical Dimension of HIV/AIDS Najibullah Safi, MD, MSc. HPM PhD Candidates (Health Management)
  • 2. Presentation outline • Introduction (what is ethics, why is it important) • General principles • Ethical dimensions of HIV/AIDS in clinical practice and research • Codes and policies for research ethics • Conclusion Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 2
  • 3. What is ethics? • It comes from the Greek word “ethos”, which mean character • Dictionary meaning: – The moral principles governing or influencing conduct (OXFORD) – – (Babylon) – In Arabic Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 3
  • 4. What is ethics? cont… • Moral philosophy – defining or recommending the concept of right and wrong • Ethics has to do with: – Feelings (e.g. right and wrong) – Law requirement – Standard of behavior society accepts – Religious beliefs (character traits of the human and virtuous physician are already embedded in the Qur’an and Sunna) Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 4
  • 5. What is ethics? cont… • At a more fundamental level, ethics is the method by which we categorize our values and pursue them – Do we pursue our own happiness, or do we scarifies ourselves to a great cause • Hippocratic Oath: – … “first of all, do not harm”… Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 5
  • 6. Ethics in epidemiology • Ethics is a branch of philosophy that deals with distinction between right and wrong – the moral consequences of human action • The ethical principles in epidemiological practice and research includes: – informed consent – Confidentiality – Respect for human rights and – Scientific integrity Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 6
  • 7. Why is ethics important? • Required for human life • Means of deciding on a course of action • Without ethics – no way to work towards goal Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 7
  • 8. General ethical principles • Respect for person – Autonomy – Protection of persons with impaired or diminished autonomy • Beneficence – Maximize benefits and minimize harms • Nonmaleficence (do not harm) • Justice (equitable distribution of both burden and benefits) Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 8
  • 9. Ethical Dimension of HIV/AIDS 1. Clinical Ethics Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 9
  • 10. Confidentiality • Protection of HIV related medical records • Exceptions may exist (e.g. HIV/AIDS cases should be reported to Public Health Authorities in USA) – Benefits to public health to outweigh the risk to individuals – Health care providers may also disclose a patient’s HIV infection to person at risk of infection • Prevent serious harm to an identifiable person • No other effective means of achieving goal • The breach of confidentiality is minimized Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 10
  • 11. Informed consent for testing • Blood test do not require extensive informed consent discussion (minimal risk, only implied consent) • However, in early epidemics of HIV/AIDS – Serious psychosocial risks (e.g. rejection by family, discrimination in employment) – Specific procedures (e.g. pretest counseling, specific informed consent) Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 11
  • 12. Exceptions to informed consent • HIV test without consent – Significant exposure to emergency response workers or health workers – Testing of prisoners – Persons accused of sex crimes – Mandatory HIV testing of newborns (indirectly reveals maternal HIV status) Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 12
  • 13. Exceptions to informed consent • Prenatal HIV testing (all pregnant women be tested for HIV as a routine part of prenatal care in US) • May raise several concerns – Acceptability – Women may not realize that they have option to decline testing – Caregivers may forget the psychosocial risk of testing – Routine testing may undermine prevention efforts – May affect adherence to the norms of pretest counseling and informed consent in other contexts Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 13
  • 14. End of life issues • End-of-life care in HIV infection in US has become less prominent – as the availability of highly active antiretroviral therapy prolonged survival • In developing countries palliative care focuses on relief from suffering (pain, psychosocial issues) – Ongoing efforts to reduce the price of ARV, permitting production of generic version, provisions of funds Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 14
  • 15. Ethical Dimension of HIV/AIDS 2. Research Ethics Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 15
  • 16. General principles • Helsinki Declaration of1964 focuses on: – Privacy and integrity of individuals protected – Adequate informed consent – Research for valid scientific benefits – Accepted scientific principles – Benefits outweigh risks – Protect control group – Individual wellbeing vs. needs of science and society Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 16
  • 17. Research design • People accept risks and inconvenience to advance knowledge and to benefits others • Sufficiently rigorous that the results will be valid and generalizable • Meet ethical obligations • Adequate sample size • Appropriate end point (study outcome) • RCTs – require preliminary lab and animal research Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 17
  • 18. Informed consent • Informed consent might be affected by – Personal expectation – Individual benefits vs. generalizable knowledge – Inadequate understanding of experiment vs. research – Randomization – Patients inclination to follow the advice of their health care providers – Patients trust in health care providers – Over estimation of the benefits by health care providers Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 18
  • 19. Vulnerable participants • Vulnerability is defined by categories, in US includes: – Children, prisoners, pregnant women, mentally disabled person, economically and educationally disadvantage persons, homosexuals, injecting drug users, minorities • Vulnerable groups require special protection from research risks Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 19
  • 20. Conflict of interest • Some conflicting interest are inherent in research such as: – Gain prestige, grants, promotion, publication – This interest may conflict sometimes with the best interest of participants – It is an accepted element of research and acknowledged • Some interest e.g. financial interest may create ethical problems – Overestimate the benefits, underestimate the risks Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 20
  • 21. Special issues in vaccine research • Good animal model does not exist • HIV is highly variable and undergoes rapid mutation • Little information on protection against HIV • Misbelieve of protection from the vaccine, may increase high risk behavior • Participants should have access to appropriate risk reduction counseling • Appropriate monitoring Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 21
  • 22. Special issues in vaccine research cont… • Risk to participants – May not participate in future trials, less effectiveness of vaccine may produced in the future – Positive reaction to HIV antibody tests (may limit travels and eligibility for certain jobs) • Early phase clinical trials should take place in sponsor countries • Placebo-controlled vaccine trials are ethically acceptable Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 22
  • 23. Codes and Policies for Research Ethics Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 23
  • 24. Codes and Policies for Research Ethics • Honesty • Objectivity • Integrity • Carefulness • Openness • Respect for Intellectual Property • Confidentiality • Human subject protection Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 24
  • 25. Codes and Policies for Research Ethics cont… • Responsible publication • Responsible mentoring • Respect for colleagues • Social responsibility • Non-discrimination • Competence • Legality • Animal care Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 25
  • 26. Conclusion • Muslim Physician and the ethics of medicine: the Muslim physician, guided by Qur’an and Sunna (two primary sources of Islamic Law), will possess the necessary character traits of a good physician. This in turn, will lead to a healthy physician-patient relationship and will safeguard the profession of medicine. Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 26
  • 27. References Materials 1. International ethical guidelines for epidemiological studies 2. Responsible Conduct of Research, 2nd ed. (New York: Oxford University Press) - Shamoo A and Resnik D. 2009. 3. Ethical dimension of HIV/AIDS, Leslie E. Wolf et all, University of California San Francisco 4. Guidance on Ethics and Equitable access to HIV Treatment and Care, WHO, UNAIDS 2004 5. The Muslim physician and Ethics of Medicine , Thalia A. Arawai, PhD, JIMA: Volum 42, 2010, page 111-116 6. The Ethics of Muslim Physician and the Legacy of Mohammad , Thalia A. Arawai, PhD, JIMA: Volum 43, 2011, page 35 - 38 Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 27
  • 28. Monday, March 11, 2013 Ethical dimensions of HIV/AIDS 28

Editor's Notes

  1. 2nd Exception – HIV Positive Health Care Providers – who perform exposure-prone invasive procedures (expert review – may required to inform patients about their HIV status)
  2. In majority of stats still specific procedures are in place for testing – counseling, nature of the test, risk and benefits, prevention of transmission, confidentiality of the results, voluntary nature of the test, availability of anonymous testing
  3. Situation is different in developing countries – high cost of ART (prophylaxis) – may help in inform decision e.g. breastfeeding – may expose women to physical harm, loss of job and housing
  4. International research