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1	
  
EMULSIONS STABILITY
Abd Karim Alias, 2013©
Prof. Abd Karim Alias
Universiti Sains Malaysia
Photo	
  courtesy	
  of	
  Beatriz	
  Bonal	
  on	
  Flickr	
  	
  
2	
  
} Emulsion stability – ability to resist changes
in its physicochemical properties with time.
Mechanisms of emulsion breakdown:
} Creaming – the process in which droplets
move upwards (droplets density < density of
continuous phase)
} Sedimentation - the process in which
droplets move downwards (droplets density
> density of continuous phase)
Mechanisms of Emulsion Instability
Abd Karim Alias, 2013©
3	
  
Mechanisms of emulsion breakdown (..cont’):
} Flocculation– the process in which two or
more droplets “stick” together to form an
aggregate (but the droplets still retain their
individual integrity)
} Coalescence - the process in which two or
more droplets merge together to form a
single larger droplet.
} Phase inversion – the process in which o/w
emulsion changes to w/o emulsion, or vice
versa.
Mechanisms of Emulsion Instability
Abd Karim Alias, 2013©
4	
  
Flocculation
Phase inversion
Creaming Sedimentation Coalescence
Mechanisms of Emulsion Instability
Abd Karim Alias, 2013©
5	
  
•  Types of electrostatic
(interactive/repulsive) forces
•  DLVO theory
•  Electrical double layer
•  Zeta potential (what it is, its
significance, how to measure)
•  Effect of ionic strength & pH
Forces between colloidal particles
Abd Karim Alias, 2013©
6	
  
•  The effects of the intermolecular forces
on the stability of disperse systems can
be described in terms of the forces
between the colloidal particles
determined by the summation of the
intermolecular forces over many
molecules.
INTERACTIONS BETWEEN
DISPERSED DROPLETS
Abd Karim Alias, 2013©
7	
  
•  Two main interacting forces in affecting
colloid systems: (1) van der Waals
attractive forces and (2) electrostatic
repulsive forces.
•  Attractive forces tend to destabilise
colloids whereas repulsive forces
generally impart stability.
INTERACTIONS BETWEEN
DISPERSED DROPLETS
Abd Karim Alias, 2013©
8	
  
•  Originates from the dipole-dipole
interactions.
•  The force between two droplets arising
from van der Waals interactions is always
attractive for like droplets.
•  The attractive force increases more and
more rapidly as the droplets approach.
van der Waals Interactive Forces
Abd Karim Alias, 2013©
9	
  
_	
   +	
   _	
   +	
  
F
F = -β/r6
β = constant; r = distance in
between
van der Waals Interactive Forces
Abd Karim Alias, 2013©
10	
  
Particle with negative
surface charge
Slipping plane
Stern layer
Diffuse layer
Distance	
  from	
  parBcle	
  surface	
  
Surface	
  potenBal	
  
Stern	
  potenBal	
  
Zeta	
  potenBal	
  
0	
  
-­‐100	
  
mV	
  
Electrical Double Layer & Zeta Potential
Abd Karim Alias, 2013©
11	
  
ELECTRICAL DOUBLE LAYER
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  +	
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   +	
  
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  +	
  
}  Oppositely charged ions (counterions) are
preferentially attracted towards the surface, and ions
of the same charge (coions) tend to be repelled
away.
}  The combination of the charged surface & the
unequal distribution of coions & counterions near
the surface is called the electrical double layer.
Abd Karim Alias, 2013©
12	
  
ELECTRICAL DOUBLE LAYER
} The formation of a double layer is very
important for the stability of the colloid.
} The double layer is sensitive to electrolytes
and also temperature.
} This means that the stability of the colloid
may be manipulated by adding electrolytes
or changing the temperature.
Abd Karim Alias, 2013©
13	
  
ELECTROSTATIC FORCES &
DLVO THEORY
} DLVO theory — named after four scientists:
Derjaguin, Landau, Verwey & Overbeek
} When two charged surfaces approach so that
their electrical double-layers begin to overlap, a
repulsive force is induced which tends to oppose
further approach.
} DLVO theory suggests that electrical double-layer
repulsion will stabilize emulsion, when the
electrolyte concentration phase is less than a
certain value.
Abd Karim Alias, 2013©
14	
  
ELECTROSTATIC FORCES &
DLVO THEORY
Repulsion potential
Attraction potential
(van der Waals)
Energy
Increasing interdroplet distance
+	
  
_	
  
Total potential
Primary minimum
Secondary minimum
Abd Karim Alias, 2013©
15	
  
} DLVO theory relates the stability of emulsified
droplets to two independent potentials that
come into action when two droplets approach
each other.
} For small distances, the sum of the two
energies is always negative (i.e., net attractive)
⇒ cause aggregation.
} When the sum of two energies is +ve ⇒
repulsive force
ELECTROSTATIC FORCES &
DLVO THEORY
Abd Karim Alias, 2013©
16	
  
ZETA POTENTIAL
} Zeta potential is the electrical potential at
the hydrodynamic plane of shear
} Particles interact according to the
magnitude of the zeta potential, not their
surface charge
} Zeta potential tells us the effectiveness of
the surface charge
} For electrostatically stabilized
dispersions, the higher the value of zeta
potential, the more stable the dispersion
is likely to be
Abd Karim Alias, 2013©
17	
  
ZETA POTENTIAL
§  Stability dividing line is generally
considered to be ±30mV
§  Particles with zeta potential more
positive than +30 mV or more negative
than -30 mV are formed a stable
dispersion.
§  Small changes in the pH or
concentration of ions (ionic strength)
can lead to dramatic changes in the
zeta potential
Abd Karim Alias, 2013©
18	
  
Effect of pH on Zeta Potential
2 4 6 8 10 12
-60
-40
-20
0
20
40
60
pH
Zetapotential(mV)
Isoelectric point
Stable
Stable
Unstable
Abd Karim Alias, 2013©
19	
  
}  The introduction of charged groups on the
surface of the emulsion droplets increases
the repulsive forces.
}  Ionic emulsifiers will form an electrically
charge double layer in the aqueous solution
surrounding each oil droplet.
Emulsion Stabilization
Ionic (Electrostatic) Stabilization
Abd Karim Alias, 2013©
20	
  
}  The thickness of the electrical double layer is
affected by ionic strength. As long as ionic
strength is low, electrical repulsion is > van
de Waals attraction ⇒ the droplets remain
suspended.
}  With ionic emulsifiers, low [salt] enhances
stability, while high [salt] conc increase
flocculation and/or coalescence.
Emulsion Stabilization –
Functions of Emulsifiers
Ionic Stabilization
Abd Karim Alias, 2013©
21	
  
Emulsion Stabilization –
Effect of ionic strength
No salt present
Attraction potential is
not affected
Energy
Increasing interdroplet distance
+
_
salt added
Addition of salt changes
the distance distribution
of the repulsive potential
Abd Karim Alias, 2013©
22	
  
}  Emulsifiers – compounds that facilitate the
formation of emulsion by lowering the oil/
water interfacial tension & imparting short-
term stability by forming a protective film
around the droplets.
}  Stabilizers – compounds that are not (or only
slightly) surface active but impart long-term
stability to emulsions by restricting interfacial
interactions.
Emulsion Stabilization
Emulsion stability can be achieved by using
emulsifiers (surfactants) and/or stabilizers:
Abd Karim Alias, 2013©
23	
  
Emulsion Stabilization –
Functions of Emulsifiers
Abd Karim Alias, 2013©
24	
  
}  Emulsifiers, because of their amphiphilic
nature, adsorb at the interface between oil &
water & form an interfacial film ⇒ reduction
of interfacial tension.
}  The reduction of interfacial tension through
addition of emulsifiers allows emulsion
formation with considerably less energy
input.
Emulsion Stabilization –
Functions of Emulsifiers
Adsorption at Interface
Abd Karim Alias, 2013©
25	
  
W/O emulsion O/W emulsion
Emulsion Stabilization –
Functions of Emulsifiers
Abd Karim Alias, 2013©
26	
  
}  Mixtures of emulsifier & water form a “liquid
crystals” or mesophase structures.
}  Liquid crystalline phases may form on the
surface of oil droplets in o/w emulsions &
reduces the rate of coalescence, even if
flocculation occurs.
Liquid Crystal Stabilization
Emulsion Stabilization –
Functions of Emulsifiers
Abd Karim Alias, 2013©
27	
  
Liquid Crystal Stabilization
Some examples of mesophase
structures
A micelle is an
aggregation of the
emulsifier molecules,
oriented with the
hydrophobic chains
to the inside & the
hydrophilic groups on
the surface.
Emulsion Stabilization –
Functions of Emulsifiers
Abd Karim Alias, 2013©
28	
  
}  Hydrocolloids such as xanthan gum, arabic
gum, CMC, guar gum, etc., significantly
increase emulsion stability (function as
stabilizers).
}  The macromolecules act by either increasing
the viscosity or partitioning into the o/w
interface as a physical barrier to coalescence.
Stabilization via Steric Hindrance (also
known as steric stabilization)
Emulsion Stabilization –
Functions of Emulsifiers
Abd Karim Alias, 2013©
29	
  
Emulsion Stabilization
Steric Stabilization
Abd Karim Alias, 2013©
30	
  
}  Droplets in an emulsion have a different
density to that of liquid which surrounds
them ⇒ a net gravitational force acts upon
them ⇒ cause creaming or sedimentation.
}  Droplets in an o/w emulsion tend to cream
(e.g. milk), whereas those in a w/o emulsion
tend to sediment.
Emulsion Stabilization
Gravitational Separation
Abd Karim Alias, 2013©
31	
  
}  Creaming rate of an isolated spherical
particle can be predicted by Stokes’s
equation:
Gravitational Separation
}  In general, if creaming rate < 1 mm/day, the
emulsion is considered stable toward
creaming.
–	
  
2gr2	
  (ρd	
  –	
  ρc)	
  
9	
  η1	
  
vStokes	
   =	
  
Emulsion Stabilization
Abd Karim Alias, 2013©
32	
  
(1) Minimize Density Difference
} Matching the densities of the oil &
aqueous phases
} Density matching can be achieved by
mixing natural oils with brominated
vegetable oils (which have a higher density
than water).
Emulsion Stabilization
Methods of Controlling Gravitational Separation
Abd Karim Alias, 2013©
“Ring”in beverage emulsion
§ The driving force for gravitational
separation is the density
difference between the droplets
and the surrounding liquid: ∆r =
(r2 – r1)
§ Therefore possible to prevent
gravitational separation by
“matching” the densities of the
oil and aqueous phases
Abd Karim Alias, 2013©
§ This approach is commonly used for
stabilizing beverage emulsion
whereby the “ring” phenomenon due
to creaming of the flavor oil is
sometimes observed.
§ Density matching can be achieved by
mixing natural oils with brominated
vegetable oils (which have a higher
density than water), so that the
overall density of the oil droplets is
similar to that of aqueous phase.
“Ring” in beverage emulsion
Abd Karim Alias, 2013©
35	
  
(2) Reduce droplet size
}  The velocity at which a droplet moves is
proportional to r2 (Stoke’s law).
}  Stability of an emulsion to gravitational
separation will increase by reducing the size
of droplets.
}  High pressure homogenization
Emulsion Stabilization
Methods of Controlling Gravitational Separation
Abd Karim Alias, 2013©
36	
  
(2) Modify rheology of continuous phase
}  Increasing the viscosity of continuous phase
surrounding the droplets decreases the
velocity at which droplet moves.
}  Add thickening agent, e.g. hydrocolloids such
as arabic gum, xanthan gum, etc.
Abd Karim Alias, 2013©
Emulsion Stabilization
Methods of Controlling Gravitational Separation
37	
  
}  To predict long term stability of an emulsion
}  Simple test using centrifuge at a given speed
& time – observed degree of creaming.
}  Measure the change in particle size
distribution (PSD) of an emulsion with time
(a good emulsifier does not change PSD with
time, and vice versa).
Emulsion Stability Index
Abd Karim Alias, 2013©
38	
  
Changes in droplet size distribution
Emulsion A
Emulsion B
Emulsion A
Emulsion B
Abd Karim Alias, 2013©

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Emulsion stability

  • 1. 1   EMULSIONS STABILITY Abd Karim Alias, 2013© Prof. Abd Karim Alias Universiti Sains Malaysia Photo  courtesy  of  Beatriz  Bonal  on  Flickr    
  • 2. 2   } Emulsion stability – ability to resist changes in its physicochemical properties with time. Mechanisms of emulsion breakdown: } Creaming – the process in which droplets move upwards (droplets density < density of continuous phase) } Sedimentation - the process in which droplets move downwards (droplets density > density of continuous phase) Mechanisms of Emulsion Instability Abd Karim Alias, 2013©
  • 3. 3   Mechanisms of emulsion breakdown (..cont’): } Flocculation– the process in which two or more droplets “stick” together to form an aggregate (but the droplets still retain their individual integrity) } Coalescence - the process in which two or more droplets merge together to form a single larger droplet. } Phase inversion – the process in which o/w emulsion changes to w/o emulsion, or vice versa. Mechanisms of Emulsion Instability Abd Karim Alias, 2013©
  • 4. 4   Flocculation Phase inversion Creaming Sedimentation Coalescence Mechanisms of Emulsion Instability Abd Karim Alias, 2013©
  • 5. 5   •  Types of electrostatic (interactive/repulsive) forces •  DLVO theory •  Electrical double layer •  Zeta potential (what it is, its significance, how to measure) •  Effect of ionic strength & pH Forces between colloidal particles Abd Karim Alias, 2013©
  • 6. 6   •  The effects of the intermolecular forces on the stability of disperse systems can be described in terms of the forces between the colloidal particles determined by the summation of the intermolecular forces over many molecules. INTERACTIONS BETWEEN DISPERSED DROPLETS Abd Karim Alias, 2013©
  • 7. 7   •  Two main interacting forces in affecting colloid systems: (1) van der Waals attractive forces and (2) electrostatic repulsive forces. •  Attractive forces tend to destabilise colloids whereas repulsive forces generally impart stability. INTERACTIONS BETWEEN DISPERSED DROPLETS Abd Karim Alias, 2013©
  • 8. 8   •  Originates from the dipole-dipole interactions. •  The force between two droplets arising from van der Waals interactions is always attractive for like droplets. •  The attractive force increases more and more rapidly as the droplets approach. van der Waals Interactive Forces Abd Karim Alias, 2013©
  • 9. 9   _   +   _   +   F F = -β/r6 β = constant; r = distance in between van der Waals Interactive Forces Abd Karim Alias, 2013©
  • 10. 10   Particle with negative surface charge Slipping plane Stern layer Diffuse layer Distance  from  parBcle  surface   Surface  potenBal   Stern  potenBal   Zeta  potenBal   0   -­‐100   mV   Electrical Double Layer & Zeta Potential Abd Karim Alias, 2013©
  • 11. 11   ELECTRICAL DOUBLE LAYER _ _ _   _ _   _ _ _ __ _ _   _ _ _ _ _ _ _ +   +   +   +   +   +   +   +   +   +   +   +   +   +   +   +   +   +   +   +   +   +  +  +  +   +   +   +   +   +   +   +  +   }  Oppositely charged ions (counterions) are preferentially attracted towards the surface, and ions of the same charge (coions) tend to be repelled away. }  The combination of the charged surface & the unequal distribution of coions & counterions near the surface is called the electrical double layer. Abd Karim Alias, 2013©
  • 12. 12   ELECTRICAL DOUBLE LAYER } The formation of a double layer is very important for the stability of the colloid. } The double layer is sensitive to electrolytes and also temperature. } This means that the stability of the colloid may be manipulated by adding electrolytes or changing the temperature. Abd Karim Alias, 2013©
  • 13. 13   ELECTROSTATIC FORCES & DLVO THEORY } DLVO theory — named after four scientists: Derjaguin, Landau, Verwey & Overbeek } When two charged surfaces approach so that their electrical double-layers begin to overlap, a repulsive force is induced which tends to oppose further approach. } DLVO theory suggests that electrical double-layer repulsion will stabilize emulsion, when the electrolyte concentration phase is less than a certain value. Abd Karim Alias, 2013©
  • 14. 14   ELECTROSTATIC FORCES & DLVO THEORY Repulsion potential Attraction potential (van der Waals) Energy Increasing interdroplet distance +   _   Total potential Primary minimum Secondary minimum Abd Karim Alias, 2013©
  • 15. 15   } DLVO theory relates the stability of emulsified droplets to two independent potentials that come into action when two droplets approach each other. } For small distances, the sum of the two energies is always negative (i.e., net attractive) ⇒ cause aggregation. } When the sum of two energies is +ve ⇒ repulsive force ELECTROSTATIC FORCES & DLVO THEORY Abd Karim Alias, 2013©
  • 16. 16   ZETA POTENTIAL } Zeta potential is the electrical potential at the hydrodynamic plane of shear } Particles interact according to the magnitude of the zeta potential, not their surface charge } Zeta potential tells us the effectiveness of the surface charge } For electrostatically stabilized dispersions, the higher the value of zeta potential, the more stable the dispersion is likely to be Abd Karim Alias, 2013©
  • 17. 17   ZETA POTENTIAL §  Stability dividing line is generally considered to be ±30mV §  Particles with zeta potential more positive than +30 mV or more negative than -30 mV are formed a stable dispersion. §  Small changes in the pH or concentration of ions (ionic strength) can lead to dramatic changes in the zeta potential Abd Karim Alias, 2013©
  • 18. 18   Effect of pH on Zeta Potential 2 4 6 8 10 12 -60 -40 -20 0 20 40 60 pH Zetapotential(mV) Isoelectric point Stable Stable Unstable Abd Karim Alias, 2013©
  • 19. 19   }  The introduction of charged groups on the surface of the emulsion droplets increases the repulsive forces. }  Ionic emulsifiers will form an electrically charge double layer in the aqueous solution surrounding each oil droplet. Emulsion Stabilization Ionic (Electrostatic) Stabilization Abd Karim Alias, 2013©
  • 20. 20   }  The thickness of the electrical double layer is affected by ionic strength. As long as ionic strength is low, electrical repulsion is > van de Waals attraction ⇒ the droplets remain suspended. }  With ionic emulsifiers, low [salt] enhances stability, while high [salt] conc increase flocculation and/or coalescence. Emulsion Stabilization – Functions of Emulsifiers Ionic Stabilization Abd Karim Alias, 2013©
  • 21. 21   Emulsion Stabilization – Effect of ionic strength No salt present Attraction potential is not affected Energy Increasing interdroplet distance + _ salt added Addition of salt changes the distance distribution of the repulsive potential Abd Karim Alias, 2013©
  • 22. 22   }  Emulsifiers – compounds that facilitate the formation of emulsion by lowering the oil/ water interfacial tension & imparting short- term stability by forming a protective film around the droplets. }  Stabilizers – compounds that are not (or only slightly) surface active but impart long-term stability to emulsions by restricting interfacial interactions. Emulsion Stabilization Emulsion stability can be achieved by using emulsifiers (surfactants) and/or stabilizers: Abd Karim Alias, 2013©
  • 23. 23   Emulsion Stabilization – Functions of Emulsifiers Abd Karim Alias, 2013©
  • 24. 24   }  Emulsifiers, because of their amphiphilic nature, adsorb at the interface between oil & water & form an interfacial film ⇒ reduction of interfacial tension. }  The reduction of interfacial tension through addition of emulsifiers allows emulsion formation with considerably less energy input. Emulsion Stabilization – Functions of Emulsifiers Adsorption at Interface Abd Karim Alias, 2013©
  • 25. 25   W/O emulsion O/W emulsion Emulsion Stabilization – Functions of Emulsifiers Abd Karim Alias, 2013©
  • 26. 26   }  Mixtures of emulsifier & water form a “liquid crystals” or mesophase structures. }  Liquid crystalline phases may form on the surface of oil droplets in o/w emulsions & reduces the rate of coalescence, even if flocculation occurs. Liquid Crystal Stabilization Emulsion Stabilization – Functions of Emulsifiers Abd Karim Alias, 2013©
  • 27. 27   Liquid Crystal Stabilization Some examples of mesophase structures A micelle is an aggregation of the emulsifier molecules, oriented with the hydrophobic chains to the inside & the hydrophilic groups on the surface. Emulsion Stabilization – Functions of Emulsifiers Abd Karim Alias, 2013©
  • 28. 28   }  Hydrocolloids such as xanthan gum, arabic gum, CMC, guar gum, etc., significantly increase emulsion stability (function as stabilizers). }  The macromolecules act by either increasing the viscosity or partitioning into the o/w interface as a physical barrier to coalescence. Stabilization via Steric Hindrance (also known as steric stabilization) Emulsion Stabilization – Functions of Emulsifiers Abd Karim Alias, 2013©
  • 29. 29   Emulsion Stabilization Steric Stabilization Abd Karim Alias, 2013©
  • 30. 30   }  Droplets in an emulsion have a different density to that of liquid which surrounds them ⇒ a net gravitational force acts upon them ⇒ cause creaming or sedimentation. }  Droplets in an o/w emulsion tend to cream (e.g. milk), whereas those in a w/o emulsion tend to sediment. Emulsion Stabilization Gravitational Separation Abd Karim Alias, 2013©
  • 31. 31   }  Creaming rate of an isolated spherical particle can be predicted by Stokes’s equation: Gravitational Separation }  In general, if creaming rate < 1 mm/day, the emulsion is considered stable toward creaming. –   2gr2  (ρd  –  ρc)   9  η1   vStokes   =   Emulsion Stabilization Abd Karim Alias, 2013©
  • 32. 32   (1) Minimize Density Difference } Matching the densities of the oil & aqueous phases } Density matching can be achieved by mixing natural oils with brominated vegetable oils (which have a higher density than water). Emulsion Stabilization Methods of Controlling Gravitational Separation Abd Karim Alias, 2013©
  • 33. “Ring”in beverage emulsion § The driving force for gravitational separation is the density difference between the droplets and the surrounding liquid: ∆r = (r2 – r1) § Therefore possible to prevent gravitational separation by “matching” the densities of the oil and aqueous phases Abd Karim Alias, 2013©
  • 34. § This approach is commonly used for stabilizing beverage emulsion whereby the “ring” phenomenon due to creaming of the flavor oil is sometimes observed. § Density matching can be achieved by mixing natural oils with brominated vegetable oils (which have a higher density than water), so that the overall density of the oil droplets is similar to that of aqueous phase. “Ring” in beverage emulsion Abd Karim Alias, 2013©
  • 35. 35   (2) Reduce droplet size }  The velocity at which a droplet moves is proportional to r2 (Stoke’s law). }  Stability of an emulsion to gravitational separation will increase by reducing the size of droplets. }  High pressure homogenization Emulsion Stabilization Methods of Controlling Gravitational Separation Abd Karim Alias, 2013©
  • 36. 36   (2) Modify rheology of continuous phase }  Increasing the viscosity of continuous phase surrounding the droplets decreases the velocity at which droplet moves. }  Add thickening agent, e.g. hydrocolloids such as arabic gum, xanthan gum, etc. Abd Karim Alias, 2013© Emulsion Stabilization Methods of Controlling Gravitational Separation
  • 37. 37   }  To predict long term stability of an emulsion }  Simple test using centrifuge at a given speed & time – observed degree of creaming. }  Measure the change in particle size distribution (PSD) of an emulsion with time (a good emulsifier does not change PSD with time, and vice versa). Emulsion Stability Index Abd Karim Alias, 2013©
  • 38. 38   Changes in droplet size distribution Emulsion A Emulsion B Emulsion A Emulsion B Abd Karim Alias, 2013©